person · Reporting owner

SMITH BRIAN R

Disclosed activity across 1 company

Tapewire entity: 31783
SEC CIK: 0001106642

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
ALKAMI TECHNOLOGY, INC.ALKT · Entity 1625	Director · 10% owner	October 05, 2026	October 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALKAMI TECHNOLOGY, INC.

Report date October 05, 2026 · Filed October 07, 2026

Jointly reported with S3 VENTURES III, L.L.C., S3 Ventures Fund III, L.P., S3 VENTURES GPLP III, L.P.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	566,807	Reported balance After 2026-10-05 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-10-05 · Grant · Acquired 1,085 · Balance 566,807 F1: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. F2: Shares held directly by Brian R. Smith.
Common StockSEC Table I · non-derivative	IndirectSee footnote	14,218,240	Reported balance Holding disclosure · report date 2026-10-05 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 14,218,240 F3: Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

F2: Shares held directly by Brian R. Smith.

F3: Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
April 16, 2021 Filed Apr 19, 2021 20:25 UTC	ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625	ConversionCommon Stock	6,844,621	Not disclosed	Not disclosed	Disclosure SEC source: 0000947871-21-000440 · ownership.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,844,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F1 · price: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein. Read SEC document
March 04, 2021 Filed Feb 9, 2022 22:26 UTC	ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625	GiftSeries C Preferred Stock · Derivative	122,706	$0.00	$0.00	Disclosure SEC source: 0000947871-22-000156 · ownership.xml · derivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,421 Underlying: Common Stock · 122,706 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.