TapewireFind a company

person · Reporting owner

Massey Richard N

Disclosed activity across 12 companies

Tapewire entity
31707
SEC CIK
0001348380

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Alight, Inc. / DelawareALIT · Entity 5436DirectorJuly 02, 2026July 07, 2026
Austerlitz Acquisition Corp IAUS · Entity 139391Director · Chief Executive OfficerMay 12, 2021May 14, 2021
Austerlitz Acquisition Corp IIASZ · Entity 139715Director · Chief Executive OfficerFebruary 25, 2021February 26, 2021
Cannae Holdings, Inc.CNNE · Entity 5258DirectorMay 24, 2024May 29, 2024
Fidelity National Financial, Inc.FNF · Entity 3444DirectorDecember 31, 2020January 05, 2021
Fidelity National Information Services, Inc.FIS · Entity 3247DirectorMay 25, 2017May 26, 2017
Foley Trasimene Acquisition IIBFT · Entity 140796Director · Chief Executive OfficerAugust 18, 2020August 18, 2020
JENA ACQUISITION Corp IIJENAU · Entity 5938Director · CEO; See Remarks · 10% ownerMay 28, 2025May 29, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Alight, Inc. / Delaware

Report date July 02, 2026 · Filed July 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect96,016 Reported balance After 2026-07-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-07-02 · Grant · Acquired 14,025 · Balance 96,016

F1: Represents restricted stock units granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2027.

F2: Includes restricted stock units scheduled to vest in the future.

F3: Securities listed in this filing have been adjusted to reflect a 1-for-20 reverse split of the Issuer's Class A common stock effective as of June 30, 2026.

Class A Common StockSEC Table I · non-derivativeIndirectBy Limited Partnership5,000 Reported balance Holding disclosure · report date 2026-07-02 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 5,000

F3: Securities listed in this filing have been adjusted to reflect a 1-for-20 reverse split of the Issuer's Class A common stock effective as of June 30, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2027.

F2: Includes restricted stock units scheduled to vest in the future.

F3: Securities listed in this filing have been adjusted to reflect a 1-for-20 reverse split of the Issuer's Class A common stock effective as of June 30, 2026.

Austerlitz Acquisition Corp I

Report date May 12, 2021 · Filed May 14, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
WarrantsSEC Table II · derivative / convertible securityDirect100,000 Reported balance After 2021-05-12 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-05-12 · Purchase · Acquired 100,000 · Balance 100,000

F1: Each warrant entitles the holder thereof to purchase one Class A ordinary share of Austerlitz Acquisition Corporation I (the "Issuer"), par value $0.0001, at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities-Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-252932).

Filing footnotes · ownership attribution and instrument terms

F1: Each warrant entitles the holder thereof to purchase one Class A ordinary share of Austerlitz Acquisition Corporation I (the "Issuer"), par value $0.0001, at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities-Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-252932).

Austerlitz Acquisition Corp II

Report date February 25, 2021 · Filed February 26, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
No securities beneficially ownedSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2021-02-25 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

Cannae Holdings, Inc.

Report date May 24, 2024 · Filed May 29, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect248,615 Reported balance After 2024-05-24 transaction · row 1
1 source row

Row 1 · 2024-05-24 · Sale · Disposed 25,752 · Balance 248,615

Fidelity National Financial, Inc.

Report date December 31, 2020 · Filed January 05, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
FNF Phantom StockSEC Table II · derivative / convertible securityDirect8,131.2123 Reported balance After 2020-12-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-12-31 · Grant · Acquired 74.2011 · Balance 8,131.2123

F1: Phantom stock acquired by the reporting person pursuant to the Deferred Compensation Plan.

F2: Each share of phantom stock is the economic equivalent of one share of FNF common stock.

F3: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom stock acquired by the reporting person pursuant to the Deferred Compensation Plan.

F2: Each share of phantom stock is the economic equivalent of one share of FNF common stock.

F3: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

Fidelity National Information Services, Inc.

Report date May 25, 2017 · Filed May 26, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect75,441 Reported balance After 2017-05-25 transaction · row 1
1 source row

Row 1 · 2017-05-25 · Gift · Disposed 5,000 · Balance 75,441

F1: A charitable contribution.

Filing footnotes · ownership attribution and instrument terms

F1: A charitable contribution.

Foley Trasimene Acquisition II

Report date August 18, 2020 · Filed August 18, 2020

This filing explicitly reported no securities owned.

JENA ACQUISITION Corp II

Report date May 28, 2025 · Filed May 29, 2025

This filing explicitly reported no securities owned.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BEAR STATE FINANCIAL, INC.

Report date April 20, 2018 · Filed April 20, 2018

Section 16 reporting ended · disclosed 2018-04-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2018-04-20 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2018-04-11 · Gift · Disposed 10,000 · Balance 551,663

Row 2 · 2018-04-20 · Other · Disposed 551,663 · Balance 0

F1: Pursuant to the Agreement and Plan of Reorganization (the "merger agreement"), dated as of August 22, 2017, by and among Bear State Financial, Inc. (Bear State), Bear State Bank, Arvest Bank and Arvest Acquisition Sub, Inc., shares of Bear State common stock were converted into the right to receive $10.28 cash per share, without interest.

Common StockSEC Table I · non-derivativeIndirectBy Bear State Financial Holdings, LLC0 Reported balance After 2018-04-20 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2018-04-20 · Other · Disposed 15,095,785 · Balance 0

F1: Pursuant to the Agreement and Plan of Reorganization (the "merger agreement"), dated as of August 22, 2017, by and among Bear State Financial, Inc. (Bear State), Bear State Bank, Arvest Bank and Arvest Acquisition Sub, Inc., shares of Bear State common stock were converted into the right to receive $10.28 cash per share, without interest.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-04-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-04-20 · Other · Disposed 856 · Balance 0

F2: Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F3: Pursuant to the terms of the merger agreement, at the effective time of the merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to $10.28 per unit.

Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.11 · Expires 2018-08-13Direct0 Reported balance After 2018-04-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-04-20 · Other · Disposed 39,381 · Balance 0

F4: Pursuant to the terms of the merger agreement, at the effective time of the merger, this warrant to purchase common stock was cancelled and converted into the right to receive a cash payment equal to the aggregate number of shares of Bear State Common Stock subject to such warrant multiplied by the difference of $10.28 and the exercise price of such warrant.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Reorganization (the "merger agreement"), dated as of August 22, 2017, by and among Bear State Financial, Inc. (Bear State), Bear State Bank, Arvest Bank and Arvest Acquisition Sub, Inc., shares of Bear State common stock were converted into the right to receive $10.28 cash per share, without interest.

F2: Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F3: Pursuant to the terms of the merger agreement, at the effective time of the merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to $10.28 per unit.

F4: Pursuant to the terms of the merger agreement, at the effective time of the merger, this warrant to purchase common stock was cancelled and converted into the right to receive a cash payment equal to the aggregate number of shares of Bear State Common Stock subject to such warrant multiplied by the difference of $10.28 and the exercise price of such warrant.

Black Knight, Inc.

Report date February 18, 2020 · Filed February 21, 2020

Section 16 reporting ended · disclosed 2017-10-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect82,922 Reported balance After 2020-02-18 transaction · row 1
1 source row

Row 1 · 2020-02-18 · Grant · Acquired 1,669 · Balance 82,922

F1: Grant of restricted common stock vesting 100% on the first anniversary of the date of grant

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted common stock vesting 100% on the first anniversary of the date of grant

Dun & Bradstreet Holdings, Inc.

Report date August 26, 2025 · Filed August 26, 2025

Section 16 reporting ended · disclosed 2025-08-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-08-26 transaction · row 1
1 source row

Row 1 · 2025-08-26 · Disposition to issuer · Disposed 448,874 · Balance 0

F1: Pursuant to that certain Agreement and Plan of Merger (as amended from time to time, the "Merger Agreement") dated as of March 23, 2025 by and among the Issuer, Denali Intermediate Holdings, Inc., ("Parent"), and Denali Buyer, Inc., a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent.

F2: Pursuant to the Merger Agreement, among other things, (i) each outstanding share of the common stock of the Issuer was cancelled and converted into the right to receive $9.15 in cash per share without interest and subject to deduction for any applicable withholding taxes (the "Merger Consideration") and (ii) each outstanding restricted stock award subject to time-based or performance-based vesting conditions, whether vested or unvested, held by a member of the board of directors of the Issuer (other than the Chief Executive Officer), was converted into the right to receive the Merger Consideration plus all accumulated but unpaid dividend equivalent rights with respect to such shares.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to that certain Agreement and Plan of Merger (as amended from time to time, the "Merger Agreement") dated as of March 23, 2025 by and among the Issuer, Denali Intermediate Holdings, Inc., ("Parent"), and Denali Buyer, Inc., a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent.

F2: Pursuant to the Merger Agreement, among other things, (i) each outstanding share of the common stock of the Issuer was cancelled and converted into the right to receive $9.15 in cash per share without interest and subject to deduction for any applicable withholding taxes (the "Merger Consideration") and (ii) each outstanding restricted stock award subject to time-based or performance-based vesting conditions, whether vested or unvested, held by a member of the board of directors of the Issuer (other than the Chief Executive Officer), was converted into the right to receive the Merger Consideration plus all accumulated but unpaid dividend equivalent rights with respect to such shares.

FGL Holdings

Report date June 01, 2020 · Filed June 03, 2020

Section 16 reporting ended · disclosed 2020-06-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect0 Reported balance After 2020-06-01 transaction · row 1
1 source row

Row 1 · 2020-06-01 · Disposition to issuer · Disposed 142,743 · Balance 0

F1: Issuer and Fidelity National Financial, Inc. ("FNF") entered into an Agreement and Plan of Merger dated effective February 7, 2020 (the "Merger Agreement"), pursuant to which FNF acquired Issuer on June 1, 2020 (the "Merger"). Each Ordinary Share (including restricted shares that converted into Ordinary Shares in connection with the Merger) was disposed of in exchange for the right to receive $12.50 in cash or 0.2558 shares of FNF Common Stock on the effective date of the Merger, all in accordance with the Merger Agreement.

Ordinary SharesSEC Table I · non-derivativeIndirectBy CFC0 Reported balance After 2020-06-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2020-06-01 · Disposition to issuer · Disposed 1,843,039 · Balance 0

F1: Issuer and Fidelity National Financial, Inc. ("FNF") entered into an Agreement and Plan of Merger dated effective February 7, 2020 (the "Merger Agreement"), pursuant to which FNF acquired Issuer on June 1, 2020 (the "Merger"). Each Ordinary Share (including restricted shares that converted into Ordinary Shares in connection with the Merger) was disposed of in exchange for the right to receive $12.50 in cash or 0.2558 shares of FNF Common Stock on the effective date of the Merger, all in accordance with the Merger Agreement.

F2: Represents Ordinary Shares held by CFC 2016-A, LLC, of which the Reporting Person is the managing member. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Issuer and Fidelity National Financial, Inc. ("FNF") entered into an Agreement and Plan of Merger dated effective February 7, 2020 (the "Merger Agreement"), pursuant to which FNF acquired Issuer on June 1, 2020 (the "Merger"). Each Ordinary Share (including restricted shares that converted into Ordinary Shares in connection with the Merger) was disposed of in exchange for the right to receive $12.50 in cash or 0.2558 shares of FNF Common Stock on the effective date of the Merger, all in accordance with the Merger Agreement.

F2: Represents Ordinary Shares held by CFC 2016-A, LLC, of which the Reporting Person is the managing member. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2019 Filed Oct 2, 2019 15:22 UTC Fidelity National Financial, Inc. FNF · Entity 3444 GrantFNF Phantom Stock · Derivative 53.575 $44.41 $2,379.27
Disclosure

SEC source: 0001127602-19-029558 · form4.xml · derivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,728.5828

Underlying: Common Stock · 53.575 shares

Expires not disclosed

F1 · security: Phantom stock acquired by the reporting person pursuant to the Deferred Compensation Plan.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of FNF common stock.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 17:35 UTC Fidelity National Financial, Inc. FNF · Entity 3444 Exercise / conversionFNF Group Stock Option (right To Purchase) · Derivative 8,037 $0.00 Strike: $14.38 $0.00
Disclosure

SEC source: 0001127602-19-028316 · form4.xml · derivative · entry 2

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,037 shares

Expires 2019-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 17:35 UTC Fidelity National Financial, Inc. FNF · Entity 3444 Exercise / conversionCommon Stock 8,037 $14.38 $115,572.06
Disclosure

SEC source: 0001127602-19-028316 · form4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2019 Filed Aug 30, 2019 21:06 UTC Cannae Holdings, Inc. CNNE · Entity 5258 PurchaseCommon Stock 20,000 $28.49 $569,810.00
Disclosure

SEC source: 0001127602-19-027654 · form4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,899

F1 · price: This transaction was executed in multiple purchases at prices ranging from $28.23 to $28.50. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 17:23 UTC Fidelity National Financial, Inc. FNF · Entity 3444 GrantFNF Phantom Stock · Derivative 58.5878 $39.68 $2,324.76
Disclosure

SEC source: 0001127602-19-023428 · form4.xml · derivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,675.0078

Underlying: Common Stock · 58.5878 shares

Expires not disclosed

F1 · security: Phantom stock acquired by the reporting person pursuant to the Deferred Compensation Plan.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of FNF common stock.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 20:04 UTC Black Knight, Inc. BKI · Entity 109889 SaleCommon Stock 10,000 $60.19 $601,900.00
Disclosure

SEC source: 0001225208-19-009414 · doc4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,253

F1 · price: The transaction was executed in multiple trades at prices ranging from $60.19 to $60.215. The price reported represents the weighted average sales price of the shares. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Read SEC document
May 13, 2019 Filed May 14, 2019 13:07 UTC Cannae Holdings, Inc. CNNE · Entity 5258 PurchaseCommon Stock 20,000 $25.15 $503,000.00
Disclosure

SEC source: 0001127602-19-018387 · form4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,899

F1 · price: This transaction was executed in multiple purchases at prices ranging from $25.05 to $25.17. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the shares purchased at each separate price.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 22:54 UTC Fidelity National Financial, Inc. FNF · Entity 3444 GrantFNF Group Phantom Stock · Derivative 64.055 $36.55 $2,341.21
Disclosure

SEC source: 0001127602-19-014303 · form4.xml · derivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,616.42

Underlying: FNF Group Common Stock · 64.055 shares

Expires not disclosed

F1 · security: Phantom stock acquired by the reporting person pursuant to the Deferred Compensation Plan.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of FNF common stock.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

Read SEC document
March 13, 2019 Filed Mar 13, 2019 17:00 UTC FGL Holdings FG · Entity 15814 PurchaseOrdinary Shares 50,000 $8.44 $422,000.00
Disclosure

SEC source: 0001668428-19-000040 · wf-form4_155251083123501.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,816

Read SEC document
February 15, 2019 Filed Feb 20, 2019 16:24 UTC Black Knight, Inc. BKI · Entity 109889 GrantCommon Stock 2,387 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-003020 · doc4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,253

F1 · shares: Grant of restricted common stock vesting in three equal annual installments beginning on February 15, 2020, subject to the achievement of performance criteria specified in the reporting persons award agreement

Read SEC document
January 02, 2019 Filed Jan 3, 2019 13:40 UTC FGL Holdings FG · Entity 15814 GrantOrdinary Shares 18,328 $0.00 $0.00
Disclosure

SEC source: 0001668428-19-000015 · wf-form4_154654081048533.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,816

F1 · shares: Represents a grant of restricted stock under the Issuer's 2017 Omnibus Incentive Plan, which is scheduled to vest on December 31, 2019, subject to the continuous existence of a service relationship through the vesting date.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 14:16 UTC Fidelity National Financial, Inc. FNF · Entity 3444 GrantFNF Group Phantom Stock · Derivative 72.1334 $31.44 $2,267.87
Disclosure

SEC source: 0001127602-19-000456 · form4.xml · derivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,552.365

Underlying: FNF Group Common Stock · 72.1334 shares

Expires not disclosed

F1 · security: Phantom stock acquired by the reporting person pursuant to the Deferred Compensation Plan.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of FNF common stock.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 16:03 UTC Cannae Holdings, Inc. CNNE · Entity 5258 PurchaseCommon Stock 10,000 $17.00 $169,961.00
Disclosure

SEC source: 0001127602-18-035300 · form4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,899

Read SEC document
November 15, 2018 Filed Nov 16, 2018 15:55 UTC Cannae Holdings, Inc. CNNE · Entity 5258 PurchaseCommon Stock 25,000 $17.97 $449,250.00
Disclosure

SEC source: 0001127602-18-033274 · form4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,381

Read SEC document
November 15, 2018 Filed Nov 19, 2018 19:39 UTC Cannae Holdings, Inc. CNNE · Entity 5258 GrantCommon Stock 4,518 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-033683 · form4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,899

F1 · shares: Granted of restricted stock vesting in three equal annual installments beginning on November 15, 2019.

Read SEC document
October 26, 2018 Filed Oct 31, 2018 20:55 UTC Fidelity National Financial, Inc. FNF · Entity 3444 GrantFNF Group Common Stock 6,652 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-031464 · form4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,819

F1 · shares: Grant of restricted common stock vesting in three equal annual installments beginning on October 26, 2019, subject to the achievement of performance criteria specified in the reporting person's award agreement.

Read SEC document
October 04, 2018 Filed Oct 9, 2018 16:17 UTC FGL Holdings FG · Entity 15814 Disposition to issuerPrivate Placement Warrants · Derivative 333,333 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001668428-18-000113 · wf-form4_153911623225402.xml · derivative · entry 3

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By CFC

Disclosed balance after: 0

Underlying: Ordinary Shares · 333,333 shares

Expires 2022-11-30

F1 · price: Pursuant to the terms of the Issuer's tender offer, as described in the Issuer's Tender Offer Statement on Schedule TO, as amended, filed with the Securities and Exchange Commission on September 6, 2018, CFC 2016-A, LLC ("CFC") of which the Reporting Person is the managing member, tendered 333,333 warrants in exchange for 0.11 of the Issuer's ordinary shares and $0.98 in cash, without interest, per warrant. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Represents Ordinary Shares and Private Placement Warrants held by CFC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 04, 2018 Filed Oct 9, 2018 16:17 UTC FGL Holdings FG · Entity 15814 GrantOrdinary Shares 36,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001668428-18-000113 · wf-form4_153911623225402.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By CFC

Disclosed balance after: 1,843,039

F1 · price: Pursuant to the terms of the Issuer's tender offer, as described in the Issuer's Tender Offer Statement on Schedule TO, as amended, filed with the Securities and Exchange Commission on September 6, 2018, CFC 2016-A, LLC ("CFC") of which the Reporting Person is the managing member, tendered 333,333 warrants in exchange for 0.11 of the Issuer's ordinary shares and $0.98 in cash, without interest, per warrant. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Represents Ordinary Shares and Private Placement Warrants held by CFC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:01 UTC Fidelity National Financial, Inc. FNF · Entity 3444 GrantFNF Group Phantom Stock · Derivative 56.597 $39.35 $2,227.09
Disclosure

SEC source: 0001127602-18-028982 · form4.xml · derivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,480.2316

Underlying: FNF Group Common Stock · 56.597 shares

Expires not disclosed

F1 · security: Phantom stock acquired by the reporting person pursuant to the Deferred Compensation Plan.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of FNF common stock.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:19 UTC FGL Holdings FG · Entity 15814 PurchaseOrdinary Shares 25,000 $8.74 $218,500.00
Disclosure

SEC source: 0001668428-18-000102 · wf-form4_153695633171429.xml · nonDerivative · entry 2

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,488

F2 · price: The transaction was executed in multiple trades at prices ranging from $8.72 to $8.79. The price represents the weighted average sales price of the shares. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Read SEC document
September 11, 2018 Filed Sep 14, 2018 16:19 UTC FGL Holdings FG · Entity 15814 PurchaseOrdinary Shares 25,000 $8.77 $219,250.00
Disclosure

SEC source: 0001668428-18-000102 · wf-form4_153695633171429.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,488

F1 · price: The transaction was executed in multiple trades at prices ranging from $8.71 to $8.82. The price represents the weighted average sales price of the shares. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 13:30 UTC Black Knight, Inc. BKI · Entity 109889 SaleCommon Stock 13,770 $52.56 $723,751.20
Disclosure

SEC source: 0001225208-18-012706 · doc4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,866

F1 · price: The transaction was executed in multiple trades at prices ranging from $52.55 to $52.575. The price reported represents the weighted average sales price of the shares. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 17:31 UTC Cannae Holdings, Inc. CNNE · Entity 5258 PurchaseCommon Stock 39,000 $18.70 $729,261.00
Disclosure

SEC source: 0001127602-18-025553 · form4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,381

F1 · price: This transaction was executed in multiple purchases at prices ranging from $18.56-$18.70. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the shares purchased at each separate price.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 13:12 UTC Black Knight, Inc. BKI · Entity 109889 SaleCommon Stock 6,230 $52.51 $327,137.30
Disclosure

SEC source: 0001225208-18-012658 · doc4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,636

F1 · price: The transaction was executed in multiple trades at prices ranging from $52.50 to $52.54. The price reported represents the weighted average sales price of the shares. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 19:04 UTC Fidelity National Financial, Inc. FNF · Entity 3444 GrantFNF Group Phantom Stock · Derivative 58.7313 $37.62 $2,209.47
Disclosure

SEC source: 0001127602-18-022133 · form4.xml · derivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,423.6346

Underlying: FNF Group Common Stock · 58.7313 shares

Expires not disclosed

F1 · security: Phantom stock acquired by the reporting person pursuant to the Deferred Compensation Plan.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of FNF common stock.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

Read SEC document
June 25, 2018 Filed Jun 27, 2018 21:14 UTC Cannae Holdings, Inc. CNNE · Entity 5258 GrantCommon Stock 3,929 $19.09 $75,004.61
Disclosure

SEC source: 0001127602-18-021960 · form4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,381

F1 · shares: Grant of restricted stock vesting in three equal annual installments beginning June 25, 2019.

Read SEC document
April 20, 2018 Filed Apr 20, 2018 16:54 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 OtherWarrant (right to buy) · Derivative 39,381 $3.17 Strike: $7.11 $124,837.77
Disclosure

SEC source: 0001437749-18-007353 · rdgdoc.xml · derivative · entry 5

Massey Richard N · CIK 0001348380 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,381 shares

Expires 2018-08-13

F4 · derivative.exercise_date: Pursuant to the terms of the merger agreement, at the effective time of the merger, this warrant to purchase common stock was cancelled and converted into the right to receive a cash payment equal to the aggregate number of shares of Bear State Common Stock subject to such warrant multiplied by the difference of $10.28 and the exercise price of such warrant.

Read SEC document
April 20, 2018 Filed Apr 20, 2018 16:54 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 OtherRestricted Stock Units · Derivative 856 $10.28 $8,799.68
Disclosure

SEC source: 0001437749-18-007353 · rdgdoc.xml · derivative · entry 4

Massey Richard N · CIK 0001348380 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 856 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: Pursuant to the terms of the merger agreement, at the effective time of the merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to $10.28 per unit.

F3 · derivative.expiration_date: Pursuant to the terms of the merger agreement, at the effective time of the merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to $10.28 per unit.

Read SEC document
April 20, 2018 Filed Apr 20, 2018 16:54 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 OtherCommon Stock 15,095,785 $10.28 $155,184,669.80
Disclosure

SEC source: 0001437749-18-007353 · rdgdoc.xml · nonDerivative · entry 3

Massey Richard N · CIK 0001348380 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bear State Financial Holdings, LLC

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Reorganization (the "merger agreement"), dated as of August 22, 2017, by and among Bear State Financial, Inc. (Bear State), Bear State Bank, Arvest Bank and Arvest Acquisition Sub, Inc., shares of Bear State common stock were converted into the right to receive $10.28 cash per share, without interest.

Read SEC document
April 20, 2018 Filed Apr 20, 2018 16:54 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 OtherCommon Stock 551,663 $10.28 $5,671,095.64
Disclosure

SEC source: 0001437749-18-007353 · rdgdoc.xml · nonDerivative · entry 2

Massey Richard N · CIK 0001348380 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Reorganization (the "merger agreement"), dated as of August 22, 2017, by and among Bear State Financial, Inc. (Bear State), Bear State Bank, Arvest Bank and Arvest Acquisition Sub, Inc., shares of Bear State common stock were converted into the right to receive $10.28 cash per share, without interest.

Read SEC document
April 11, 2018 Filed Apr 20, 2018 16:54 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-007353 · rdgdoc.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,663

Read SEC document
April 03, 2018 Filed Apr 5, 2018 16:42 UTC FGL Holdings FG · Entity 15814 GrantOrdinary Shares 12,488 $0.00 $0.00
Disclosure

SEC source: 0001668428-18-000070 · wf-form4_152296090719397.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,488

F1 · shares: Represents a grant of restricted stock under the Issuer's 2017 Omnibus Incentive Plan, which is scheduled to vest on December 31, 2018 subject to the continuous existence of a service relationship through the vesting date.

Read SEC document
March 30, 2018 Filed Apr 3, 2018 17:14 UTC Fidelity National Financial, Inc. FNF · Entity 3444 GrantFNF Group Phantom Stock · Derivative 54.7984 $40.02 $2,193.03
Disclosure

SEC source: 0001127602-18-013534 · form4.xml · derivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,364.9033

Underlying: FNF Group Common Stock · 54.7984 shares

Expires not disclosed

F1 · security: Phantom stock acquired by the reporting person pursuant to the Deferred Compensation Plan.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of FNF common stock.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:19 UTC Black Knight, Inc. BKI · Entity 109889 GrantCommon Stock 2,726 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002795 · doc4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,866

F1 · shares: Grant of restricted common stock vesting in three equal annual installments beginning on February 9, 2019, subject to the achievement of performance criteria specified in the reporting persons award agreement

Read SEC document
January 26, 2018 Filed Jan 30, 2018 12:27 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 Exercise / conversionRestricted Stock Units · Derivative 367 $0.00 $0.00
Disclosure

SEC source: 0001245105-18-000023 · primary_doc.xml · derivative · entry 5

Massey Richard N · CIK 0001348380 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856

Underlying: Common Stock · 367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On January 26, 2016, the reporting person was granted 1,100 restricted stock units, vesting in three equal annual installments on the first, second and third anniversaries of the grant date.

F2 · derivative.expiration_date: On January 26, 2016, the reporting person was granted 1,100 restricted stock units, vesting in three equal annual installments on the first, second and third anniversaries of the grant date.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 12:27 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 Tax withholdingCommon Stock 106 $10.30 $1,091.80
Disclosure

SEC source: 0001245105-18-000023 · primary_doc.xml · nonDerivative · entry 3

Massey Richard N · CIK 0001348380 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,663

Read SEC document
January 26, 2018 Filed Jan 30, 2018 12:27 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 Exercise / conversionCommon Stock 367 Not disclosed Not disclosed
Disclosure

SEC source: 0001245105-18-000023 · primary_doc.xml · nonDerivative · entry 2

Massey Richard N · CIK 0001348380 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 24, 2018 Filed Jan 30, 2018 12:27 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 GiftCommon Stock 97,276 $0.00 $0.00
Disclosure

SEC source: 0001245105-18-000023 · primary_doc.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,402

Read SEC document
January 21, 2018 Filed Jan 23, 2018 17:05 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 Exercise / conversionRestricted Stock Units · Derivative 367 $0.00 $0.00
Disclosure

SEC source: 0001245105-18-000017 · primary_doc.xml · derivative · entry 4

Massey Richard N · CIK 0001348380 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,223

Underlying: Common Stock · 367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On January 21, 2015, the reporting person was granted 1,100 restricted stock units, vesting in three equal annual installments on the first, second and third anniversaries of the grant date.

F2 · derivative.expiration_date: On January 21, 2015, the reporting person was granted 1,100 restricted stock units, vesting in three equal annual installments on the first, second and third anniversaries of the grant date.

Read SEC document
January 21, 2018 Filed Jan 23, 2018 17:05 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 Tax withholdingCommon Stock 106 $10.28 $1,089.68
Disclosure

SEC source: 0001245105-18-000017 · primary_doc.xml · nonDerivative · entry 2

Massey Richard N · CIK 0001348380 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658,678

Read SEC document
January 21, 2018 Filed Jan 23, 2018 17:05 UTC BEAR STATE FINANCIAL, INC. BSF · Entity 167412 Exercise / conversionCommon Stock 367 Not disclosed Not disclosed
Disclosure

SEC source: 0001245105-18-000017 · primary_doc.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 16:12 UTC Fidelity National Financial, Inc. FNF · Entity 3444 GrantFNF Group Phantom Stock · Derivative 49.9551 $39.24 $1,960.24
Disclosure

SEC source: 0001127602-18-000367 · form4.xml · derivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,310.1049

Underlying: FNF Group Common Stock · 49.9551 shares

Expires not disclosed

F1 · security: Phantom stock acquired by the reporting person pursuant to the Deferred Compensation Plan.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of FNF common stock.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 20:47 UTC FGL Holdings FG · Entity 15814 GrantPrivate Placement Warrants · Derivative 333,333 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001144204-17-062028 · tv480688_4.xml · derivative · entry 6

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 333,333

Underlying: Ordinary Shares · 333,333 shares

Expires 2022-11-30

F4 · kind: On December 1, 2017, CFC purchased 1,000,000 Ordinary Shares at a purchase price of $10.00 per share from the Issuer. Additionally, CFC received 333,333 PPWs from the Issuer in connection with this transaction.

F4 · price: On December 1, 2017, CFC purchased 1,000,000 Ordinary Shares at a purchase price of $10.00 per share from the Issuer. Additionally, CFC received 333,333 PPWs from the Issuer in connection with this transaction.

F3 · ownership.nature: Effective on or after November 29, 2017, all Ordinary Shares, Class B Ordinary Shares and Private Placement Warrants ("PPWs") are held by CFC 2016-A, LLC ("CFC"), of which the Reporting Person is the managing member of CFC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 20:47 UTC FGL Holdings FG · Entity 15814 ConversionClass B Ordinary Shares · Derivative 86,481 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-062028 · tv480688_4.xml · derivative · entry 5

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Ordinary Shares · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date.

F2 · price: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date.

F2 · derivative.exercise_date: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date.

F2 · derivative.expiration_date: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date.

F2 · derivative.underlying_shares: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date.

F3 · ownership.nature: Effective on or after November 29, 2017, all Ordinary Shares, Class B Ordinary Shares and Private Placement Warrants ("PPWs") are held by CFC 2016-A, LLC ("CFC"), of which the Reporting Person is the managing member of CFC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 20:47 UTC FGL Holdings FG · Entity 15814 GrantOrdinary Shares 606,061 $10.00 $6,060,610.00
Disclosure

SEC source: 0001144204-17-062028 · tv480688_4.xml · nonDerivative · entry 3

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,806,373

F5 · kind: On December 1, 2017, CFC purchased 606,061 Ordinary Shares at a purchase price of $10.00 per share from the Issuer.

F3 · ownership.nature: Effective on or after November 29, 2017, all Ordinary Shares, Class B Ordinary Shares and Private Placement Warrants ("PPWs") are held by CFC 2016-A, LLC ("CFC"), of which the Reporting Person is the managing member of CFC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 20:47 UTC FGL Holdings FG · Entity 15814 GrantOrdinary Shares 1,000,000 $10.00 $10,000,000.00
Disclosure

SEC source: 0001144204-17-062028 · tv480688_4.xml · nonDerivative · entry 2

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,200,312

F4 · kind: On December 1, 2017, CFC purchased 1,000,000 Ordinary Shares at a purchase price of $10.00 per share from the Issuer. Additionally, CFC received 333,333 PPWs from the Issuer in connection with this transaction.

F3 · ownership.nature: Effective on or after November 29, 2017, all Ordinary Shares, Class B Ordinary Shares and Private Placement Warrants ("PPWs") are held by CFC 2016-A, LLC ("CFC"), of which the Reporting Person is the managing member of CFC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 20:47 UTC FGL Holdings FG · Entity 15814 ConversionOrdinary Shares 200,312 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-062028 · tv480688_4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 200,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Pursuant to a reclassification exemption under Rule 16b-7, the Issuer re-designated each Class A Ordinary Share (par value $0.0001 per share) as Ordinary Shares (par value $0.0001 per share) on November 30, 2017. Therefore, for purposes of this filing, all Class A Ordinary Shares are referred herein as Ordinary Shares.

F2 · price: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date.

F3 · ownership.nature: Effective on or after November 29, 2017, all Ordinary Shares, Class B Ordinary Shares and Private Placement Warrants ("PPWs") are held by CFC 2016-A, LLC ("CFC"), of which the Reporting Person is the managing member of CFC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 29, 2017 Filed Dec 1, 2017 20:47 UTC FGL Holdings FG · Entity 15814 OtherClass B Ordinary Shares · Derivative 12,952 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-062028 · tv480688_4.xml · derivative · entry 4

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 86,481

Underlying: Ordinary Shares · Not disclosed shares

Expires not disclosed

F2 · derivative.exercise_price: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date.

F6 · kind: On November 29, 2017, CF Capital Growth, LLC ("CF Capital") distributed all of its Class B Ordinary Shares and PPWs to its members, except for 30,221 Class B Ordinary Shares, which were transferred to the Issuer's independent directors. The Reporting Person received 12,952 Class B Ordinary Shares and 0 PPWs pursuant to this distribution. As a result, CF Capital no longer directly or indirectly owned any securities or derivative securities of the Issuer. Immediately prior to this distribution, CF Capital forfeited 2,048,030 Class B Ordinary Shares to CF Corporation.

F6 · price: On November 29, 2017, CF Capital Growth, LLC ("CF Capital") distributed all of its Class B Ordinary Shares and PPWs to its members, except for 30,221 Class B Ordinary Shares, which were transferred to the Issuer's independent directors. The Reporting Person received 12,952 Class B Ordinary Shares and 0 PPWs pursuant to this distribution. As a result, CF Capital no longer directly or indirectly owned any securities or derivative securities of the Issuer. Immediately prior to this distribution, CF Capital forfeited 2,048,030 Class B Ordinary Shares to CF Corporation.

F2 · derivative.exercise_date: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date.

F2 · derivative.expiration_date: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date.

F2 · derivative.underlying_shares: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date.

F3 · ownership.nature: Effective on or after November 29, 2017, all Ordinary Shares, Class B Ordinary Shares and Private Placement Warrants ("PPWs") are held by CFC 2016-A, LLC ("CFC"), of which the Reporting Person is the managing member of CFC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 17:24 UTC Fidelity National Financial, Inc. FNF · Entity 3444 Disposition to issuerFNFV Group Phantom Stock · Derivative 2,241.56 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-032953 · form4.xml · derivative · entry 2

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: FNFV Group Common Stock · 2,241.56 shares

Expires not disclosed

F2 · derivative.exercise_price: Prior to the disposition referenced in footnote 1, each share of phantom stock was the economic equivalent of one share of FNFV stock.

F1 · kind: Disposition to Issuer in connection with redemption by the Issuer of each share of its FNFV Group common stock for one share of common stock of Cannae Holdings, Inc.

F1 · price: Disposition to Issuer in connection with redemption by the Issuer of each share of its FNFV Group common stock for one share of common stock of Cannae Holdings, Inc.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 17:24 UTC Fidelity National Financial, Inc. FNF · Entity 3444 Disposition to issuerFNFV Group Common Stock 9,452 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-032953 · form4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposition to Issuer in connection with redemption by the Issuer of each share of its FNFV Group common stock for one share of common stock of Cannae Holdings, Inc.

F1 · price: Disposition to Issuer in connection with redemption by the Issuer of each share of its FNFV Group common stock for one share of common stock of Cannae Holdings, Inc.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.