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Massey Richard N

Disclosed activity across 12 companies

Tapewire entity
31707
SEC CIK
0001348380

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Alight, Inc. / DelawareALIT · Entity 5436DirectorJuly 02, 2026July 07, 2026
Austerlitz Acquisition Corp IAUS · Entity 139391Director · Chief Executive OfficerMay 12, 2021May 14, 2021
Austerlitz Acquisition Corp IIASZ · Entity 139715Director · Chief Executive OfficerFebruary 25, 2021February 26, 2021
Cannae Holdings, Inc.CNNE · Entity 5258DirectorMay 24, 2024May 29, 2024
Fidelity National Financial, Inc.FNF · Entity 3444DirectorDecember 31, 2020January 05, 2021
Fidelity National Information Services, Inc.FIS · Entity 3247DirectorMay 25, 2017May 26, 2017
Foley Trasimene Acquisition IIBFT · Entity 140796Director · Chief Executive OfficerAugust 18, 2020August 18, 2020
JENA ACQUISITION Corp IIJENAU · Entity 5938Director · CEO; See Remarks · 10% ownerMay 28, 2025May 29, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Alight, Inc. / Delaware

Report date July 02, 2026 · Filed July 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect96,016 Reported balance After 2026-07-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-07-02 · Grant · Acquired 14,025 · Balance 96,016

F1: Represents restricted stock units granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2027.

F2: Includes restricted stock units scheduled to vest in the future.

F3: Securities listed in this filing have been adjusted to reflect a 1-for-20 reverse split of the Issuer's Class A common stock effective as of June 30, 2026.

Class A Common StockSEC Table I · non-derivativeIndirectBy Limited Partnership5,000 Reported balance Holding disclosure · report date 2026-07-02 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 5,000

F3: Securities listed in this filing have been adjusted to reflect a 1-for-20 reverse split of the Issuer's Class A common stock effective as of June 30, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2027.

F2: Includes restricted stock units scheduled to vest in the future.

F3: Securities listed in this filing have been adjusted to reflect a 1-for-20 reverse split of the Issuer's Class A common stock effective as of June 30, 2026.

Austerlitz Acquisition Corp I

Report date May 12, 2021 · Filed May 14, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
WarrantsSEC Table II · derivative / convertible securityDirect100,000 Reported balance After 2021-05-12 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-05-12 · Purchase · Acquired 100,000 · Balance 100,000

F1: Each warrant entitles the holder thereof to purchase one Class A ordinary share of Austerlitz Acquisition Corporation I (the "Issuer"), par value $0.0001, at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities-Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-252932).

Filing footnotes · ownership attribution and instrument terms

F1: Each warrant entitles the holder thereof to purchase one Class A ordinary share of Austerlitz Acquisition Corporation I (the "Issuer"), par value $0.0001, at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities-Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-252932).

Austerlitz Acquisition Corp II

Report date February 25, 2021 · Filed February 26, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
No securities beneficially ownedSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2021-02-25 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

Cannae Holdings, Inc.

Report date May 24, 2024 · Filed May 29, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect248,615 Reported balance After 2024-05-24 transaction · row 1
1 source row

Row 1 · 2024-05-24 · Sale · Disposed 25,752 · Balance 248,615

Fidelity National Financial, Inc.

Report date December 31, 2020 · Filed January 05, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
FNF Phantom StockSEC Table II · derivative / convertible securityDirect8,131.2123 Reported balance After 2020-12-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-12-31 · Grant · Acquired 74.2011 · Balance 8,131.2123

F1: Phantom stock acquired by the reporting person pursuant to the Deferred Compensation Plan.

F2: Each share of phantom stock is the economic equivalent of one share of FNF common stock.

F3: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom stock acquired by the reporting person pursuant to the Deferred Compensation Plan.

F2: Each share of phantom stock is the economic equivalent of one share of FNF common stock.

F3: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

Fidelity National Information Services, Inc.

Report date May 25, 2017 · Filed May 26, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect75,441 Reported balance After 2017-05-25 transaction · row 1
1 source row

Row 1 · 2017-05-25 · Gift · Disposed 5,000 · Balance 75,441

F1: A charitable contribution.

Filing footnotes · ownership attribution and instrument terms

F1: A charitable contribution.

Foley Trasimene Acquisition II

Report date August 18, 2020 · Filed August 18, 2020

This filing explicitly reported no securities owned.

JENA ACQUISITION Corp II

Report date May 28, 2025 · Filed May 29, 2025

This filing explicitly reported no securities owned.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BEAR STATE FINANCIAL, INC.

Report date April 20, 2018 · Filed April 20, 2018

Section 16 reporting ended · disclosed 2018-04-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2018-04-20 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2018-04-11 · Gift · Disposed 10,000 · Balance 551,663

Row 2 · 2018-04-20 · Other · Disposed 551,663 · Balance 0

F1: Pursuant to the Agreement and Plan of Reorganization (the "merger agreement"), dated as of August 22, 2017, by and among Bear State Financial, Inc. (Bear State), Bear State Bank, Arvest Bank and Arvest Acquisition Sub, Inc., shares of Bear State common stock were converted into the right to receive $10.28 cash per share, without interest.

Common StockSEC Table I · non-derivativeIndirectBy Bear State Financial Holdings, LLC0 Reported balance After 2018-04-20 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2018-04-20 · Other · Disposed 15,095,785 · Balance 0

F1: Pursuant to the Agreement and Plan of Reorganization (the "merger agreement"), dated as of August 22, 2017, by and among Bear State Financial, Inc. (Bear State), Bear State Bank, Arvest Bank and Arvest Acquisition Sub, Inc., shares of Bear State common stock were converted into the right to receive $10.28 cash per share, without interest.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-04-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-04-20 · Other · Disposed 856 · Balance 0

F2: Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F3: Pursuant to the terms of the merger agreement, at the effective time of the merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to $10.28 per unit.

Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.11 · Expires 2018-08-13Direct0 Reported balance After 2018-04-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-04-20 · Other · Disposed 39,381 · Balance 0

F4: Pursuant to the terms of the merger agreement, at the effective time of the merger, this warrant to purchase common stock was cancelled and converted into the right to receive a cash payment equal to the aggregate number of shares of Bear State Common Stock subject to such warrant multiplied by the difference of $10.28 and the exercise price of such warrant.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Reorganization (the "merger agreement"), dated as of August 22, 2017, by and among Bear State Financial, Inc. (Bear State), Bear State Bank, Arvest Bank and Arvest Acquisition Sub, Inc., shares of Bear State common stock were converted into the right to receive $10.28 cash per share, without interest.

F2: Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F3: Pursuant to the terms of the merger agreement, at the effective time of the merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to $10.28 per unit.

F4: Pursuant to the terms of the merger agreement, at the effective time of the merger, this warrant to purchase common stock was cancelled and converted into the right to receive a cash payment equal to the aggregate number of shares of Bear State Common Stock subject to such warrant multiplied by the difference of $10.28 and the exercise price of such warrant.

Black Knight, Inc.

Report date February 18, 2020 · Filed February 21, 2020

Section 16 reporting ended · disclosed 2017-10-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect82,922 Reported balance After 2020-02-18 transaction · row 1
1 source row

Row 1 · 2020-02-18 · Grant · Acquired 1,669 · Balance 82,922

F1: Grant of restricted common stock vesting 100% on the first anniversary of the date of grant

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted common stock vesting 100% on the first anniversary of the date of grant

Dun & Bradstreet Holdings, Inc.

Report date August 26, 2025 · Filed August 26, 2025

Section 16 reporting ended · disclosed 2025-08-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-08-26 transaction · row 1
1 source row

Row 1 · 2025-08-26 · Disposition to issuer · Disposed 448,874 · Balance 0

F1: Pursuant to that certain Agreement and Plan of Merger (as amended from time to time, the "Merger Agreement") dated as of March 23, 2025 by and among the Issuer, Denali Intermediate Holdings, Inc., ("Parent"), and Denali Buyer, Inc., a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent.

F2: Pursuant to the Merger Agreement, among other things, (i) each outstanding share of the common stock of the Issuer was cancelled and converted into the right to receive $9.15 in cash per share without interest and subject to deduction for any applicable withholding taxes (the "Merger Consideration") and (ii) each outstanding restricted stock award subject to time-based or performance-based vesting conditions, whether vested or unvested, held by a member of the board of directors of the Issuer (other than the Chief Executive Officer), was converted into the right to receive the Merger Consideration plus all accumulated but unpaid dividend equivalent rights with respect to such shares.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to that certain Agreement and Plan of Merger (as amended from time to time, the "Merger Agreement") dated as of March 23, 2025 by and among the Issuer, Denali Intermediate Holdings, Inc., ("Parent"), and Denali Buyer, Inc., a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent.

F2: Pursuant to the Merger Agreement, among other things, (i) each outstanding share of the common stock of the Issuer was cancelled and converted into the right to receive $9.15 in cash per share without interest and subject to deduction for any applicable withholding taxes (the "Merger Consideration") and (ii) each outstanding restricted stock award subject to time-based or performance-based vesting conditions, whether vested or unvested, held by a member of the board of directors of the Issuer (other than the Chief Executive Officer), was converted into the right to receive the Merger Consideration plus all accumulated but unpaid dividend equivalent rights with respect to such shares.

FGL Holdings

Report date June 01, 2020 · Filed June 03, 2020

Section 16 reporting ended · disclosed 2020-06-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect0 Reported balance After 2020-06-01 transaction · row 1
1 source row

Row 1 · 2020-06-01 · Disposition to issuer · Disposed 142,743 · Balance 0

F1: Issuer and Fidelity National Financial, Inc. ("FNF") entered into an Agreement and Plan of Merger dated effective February 7, 2020 (the "Merger Agreement"), pursuant to which FNF acquired Issuer on June 1, 2020 (the "Merger"). Each Ordinary Share (including restricted shares that converted into Ordinary Shares in connection with the Merger) was disposed of in exchange for the right to receive $12.50 in cash or 0.2558 shares of FNF Common Stock on the effective date of the Merger, all in accordance with the Merger Agreement.

Ordinary SharesSEC Table I · non-derivativeIndirectBy CFC0 Reported balance After 2020-06-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2020-06-01 · Disposition to issuer · Disposed 1,843,039 · Balance 0

F1: Issuer and Fidelity National Financial, Inc. ("FNF") entered into an Agreement and Plan of Merger dated effective February 7, 2020 (the "Merger Agreement"), pursuant to which FNF acquired Issuer on June 1, 2020 (the "Merger"). Each Ordinary Share (including restricted shares that converted into Ordinary Shares in connection with the Merger) was disposed of in exchange for the right to receive $12.50 in cash or 0.2558 shares of FNF Common Stock on the effective date of the Merger, all in accordance with the Merger Agreement.

F2: Represents Ordinary Shares held by CFC 2016-A, LLC, of which the Reporting Person is the managing member. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Issuer and Fidelity National Financial, Inc. ("FNF") entered into an Agreement and Plan of Merger dated effective February 7, 2020 (the "Merger Agreement"), pursuant to which FNF acquired Issuer on June 1, 2020 (the "Merger"). Each Ordinary Share (including restricted shares that converted into Ordinary Shares in connection with the Merger) was disposed of in exchange for the right to receive $12.50 in cash or 0.2558 shares of FNF Common Stock on the effective date of the Merger, all in accordance with the Merger Agreement.

F2: Represents Ordinary Shares held by CFC 2016-A, LLC, of which the Reporting Person is the managing member. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2022 Filed Feb 24, 2022 19:21 UTC Cannae Holdings, Inc. CNNE · Entity 5258 PurchaseCommon Stock 10,000 $26.40 $264,000.00
Disclosure

SEC source: 0001127602-22-006504 · form4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,536

Read SEC document
February 15, 2022 Filed Feb 17, 2022 16:40 UTC Dun & Bradstreet Holdings, Inc. DNB · Entity 76079 OtherCommon Stock 181,830 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-006794 · doc4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,342

F1 · kind: Shares of Common Stock received for no consideration pursuant to a distribution from Trasimene Capital Management, LLC, of which the Reporting Person is a non-managing member.

Read SEC document
January 05, 2022 Filed Dec 19, 2022 21:28 UTC Dun & Bradstreet Holdings, Inc. DNB · Entity 76079 OtherCommon Stock 1,339,608 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012921 · doc4.xml · nonDerivative · entry 4

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Star Parent 2019-1, LLC

Disclosed balance after: 0

F3 · shares: Shares of common stock distributed to the members of Star Parent 2019-1 on a pro rata basis for no consideration.

Read SEC document
January 05, 2022 Filed Dec 19, 2022 21:28 UTC Dun & Bradstreet Holdings, Inc. DNB · Entity 76079 OtherCommon Stock 606,981 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012921 · doc4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 717,493

F1 · shares: Shares of common stock received for no consideration pursuant to a pro rata distribution from Star Parent 2019-1.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:26 UTC Alight, Inc. / Delaware ALIT · Entity 5436 GrantClass A Common Stock 2,081 $10.81 $22,495.61
Disclosure

SEC source: 0001209191-22-001020 · doc4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,159

F1 · shares: Represents shares acquired pursuant to the Reporting Person's election to receive Class A Common Stock in lieu of cash compensation under the issuer's 2021 Omnibus Incentive Plan.

F2 · balance_after: Includes shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan.

Read SEC document
December 20, 2021 Filed Dec 23, 2021 21:34 UTC Alight, Inc. / Delaware ALIT · Entity 5436 Exercise / conversionWarrants to purchase Class A common stock · Derivative 38,999 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-049590 · doc4.xml · derivative · entry 3

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 38,999 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person exercised the warrants on a make-whole exercise and cashless basis pursuant to a Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated May 29, 2020, as amended (the "Warrant Agreement"), following the Issuer's Notice of Redemption of the warrants. The Reporting Person received 0.26 shares per warrant and the Issuer withheld 0.74 shares per warrant exercised. Pursuant to the Issuer's Notice of Redemption, warrants remaining unexercised on December 27, 2021 would cease to be exercisable.

F1 · kind: The Reporting Person exercised the warrants on a make-whole exercise and cashless basis pursuant to a Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated May 29, 2020, as amended (the "Warrant Agreement"), following the Issuer's Notice of Redemption of the warrants. The Reporting Person received 0.26 shares per warrant and the Issuer withheld 0.74 shares per warrant exercised. Pursuant to the Issuer's Notice of Redemption, warrants remaining unexercised on December 27, 2021 would cease to be exercisable.

F3 · price: Not applicable.

F1 · derivative.expiration_date: The Reporting Person exercised the warrants on a make-whole exercise and cashless basis pursuant to a Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated May 29, 2020, as amended (the "Warrant Agreement"), following the Issuer's Notice of Redemption of the warrants. The Reporting Person received 0.26 shares per warrant and the Issuer withheld 0.74 shares per warrant exercised. Pursuant to the Issuer's Notice of Redemption, warrants remaining unexercised on December 27, 2021 would cease to be exercisable.

Read SEC document
December 20, 2021 Filed Dec 23, 2021 21:34 UTC Alight, Inc. / Delaware ALIT · Entity 5436 Disposition to issuerClass A common stock 28,860 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-049590 · doc4.xml · nonDerivative · entry 2

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,078

F1 · kind: The Reporting Person exercised the warrants on a make-whole exercise and cashless basis pursuant to a Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated May 29, 2020, as amended (the "Warrant Agreement"), following the Issuer's Notice of Redemption of the warrants. The Reporting Person received 0.26 shares per warrant and the Issuer withheld 0.74 shares per warrant exercised. Pursuant to the Issuer's Notice of Redemption, warrants remaining unexercised on December 27, 2021 would cease to be exercisable.

F2 · shares: Represents shares of Class A common stock deemed withheld by the Issuer from the Reporting Person in connection with the make-whole exercise on a cashless basis pursuant to the Warrant Agreement.

F1 · price: The Reporting Person exercised the warrants on a make-whole exercise and cashless basis pursuant to a Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated May 29, 2020, as amended (the "Warrant Agreement"), following the Issuer's Notice of Redemption of the warrants. The Reporting Person received 0.26 shares per warrant and the Issuer withheld 0.74 shares per warrant exercised. Pursuant to the Issuer's Notice of Redemption, warrants remaining unexercised on December 27, 2021 would cease to be exercisable.

Read SEC document
December 20, 2021 Filed Dec 23, 2021 21:34 UTC Alight, Inc. / Delaware ALIT · Entity 5436 Exercise / conversionClass A common stock 38,999 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-049590 · doc4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person exercised the warrants on a make-whole exercise and cashless basis pursuant to a Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated May 29, 2020, as amended (the "Warrant Agreement"), following the Issuer's Notice of Redemption of the warrants. The Reporting Person received 0.26 shares per warrant and the Issuer withheld 0.74 shares per warrant exercised. Pursuant to the Issuer's Notice of Redemption, warrants remaining unexercised on December 27, 2021 would cease to be exercisable.

F1 · price: The Reporting Person exercised the warrants on a make-whole exercise and cashless basis pursuant to a Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated May 29, 2020, as amended (the "Warrant Agreement"), following the Issuer's Notice of Redemption of the warrants. The Reporting Person received 0.26 shares per warrant and the Issuer withheld 0.74 shares per warrant exercised. Pursuant to the Issuer's Notice of Redemption, warrants remaining unexercised on December 27, 2021 would cease to be exercisable.

Read SEC document
December 20, 2021 Filed Mar 11, 2025 23:54 UTC Amendment Alight, Inc. / Delaware ALIT · Entity 5436 Exercise / conversionWarrants to purchase Class A Common Stock · Derivative 78,043 Not disclosed Not disclosed
Disclosure

SEC source: 0001809104-25-000101 · wk-form4a_1741737256.xml · derivative · entry 2

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 78,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person exercised the warrants on a make-whole exercise and cashless basis pursuant to a Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated Mary 29, 2020, as amended (the "Warrant Agreement"), following the Issuer's Notice of Redemption of the warrants. The Reporting Person received 0.26 shares per warrant and the Issuer withheld 0.74 shares per warrant exercised. Pursuant to the Issuer's Notice of Redemption, warrants remaining unexercised on December 27, 2021 would cease to be exercisable.

F1 · kind: The Reporting Person exercised the warrants on a make-whole exercise and cashless basis pursuant to a Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated Mary 29, 2020, as amended (the "Warrant Agreement"), following the Issuer's Notice of Redemption of the warrants. The Reporting Person received 0.26 shares per warrant and the Issuer withheld 0.74 shares per warrant exercised. Pursuant to the Issuer's Notice of Redemption, warrants remaining unexercised on December 27, 2021 would cease to be exercisable.

F3 · price: Not applicable.

F1 · derivative.expiration_date: The Reporting Person exercised the warrants on a make-whole exercise and cashless basis pursuant to a Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated Mary 29, 2020, as amended (the "Warrant Agreement"), following the Issuer's Notice of Redemption of the warrants. The Reporting Person received 0.26 shares per warrant and the Issuer withheld 0.74 shares per warrant exercised. Pursuant to the Issuer's Notice of Redemption, warrants remaining unexercised on December 27, 2021 would cease to be exercisable.

Read SEC document
December 20, 2021 Filed Mar 11, 2025 23:54 UTC Amendment Alight, Inc. / Delaware ALIT · Entity 5436 Exercise / conversionClass A Common Stock 78.043 Not disclosed Not disclosed
Disclosure

SEC source: 0001809104-25-000101 · wk-form4a_1741737256.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person exercised the warrants on a make-whole exercise and cashless basis pursuant to a Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated Mary 29, 2020, as amended (the "Warrant Agreement"), following the Issuer's Notice of Redemption of the warrants. The Reporting Person received 0.26 shares per warrant and the Issuer withheld 0.74 shares per warrant exercised. Pursuant to the Issuer's Notice of Redemption, warrants remaining unexercised on December 27, 2021 would cease to be exercisable.

F1 · price: The Reporting Person exercised the warrants on a make-whole exercise and cashless basis pursuant to a Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated Mary 29, 2020, as amended (the "Warrant Agreement"), following the Issuer's Notice of Redemption of the warrants. The Reporting Person received 0.26 shares per warrant and the Issuer withheld 0.74 shares per warrant exercised. Pursuant to the Issuer's Notice of Redemption, warrants remaining unexercised on December 27, 2021 would cease to be exercisable.

F2 · balance_after: Reflects the number of shares beneficially owned after the make-whole exercise on December 20, 2021 described above. No shares were withheld in connection with such exercise. As of the date hereof, after taking into account this amendment, the Reporting Person beneficially owns 1,473,489 shares of common stock reportable in Table I.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 23:12 UTC Alight, Inc. / Delaware ALIT · Entity 5436 PurchaseClass A Common Stock 15,000 $10.58 $158,689.50
Disclosure

SEC source: 0001209191-21-069116 · doc4.xml · nonDerivative · entry 2

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,939

F2 · price: The price represents the weighted average price of the shares purchased. The shares were purchased within a range of $10.53 to $10.65. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price. With respect to the the purchase of 20,000 shares on August 18, 2021 reflected on the Form 4 filed by the reporting person on August 20, 2021, the reported price of $9.96 was a weighted average price, but the price range of $9.9282 to $9.990, in which such purchases occurred, was inadvertently omitted. The reporting person will provide, upon request by the SEC Staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F1 · balance_after: Includes shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:36 UTC Alight, Inc. / Delaware ALIT · Entity 5436 GrantClass A Common Stock 1,939 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058996 · doc4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,939

F1 · balance_after: Includes shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 20:20 UTC Alight, Inc. / Delaware ALIT · Entity 5436 GrantClass A Common Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-055906 · doc4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

F1 · shares: Represents restricted stock units scheduled to vest on July 2, 2022.

F2 · balance_after: Includes shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 21:27 UTC Alight, Inc. / Delaware ALIT · Entity 5436 PurchaseClass A Common Stock 20,000 $9.96 $199,200.00
Disclosure

SEC source: 0001209191-21-052809 · doc4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Read SEC document
August 16, 2021 Filed Dec 10, 2021 23:12 UTC Alight, Inc. / Delaware ALIT · Entity 5436 PurchaseClass A Common Stock 15,000 $11.00 $165,000.00
Disclosure

SEC source: 0001209191-21-069116 · doc4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,939

F1 · balance_after: Includes shares of Class A common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "Restricted Stock," as set forth in the issuer's 2021 Omnibus Incentive Plan.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 23:21 UTC Alight, Inc. / Delaware ALIT · Entity 5436 GrantClass A common stock 100,000 $10.00 $1,000,000.00
Disclosure

SEC source: 0000899243-21-027839 · doc4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

F1 · shares: Represents shares of Class A common stock of Alight, Inc. (the Issuer") purchased pursuant to that certain Subscription Agreement, dated as of January 25, 2021, among the Reporting Person, Foley Trasimene Acquisition Corp. ("FTAC") and the Issuer, in connection with the consummation of the business combination (the "Business Combination") among FTAC, the Issuer, and Tempo Holding Company, LLC ("Tempo") pursuant to that Amended and Restated Business Combination Agreement, dated April 29, 2021, by and among the Issuer, FTAC, Tempo, and certain other parties thereto, (the "Business Combination Agreement").

Read SEC document
June 28, 2021 Filed Jun 28, 2021 19:22 UTC Alight, Inc. / Delaware WPF · Entity 5436 PurchaseClass A common stock 10,000 $9.90 $99,000.00
Disclosure

SEC source: 0000899243-21-026151 · doc4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
May 12, 2021 Filed May 14, 2021 14:32 UTC Cannae Holdings, Inc. CNNE · Entity 5258 PurchaseCommon Stock 10,000 $35.96 $359,621.00
Disclosure

SEC source: 0001127602-21-016704 · form4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,536

Read SEC document
May 12, 2021 Filed May 14, 2021 17:49 UTC Austerlitz Acquisition Corp I AUS · Entity 139391 PurchaseWarrants · Derivative 100,000 $1.50 $149,750.00
Disclosure

SEC source: 0000899243-21-019489 · doc4.xml · derivative · entry 1

Massey Richard N · CIK 0001348380 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A ordinary shares, par value $0.0001 · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each warrant entitles the holder thereof to purchase one Class A ordinary share of Austerlitz Acquisition Corporation I (the "Issuer"), par value $0.0001, at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities-Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-252932).

F1 · derivative.exercise_date: Each warrant entitles the holder thereof to purchase one Class A ordinary share of Austerlitz Acquisition Corporation I (the "Issuer"), par value $0.0001, at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities-Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-252932).

F1 · derivative.expiration_date: Each warrant entitles the holder thereof to purchase one Class A ordinary share of Austerlitz Acquisition Corporation I (the "Issuer"), par value $0.0001, at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities-Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-252932).

Read SEC document
March 10, 2021 Filed Mar 12, 2021 15:47 UTC Dun & Bradstreet Holdings, Inc. DNB · Entity 76079 GrantCommon Stock 5,680 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-005229 · doc4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,512

F1 · shares: Grant of restricted common stock vesting 100% on the first anniversary of the date of grant.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 01:42 UTC Cannae Holdings, Inc. CNNE · Entity 5258 PurchaseCommon Stock 10,000 $39.78 $397,836.00
Disclosure

SEC source: 0001127602-21-008168 · form4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,536

Read SEC document
December 31, 2020 Filed Jan 5, 2021 15:33 UTC Fidelity National Financial, Inc. FNF · Entity 3444 GrantFNF Phantom Stock · Derivative 74.2011 $39.09 $2,900.52
Disclosure

SEC source: 0001127602-21-000297 · form4.xml · derivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,131.2123

Underlying: Common Stock · 74.2011 shares

Expires not disclosed

F1 · security: Phantom stock acquired by the reporting person pursuant to the Deferred Compensation Plan.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of FNF common stock.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 20:35 UTC Cannae Holdings, Inc. CNNE · Entity 5258 PurchaseCommon Stock 15,000 $42.33 $634,950.00
Disclosure

SEC source: 0001127602-20-030980 · form4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,536

Read SEC document
November 13, 2020 Filed Nov 16, 2020 15:16 UTC Cannae Holdings, Inc. CNNE · Entity 5258 Tax withholdingCommon Stock 551 $39.41 $21,714.91
Disclosure

SEC source: 0001127602-20-029052 · form4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,536

Read SEC document
November 06, 2020 Filed Nov 10, 2020 18:41 UTC Fidelity National Financial, Inc. FNF · Entity 3444 GrantCommon Stock 6,759 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028584 · form4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,593

F1 · shares: Grant of restricted common stock vesting in three equal annual installments beginning November 6, 2021, subject to the achievement of performance criteria specified in the reporting person's award agreement.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 16:19 UTC Fidelity National Financial, Inc. FNF · Entity 3444 GrantFNF Phantom Stock · Derivative 84.0332 $31.31 $2,631.08
Disclosure

SEC source: 0001127602-20-025961 · form4.xml · derivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,057.0112

Underlying: Common Stock · 84.0332 shares

Expires not disclosed

F1 · security: Phantom stock acquired by the reporting person pursuant to the Deferred Compensation Plan.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of FNF common stock.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 17:24 UTC Fidelity National Financial, Inc. FNF · Entity 3444 Exercise / conversionFNF Group Stock Option (right to purchase) · Derivative 46,751 $0.00 Strike: $17.76 $0.00
Disclosure

SEC source: 0001127602-20-025625 · form4.xml · derivative · entry 3

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,751 shares

Expires 2020-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested in three equal annual installments beginning November 21, 2014.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 17:24 UTC Fidelity National Financial, Inc. FNF · Entity 3444 SaleCommon Stock 46,751 $32.53 $1,520,763.28
Disclosure

SEC source: 0001127602-20-025625 · form4.xml · nonDerivative · entry 2

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,834

F1 · price: This transaction was executed in multiple trades at prices ranging from $32.49 to $32.59. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 17:24 UTC Fidelity National Financial, Inc. FNF · Entity 3444 Exercise / conversionCommon Stock 46,751 $17.76 $830,297.76
Disclosure

SEC source: 0001127602-20-025625 · form4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 16:50 UTC Cannae Holdings, Inc. CNNE · Entity 5258 PurchaseCommon Stock 5,000 $36.95 $184,750.00
Disclosure

SEC source: 0001127602-20-024263 · form4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,087

Read SEC document
August 21, 2020 Filed Aug 25, 2020 22:16 UTC Alight, Inc. / Delaware WPF · Entity 5436 PurchaseWarrants · Derivative 38,999 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-098450 · a4.xml · derivative · entry 1

Massey Richard N · CIK 0001348380 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,999

Underlying: Class A common stock, par value $0.0001 · 38,999 shares

Expires not disclosed

F1 · security: Each whole warrant entitles the holder thereof to purchase one share of Foley Trasimene Acquisition Corp. (the "Issuer") Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities-Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-238135).

F1 · derivative.exercise_price: Each whole warrant entitles the holder thereof to purchase one share of Foley Trasimene Acquisition Corp. (the "Issuer") Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities-Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-238135).

F1 · shares: Each whole warrant entitles the holder thereof to purchase one share of Foley Trasimene Acquisition Corp. (the "Issuer") Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities-Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-238135).

F1 · price: Each whole warrant entitles the holder thereof to purchase one share of Foley Trasimene Acquisition Corp. (the "Issuer") Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities-Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-238135).

F1 · derivative.exercise_date: Each whole warrant entitles the holder thereof to purchase one share of Foley Trasimene Acquisition Corp. (the "Issuer") Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities-Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-238135).

F1 · derivative.expiration_date: Each whole warrant entitles the holder thereof to purchase one share of Foley Trasimene Acquisition Corp. (the "Issuer") Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities-Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-238135).

Read SEC document
August 12, 2020 Filed Aug 14, 2020 16:37 UTC Dun & Bradstreet Holdings, Inc. DNB · Entity 76079 GrantCommon Stock 4,832 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-010644 · doc4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,832

F1 · shares: Grant of restricted common stock vesting 100% on the first anniversary of the date of grant.

Read SEC document
July 02, 2020 Filed Jul 7, 2020 16:07 UTC Dun & Bradstreet Holdings, Inc. DNB · Entity 76079 PurchaseCommon Stock 100,000 $22.00 $2,200,000.00
Disclosure

SEC source: 0001104659-20-081712 · a4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a directed share program held by Dun & Bradstreet Holdings, Inc. in connection with its initial public offering.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 19:57 UTC Fidelity National Financial, Inc. FNF · Entity 3444 GrantFNF Phantom Stock · Derivative 84.9012 $30.66 $2,603.07
Disclosure

SEC source: 0001127602-20-020641 · form4.xml · derivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,972.978

Underlying: Common Stock · 84.9012 shares

Expires not disclosed

F1 · security: Phantom stock acquired by the reporting person pursuant to the Deferred Compensation Plan.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of FNF common stock.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 14:35 UTC Cannae Holdings, Inc. CNNE · Entity 5258 Tax withholdingCommon Stock 479 $39.80 $19,064.20
Disclosure

SEC source: 0001127602-20-020384 · form4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,087

Read SEC document
June 15, 2020 Filed Jun 17, 2020 13:51 UTC Cannae Holdings, Inc. CNNE · Entity 5258 PurchaseCommon Stock 26,667 $37.50 $1,000,012.50
Disclosure

SEC source: 0001127602-20-019814 · form4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,566

F1 · shares: Shares purchased in connection with the underwritten public offering of the issuer's common stock, which closed on June 15, 2020. The shares are subject to a lock-up provision for a period of sixty days, as required under the lock-up agreement entered into by the reporting person in connection with the offering.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 12:15 UTC FGL Holdings FG · Entity 15814 Disposition to issuerOrdinary Shares 1,843,039 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-033853 · doc4.xml · nonDerivative · entry 2

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By CFC

Disclosed balance after: 0

F1 · price: Issuer and Fidelity National Financial, Inc. ("FNF") entered into an Agreement and Plan of Merger dated effective February 7, 2020 (the "Merger Agreement"), pursuant to which FNF acquired Issuer on June 1, 2020 (the "Merger"). Each Ordinary Share (including restricted shares that converted into Ordinary Shares in connection with the Merger) was disposed of in exchange for the right to receive $12.50 in cash or 0.2558 shares of FNF Common Stock on the effective date of the Merger, all in accordance with the Merger Agreement.

F2 · ownership.nature: Represents Ordinary Shares held by CFC 2016-A, LLC, of which the Reporting Person is the managing member. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 12:15 UTC FGL Holdings FG · Entity 15814 Disposition to issuerOrdinary Shares 142,743 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-033853 · doc4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Issuer and Fidelity National Financial, Inc. ("FNF") entered into an Agreement and Plan of Merger dated effective February 7, 2020 (the "Merger Agreement"), pursuant to which FNF acquired Issuer on June 1, 2020 (the "Merger"). Each Ordinary Share (including restricted shares that converted into Ordinary Shares in connection with the Merger) was disposed of in exchange for the right to receive $12.50 in cash or 0.2558 shares of FNF Common Stock on the effective date of the Merger, all in accordance with the Merger Agreement.

Read SEC document
June 01, 2020 Filed Jun 4, 2020 00:36 UTC Fidelity National Financial, Inc. FNF · Entity 3444 GrantRestricted Stock Units · Derivative 11,927 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-069576 · a4.xml · derivative · entry 3

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,927

Underlying: Common Stock · 3,050 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents each FGL Ordinary Share that was granted pursuant to a Company Equity Plan that vests soley on the basis of time, which represents a contingent right to receive the Merger Consideration.

F3 · derivative.exercise_date: The Restricted Stock Units vested on June 1, 2020, the date of the closing of the Mergers.

F3 · derivative.expiration_date: The Restricted Stock Units vested on June 1, 2020, the date of the closing of the Mergers.

Read SEC document
June 01, 2020 Filed Jun 4, 2020 00:36 UTC Fidelity National Financial, Inc. FNF · Entity 3444 GrantCommon Stock 154,101 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-069576 · a4.xml · nonDerivative · entry 2

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · CFC 2016-A LLC

Disclosed balance after: 154,101

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2020, by and among FNF, FGL Holdings ("FGL"), F I Corp. ("Merger Sub I") and F II Corp ("Merger Sub II") (as amended, the "Merger Agreement"), Merger Sub I merged with and into the Issuer (the "First Merger") with FGL surviving the First Merger (the "Surviving Company"), and the Surviving Company then merged with and into Merger Sub II (the "Second Merger" and, together with the First Merger, the "Mergers"), with Merger Sub II surviving the Second Merger as a wholly owned subsidiary of FNF. Each ordinary share of FGL held by the reporting person was converted into the right to receive (i) $12.50 in cash or (ii) 0.2558 shares of common stock of FNF at the election of the holder, subject to the proration mechanics set forth in the Merger Agreement (the "Merger Consideration"). The Mergers were effective on June 1, 2020.

Read SEC document
June 01, 2020 Filed Jun 4, 2020 00:36 UTC Fidelity National Financial, Inc. FNF · Entity 3444 GrantCommon Stock 14,682 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-069576 · a4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,834

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2020, by and among FNF, FGL Holdings ("FGL"), F I Corp. ("Merger Sub I") and F II Corp ("Merger Sub II") (as amended, the "Merger Agreement"), Merger Sub I merged with and into the Issuer (the "First Merger") with FGL surviving the First Merger (the "Surviving Company"), and the Surviving Company then merged with and into Merger Sub II (the "Second Merger" and, together with the First Merger, the "Mergers"), with Merger Sub II surviving the Second Merger as a wholly owned subsidiary of FNF. Each ordinary share of FGL held by the reporting person was converted into the right to receive (i) $12.50 in cash or (ii) 0.2558 shares of common stock of FNF at the election of the holder, subject to the proration mechanics set forth in the Merger Agreement (the "Merger Consideration"). The Mergers were effective on June 1, 2020.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 14:59 UTC Fidelity National Financial, Inc. FNF · Entity 3444 GrantFNF Phantom Stock · Derivative 103.2552 $24.88 $2,568.99
Disclosure

SEC source: 0001127602-20-012547 · form4.xml · derivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,888.0768

Underlying: Common Stock · 103.2552 shares

Expires not disclosed

F1 · security: Phantom stock acquired by the reporting person pursuant to the Deferred Compensation Plan.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of FNF common stock.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

Read SEC document
March 13, 2020 Filed Mar 13, 2020 15:30 UTC Cannae Holdings, Inc. CNNE · Entity 5258 PurchaseCommon Stock 20,000 $30.87 $617,400.00
Disclosure

SEC source: 0001127602-20-010546 · form4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,899

Read SEC document
February 19, 2020 Filed Feb 20, 2020 13:35 UTC Black Knight, Inc. BKI · Entity 109889 SaleCommon Stock 11,016 $76.23 $839,738.66
Disclosure

SEC source: 0001225208-20-002889 · doc4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,237

F1 · price: The transaction was executed in multiple trades at prices ranging from $76.13 to $76.28. The price reported represents the weighted average sales price of the shares. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 00:10 UTC Black Knight, Inc. BKI · Entity 109889 GrantCommon Stock 1,669 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003002 · doc4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,922

F1 · shares: Grant of restricted common stock vesting 100% on the first anniversary of the date of grant

Read SEC document
January 02, 2020 Filed Jan 3, 2020 14:06 UTC FGL Holdings FG · Entity 15814 GrantOrdinary Shares 11,927 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000675 · doc4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,743

F1 · shares: Represents a grant of restricted stock under the Issuer's 2017 Omnibus Incentive Plan, which is scheduled to vest on December 31, 2020, subject to the continuous existence of a service relationship through the vesting date.

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December 31, 2019 Filed Jan 3, 2020 18:51 UTC Fidelity National Financial, Inc. FNF · Entity 3444 GrantFNF Phantom Stock · Derivative 56.2388 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-000453 · form4.xml · derivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,784.8216

Underlying: Common Stock · 56.2388 shares

Expires not disclosed

F1 · security: Phantom stock acquired by the reporting person pursuant to the Deferred Compensation Plan.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of FNF common stock.

F2 · price: Each share of phantom stock is the economic equivalent of one share of FNF common stock.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.

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October 31, 2019 Filed Nov 1, 2019 20:34 UTC Fidelity National Financial, Inc. FNF · Entity 3444 GrantCommon Stock 4,691 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-031512 · form4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,152

F1 · shares: Grant of restricted common stock vesting in three equal annual installments beginning October 31, 2020, subject to the achievement of performance criteria specified in the reporting person's award agreement.

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October 08, 2019 Filed Oct 8, 2019 20:15 UTC Cannae Holdings, Inc. CNNE · Entity 5258 PurchaseCommon Stock 4,235 $27.54 $116,631.90
Disclosure

SEC source: 0001127602-19-030260 · form4.xml · nonDerivative · entry 2

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,899

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October 07, 2019 Filed Oct 8, 2019 20:15 UTC Cannae Holdings, Inc. CNNE · Entity 5258 PurchaseCommon Stock 5,765 $27.53 $158,690.27
Disclosure

SEC source: 0001127602-19-030260 · form4.xml · nonDerivative · entry 1

Massey Richard N · CIK 0001348380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,664

F1 · price: These transactions were executed in multiple purchases at prices ranging from $27.49 to $27.55. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the shares purchased at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.