Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hagerty, Inc.HGTY · Entity 3968 | Chief Accounting Officer | October 01, 2026 | October 05, 2026 |
| IMAX CORPIMAX · Entity 4276 | Sr VP, Finance & Controller | March 07, 2022 | March 09, 2022 |
| SOTHEBYSBID · Entity 154560 | SVP, Corp. Controller & CAO | March 05, 2019 | March 06, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hagerty, Inc.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 83,013 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Tax withholding · Disposed 959 · Balance 83,013 F1: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of restricted stock units ("RSUs") pursuant to the RSU Agreement between the Issuer and the Reporting Person dated as of October 1, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of restricted stock units ("RSUs") pursuant to the RSU Agreement between the Issuer and the Reporting Person dated as of October 1, 2025.
IMAX CORP
Report date March 07, 2022 · Filed March 09, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common sharesSEC Table I · non-derivative | Direct | 5,078 |
Ending reported balance
After 2022-03-07 transaction · row 5
4 source rows · reconciled sequenceRow 2 · 2022-03-07 · Exercise / conversion · Acquired 2,526 · Balance 4,043 F1: Represents the conversion upon vesting of restricted share units into common shares. Row 3 · 2022-03-07 · Exercise / conversion · Acquired 1,885 · Balance 5,928 F1: Represents the conversion upon vesting of restricted share units into common shares. Row 4 · 2022-03-07 · Exercise / conversion · Acquired 1,706 · Balance 7,634 F1: Represents the conversion upon vesting of restricted share units into common shares. Row 5 · 2022-03-07 · Tax withholding · Disposed 2,556 · Balance 5,078 F2: Mr. Delaney is reporting the withholding of common shares by IMAX Corporation to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit transactions. |
| restricted share unitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,528 |
Reported balance
After 2022-03-07 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-03-07 · Exercise / conversion · Disposed 2,526 · Balance 2,528 F3: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. F4: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F1: Represents the conversion upon vesting of restricted share units into common shares. F5: The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date. F7: This represents the number of restricted share units for this transaction only. Mr. Delaney's aggregate remaining outstanding restricted share unit and common share balances following these transactions will be 13,391 and 5,078, respectively. |
| restricted share unitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,885 |
Reported balance
After 2022-03-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-03-07 · Exercise / conversion · Disposed 1,885 · Balance 1,885 F3: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. F4: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F1: Represents the conversion upon vesting of restricted share units into common shares. F6: The restricted share units vest and will be converted to common shares in two equal installments on each of the first two anniversaries of the grant date. F7: This represents the number of restricted share units for this transaction only. Mr. Delaney's aggregate remaining outstanding restricted share unit and common share balances following these transactions will be 13,391 and 5,078, respectively. |
| restricted share unitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 3,412 |
Reported balance
After 2022-03-07 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-03-07 · Exercise / conversion · Disposed 1,706 · Balance 3,412 F3: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. F4: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F1: Represents the conversion upon vesting of restricted share units into common shares. F5: The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date. F7: This represents the number of restricted share units for this transaction only. Mr. Delaney's aggregate remaining outstanding restricted share unit and common share balances following these transactions will be 13,391 and 5,078, respectively. |
| restricted share unitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 5,566 |
Reported balance
After 2022-03-07 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-03-07 · Grant · Acquired 5,566 · Balance 5,566 F3: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. F4: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F5: The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date. F7: This represents the number of restricted share units for this transaction only. Mr. Delaney's aggregate remaining outstanding restricted share unit and common share balances following these transactions will be 13,391 and 5,078, respectively. |
| common shares (opening balance)SEC Table I · non-derivative | Direct | 1,517 |
Reported balance
Holding disclosure · report date 2022-03-07 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,517 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion upon vesting of restricted share units into common shares.
F2: Mr. Delaney is reporting the withholding of common shares by IMAX Corporation to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit transactions.
F3: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
F4: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.
F5: The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date.
F6: The restricted share units vest and will be converted to common shares in two equal installments on each of the first two anniversaries of the grant date.
F7: This represents the number of restricted share units for this transaction only. Mr. Delaney's aggregate remaining outstanding restricted share unit and common share balances following these transactions will be 13,391 and 5,078, respectively.
SOTHEBYS
Report date March 05, 2019 · Filed March 06, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-03-06 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2019-03-05 · Grant · Acquired 2,322 · Balance 2,322 F1: Performance stock units that have vested and are settled in common stock as a result of the achievement of all or partial financial target. Row 2 · 2019-03-05 · Exercise / conversion · Acquired 2,087 · Balance 4,409 F2: Restricted Stock Units that have vested and converted into common stock on a one-for-one basis. Restricted stock units vest over three years in three equal annual installments. Row 3 · 2019-03-05 · Tax withholding · Disposed 1,488 · Balance 2,921 Row 4 · 2019-03-06 · Sale · Disposed 2,921 · Balance 0 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,337 |
Reported balance
After 2019-03-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-03-05 · Exercise / conversion · Disposed 2,087 · Balance 3,337 F2: Restricted Stock Units that have vested and converted into common stock on a one-for-one basis. Restricted stock units vest over three years in three equal annual installments. |
Filing footnotes · ownership attribution and instrument terms
F1: Performance stock units that have vested and are settled in common stock as a result of the achievement of all or partial financial target.
F2: Restricted Stock Units that have vested and converted into common stock on a one-for-one basis. Restricted stock units vest over three years in three equal annual installments.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 5, 2026 21:12 UTC | Hagerty, Inc. HGTY · Entity 3968 | Tax withholdingClass A Common Stock | 959 | $13.46 | $12,908.14 |
DisclosureSEC source: 0001628280-26-065042 · wk-form4_1791234741.xml · nonDerivative · entry 1 DELANEY KEVIN M · CIK 0001398794 · Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 83,013 F1 · shares: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of restricted stock units ("RSUs") pursuant to the RSU Agreement between the Issuer and the Reporting Person dated as of October 1, 2025. Read SEC document |
| July 02, 2026 Filed Jul 6, 2026 20:17 UTC | Hagerty, Inc. HGTY · Entity 3968 | SaleClass A Common Stock | 3,113 | $12.25 | $38,134.25 |
DisclosureSEC source: 0001628280-26-047271 · wk-form4_1783369055.xml · nonDerivative · entry 1 DELANEY KEVIN M · CIK 0001398794 · Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 83,972 F1 · shares: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 5, 2026. Read SEC document |
| July 01, 2026 Filed Jul 2, 2026 20:46 UTC | Hagerty, Inc. HGTY · Entity 3968 | Tax withholdingClass A Common Stock | 2,525 | $12.06 | $30,451.50 |
DisclosureSEC source: 0001628280-26-046991 · wk-form4_1783025185.xml · nonDerivative · entry 3 DELANEY KEVIN M · CIK 0001398794 · Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 87,085 F4 · shares: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of restricted stock units ("RSUs") pursuant to the RSU Agreement between the Issuer and the Reporting Person dated as of July 1, 2023. Read SEC document |
| July 01, 2026 Filed Jul 2, 2026 20:46 UTC | Hagerty, Inc. HGTY · Entity 3968 | SaleClass A Common Stock | 9,440 | $12.10 | $114,224.00 |
DisclosureSEC source: 0001628280-26-046991 · wk-form4_1783025185.xml · nonDerivative · entry 2 DELANEY KEVIN M · CIK 0001398794 · Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 89,610 F1 · shares: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 5, 2026. F3 · price: This transaction was executed in multiple trades at prices ranging from $12.00 to $12.23. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 20:46 UTC | Hagerty, Inc. HGTY · Entity 3968 | SaleClass A Common Stock | 905 | $12.01 | $10,869.05 |
DisclosureSEC source: 0001628280-26-046991 · wk-form4_1783025185.xml · nonDerivative · entry 1 DELANEY KEVIN M · CIK 0001398794 · Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 99,050 F1 · shares: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 5, 2026. F2 · price: This transaction was executed in multiple trades at prices ranging from $12.00 to $12.03. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 18:47 UTC | Hagerty, Inc. HGTY · Entity 3968 | Tax withholdingClass A Common Stock | 8,456 | $10.66 | $90,140.96 |
DisclosureSEC source: 0001628280-26-023584 · wk-form4_1775242058.xml · nonDerivative · entry 2 DELANEY KEVIN M · CIK 0001398794 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,955 F2 · shares: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of RSUs pursuant to various RSU award agreements. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 18:47 UTC | Hagerty, Inc. HGTY · Entity 3968 | GrantClass A Common Stock | 17,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-023584 · wk-form4_1775242058.xml · nonDerivative · entry 1 DELANEY KEVIN M · CIK 0001398794 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,411 F1 · shares: Represents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2029, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement terminations, or a change of control of the Issuer. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 20:15 UTC | Hagerty, Inc. HGTY · Entity 3968 | GrantClass A Common Stock | 8,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-044045 · wk-form4_1759522530.xml · nonDerivative · entry 1 DELANEY KEVIN M · CIK 0001398794 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,797 F1 · shares: Represents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on October 1, 2028, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement terminations, or a change of control of the Issuer. Read SEC document |
| July 01, 2025 Filed Jul 2, 2025 22:08 UTC | Hagerty, Inc. HGTY · Entity 3968 | Tax withholdingClass A Common Stock | 1,657 | $10.15 | $16,818.55 |
DisclosureSEC source: 0001840776-25-000190 · wk-form4_1751494096.xml · nonDerivative · entry 1 DELANEY KEVIN M · CIK 0001398794 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,491 F1 · shares: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of restricted stock units ("RSUs") pursuant to the RSU Agreement between the Issuer and the Reporting Person dated as of July 1, 2023. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 21:25 UTC | Hagerty, Inc. HGTY · Entity 3968 | Tax withholdingClass A Common Stock | 6,069 | $9.08 | $55,106.52 |
DisclosureSEC source: 0001840776-25-000091 · wk-form4_1743715522.xml · nonDerivative · entry 2 DELANEY KEVIN M · CIK 0001398794 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,148 F2 · shares: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of RSUs pursuant to various RSU award agreements. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 21:25 UTC | Hagerty, Inc. HGTY · Entity 3968 | GrantClass A Common Stock | 19,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001840776-25-000091 · wk-form4_1743715522.xml · nonDerivative · entry 1 DELANEY KEVIN M · CIK 0001398794 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,217 F1 · shares: Represents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2028, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement terminations, or a change of control of the Issuer. Read SEC document |
| July 01, 2024 Filed Jul 10, 2024 20:06 UTC | Hagerty, Inc. HGTY · Entity 3968 | Tax withholdingClass A Common Stock | 1,655 | $10.53 | $17,427.15 |
DisclosureSEC source: 0001628280-24-031576 · wk-form4_1720642002.xml · nonDerivative · entry 1 DELANEY KEVIN M · CIK 0001398794 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,297 F1 · shares: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of restricted stock units ("RSUs") pursuant to various RSU award agreements. Read SEC document |
| April 01, 2024 Filed Apr 23, 2024 20:14 UTC | Hagerty, Inc. HGTY · Entity 3968 | GrantClass A Common Stock | 18,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001840776-24-000070 · wk-form4_1713903285.xml · nonDerivative · entry 1 DELANEY KEVIN M · CIK 0001398794 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,812 F1 · shares: Represents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2027, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement terminations, or a change of control of the Issuer. Read SEC document |
| April 01, 2024 Filed Jul 10, 2024 20:06 UTC Amendment | Hagerty, Inc. HGTY · Entity 3968 | Tax withholdingClass A Common Stock | 3,860 | $9.13 | $35,241.80 |
DisclosureSEC source: 0001628280-24-031575 · wk-form4a_1720641966.xml · nonDerivative · entry 2 DELANEY KEVIN M · CIK 0001398794 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,952 F2 · shares: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of RSUs pursuant to various RSU award agreements. F3 · shares: On April 3, 2024, the Reporting Person filed a Form 4 reporting the grant of RSUs on April 1, 2024. This Form 4/A amends that prior Form 4 to reflect that, pursuant to the RSU award agreements governing the RSU grants made to the Reporting Person, the Issuer withheld for taxes the number of shares of Class A Common Stock indicated in this Form 4/A upon the vesting of RSUs on April 1, 2024. Read SEC document |
| April 01, 2024 Filed Jul 10, 2024 20:06 UTC Amendment | Hagerty, Inc. HGTY · Entity 3968 | GrantClass A Common Stock | 18,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-031575 · wk-form4a_1720641966.xml · nonDerivative · entry 1 DELANEY KEVIN M · CIK 0001398794 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,812 F1 · shares: Represents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2027, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement terminations, or a change of control of the Issuer. Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 20:01 UTC | Hagerty, Inc. HGTY · Entity 3968 | GrantClass A Common Stock | 23,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001840776-23-000132 · wk-form4_1688587268.xml · nonDerivative · entry 1 DELANEY KEVIN M · CIK 0001398794 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,070 F1 · shares: Represents shares of Class A Common Stock of the Issuer's underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Issuer's 2021 Equity Incentive Plan. The RSUs vest 20% on July 1, 2024, 20% on July 1, 2025, 30% on July 1, 2026, and 30% on July 1, 2027, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability or retirement. Read SEC document |
| April 01, 2023 Filed Apr 5, 2023 20:43 UTC | Hagerty, Inc. HGTY · Entity 3968 | GrantClass A Common Stock | 19,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001840776-23-000027 · wf-form4_168072741991465.xml · nonDerivative · entry 2 DELANEY KEVIN M · CIK 0001398794 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,352 F1 · shares: Represents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2026, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement. Read SEC document |
| April 01, 2023 Filed Apr 5, 2023 20:43 UTC | Hagerty, Inc. HGTY · Entity 3968 | GrantClass A Common Stock | 14,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001840776-23-000027 · wf-form4_168072741991465.xml · nonDerivative · entry 1 DELANEY KEVIN M · CIK 0001398794 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,302 F1 · shares: Represents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2026, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 21:29 UTC | IMAX CORP IMAX · Entity 4276 | Grantrestricted share units · Derivative | 5,566 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-003825 · marketforms-55691.xml · derivative · entry 9 DELANEY KEVIN M · CIK 0001398794 · Sr VP, Finance & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,566 Underlying: common shares · 5,566 shares Expires not disclosed F3 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. F4 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F4 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F5 · derivative.exercise_date: The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date. F5 · derivative.expiration_date: The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date. F7 · balance_after: This represents the number of restricted share units for this transaction only. Mr. Delaney's aggregate remaining outstanding restricted share unit and common share balances following these transactions will be 13,391 and 5,078, respectively. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 21:29 UTC | IMAX CORP IMAX · Entity 4276 | Exercise / conversionrestricted share units · Derivative | 1,706 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-003825 · marketforms-55691.xml · derivative · entry 8 DELANEY KEVIN M · CIK 0001398794 · Sr VP, Finance & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,412 Underlying: common shares · 1,706 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. F4 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F1 · shares: Represents the conversion upon vesting of restricted share units into common shares. F4 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F5 · derivative.exercise_date: The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date. F5 · derivative.expiration_date: The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date. F7 · balance_after: This represents the number of restricted share units for this transaction only. Mr. Delaney's aggregate remaining outstanding restricted share unit and common share balances following these transactions will be 13,391 and 5,078, respectively. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 21:29 UTC | IMAX CORP IMAX · Entity 4276 | Exercise / conversionrestricted share units · Derivative | 1,885 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-003825 · marketforms-55691.xml · derivative · entry 7 DELANEY KEVIN M · CIK 0001398794 · Sr VP, Finance & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,885 Underlying: common shares · 1,885 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. F4 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F1 · shares: Represents the conversion upon vesting of restricted share units into common shares. F4 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F6 · derivative.exercise_date: The restricted share units vest and will be converted to common shares in two equal installments on each of the first two anniversaries of the grant date. F6 · derivative.expiration_date: The restricted share units vest and will be converted to common shares in two equal installments on each of the first two anniversaries of the grant date. F7 · balance_after: This represents the number of restricted share units for this transaction only. Mr. Delaney's aggregate remaining outstanding restricted share unit and common share balances following these transactions will be 13,391 and 5,078, respectively. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 21:29 UTC | IMAX CORP IMAX · Entity 4276 | Exercise / conversionrestricted share units · Derivative | 2,526 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-003825 · marketforms-55691.xml · derivative · entry 6 DELANEY KEVIN M · CIK 0001398794 · Sr VP, Finance & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,528 Underlying: common shares · 2,526 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. F4 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F1 · shares: Represents the conversion upon vesting of restricted share units into common shares. F4 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F5 · derivative.exercise_date: The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date. F5 · derivative.expiration_date: The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date. F7 · balance_after: This represents the number of restricted share units for this transaction only. Mr. Delaney's aggregate remaining outstanding restricted share unit and common share balances following these transactions will be 13,391 and 5,078, respectively. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 21:29 UTC | IMAX CORP IMAX · Entity 4276 | Tax withholdingcommon shares | 2,556 | $18.13 | $46,340.28 |
DisclosureSEC source: 0001214659-22-003825 · marketforms-55691.xml · nonDerivative · entry 5 DELANEY KEVIN M · CIK 0001398794 · Sr VP, Finance & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,078 F2 · shares: Mr. Delaney is reporting the withholding of common shares by IMAX Corporation to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit transactions. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 21:29 UTC | IMAX CORP IMAX · Entity 4276 | Exercise / conversioncommon shares | 1,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-003825 · marketforms-55691.xml · nonDerivative · entry 4 DELANEY KEVIN M · CIK 0001398794 · Sr VP, Finance & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,634 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted share units into common shares. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 21:29 UTC | IMAX CORP IMAX · Entity 4276 | Exercise / conversioncommon shares | 1,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-003825 · marketforms-55691.xml · nonDerivative · entry 3 DELANEY KEVIN M · CIK 0001398794 · Sr VP, Finance & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted share units into common shares. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 21:29 UTC | IMAX CORP IMAX · Entity 4276 | Exercise / conversioncommon shares | 2,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-003825 · marketforms-55691.xml · nonDerivative · entry 2 DELANEY KEVIN M · CIK 0001398794 · Sr VP, Finance & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted share units into common shares. Read SEC document |
| March 07, 2021 Filed Mar 10, 2021 02:09 UTC | IMAX CORP IMAX · Entity 4276 | Grantrestricted share units · Derivative | 8,888 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-002954 · marketforms-51820.xml · derivative · entry 5 DELANEY KEVIN M · CIK 0001398794 · Sr VP, Finance & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,888 Underlying: common shares · 8,888 shares Expires not disclosed F3 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. F4 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F4 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F5 · derivative.exercise_date: The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date. F5 · derivative.expiration_date: The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date. F6 · balance_after: This represents the number of restricted share units for this transaction only. Mr. Delaney's aggregate remaining outstanding restricted share unit and common share balances following these transactions will be 13,942 and 1,517, respectively. Read SEC document |
| March 07, 2021 Filed Mar 10, 2021 02:09 UTC | IMAX CORP IMAX · Entity 4276 | Exercise / conversionrestricted share units · Derivative | 2,526 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-002954 · marketforms-51820.xml · derivative · entry 4 DELANEY KEVIN M · CIK 0001398794 · Sr VP, Finance & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,054 Underlying: common shares · 2,526 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. F4 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F1 · shares: Represents the conversion upon vesting of restricted share units into common shares. F4 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F5 · derivative.exercise_date: The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date. F5 · derivative.expiration_date: The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date. F6 · balance_after: This represents the number of restricted share units for this transaction only. Mr. Delaney's aggregate remaining outstanding restricted share unit and common share balances following these transactions will be 13,942 and 1,517, respectively. Read SEC document |
| March 07, 2021 Filed Mar 10, 2021 02:09 UTC | IMAX CORP IMAX · Entity 4276 | Tax withholdingcommon shares | 1,009 | $24.59 | $24,811.31 |
DisclosureSEC source: 0001214659-21-002954 · marketforms-51820.xml · nonDerivative · entry 3 DELANEY KEVIN M · CIK 0001398794 · Sr VP, Finance & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,517 F2 · shares: Mr. Delaney is reporting the withholding by IMAX Corporation of 1,009 common shares to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit transactions. F2 · price: Mr. Delaney is reporting the withholding by IMAX Corporation of 1,009 common shares to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit transactions. Read SEC document |
| March 07, 2021 Filed Mar 10, 2021 02:09 UTC | IMAX CORP IMAX · Entity 4276 | Exercise / conversioncommon shares | 2,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-002954 · marketforms-51820.xml · nonDerivative · entry 2 DELANEY KEVIN M · CIK 0001398794 · Sr VP, Finance & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,526 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted share units into common shares. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 20:30 UTC | IMAX CORP IMAX · Entity 4276 | Grantrestricted share units · Derivative | 7,580 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-002657 · marketforms-48307.xml · derivative · entry 2 DELANEY KEVIN M · CIK 0001398794 · Sr VP, Finance & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,580 Underlying: common shares · 7,580 shares Expires not disclosed F1 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. F2 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F2 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. F3 · derivative.exercise_date: The restricted share units vest and will be converted to common shares in three installments: 2,526 on each of March 7, 2021 and March 7, 2022 and 2,528 on March 7, 2023. F3 · derivative.expiration_date: The restricted share units vest and will be converted to common shares in three installments: 2,526 on each of March 7, 2021 and March 7, 2022 and 2,528 on March 7, 2023. F4 · balance_after: This represents the number of restricted share units for this transaction only. Mr. Delaney's aggregate remaining restricted share unit and common share balances following this transaction will be 7,580 and 0, respectively. Read SEC document |
| March 06, 2019 Filed Mar 6, 2019 15:09 UTC | SOTHEBYS BID · Entity 154560 | SaleCommon Stock | 2,921 | $40.54 | $118,417.34 |
DisclosureSEC source: 0001127602-19-010203 · form4.xml · nonDerivative · entry 4 DELANEY KEVIN M · CIK 0001398794 · SVP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 15:09 UTC | SOTHEBYS BID · Entity 154560 | Exercise / conversionRestricted Stock Units · Derivative | 2,087 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-010203 · form4.xml · derivative · entry 5 DELANEY KEVIN M · CIK 0001398794 · SVP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,337 Underlying: Common Stock · 2,087 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted Stock Units that have vested and converted into common stock on a one-for-one basis. Restricted stock units vest over three years in three equal annual installments. F2 · price: Restricted Stock Units that have vested and converted into common stock on a one-for-one basis. Restricted stock units vest over three years in three equal annual installments. F2 · derivative.exercise_date: Restricted Stock Units that have vested and converted into common stock on a one-for-one basis. Restricted stock units vest over three years in three equal annual installments. F2 · derivative.expiration_date: Restricted Stock Units that have vested and converted into common stock on a one-for-one basis. Restricted stock units vest over three years in three equal annual installments. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 15:09 UTC | SOTHEBYS BID · Entity 154560 | Tax withholdingCommon Stock | 1,488 | $40.00 | $59,520.00 |
DisclosureSEC source: 0001127602-19-010203 · form4.xml · nonDerivative · entry 3 DELANEY KEVIN M · CIK 0001398794 · SVP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,921 Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 15:09 UTC | SOTHEBYS BID · Entity 154560 | Exercise / conversionCommon Stock | 2,087 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-010203 · form4.xml · nonDerivative · entry 2 DELANEY KEVIN M · CIK 0001398794 · SVP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Restricted Stock Units that have vested and converted into common stock on a one-for-one basis. Restricted stock units vest over three years in three equal annual installments. F2 · price: Restricted Stock Units that have vested and converted into common stock on a one-for-one basis. Restricted stock units vest over three years in three equal annual installments. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 15:09 UTC | SOTHEBYS BID · Entity 154560 | GrantCommon Stock | 2,322 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-010203 · form4.xml · nonDerivative · entry 1 DELANEY KEVIN M · CIK 0001398794 · SVP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,322 F1 · shares: Performance stock units that have vested and are settled in common stock as a result of the achievement of all or partial financial target. F1 · price: Performance stock units that have vested and are settled in common stock as a result of the achievement of all or partial financial target. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 10:33 UTC | SOTHEBYS BID · Entity 154560 | GrantRestricted Stock Units · Derivative | 1,740 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-008837 · form4.xml · derivative · entry 1 DELANEY KEVIN M · CIK 0001398794 · SVP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,424 Underlying: Common Stock · 1,740 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over three years in equal annual installments beginning with the first anniversary of the grant date. F1 · deemedExecutionDate: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over three years in equal annual installments beginning with the first anniversary of the grant date. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over three years in equal annual installments beginning with the first anniversary of the grant date. F1 · derivative.exercise_date: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over three years in equal annual installments beginning with the first anniversary of the grant date. F1 · derivative.expiration_date: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over three years in equal annual installments beginning with the first anniversary of the grant date. Read SEC document |
| March 07, 2018 Filed Mar 7, 2018 12:10 UTC | SOTHEBYS BID · Entity 154560 | SaleCommon Stock | 1,821 | $51.71 | $94,164.09 |
DisclosureSEC source: 0001127602-18-010463 · form4.xml · nonDerivative · entry 4 DELANEY KEVIN M · CIK 0001398794 · SVP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 12:10 UTC | SOTHEBYS BID · Entity 154560 | Exercise / conversionRestricted Stock Units · Derivative | 1,949 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-010463 · form4.xml · derivative · entry 5 DELANEY KEVIN M · CIK 0001398794 · SVP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,684 Underlying: Common Stock · 1,949 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments. F2 · derivative.exercise_date: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments. F2 · derivative.expiration_date: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 12:10 UTC | SOTHEBYS BID · Entity 154560 | Tax withholdingCommon Stock | 926 | $51.00 | $47,226.00 |
DisclosureSEC source: 0001127602-18-010463 · form4.xml · nonDerivative · entry 3 DELANEY KEVIN M · CIK 0001398794 · SVP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,821 Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 12:10 UTC | SOTHEBYS BID · Entity 154560 | Exercise / conversionCommon Stock | 1,949 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-010463 · form4.xml · nonDerivative · entry 2 DELANEY KEVIN M · CIK 0001398794 · SVP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 12:10 UTC | SOTHEBYS BID · Entity 154560 | GrantCommon Stock | 798 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-010463 · form4.xml · nonDerivative · entry 1 DELANEY KEVIN M · CIK 0001398794 · SVP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 798 F1 · shares: Performance stock units that have vested and are settled in common stock as a result of the achievement of all or partial financial target. F1 · price: Performance stock units that have vested and are settled in common stock as a result of the achievement of all or partial financial target. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 16:34 UTC | SOTHEBYS BID · Entity 154560 | GrantRestricted Stock Units · Derivative | 1,507 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-005515 · form4.xml · derivative · entry 1 DELANEY KEVIN M · CIK 0001398794 · SVP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,633 Underlying: Common Stock · 1,507 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. F1 · deemedExecutionDate: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. F1 · derivative.exercise_date: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. F1 · derivative.expiration_date: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. Read SEC document |
| March 07, 2017 Filed Mar 7, 2017 16:07 UTC | SOTHEBYS BID · Entity 154560 | SaleCommon Stock | 1,806 | $48.04 | $86,760.24 |
DisclosureSEC source: 0001127602-17-010564 · form4.xml · nonDerivative · entry 4 DELANEY KEVIN M · CIK 0001398794 · SVP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 16:07 UTC | SOTHEBYS BID · Entity 154560 | Exercise / conversionRestricted Stock Units · Derivative | 1,638 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-010564 · form4.xml · derivative · entry 5 DELANEY KEVIN M · CIK 0001398794 · SVP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,126 Underlying: Common Stock · 1,638 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over three years in equal annual installments beginning with the first anniversary of the grant date. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over three years in equal annual installments beginning with the first anniversary of the grant date. F2 · derivative.exercise_date: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over three years in equal annual installments beginning with the first anniversary of the grant date. F2 · derivative.expiration_date: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over three years in equal annual installments beginning with the first anniversary of the grant date. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 16:07 UTC | SOTHEBYS BID · Entity 154560 | Tax withholdingCommon Stock | 1,044 | $48.20 | $50,320.80 |
DisclosureSEC source: 0001127602-17-010564 · form4.xml · nonDerivative · entry 3 DELANEY KEVIN M · CIK 0001398794 · SVP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,806 Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 16:07 UTC | SOTHEBYS BID · Entity 154560 | Exercise / conversionCommon Stock | 1,638 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-010564 · form4.xml · nonDerivative · entry 2 DELANEY KEVIN M · CIK 0001398794 · SVP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over three years in equal annual installments beginning with the first anniversary of the grant date. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over three years in equal annual installments beginning with the first anniversary of the grant date. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 16:07 UTC | SOTHEBYS BID · Entity 154560 | GrantCommon Stock | 1,212 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-010564 · form4.xml · nonDerivative · entry 1 DELANEY KEVIN M · CIK 0001398794 · SVP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,212 F1 · shares: Performance stock units that have vested and are settled in common stock as a result of the achievement of all or partial financial target. F1 · price: Performance stock units that have vested and are settled in common stock as a result of the achievement of all or partial financial target. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 12:56 UTC | SOTHEBYS BID · Entity 154560 | GrantRestricted Stock Units · Derivative | 1,775 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-004707 · form4.xml · derivative · entry 1 DELANEY KEVIN M · CIK 0001398794 · SVP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,764 Underlying: Common Stock · 1,775 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. F1 · derivative.exercise_date: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. F1 · derivative.expiration_date: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.