Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Securitize Corp.SECZ · Entity 4939 | Chief Operating Officer | September 10, 2026 | September 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Securitize Corp.
Report date September 10, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 126,201 |
Reported balance
After 2026-09-10 transaction · row 1
1 source rowRow 1 · 2026-09-10 · Grant · Acquired 109,913 · Balance 126,201 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Twenty-five percent (25%) of the RSUs shall become vested on July 23, 2027 ("First Vesting Date"), and the remaining seventy-five percent (75%) of the RSUs shall become vested in twelve (12) equal installments every three (3) months after the First Vesting Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Twenty-five percent (25%) of the RSUs shall become vested on July 23, 2027 ("First Vesting Date"), and the remaining seventy-five percent (75%) of the RSUs shall become vested in twelve (12) equal installments every three (3) months after the First Vesting Date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 10, 2026 Filed Sep 14, 2026 18:46 UTC | Securitize Corp. SECZ · Entity 4939 | GrantCommon Shares | 109,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-061806 · wk-form4_1789411602.xml · nonDerivative · entry 1 Miller William Dawson · CIK 0002122535 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,201 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Twenty-five percent (25%) of the RSUs shall become vested on July 23, 2027 ("First Vesting Date"), and the remaining seventy-five percent (75%) of the RSUs shall become vested in twelve (12) equal installments every three (3) months after the First Vesting Date. Read SEC document |
| July 01, 2026 Filed Jul 7, 2026 00:44 UTC | Securitize Corp. SECZ · Entity 4939 | GrantStock Options (Right to Buy) · Derivative | 222,196 | Not disclosed Strike: $0.59 | Not disclosed |
DisclosureSEC source: 0000950103-26-010304 · ownership.xml · derivative · entry 3 Miller William Dawson · CIK 0002122535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 222,196 Underlying: Common Shares · 222,196 shares Expires 2035-02-06 F2 · shares: Represents options to acquire Common Shares received by the reporting person in exchange for options to acquire shares of Securitize common stock in connection with the mergers contemplated by the Business Combination Agreement (the "Mergers"). F2 · price: Represents options to acquire Common Shares received by the reporting person in exchange for options to acquire shares of Securitize common stock in connection with the mergers contemplated by the Business Combination Agreement (the "Mergers"). F4 · derivative.exercise_date: As of July 1, 2026, 69,436 options were vested and exercisable, with 152,760 of these options remaining unvested. These unvested options will vest 13,887 each quarter. Read SEC document |
| July 01, 2026 Filed Jul 7, 2026 00:44 UTC | Securitize Corp. SECZ · Entity 4939 | GrantStock Options (Right to Buy) · Derivative | 142,206 | Not disclosed Strike: $0.39 | Not disclosed |
DisclosureSEC source: 0000950103-26-010304 · ownership.xml · derivative · entry 2 Miller William Dawson · CIK 0002122535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,206 Underlying: Common Shares · 142,206 shares Expires 2032-02-13 F2 · shares: Represents options to acquire Common Shares received by the reporting person in exchange for options to acquire shares of Securitize common stock in connection with the mergers contemplated by the Business Combination Agreement (the "Mergers"). F2 · price: Represents options to acquire Common Shares received by the reporting person in exchange for options to acquire shares of Securitize common stock in connection with the mergers contemplated by the Business Combination Agreement (the "Mergers"). F3 · derivative.exercise_date: As of July 1, 2026, these options were vested and exercisable. Read SEC document |
| July 01, 2026 Filed Jul 7, 2026 00:44 UTC | Securitize Corp. SECZ · Entity 4939 | GrantCommon Shares | 16,288 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-26-010304 · ownership.xml · nonDerivative · entry 1 Miller William Dawson · CIK 0002122535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,288 F1 · shares: Represents shares of Securitize Corp. common shares ("Common Shares") related to options held by the reporting person that may become earned by and delivered to the reporting person pursuant to the earnout provided for in that certain business combination agreement, dated as of October 27, 2025, by and between Issuer, Securitize, Inc. ("Securitize"), Cantor Equity Partners II, Inc. and certain other parties thereto (the "Business Combination Agreement"). These Common Shares will generally be earned one-third on the date that the 20-day volume-weighted average price per Common Share attains $15.00, $20.00 and $25.00 over a 30-trading day period during the period beginning 90-days after the closing of the Mergers (as defined below) and ending on July 1, 2031. The Mergers were consummated on July 1, 2026. On July 1, 2026, Issuer changed its name to Securitize Corp. from Securitize Holdings, Inc. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.