Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OCTAVE SPECIALTY GROUP INCOSG · Entity 6308 | Director | October 01, 2026 | October 05, 2026 |
| Unum GroupUNM · Entity 3369 | EVP, General Counsel | September 09, 2026 | September 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OCTAVE SPECIALTY GROUP INC
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 30,815 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 8,224 · Balance 30,815 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Octave Specialty Group, Inc. (the "Company"). F2: RSU's granted on October 1, 2026 shall vest one year later on October 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the earlier of the vesting date or the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company, unless otherwise deferred upon the election of the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Octave Specialty Group, Inc. (the "Company").
F2: RSU's granted on October 1, 2026 shall vest one year later on October 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the earlier of the vesting date or the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company, unless otherwise deferred upon the election of the reporting person.
Unum Group
Report date September 09, 2026 · Filed September 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,453 |
Reported balance
After 2026-09-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-09 · Sale · Disposed 4,000 · Balance 25,453 F1: Reflects the weighted average price for multiple sale transactions ranging in price from $94.434 per share to $94.470 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: Includes 15,818 restricted stock units and 9,635 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the weighted average price for multiple sale transactions ranging in price from $94.434 per share to $94.470 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: Includes 15,818 restricted stock units and 9,635 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2022 Filed Apr 5, 2022 22:07 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 4,626 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-22-000085 · wf-form4_164919643032141.xml · derivative · entry 1 IGLESIAS LISA G · CIK 0001103172 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,482 Underlying: Common Stock · 4,626 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on April 1, 2022 shall vest one year later on April 1, 2023. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSU's granted on April 1, 2022 shall vest one year later on April 1, 2023. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:04 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 13,811 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-22-000044 · wf-form4_164635223063655.xml · nonDerivative · entry 4 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,814 F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2023. F8 · balance_after: Includes 28,372 stock-settled RSUs, 13,245 SSUs, and 65,197 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:04 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 1,097 | $26.88 | $29,487.36 |
DisclosureSEC source: 0000005513-22-000044 · wf-form4_164635223063655.xml · nonDerivative · entry 3 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,003 F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,504.000 stock-settled RSUs. F6 · balance_after: Includes 14,561 stock-settled RSUs, 13,245 SSUs, and 65,197 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:04 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 1,280 | $26.88 | $34,406.40 |
DisclosureSEC source: 0000005513-22-000044 · wf-form4_164635223063655.xml · nonDerivative · entry 2 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,100 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,256.000 stock-settled RSUs. F4 · balance_after: Includes 19,065 stock-settled RSUs, 13,245 SSUs, and 61,790 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:04 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 951 | $26.88 | $25,562.88 |
DisclosureSEC source: 0000005513-22-000044 · wf-form4_164635223063655.xml · nonDerivative · entry 1 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,380 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,902.856 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 24,321 restricted stock units, 13,245 stock success units ("SSUs"), and 57,814 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:03 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 3,368 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-22-000035 · wf-form4_164625498494864.xml · derivative · entry 1 IGLESIAS LISA G · CIK 0001103172 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,856 Underlying: Common Stock · 3,368 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on February 28, 2022 shall vest one year later on February 28, 2023. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSU's granted on February 28, 2022 shall vest one year later on February 28, 2023. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| February 19, 2022 Filed Feb 24, 2022 02:24 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 2,567 | $28.82 | $73,980.94 |
DisclosureSEC source: 0000005513-22-000011 · wf-form4_164566942114225.xml · nonDerivative · entry 3 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,160 F6 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,523 SSUs, representing one-third of the SSUs originally granted on August 24, 2020, and the certification of the achievement of the performance metrics over the performance period from January 1, 2021 to December 31, 2021. F7 · balance_after: Includes 28,224 stock-settled RSUs, 13,245 SSUs, and 52,691 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 19, 2022 Filed Feb 24, 2022 02:24 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 2,965 | $28.82 | $85,451.30 |
DisclosureSEC source: 0000005513-22-000011 · wf-form4_164566942114225.xml · nonDerivative · entry 2 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,727 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2019 PSUs. F5 · balance_after: Includes 28,224 stock-settled RSUs, 19,768 SSUs, and 48,735 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 19, 2022 Filed Feb 24, 2022 02:24 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 7,276.516 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-22-000011 · wf-form4_164566942114225.xml · nonDerivative · entry 1 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,692 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2019 ("2019 PSUs"). The shares were earned upon the vesting of the 2019 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2021. F2 · balance_after: Includes 28,224 restricted stock units, 19,768 stock success units, and 51,700 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 85.527 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| February 19, 2022 Filed Mar 3, 2022 01:58 UTC Amendment | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 1,589 | $28.82 | $45,794.98 |
DisclosureSEC source: 0000005513-22-000034 · wf-form4a_164627268566998.xml · nonDerivative · entry 2 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,331 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,523 SSUs, representing one-third of the SSUs originally granted on August 24, 2020, and the certification of the achievement of the performance metrics over the performance period from January 1, 2021 to December 31, 2021. F4 · balance_after: Includes 28,224 stock-settled RSUs, 13,245 SSUs, and 54,862 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 19, 2022 Filed Mar 3, 2022 01:58 UTC Amendment | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 1,772 | $28.82 | $51,069.04 |
DisclosureSEC source: 0000005513-22-000034 · wf-form4a_164627268566998.xml · nonDerivative · entry 1 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,920 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2019 PSUs. F2 · balance_after: Includes 28,224 stock-settled RSUs, 19,768 SSUs, and 49,928 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| November 29, 2021 Filed Nov 29, 2021 21:29 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock | 8,300 | $15.15 | $125,745.00 |
DisclosureSEC source: 0000874501-21-000172 · wf-form4_163822133668870.xml · nonDerivative · entry 1 IGLESIAS LISA G · CIK 0001103172 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,300 Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 13:51 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 3,051 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000165 · wf-form4_163672506523244.xml · derivative · entry 1 IGLESIAS LISA G · CIK 0001103172 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,488 Underlying: Common Stock · 3,051 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on November 10, 2021 shall vest one year later on November 10, 2022. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSU's granted on November 10, 2021 shall vest one year later on November 10, 2022. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 22:00 UTC | Unum Group UNM · Entity 3369 | SaleCommon Stock | 20,000 | $26.50 | $530,000.00 |
DisclosureSEC source: 0000005513-21-000137 · wf-form4_163070639767516.xml · nonDerivative · entry 1 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,330 F1 · balance_after: Includes 28,138 restricted stock units, 19,768 stock success units ("SSUs"), and 44,423 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F2 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 79.849 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| August 09, 2021 Filed Aug 10, 2021 20:25 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 3,437 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000141 · wf-form4_162862710180793.xml · derivative · entry 1 IGLESIAS LISA G · CIK 0001103172 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,437 Underlying: Common Stock · 3,437 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on August 9, 2021 shall vest one year later on August 9, 2022. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSU's granted on August 9, 2021 shall vest one year later on August 9, 2022. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:43 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 13,649 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-21-000050 · wf-form4_161481495406152.xml · nonDerivative · entry 4 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,250 F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2022. F8 · balance_after: Includes 28,058 stock-settled RSUs, 19,768 SSUs, and 64,423 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:43 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 1,280 | $27.20 | $34,816.00 |
DisclosureSEC source: 0000005513-21-000050 · wf-form4_161481495406152.xml · nonDerivative · entry 3 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,601 F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,255.000 stock-settled RSUs. F6 · balance_after: Includes 14,409 stock-settled RSUs, 19,768 SSUs, and 64,423 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:43 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 884 | $27.20 | $24,044.80 |
DisclosureSEC source: 0000005513-21-000050 · wf-form4_161481495406152.xml · nonDerivative · entry 2 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,881 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,627.227 stock-settled RSUs. F4 · balance_after: Includes 19,664 stock-settled RSUs, 19,768 SSUs, and 60,448 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:43 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 661 | $27.20 | $17,979.20 |
DisclosureSEC source: 0000005513-21-000050 · wf-form4_161481495406152.xml · nonDerivative · entry 1 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,765 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,712.814 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 23,292 restricted stock units, 19,768 stock success units ("SSUs"), and 57,705 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 23:28 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 1,527 | $26.63 | $40,664.01 |
DisclosureSEC source: 0000005513-21-000023 · wf-form4_161429570840849.xml · nonDerivative · entry 2 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,426 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2018 PSUs. F5 · balance_after: Includes 26,005 stock-settled RSUs, 19,768 SSUs, and 55,653 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 23:28 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 5,856.343 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-21-000023 · wf-form4_161429570840849.xml · nonDerivative · entry 1 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,953 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2018 ("2018 PSUs"). The shares were earned upon the vesting of the 2018 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2020. F2 · balance_after: Includes 26,005 restricted stock units, 19,768 stock success units, and 57,180 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 241.841 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 23:15 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 19,768 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-20-000131 · wf-form4_159848372208822.xml · nonDerivative · entry 1 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,854 F1 · shares: All are stock success units ("SSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. The SSUs will vest in full on the sixth anniversary of the grant date, subject to the reporting person's continued employment, unless vesting is accelerated based on the achievement of specific performance hurdles measured over one-, three- and five-year performance periods that begin January 1, 2021. One-third of the SSUs will be eligible to accelerate and vest on a cumulative basis on the last day of each performance period, in each case conditioned upon achievement of the performance hurdles during the applicable performance period. In connection with the grant of SSUs, the reporting person has committed to hold an equal number of shares of common stock currently owned by the reporting person and any sale of such committed shares prior to the vesting of SSUs will result in the immediate proportional forfeiture of any unvested SSUs. F2 · balance_after: Includes 25,763 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), 19,768 SSUs, and 51,324 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 349.766 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 23:59 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 15,927 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-20-000056 · wf-form4_158327992292544.xml · nonDerivative · entry 4 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,737 F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2021. F8 · balance_after: Includes 25,413 stock-settled RSUs and 51,324 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 23:59 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 832 | $23.31 | $19,393.92 |
DisclosureSEC source: 0000005513-20-000056 · wf-form4_158327992292544.xml · nonDerivative · entry 3 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,810 F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,413.252 stock-settled RSUs. F6 · balance_after: Includes 9,486 stock-settled RSUs and 51,324 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 23:59 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 604 | $23.31 | $14,079.24 |
DisclosureSEC source: 0000005513-20-000056 · wf-form4_158327992292544.xml · nonDerivative · entry 2 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,642 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,478.893 stock-settled RSUs. F4 · balance_after: Includes 12,899 stock-settled RSUs and 48,743 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 23:59 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 558 | $23.31 | $13,006.98 |
DisclosureSEC source: 0000005513-20-000056 · wf-form4_158327992292544.xml · nonDerivative · entry 1 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,246 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,291.149 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 15,378 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 46,868 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 01:15 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 1,480 | $25.60 | $37,888.00 |
DisclosureSEC source: 0000005513-20-000036 · wf-form4_158285253291321.xml · nonDerivative · entry 2 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,804 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2017 PSUs. F5 · balance_after: Includes 17,669 stock-settled RSUs and 45,135 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 01:15 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 5,875.284 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-20-000036 · wf-form4_158285253291321.xml · nonDerivative · entry 1 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,284 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2017 ("2017 PSUs"). The shares were earned upon the vesting of the 2017 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2019. F2 · balance_after: Includes 17,669 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 46,615 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 643.209 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:29 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 9,969 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-19-000055 · wf-form4_155182856263856.xml · nonDerivative · entry 3 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,765 F5 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2020. F6 · balance_after: Includes 17,026 stock-settled RSUs and 40,739 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:29 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 582 | $37.67 | $21,923.94 |
DisclosureSEC source: 0000005513-19-000055 · wf-form4_155182856263856.xml · nonDerivative · entry 2 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,796 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,387.626 stock-settled RSUs. F4 · balance_after: Includes 7,057 stock-settled RSUs and 40,739 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:29 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 522 | $37.67 | $19,663.74 |
DisclosureSEC source: 0000005513-19-000055 · wf-form4_155182856263856.xml · nonDerivative · entry 1 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,378 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,142.871 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 9,445 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 38,934 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2019 Filed Feb 26, 2019 23:48 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 1,010 | $37.27 | $37,642.70 |
DisclosureSEC source: 0000005513-19-000031 · wf-form4_155122489054728.xml · nonDerivative · entry 1 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,900 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,147.278 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 11,587 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 37,313 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 23:43 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 2,919 | $36.32 | $106,018.08 |
DisclosureSEC source: 0000005513-19-000011 · wf-form4_155070618594978.xml · nonDerivative · entry 2 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,910 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2016 PSUs. F5 · balance_after: Includes 15,735 stock-settled RSUs and 34,175 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 23:43 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 11,732.91 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-19-000011 · wf-form4_155070618594978.xml · nonDerivative · entry 1 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,829 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 23, 2016 ("2016 PSUs"). The shares were earned upon the vesting of the 2016 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2018. F2 · balance_after: Includes 15,735 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 37,094 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 425.893 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:24 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 508 | $49.31 | $25,049.48 |
DisclosureSEC source: 0001127602-18-010241 · form4.xml · nonDerivative · entry 2 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,670 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,083.852 stock-settled RSUs. F4 · balance_after: Includes 15,309 stock-settled RSUs and 25,362 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:24 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 7,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010241 · form4.xml · nonDerivative · entry 1 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,178 F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2019. F2 · balance_after: Includes 17,393 stock-settled RSUs and 23,786 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 24, 2018 Filed Feb 28, 2018 01:41 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 759 | $51.73 | $39,263.07 |
DisclosureSEC source: 0001127602-18-008909 · form4.xml · nonDerivative · entry 2 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,137 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,115.189 stock-settled RSUs. F5 · balance_after: Includes 10,352 stock-settled RSUs and 23,786 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 01:41 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 954 | $51.73 | $49,350.42 |
DisclosureSEC source: 0001127602-18-008909 · form4.xml · nonDerivative · entry 1 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,896 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,915.615 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 13,467 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 21,429 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 75.892 stock-settled RSUs since the date of the reporting person's prior Form 4. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 22:44 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 2,528 | $56.47 | $142,756.16 |
DisclosureSEC source: 0001127602-18-001569 · form4.xml · nonDerivative · entry 1 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,775 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,909.250 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 17,307 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 18,468 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 60.729 shares of common stock under the issuer's employee stock purchase plan since the date of the reporting person's prior Form 4. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 22:07 UTC | Unum Group UNM · Entity 3369 | SaleCommon Stock | 8,459 | $54.83 | $463,806.97 |
DisclosureSEC source: 0001127602-17-034951 · form4.xml · nonDerivative · entry 1 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,242 F1 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $54.64 per share to $55.07 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 26,216 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 12,026 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 230.472 shares of common stock under the issuer's employee stock purchase plan and 350.689 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:40 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 6,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010266 · form4.xml · nonDerivative · entry 1 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,120 F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2018. F2 · balance_after: Includes 25,865 stock-settled RSUs and 20,254 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 23:18 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 837 | $48.48 | $40,577.76 |
DisclosureSEC source: 0001127602-17-008716 · form4.xml · nonDerivative · entry 2 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,915 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,059.055 stock-settled RSUs. F5 · balance_after: Includes 19,660 stock-settled RSUs and 20,254 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 23:18 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 1,052 | $48.65 | $51,179.80 |
DisclosureSEC source: 0001127602-17-008716 · form4.xml · nonDerivative · entry 1 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,752 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,846.369 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 22,719 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 18,032 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 109.077 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| January 08, 2017 Filed Jan 11, 2017 00:45 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 2,508 | $44.88 | $112,559.04 |
DisclosureSEC source: 0001127602-17-001489 · form4.xml · nonDerivative · entry 1 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,695 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,753.975 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 26,457 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 15,238 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 416.136 shares of common stock under the issuer's employee stock purchase plan and 547.621 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.