Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALKAMI TECHNOLOGY, INC.ALKT · Entity 1625 | Director · 10% owner | October 05, 2026 | October 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALKAMI TECHNOLOGY, INC.
Report date October 05, 2026 · Filed October 07, 2026
Jointly reported with S3 VENTURES III, L.L.C., S3 Ventures Fund III, L.P., S3 VENTURES GPLP III, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 566,807 |
Reported balance
After 2026-10-05 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-10-05 · Grant · Acquired 1,085 · Balance 566,807 F1: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. F2: Shares held directly by Brian R. Smith. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 14,218,240 |
Reported balance
Holding disclosure · report date 2026-10-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 14,218,240 F3: Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.
F2: Shares held directly by Brian R. Smith.
F3: Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 05, 2026 Filed Oct 7, 2026 21:19 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 1,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001106642-26-000015 · wk-form4_1791407971.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 566,807 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. F2 · ownership.direct: Shares held directly by Brian R. Smith. Read SEC document |
| July 05, 2026 Filed Jul 7, 2026 22:45 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 1,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001106642-26-000012 · wk-form4_1783464334.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 565,722 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. F2 · ownership.direct: Shares held directly by Brian R. Smith. Read SEC document |
| May 19, 2026 Filed May 21, 2026 22:54 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 11,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001106642-26-000009 · wk-form4_1779404057.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 564,542 F1 · shares: Represents restricted stock units (RSUs) which vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date. Each RSU represents a contingent right to receive one share of common stock. The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Plan. F2 · ownership.direct: Shares held directly by Brian R. Smith. Read SEC document |
| April 05, 2026 Filed Apr 7, 2026 22:22 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 1,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001106642-26-000007 · wk-form4_1775600527.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 553,185 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. F2 · ownership.direct: Shares held directly by Brian R. Smith. Read SEC document |
| January 05, 2026 Filed Jan 8, 2026 00:17 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 877 | $0.00 | $0.00 |
DisclosureSEC source: 0001106642-26-000004 · wk-form4_1767831438.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 552,025 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. F2 · ownership.direct: Shares held directly by Brian R. Smith. Read SEC document |
| October 05, 2025 Filed Oct 7, 2025 20:24 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 786 | $0.00 | $0.00 |
DisclosureSEC source: 0001106642-25-000011 · wk-form4_1759868660.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 551,148 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. F2 · ownership.direct: Shares held directly by Brian R. Smith. Read SEC document |
| July 05, 2025 Filed Jul 8, 2025 21:07 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 697 | $0.00 | $0.00 |
DisclosureSEC source: 0001529274-25-000134 · wk-form4_1752008835.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 550,362 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. F2 · ownership.direct: Shares held directly by Brian R. Smith. Read SEC document |
| May 14, 2025 Filed May 16, 2025 21:03 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 7,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001529274-25-000104 · wk-form4_1747429402.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 549,665 F1 · shares: Represents restricted stock units (RSUs) which vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date. Each RSU represents a contingent right to receive one share of common stock. The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Plan. F2 · ownership.direct: Shares held directly by Brian R. Smith. Read SEC document |
| April 05, 2025 Filed Apr 7, 2025 22:59 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 719 | $0.00 | $0.00 |
DisclosureSEC source: 0001529274-25-000058 · wk-form4_1744066755.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 542,440 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. F2 · ownership.direct: Shares held directly by Brian R. Smith. Read SEC document |
| January 05, 2025 Filed Jan 8, 2025 01:17 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 411 | $0.00 | $0.00 |
DisclosureSEC source: 0001529274-25-000012 · wk-form4_1736299052.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 541,721 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. F2 · ownership.direct: Shares held directly by Brian R. Smith. Read SEC document |
| December 26, 2024 Filed Jan 8, 2025 00:58 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GiftCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001529274-25-000010 · wk-form4_1736297881.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 541,310 F1 · ownership.direct: Shares held directly by Brian R. Smith. Read SEC document |
| November 12, 2024 Filed Nov 12, 2024 22:19 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | SaleCommon Stock | 356,250 | $37.50 | $13,359,375.00 |
DisclosureSEC source: 0001855290-24-000002 · primary_doc.xml · nonDerivative · entry 4 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 14,218,240 F3 · shares: The Reporting Persons sold these shares to the underwriter on November 12, 2024, pursuant to the exercise in full of the underwriter's option to purchase additional shares in the Secondary Offering. F2 · ownership.nature: Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 12, 2024 Filed Nov 12, 2024 22:19 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | SaleCommon Stock | 18,750 | $37.50 | $703,125.00 |
DisclosureSEC source: 0001855290-24-000002 · primary_doc.xml · nonDerivative · entry 3 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 641,310 F3 · shares: The Reporting Persons sold these shares to the underwriter on November 12, 2024, pursuant to the exercise in full of the underwriter's option to purchase additional shares in the Secondary Offering. Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 22:19 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | SaleCommon Stock | 2,375,000 | $37.50 | $89,062,500.00 |
DisclosureSEC source: 0001855290-24-000002 · primary_doc.xml · nonDerivative · entry 2 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 14,574,490 F1 · shares: The Reporting Persons sold these shares to the underwriter in a registered, underwritten secondary offering which closed on November 8, 2024 (the "Secondary Offering"). F2 · ownership.nature: Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 22:19 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | SaleCommon Stock | 125,000 | $37.50 | $4,687,500.00 |
DisclosureSEC source: 0001855290-24-000002 · primary_doc.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 660,060 F1 · shares: The Reporting Persons sold these shares to the underwriter in a registered, underwritten secondary offering which closed on November 8, 2024 (the "Secondary Offering"). Read SEC document |
| October 05, 2024 Filed Oct 8, 2024 21:14 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 511 | $0.00 | $0.00 |
DisclosureSEC source: 0001529274-24-000201 · wk-form4_1728422085.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 785,060 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. F2 · ownership.direct: Shares held directly by Brian R. Smith. Read SEC document |
| August 08, 2024 Filed Aug 12, 2024 21:31 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | SaleCommon Stock | 1,583,334 | $31.17 | $49,352,520.78 |
DisclosureSEC source: 0000947871-24-000675 · ownership.xml · nonDerivative · entry 2 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 16,949,490 F1 · shares: The Reporting Persons sold these shares to the underwriter in a registered, underwritten secondary offering. F2 · ownership.nature: Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein. Read SEC document |
| August 08, 2024 Filed Aug 12, 2024 21:31 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | SaleCommon Stock | 83,333 | $31.17 | $2,597,489.61 |
DisclosureSEC source: 0000947871-24-000675 · ownership.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 784,549 F1 · shares: The Reporting Persons sold these shares to the underwriter in a registered, underwritten secondary offering. Read SEC document |
| July 05, 2024 Filed Jul 9, 2024 21:00 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 586 | $0.00 | $0.00 |
DisclosureSEC source: 0001529274-24-000154 · wk-form4_1720558799.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 867,882 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. Read SEC document |
| May 15, 2024 Filed May 17, 2024 22:07 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 6,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001529274-24-000118 · wk-form4_1715983610.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 867,296 F1 · shares: Represents restricted stock units (RSUs) which vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date. Each RSU represents a contingent right to receive one share of common stock. The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Plan. Read SEC document |
| April 05, 2024 Filed Apr 8, 2024 23:17 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 666 | $0.00 | $0.00 |
DisclosureSEC source: 0001529274-24-000074 · wk-form4_1712618261.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 860,443 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. Read SEC document |
| January 05, 2024 Filed Jan 9, 2024 21:44 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 690 | $0.00 | $0.00 |
DisclosureSEC source: 0001529274-24-000008 · wk-form4_1704836685.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 859,777 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. Read SEC document |
| October 05, 2023 Filed Oct 6, 2023 23:05 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 912 | $0.00 | $0.00 |
DisclosureSEC source: 0001529274-23-000171 · wk-form4_1696633515.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 859,087 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. Read SEC document |
| July 05, 2023 Filed Jul 7, 2023 21:37 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 1,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001529274-23-000144 · wk-form4_1688765858.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 858,175 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. Read SEC document |
| May 17, 2023 Filed May 19, 2023 20:17 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 13,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001529274-23-000106 · wf-form4_168452745133391.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 857,137 F1 · shares: Represents restricted stock units (RSUs) which vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date. Each RSU represents a contingent right to receive one share of common stock. The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. Read SEC document |
| April 05, 2023 Filed Apr 7, 2023 20:14 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 1,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001529274-23-000073 · wf-form4_168089847910121.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 843,438 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. Read SEC document |
| January 05, 2023 Filed Jan 9, 2023 22:14 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 1,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001529274-23-000014 · wf-form4_167330243459255.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 719,545 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 21:41 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 1,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001529274-22-000158 · wf-form4_166517884943510.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718,349 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. Read SEC document |
| July 05, 2022 Filed Jul 6, 2022 21:44 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 1,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001529274-22-000127 · wf-form4_165714383629386.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 717,291 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. Read SEC document |
| May 18, 2022 Filed May 20, 2022 21:48 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 14,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001529274-22-000099 · wf-form4_165308327177630.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 716,083 F1 · shares: Represents restricted stock units (RSUs) which vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date. Each RSU represents a contingent right to receive one share of common stock. The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 22:46 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 1,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001529274-22-000051 · wf-form4_164937155544522.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 701,904 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. Read SEC document |
| April 05, 2022 Filed Feb 13, 2023 22:55 UTC Amendment | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 1,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001529274-23-000020 · wf-form4a_167632893103284.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 824,610 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. F2 · balance_after: The Form 4 originally filed by Mr. Smith on April 7, 2022 (the "Original Form 4") inadvertently incorrectly stated the number of shares of Common Stock beneficially owned following the transaction reported therein due to an administrative error. The amounts reported in Column 5 of Table I herein have been corrected to reflect the number of shares beneficially owned as of April 5, 2022. This Form 4 is deemed to amend the Form 4s filed by the reporting person on May 20, 2022, July 6, 2022, October 7, 2022 and January 9, 2023 (the "Subsequent Form 4s") to increase the number of shares reported as beneficially owned after each reported transaction by 122,706 shares. As of the date of this filing, the reporting person beneficially owns 842,251 shares directly. Read SEC document |
| January 05, 2022 Filed Jan 8, 2022 00:06 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 713 | $0.00 | $0.00 |
DisclosureSEC source: 0001529274-22-000017 · wf-form4_164160037038114.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 823,499 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. Read SEC document |
| October 05, 2021 Filed Oct 7, 2021 21:55 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 590 | $0.00 | $0.00 |
DisclosureSEC source: 0001529274-21-000069 · wf-form4_163364372161019.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 822,786 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. Read SEC document |
| July 28, 2021 Filed Jul 30, 2021 19:10 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 403 | $0.00 | $0.00 |
DisclosureSEC source: 0001529274-21-000033 · wf-form4_162767219861269.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 822,196 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 20:25 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | ConversionSeries E Preferred Stock · Derivative | 137,215 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-21-000440 · ownership.xml · derivative · entry 16 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 137,215 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F6 · price: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F6 · derivative.exercise_date: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F6 · derivative.expiration_date: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F3 · ownership.direct: Shares held directly by Brian R. Smith. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 20:25 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | ConversionSeries E Preferred Stock · Derivative | 1,501,196 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-21-000440 · ownership.xml · derivative · entry 15 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,501,196 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F6 · price: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F6 · derivative.exercise_date: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F6 · derivative.expiration_date: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 20:25 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | ConversionSeries C Preferred Stock · Derivative | 242,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-21-000440 · ownership.xml · derivative · entry 14 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 242,421 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F5 · price: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F5 · derivative.exercise_date: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F5 · derivative.expiration_date: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F3 · ownership.direct: Shares held directly by Brian R. Smith. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 20:25 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | ConversionSeries C Preferred Stock · Derivative | 8,148,463 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-21-000440 · ownership.xml · derivative · entry 13 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 8,148,463 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F5 · price: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F5 · derivative.exercise_date: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F5 · derivative.expiration_date: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 20:25 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | ConversionSeries B Preferred Stock · Derivative | 156,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-21-000440 · ownership.xml · derivative · entry 12 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 156,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · price: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · derivative.exercise_date: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · derivative.expiration_date: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F3 · ownership.direct: Shares held directly by Brian R. Smith. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 20:25 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | ConversionSeries B Preferred Stock · Derivative | 2,038,544 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-21-000440 · ownership.xml · derivative · entry 11 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,038,544 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · price: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · derivative.exercise_date: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · derivative.expiration_date: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 20:25 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | ConversionSeries A Preferred Stock · Derivative | 285,907 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-21-000440 · ownership.xml · derivative · entry 10 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 285,907 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F1 · price: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F3 · ownership.direct: Shares held directly by Brian R. Smith. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 20:25 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | ConversionSeries A Preferred Stock · Derivative | 6,844,621 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-21-000440 · ownership.xml · derivative · entry 9 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 6,844,621 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F1 · price: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 20:25 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | ConversionCommon Stock | 137,215 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-21-000440 · ownership.xml · nonDerivative · entry 8 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 821,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F6 · price: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F3 · ownership.direct: Shares held directly by Brian R. Smith. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 20:25 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | ConversionCommon Stock | 242,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-21-000440 · ownership.xml · nonDerivative · entry 7 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 684,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F5 · price: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F3 · ownership.direct: Shares held directly by Brian R. Smith. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 20:25 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | ConversionCommon Stock | 156,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-21-000440 · ownership.xml · nonDerivative · entry 6 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · price: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F3 · ownership.direct: Shares held directly by Brian R. Smith. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 20:25 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | ConversionCommon Stock | 285,907 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-21-000440 · ownership.xml · nonDerivative · entry 5 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F1 · price: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F3 · ownership.direct: Shares held directly by Brian R. Smith. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 20:25 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | ConversionCommon Stock | 1,501,196 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-21-000440 · ownership.xml · nonDerivative · entry 4 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 18,532,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F6 · price: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 20:25 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | ConversionCommon Stock | 8,148,463 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-21-000440 · ownership.xml · nonDerivative · entry 3 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,031,628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F5 · price: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 20:25 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | ConversionCommon Stock | 2,038,544 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-21-000440 · ownership.xml · nonDerivative · entry 2 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,883,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · price: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.