Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alight, Inc. / DelawareALIT · Entity 5436 | Director | July 02, 2026 | July 07, 2026 |
| Austerlitz Acquisition Corp IAUS · Entity 139391 | Director · Chief Executive Officer | May 12, 2021 | May 14, 2021 |
| Austerlitz Acquisition Corp IIASZ · Entity 139715 | Director · Chief Executive Officer | February 25, 2021 | February 26, 2021 |
| Cannae Holdings, Inc.CNNE · Entity 5258 | Director | May 24, 2024 | May 29, 2024 |
| Fidelity National Financial, Inc.FNF · Entity 3444 | Director | December 31, 2020 | January 05, 2021 |
| Fidelity National Information Services, Inc.FIS · Entity 3247 | Director | May 25, 2017 | May 26, 2017 |
| Foley Trasimene Acquisition IIBFT · Entity 140796 | Director · Chief Executive Officer | August 18, 2020 | August 18, 2020 |
| JENA ACQUISITION Corp IIJENAU · Entity 5938 | Director · CEO; See Remarks · 10% owner | May 28, 2025 | May 29, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alight, Inc. / Delaware
Report date July 02, 2026 · Filed July 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 96,016 |
Reported balance
After 2026-07-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-02 · Grant · Acquired 14,025 · Balance 96,016 F1: Represents restricted stock units granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2027. F2: Includes restricted stock units scheduled to vest in the future. F3: Securities listed in this filing have been adjusted to reflect a 1-for-20 reverse split of the Issuer's Class A common stock effective as of June 30, 2026. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Limited Partnership | 5,000 |
Reported balance
Holding disclosure · report date 2026-07-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,000 F3: Securities listed in this filing have been adjusted to reflect a 1-for-20 reverse split of the Issuer's Class A common stock effective as of June 30, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2027.
F2: Includes restricted stock units scheduled to vest in the future.
F3: Securities listed in this filing have been adjusted to reflect a 1-for-20 reverse split of the Issuer's Class A common stock effective as of June 30, 2026.
Austerlitz Acquisition Corp I
Report date May 12, 2021 · Filed May 14, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| WarrantsSEC Table II · derivative / convertible security | Direct | 100,000 |
Reported balance
After 2021-05-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-05-12 · Purchase · Acquired 100,000 · Balance 100,000 F1: Each warrant entitles the holder thereof to purchase one Class A ordinary share of Austerlitz Acquisition Corporation I (the "Issuer"), par value $0.0001, at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities-Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-252932). |
Filing footnotes · ownership attribution and instrument terms
F1: Each warrant entitles the holder thereof to purchase one Class A ordinary share of Austerlitz Acquisition Corporation I (the "Issuer"), par value $0.0001, at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities-Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-252932).
Austerlitz Acquisition Corp II
Report date February 25, 2021 · Filed February 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities beneficially ownedSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-02-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Cannae Holdings, Inc.
Report date May 24, 2024 · Filed May 29, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 248,615 |
Reported balance
After 2024-05-24 transaction · row 1
1 source rowRow 1 · 2024-05-24 · Sale · Disposed 25,752 · Balance 248,615 |
Fidelity National Financial, Inc.
Report date December 31, 2020 · Filed January 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| FNF Phantom StockSEC Table II · derivative / convertible security | Direct | 8,131.2123 |
Reported balance
After 2020-12-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-12-31 · Grant · Acquired 74.2011 · Balance 8,131.2123 F1: Phantom stock acquired by the reporting person pursuant to the Deferred Compensation Plan. F2: Each share of phantom stock is the economic equivalent of one share of FNF common stock. F3: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock acquired by the reporting person pursuant to the Deferred Compensation Plan.
F2: Each share of phantom stock is the economic equivalent of one share of FNF common stock.
F3: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.
Fidelity National Information Services, Inc.
Report date May 25, 2017 · Filed May 26, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 75,441 |
Reported balance
After 2017-05-25 transaction · row 1
1 source rowRow 1 · 2017-05-25 · Gift · Disposed 5,000 · Balance 75,441 F1: A charitable contribution. |
Filing footnotes · ownership attribution and instrument terms
F1: A charitable contribution.
Foley Trasimene Acquisition II
Report date August 18, 2020 · Filed August 18, 2020
This filing explicitly reported no securities owned.
JENA ACQUISITION Corp II
Report date May 28, 2025 · Filed May 29, 2025
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BEAR STATE FINANCIAL, INC.
Report date April 20, 2018 · Filed April 20, 2018
Section 16 reporting ended · disclosed 2018-04-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2018-04-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-04-11 · Gift · Disposed 10,000 · Balance 551,663 Row 2 · 2018-04-20 · Other · Disposed 551,663 · Balance 0 F1: Pursuant to the Agreement and Plan of Reorganization (the "merger agreement"), dated as of August 22, 2017, by and among Bear State Financial, Inc. (Bear State), Bear State Bank, Arvest Bank and Arvest Acquisition Sub, Inc., shares of Bear State common stock were converted into the right to receive $10.28 cash per share, without interest. |
| Common StockSEC Table I · non-derivative | IndirectBy Bear State Financial Holdings, LLC | 0 |
Reported balance
After 2018-04-20 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2018-04-20 · Other · Disposed 15,095,785 · Balance 0 F1: Pursuant to the Agreement and Plan of Reorganization (the "merger agreement"), dated as of August 22, 2017, by and among Bear State Financial, Inc. (Bear State), Bear State Bank, Arvest Bank and Arvest Acquisition Sub, Inc., shares of Bear State common stock were converted into the right to receive $10.28 cash per share, without interest. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-04-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-04-20 · Other · Disposed 856 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Company common stock. F3: Pursuant to the terms of the merger agreement, at the effective time of the merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to $10.28 per unit. |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.11 · Expires 2018-08-13 | Direct | 0 |
Reported balance
After 2018-04-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-04-20 · Other · Disposed 39,381 · Balance 0 F4: Pursuant to the terms of the merger agreement, at the effective time of the merger, this warrant to purchase common stock was cancelled and converted into the right to receive a cash payment equal to the aggregate number of shares of Bear State Common Stock subject to such warrant multiplied by the difference of $10.28 and the exercise price of such warrant. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Reorganization (the "merger agreement"), dated as of August 22, 2017, by and among Bear State Financial, Inc. (Bear State), Bear State Bank, Arvest Bank and Arvest Acquisition Sub, Inc., shares of Bear State common stock were converted into the right to receive $10.28 cash per share, without interest.
F2: Each restricted stock unit represents a contingent right to receive one share of Company common stock.
F3: Pursuant to the terms of the merger agreement, at the effective time of the merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to $10.28 per unit.
F4: Pursuant to the terms of the merger agreement, at the effective time of the merger, this warrant to purchase common stock was cancelled and converted into the right to receive a cash payment equal to the aggregate number of shares of Bear State Common Stock subject to such warrant multiplied by the difference of $10.28 and the exercise price of such warrant.
Black Knight, Inc.
Report date February 18, 2020 · Filed February 21, 2020
Section 16 reporting ended · disclosed 2017-10-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 82,922 |
Reported balance
After 2020-02-18 transaction · row 1
1 source rowRow 1 · 2020-02-18 · Grant · Acquired 1,669 · Balance 82,922 F1: Grant of restricted common stock vesting 100% on the first anniversary of the date of grant |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted common stock vesting 100% on the first anniversary of the date of grant
Dun & Bradstreet Holdings, Inc.
Report date August 26, 2025 · Filed August 26, 2025
Section 16 reporting ended · disclosed 2025-08-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-08-26 transaction · row 1
1 source rowRow 1 · 2025-08-26 · Disposition to issuer · Disposed 448,874 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger (as amended from time to time, the "Merger Agreement") dated as of March 23, 2025 by and among the Issuer, Denali Intermediate Holdings, Inc., ("Parent"), and Denali Buyer, Inc., a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. F2: Pursuant to the Merger Agreement, among other things, (i) each outstanding share of the common stock of the Issuer was cancelled and converted into the right to receive $9.15 in cash per share without interest and subject to deduction for any applicable withholding taxes (the "Merger Consideration") and (ii) each outstanding restricted stock award subject to time-based or performance-based vesting conditions, whether vested or unvested, held by a member of the board of directors of the Issuer (other than the Chief Executive Officer), was converted into the right to receive the Merger Consideration plus all accumulated but unpaid dividend equivalent rights with respect to such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to that certain Agreement and Plan of Merger (as amended from time to time, the "Merger Agreement") dated as of March 23, 2025 by and among the Issuer, Denali Intermediate Holdings, Inc., ("Parent"), and Denali Buyer, Inc., a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent.
F2: Pursuant to the Merger Agreement, among other things, (i) each outstanding share of the common stock of the Issuer was cancelled and converted into the right to receive $9.15 in cash per share without interest and subject to deduction for any applicable withholding taxes (the "Merger Consideration") and (ii) each outstanding restricted stock award subject to time-based or performance-based vesting conditions, whether vested or unvested, held by a member of the board of directors of the Issuer (other than the Chief Executive Officer), was converted into the right to receive the Merger Consideration plus all accumulated but unpaid dividend equivalent rights with respect to such shares.
FGL Holdings
Report date June 01, 2020 · Filed June 03, 2020
Section 16 reporting ended · disclosed 2020-06-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-06-01 transaction · row 1
1 source rowRow 1 · 2020-06-01 · Disposition to issuer · Disposed 142,743 · Balance 0 F1: Issuer and Fidelity National Financial, Inc. ("FNF") entered into an Agreement and Plan of Merger dated effective February 7, 2020 (the "Merger Agreement"), pursuant to which FNF acquired Issuer on June 1, 2020 (the "Merger"). Each Ordinary Share (including restricted shares that converted into Ordinary Shares in connection with the Merger) was disposed of in exchange for the right to receive $12.50 in cash or 0.2558 shares of FNF Common Stock on the effective date of the Merger, all in accordance with the Merger Agreement. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy CFC | 0 |
Reported balance
After 2020-06-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-06-01 · Disposition to issuer · Disposed 1,843,039 · Balance 0 F1: Issuer and Fidelity National Financial, Inc. ("FNF") entered into an Agreement and Plan of Merger dated effective February 7, 2020 (the "Merger Agreement"), pursuant to which FNF acquired Issuer on June 1, 2020 (the "Merger"). Each Ordinary Share (including restricted shares that converted into Ordinary Shares in connection with the Merger) was disposed of in exchange for the right to receive $12.50 in cash or 0.2558 shares of FNF Common Stock on the effective date of the Merger, all in accordance with the Merger Agreement. F2: Represents Ordinary Shares held by CFC 2016-A, LLC, of which the Reporting Person is the managing member. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Issuer and Fidelity National Financial, Inc. ("FNF") entered into an Agreement and Plan of Merger dated effective February 7, 2020 (the "Merger Agreement"), pursuant to which FNF acquired Issuer on June 1, 2020 (the "Merger"). Each Ordinary Share (including restricted shares that converted into Ordinary Shares in connection with the Merger) was disposed of in exchange for the right to receive $12.50 in cash or 0.2558 shares of FNF Common Stock on the effective date of the Merger, all in accordance with the Merger Agreement.
F2: Represents Ordinary Shares held by CFC 2016-A, LLC, of which the Reporting Person is the managing member. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2019 Filed Oct 2, 2019 15:22 UTC | Fidelity National Financial, Inc. FNF · Entity 3444 | GrantFNF Phantom Stock · Derivative | 53.575 | $44.41 | $2,379.27 |
DisclosureSEC source: 0001127602-19-029558 · form4.xml · derivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,728.5828 Underlying: Common Stock · 53.575 shares Expires not disclosed F1 · security: Phantom stock acquired by the reporting person pursuant to the Deferred Compensation Plan. F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of FNF common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director. F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 17:35 UTC | Fidelity National Financial, Inc. FNF · Entity 3444 | Exercise / conversionFNF Group Stock Option (right To Purchase) · Derivative | 8,037 | $0.00 Strike: $14.38 | $0.00 |
DisclosureSEC source: 0001127602-19-028316 · form4.xml · derivative · entry 2 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,037 shares Expires 2019-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 17:35 UTC | Fidelity National Financial, Inc. FNF · Entity 3444 | Exercise / conversionCommon Stock | 8,037 | $14.38 | $115,572.06 |
DisclosureSEC source: 0001127602-19-028316 · form4.xml · nonDerivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,461 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2019 Filed Aug 30, 2019 21:06 UTC | Cannae Holdings, Inc. CNNE · Entity 5258 | PurchaseCommon Stock | 20,000 | $28.49 | $569,810.00 |
DisclosureSEC source: 0001127602-19-027654 · form4.xml · nonDerivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,899 F1 · price: This transaction was executed in multiple purchases at prices ranging from $28.23 to $28.50. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 17:23 UTC | Fidelity National Financial, Inc. FNF · Entity 3444 | GrantFNF Phantom Stock · Derivative | 58.5878 | $39.68 | $2,324.76 |
DisclosureSEC source: 0001127602-19-023428 · form4.xml · derivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,675.0078 Underlying: Common Stock · 58.5878 shares Expires not disclosed F1 · security: Phantom stock acquired by the reporting person pursuant to the Deferred Compensation Plan. F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of FNF common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director. F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director. Read SEC document |
| June 18, 2019 Filed Jun 19, 2019 20:04 UTC | Black Knight, Inc. BKI · Entity 109889 | SaleCommon Stock | 10,000 | $60.19 | $601,900.00 |
DisclosureSEC source: 0001225208-19-009414 · doc4.xml · nonDerivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,253 F1 · price: The transaction was executed in multiple trades at prices ranging from $60.19 to $60.215. The price reported represents the weighted average sales price of the shares. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| May 13, 2019 Filed May 14, 2019 13:07 UTC | Cannae Holdings, Inc. CNNE · Entity 5258 | PurchaseCommon Stock | 20,000 | $25.15 | $503,000.00 |
DisclosureSEC source: 0001127602-19-018387 · form4.xml · nonDerivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,899 F1 · price: This transaction was executed in multiple purchases at prices ranging from $25.05 to $25.17. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the shares purchased at each separate price. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:54 UTC | Fidelity National Financial, Inc. FNF · Entity 3444 | GrantFNF Group Phantom Stock · Derivative | 64.055 | $36.55 | $2,341.21 |
DisclosureSEC source: 0001127602-19-014303 · form4.xml · derivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,616.42 Underlying: FNF Group Common Stock · 64.055 shares Expires not disclosed F1 · security: Phantom stock acquired by the reporting person pursuant to the Deferred Compensation Plan. F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of FNF common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director. F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director. Read SEC document |
| March 13, 2019 Filed Mar 13, 2019 17:00 UTC | FGL Holdings FG · Entity 15814 | PurchaseOrdinary Shares | 50,000 | $8.44 | $422,000.00 |
DisclosureSEC source: 0001668428-19-000040 · wf-form4_155251083123501.xml · nonDerivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,816 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 16:24 UTC | Black Knight, Inc. BKI · Entity 109889 | GrantCommon Stock | 2,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003020 · doc4.xml · nonDerivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,253 F1 · shares: Grant of restricted common stock vesting in three equal annual installments beginning on February 15, 2020, subject to the achievement of performance criteria specified in the reporting persons award agreement Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 13:40 UTC | FGL Holdings FG · Entity 15814 | GrantOrdinary Shares | 18,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001668428-19-000015 · wf-form4_154654081048533.xml · nonDerivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,816 F1 · shares: Represents a grant of restricted stock under the Issuer's 2017 Omnibus Incentive Plan, which is scheduled to vest on December 31, 2019, subject to the continuous existence of a service relationship through the vesting date. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 14:16 UTC | Fidelity National Financial, Inc. FNF · Entity 3444 | GrantFNF Group Phantom Stock · Derivative | 72.1334 | $31.44 | $2,267.87 |
DisclosureSEC source: 0001127602-19-000456 · form4.xml · derivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,552.365 Underlying: FNF Group Common Stock · 72.1334 shares Expires not disclosed F1 · security: Phantom stock acquired by the reporting person pursuant to the Deferred Compensation Plan. F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of FNF common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director. F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 16:03 UTC | Cannae Holdings, Inc. CNNE · Entity 5258 | PurchaseCommon Stock | 10,000 | $17.00 | $169,961.00 |
DisclosureSEC source: 0001127602-18-035300 · form4.xml · nonDerivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,899 Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 15:55 UTC | Cannae Holdings, Inc. CNNE · Entity 5258 | PurchaseCommon Stock | 25,000 | $17.97 | $449,250.00 |
DisclosureSEC source: 0001127602-18-033274 · form4.xml · nonDerivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,381 Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 19:39 UTC | Cannae Holdings, Inc. CNNE · Entity 5258 | GrantCommon Stock | 4,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-033683 · form4.xml · nonDerivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,899 F1 · shares: Granted of restricted stock vesting in three equal annual installments beginning on November 15, 2019. Read SEC document |
| October 26, 2018 Filed Oct 31, 2018 20:55 UTC | Fidelity National Financial, Inc. FNF · Entity 3444 | GrantFNF Group Common Stock | 6,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-031464 · form4.xml · nonDerivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,819 F1 · shares: Grant of restricted common stock vesting in three equal annual installments beginning on October 26, 2019, subject to the achievement of performance criteria specified in the reporting person's award agreement. Read SEC document |
| October 04, 2018 Filed Oct 9, 2018 16:17 UTC | FGL Holdings FG · Entity 15814 | Disposition to issuerPrivate Placement Warrants · Derivative | 333,333 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001668428-18-000113 · wf-form4_153911623225402.xml · derivative · entry 3 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CFC Disclosed balance after: 0 Underlying: Ordinary Shares · 333,333 shares Expires 2022-11-30 F1 · price: Pursuant to the terms of the Issuer's tender offer, as described in the Issuer's Tender Offer Statement on Schedule TO, as amended, filed with the Securities and Exchange Commission on September 6, 2018, CFC 2016-A, LLC ("CFC") of which the Reporting Person is the managing member, tendered 333,333 warrants in exchange for 0.11 of the Issuer's ordinary shares and $0.98 in cash, without interest, per warrant. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F2 · ownership.nature: Represents Ordinary Shares and Private Placement Warrants held by CFC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 04, 2018 Filed Oct 9, 2018 16:17 UTC | FGL Holdings FG · Entity 15814 | GrantOrdinary Shares | 36,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001668428-18-000113 · wf-form4_153911623225402.xml · nonDerivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CFC Disclosed balance after: 1,843,039 F1 · price: Pursuant to the terms of the Issuer's tender offer, as described in the Issuer's Tender Offer Statement on Schedule TO, as amended, filed with the Securities and Exchange Commission on September 6, 2018, CFC 2016-A, LLC ("CFC") of which the Reporting Person is the managing member, tendered 333,333 warrants in exchange for 0.11 of the Issuer's ordinary shares and $0.98 in cash, without interest, per warrant. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F2 · ownership.nature: Represents Ordinary Shares and Private Placement Warrants held by CFC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:01 UTC | Fidelity National Financial, Inc. FNF · Entity 3444 | GrantFNF Group Phantom Stock · Derivative | 56.597 | $39.35 | $2,227.09 |
DisclosureSEC source: 0001127602-18-028982 · form4.xml · derivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,480.2316 Underlying: FNF Group Common Stock · 56.597 shares Expires not disclosed F1 · security: Phantom stock acquired by the reporting person pursuant to the Deferred Compensation Plan. F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of FNF common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director. F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 16:19 UTC | FGL Holdings FG · Entity 15814 | PurchaseOrdinary Shares | 25,000 | $8.74 | $218,500.00 |
DisclosureSEC source: 0001668428-18-000102 · wf-form4_153695633171429.xml · nonDerivative · entry 2 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,488 F2 · price: The transaction was executed in multiple trades at prices ranging from $8.72 to $8.79. The price represents the weighted average sales price of the shares. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| September 11, 2018 Filed Sep 14, 2018 16:19 UTC | FGL Holdings FG · Entity 15814 | PurchaseOrdinary Shares | 25,000 | $8.77 | $219,250.00 |
DisclosureSEC source: 0001668428-18-000102 · wf-form4_153695633171429.xml · nonDerivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,488 F1 · price: The transaction was executed in multiple trades at prices ranging from $8.71 to $8.82. The price represents the weighted average sales price of the shares. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| August 16, 2018 Filed Aug 17, 2018 13:30 UTC | Black Knight, Inc. BKI · Entity 109889 | SaleCommon Stock | 13,770 | $52.56 | $723,751.20 |
DisclosureSEC source: 0001225208-18-012706 · doc4.xml · nonDerivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,866 F1 · price: The transaction was executed in multiple trades at prices ranging from $52.55 to $52.575. The price reported represents the weighted average sales price of the shares. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 17:31 UTC | Cannae Holdings, Inc. CNNE · Entity 5258 | PurchaseCommon Stock | 39,000 | $18.70 | $729,261.00 |
DisclosureSEC source: 0001127602-18-025553 · form4.xml · nonDerivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,381 F1 · price: This transaction was executed in multiple purchases at prices ranging from $18.56-$18.70. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the shares purchased at each separate price. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 13:12 UTC | Black Knight, Inc. BKI · Entity 109889 | SaleCommon Stock | 6,230 | $52.51 | $327,137.30 |
DisclosureSEC source: 0001225208-18-012658 · doc4.xml · nonDerivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,636 F1 · price: The transaction was executed in multiple trades at prices ranging from $52.50 to $52.54. The price reported represents the weighted average sales price of the shares. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 19:04 UTC | Fidelity National Financial, Inc. FNF · Entity 3444 | GrantFNF Group Phantom Stock · Derivative | 58.7313 | $37.62 | $2,209.47 |
DisclosureSEC source: 0001127602-18-022133 · form4.xml · derivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,423.6346 Underlying: FNF Group Common Stock · 58.7313 shares Expires not disclosed F1 · security: Phantom stock acquired by the reporting person pursuant to the Deferred Compensation Plan. F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of FNF common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director. F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 21:14 UTC | Cannae Holdings, Inc. CNNE · Entity 5258 | GrantCommon Stock | 3,929 | $19.09 | $75,004.61 |
DisclosureSEC source: 0001127602-18-021960 · form4.xml · nonDerivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,381 F1 · shares: Grant of restricted stock vesting in three equal annual installments beginning June 25, 2019. Read SEC document |
| April 20, 2018 Filed Apr 20, 2018 16:54 UTC | BEAR STATE FINANCIAL, INC. BSF · Entity 167412 | OtherWarrant (right to buy) · Derivative | 39,381 | $3.17 Strike: $7.11 | $124,837.77 |
DisclosureSEC source: 0001437749-18-007353 · rdgdoc.xml · derivative · entry 5 Massey Richard N · CIK 0001348380 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,381 shares Expires 2018-08-13 F4 · derivative.exercise_date: Pursuant to the terms of the merger agreement, at the effective time of the merger, this warrant to purchase common stock was cancelled and converted into the right to receive a cash payment equal to the aggregate number of shares of Bear State Common Stock subject to such warrant multiplied by the difference of $10.28 and the exercise price of such warrant. Read SEC document |
| April 20, 2018 Filed Apr 20, 2018 16:54 UTC | BEAR STATE FINANCIAL, INC. BSF · Entity 167412 | OtherRestricted Stock Units · Derivative | 856 | $10.28 | $8,799.68 |
DisclosureSEC source: 0001437749-18-007353 · rdgdoc.xml · derivative · entry 4 Massey Richard N · CIK 0001348380 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 856 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: Pursuant to the terms of the merger agreement, at the effective time of the merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to $10.28 per unit. F3 · derivative.expiration_date: Pursuant to the terms of the merger agreement, at the effective time of the merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to $10.28 per unit. Read SEC document |
| April 20, 2018 Filed Apr 20, 2018 16:54 UTC | BEAR STATE FINANCIAL, INC. BSF · Entity 167412 | OtherCommon Stock | 15,095,785 | $10.28 | $155,184,669.80 |
DisclosureSEC source: 0001437749-18-007353 · rdgdoc.xml · nonDerivative · entry 3 Massey Richard N · CIK 0001348380 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Bear State Financial Holdings, LLC Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Reorganization (the "merger agreement"), dated as of August 22, 2017, by and among Bear State Financial, Inc. (Bear State), Bear State Bank, Arvest Bank and Arvest Acquisition Sub, Inc., shares of Bear State common stock were converted into the right to receive $10.28 cash per share, without interest. Read SEC document |
| April 20, 2018 Filed Apr 20, 2018 16:54 UTC | BEAR STATE FINANCIAL, INC. BSF · Entity 167412 | OtherCommon Stock | 551,663 | $10.28 | $5,671,095.64 |
DisclosureSEC source: 0001437749-18-007353 · rdgdoc.xml · nonDerivative · entry 2 Massey Richard N · CIK 0001348380 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Reorganization (the "merger agreement"), dated as of August 22, 2017, by and among Bear State Financial, Inc. (Bear State), Bear State Bank, Arvest Bank and Arvest Acquisition Sub, Inc., shares of Bear State common stock were converted into the right to receive $10.28 cash per share, without interest. Read SEC document |
| April 11, 2018 Filed Apr 20, 2018 16:54 UTC | BEAR STATE FINANCIAL, INC. BSF · Entity 167412 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-007353 · rdgdoc.xml · nonDerivative · entry 1 Massey Richard N · CIK 0001348380 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 551,663 Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 16:42 UTC | FGL Holdings FG · Entity 15814 | GrantOrdinary Shares | 12,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001668428-18-000070 · wf-form4_152296090719397.xml · nonDerivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,488 F1 · shares: Represents a grant of restricted stock under the Issuer's 2017 Omnibus Incentive Plan, which is scheduled to vest on December 31, 2018 subject to the continuous existence of a service relationship through the vesting date. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 17:14 UTC | Fidelity National Financial, Inc. FNF · Entity 3444 | GrantFNF Group Phantom Stock · Derivative | 54.7984 | $40.02 | $2,193.03 |
DisclosureSEC source: 0001127602-18-013534 · form4.xml · derivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,364.9033 Underlying: FNF Group Common Stock · 54.7984 shares Expires not disclosed F1 · security: Phantom stock acquired by the reporting person pursuant to the Deferred Compensation Plan. F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of FNF common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director. F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 23:19 UTC | Black Knight, Inc. BKI · Entity 109889 | GrantCommon Stock | 2,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002795 · doc4.xml · nonDerivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,866 F1 · shares: Grant of restricted common stock vesting in three equal annual installments beginning on February 9, 2019, subject to the achievement of performance criteria specified in the reporting persons award agreement Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 12:27 UTC | BEAR STATE FINANCIAL, INC. BSF · Entity 167412 | Exercise / conversionRestricted Stock Units · Derivative | 367 | $0.00 | $0.00 |
DisclosureSEC source: 0001245105-18-000023 · primary_doc.xml · derivative · entry 5 Massey Richard N · CIK 0001348380 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 856 Underlying: Common Stock · 367 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On January 26, 2016, the reporting person was granted 1,100 restricted stock units, vesting in three equal annual installments on the first, second and third anniversaries of the grant date. F2 · derivative.expiration_date: On January 26, 2016, the reporting person was granted 1,100 restricted stock units, vesting in three equal annual installments on the first, second and third anniversaries of the grant date. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 12:27 UTC | BEAR STATE FINANCIAL, INC. BSF · Entity 167412 | Tax withholdingCommon Stock | 106 | $10.30 | $1,091.80 |
DisclosureSEC source: 0001245105-18-000023 · primary_doc.xml · nonDerivative · entry 3 Massey Richard N · CIK 0001348380 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,663 Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 12:27 UTC | BEAR STATE FINANCIAL, INC. BSF · Entity 167412 | Exercise / conversionCommon Stock | 367 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001245105-18-000023 · primary_doc.xml · nonDerivative · entry 2 Massey Richard N · CIK 0001348380 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 24, 2018 Filed Jan 30, 2018 12:27 UTC | BEAR STATE FINANCIAL, INC. BSF · Entity 167412 | GiftCommon Stock | 97,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001245105-18-000023 · primary_doc.xml · nonDerivative · entry 1 Massey Richard N · CIK 0001348380 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,402 Read SEC document |
| January 21, 2018 Filed Jan 23, 2018 17:05 UTC | BEAR STATE FINANCIAL, INC. BSF · Entity 167412 | Exercise / conversionRestricted Stock Units · Derivative | 367 | $0.00 | $0.00 |
DisclosureSEC source: 0001245105-18-000017 · primary_doc.xml · derivative · entry 4 Massey Richard N · CIK 0001348380 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,223 Underlying: Common Stock · 367 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On January 21, 2015, the reporting person was granted 1,100 restricted stock units, vesting in three equal annual installments on the first, second and third anniversaries of the grant date. F2 · derivative.expiration_date: On January 21, 2015, the reporting person was granted 1,100 restricted stock units, vesting in three equal annual installments on the first, second and third anniversaries of the grant date. Read SEC document |
| January 21, 2018 Filed Jan 23, 2018 17:05 UTC | BEAR STATE FINANCIAL, INC. BSF · Entity 167412 | Tax withholdingCommon Stock | 106 | $10.28 | $1,089.68 |
DisclosureSEC source: 0001245105-18-000017 · primary_doc.xml · nonDerivative · entry 2 Massey Richard N · CIK 0001348380 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 658,678 Read SEC document |
| January 21, 2018 Filed Jan 23, 2018 17:05 UTC | BEAR STATE FINANCIAL, INC. BSF · Entity 167412 | Exercise / conversionCommon Stock | 367 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001245105-18-000017 · primary_doc.xml · nonDerivative · entry 1 Massey Richard N · CIK 0001348380 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 658,784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 16:12 UTC | Fidelity National Financial, Inc. FNF · Entity 3444 | GrantFNF Group Phantom Stock · Derivative | 49.9551 | $39.24 | $1,960.24 |
DisclosureSEC source: 0001127602-18-000367 · form4.xml · derivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,310.1049 Underlying: FNF Group Common Stock · 49.9551 shares Expires not disclosed F1 · security: Phantom stock acquired by the reporting person pursuant to the Deferred Compensation Plan. F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of FNF common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director. F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 20:47 UTC | FGL Holdings FG · Entity 15814 | GrantPrivate Placement Warrants · Derivative | 333,333 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001144204-17-062028 · tv480688_4.xml · derivative · entry 6 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 333,333 Underlying: Ordinary Shares · 333,333 shares Expires 2022-11-30 F4 · kind: On December 1, 2017, CFC purchased 1,000,000 Ordinary Shares at a purchase price of $10.00 per share from the Issuer. Additionally, CFC received 333,333 PPWs from the Issuer in connection with this transaction. F4 · price: On December 1, 2017, CFC purchased 1,000,000 Ordinary Shares at a purchase price of $10.00 per share from the Issuer. Additionally, CFC received 333,333 PPWs from the Issuer in connection with this transaction. F3 · ownership.nature: Effective on or after November 29, 2017, all Ordinary Shares, Class B Ordinary Shares and Private Placement Warrants ("PPWs") are held by CFC 2016-A, LLC ("CFC"), of which the Reporting Person is the managing member of CFC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 20:47 UTC | FGL Holdings FG · Entity 15814 | ConversionClass B Ordinary Shares · Derivative | 86,481 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-062028 · tv480688_4.xml · derivative · entry 5 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Ordinary Shares · Not disclosed shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date. F2 · price: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date. F2 · derivative.exercise_date: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date. F2 · derivative.expiration_date: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date. F2 · derivative.underlying_shares: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date. F3 · ownership.nature: Effective on or after November 29, 2017, all Ordinary Shares, Class B Ordinary Shares and Private Placement Warrants ("PPWs") are held by CFC 2016-A, LLC ("CFC"), of which the Reporting Person is the managing member of CFC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 20:47 UTC | FGL Holdings FG · Entity 15814 | GrantOrdinary Shares | 606,061 | $10.00 | $6,060,610.00 |
DisclosureSEC source: 0001144204-17-062028 · tv480688_4.xml · nonDerivative · entry 3 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,806,373 F5 · kind: On December 1, 2017, CFC purchased 606,061 Ordinary Shares at a purchase price of $10.00 per share from the Issuer. F3 · ownership.nature: Effective on or after November 29, 2017, all Ordinary Shares, Class B Ordinary Shares and Private Placement Warrants ("PPWs") are held by CFC 2016-A, LLC ("CFC"), of which the Reporting Person is the managing member of CFC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 20:47 UTC | FGL Holdings FG · Entity 15814 | GrantOrdinary Shares | 1,000,000 | $10.00 | $10,000,000.00 |
DisclosureSEC source: 0001144204-17-062028 · tv480688_4.xml · nonDerivative · entry 2 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,200,312 F4 · kind: On December 1, 2017, CFC purchased 1,000,000 Ordinary Shares at a purchase price of $10.00 per share from the Issuer. Additionally, CFC received 333,333 PPWs from the Issuer in connection with this transaction. F3 · ownership.nature: Effective on or after November 29, 2017, all Ordinary Shares, Class B Ordinary Shares and Private Placement Warrants ("PPWs") are held by CFC 2016-A, LLC ("CFC"), of which the Reporting Person is the managing member of CFC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 20:47 UTC | FGL Holdings FG · Entity 15814 | ConversionOrdinary Shares | 200,312 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-062028 · tv480688_4.xml · nonDerivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 200,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Pursuant to a reclassification exemption under Rule 16b-7, the Issuer re-designated each Class A Ordinary Share (par value $0.0001 per share) as Ordinary Shares (par value $0.0001 per share) on November 30, 2017. Therefore, for purposes of this filing, all Class A Ordinary Shares are referred herein as Ordinary Shares. F2 · price: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date. F3 · ownership.nature: Effective on or after November 29, 2017, all Ordinary Shares, Class B Ordinary Shares and Private Placement Warrants ("PPWs") are held by CFC 2016-A, LLC ("CFC"), of which the Reporting Person is the managing member of CFC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 20:47 UTC | FGL Holdings FG · Entity 15814 | OtherClass B Ordinary Shares · Derivative | 12,952 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-062028 · tv480688_4.xml · derivative · entry 4 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 86,481 Underlying: Ordinary Shares · Not disclosed shares Expires not disclosed F2 · derivative.exercise_price: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date. F6 · kind: On November 29, 2017, CF Capital Growth, LLC ("CF Capital") distributed all of its Class B Ordinary Shares and PPWs to its members, except for 30,221 Class B Ordinary Shares, which were transferred to the Issuer's independent directors. The Reporting Person received 12,952 Class B Ordinary Shares and 0 PPWs pursuant to this distribution. As a result, CF Capital no longer directly or indirectly owned any securities or derivative securities of the Issuer. Immediately prior to this distribution, CF Capital forfeited 2,048,030 Class B Ordinary Shares to CF Corporation. F6 · price: On November 29, 2017, CF Capital Growth, LLC ("CF Capital") distributed all of its Class B Ordinary Shares and PPWs to its members, except for 30,221 Class B Ordinary Shares, which were transferred to the Issuer's independent directors. The Reporting Person received 12,952 Class B Ordinary Shares and 0 PPWs pursuant to this distribution. As a result, CF Capital no longer directly or indirectly owned any securities or derivative securities of the Issuer. Immediately prior to this distribution, CF Capital forfeited 2,048,030 Class B Ordinary Shares to CF Corporation. F2 · derivative.exercise_date: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date. F2 · derivative.expiration_date: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date. F2 · derivative.underlying_shares: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date. F3 · ownership.nature: Effective on or after November 29, 2017, all Ordinary Shares, Class B Ordinary Shares and Private Placement Warrants ("PPWs") are held by CFC 2016-A, LLC ("CFC"), of which the Reporting Person is the managing member of CFC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 17:24 UTC | Fidelity National Financial, Inc. FNF · Entity 3444 | Disposition to issuerFNFV Group Phantom Stock · Derivative | 2,241.56 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-032953 · form4.xml · derivative · entry 2 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: FNFV Group Common Stock · 2,241.56 shares Expires not disclosed F2 · derivative.exercise_price: Prior to the disposition referenced in footnote 1, each share of phantom stock was the economic equivalent of one share of FNFV stock. F1 · kind: Disposition to Issuer in connection with redemption by the Issuer of each share of its FNFV Group common stock for one share of common stock of Cannae Holdings, Inc. F1 · price: Disposition to Issuer in connection with redemption by the Issuer of each share of its FNFV Group common stock for one share of common stock of Cannae Holdings, Inc. F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director. F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 17:24 UTC | Fidelity National Financial, Inc. FNF · Entity 3444 | Disposition to issuerFNFV Group Common Stock | 9,452 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-032953 · form4.xml · nonDerivative · entry 1 Massey Richard N · CIK 0001348380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposition to Issuer in connection with redemption by the Issuer of each share of its FNFV Group common stock for one share of common stock of Cannae Holdings, Inc. F1 · price: Disposition to Issuer in connection with redemption by the Issuer of each share of its FNFV Group common stock for one share of common stock of Cannae Holdings, Inc. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.