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Winslow Garrett

Disclosed activity across 2 companies

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31705
SEC CIK
0001803773

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Damora Therapeutics, Inc.DMRA · Entity 4602General CounselJuly 03, 2026July 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Damora Therapeutics, Inc.

Report date July 03, 2026 · Filed July 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,289 Ending reported balance After 2026-07-06 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-07-03 · Exercise / conversion · Acquired 680 · Balance 2,534

F1: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock of the Issuer. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

Row 2 · 2026-07-06 · Sale · Disposed 245 · Balance 2,289

F2: Shares sold to cover tax obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its 2020 Equity Incentive Plan and does not represent a discretionary trade by the Reporting Person.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect640 Reported balance After 2026-07-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-07-03 · Exercise / conversion · Disposed 680 · Balance 640

F1: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock of the Issuer. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F3: This award was granted on January 3, 2024. One-third of the RSUs subject to the award vested on January 3, 2025 and one-sixth of the RSUs subject to the award award will vest ratably every six months thereafter, assuming continued employment through the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock of the Issuer. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F2: Shares sold to cover tax obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its 2020 Equity Incentive Plan and does not represent a discretionary trade by the Reporting Person.

F3: This award was granted on January 3, 2024. One-third of the RSUs subject to the award vested on January 3, 2025 and one-sixth of the RSUs subject to the award award will vest ratably every six months thereafter, assuming continued employment through the applicable vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

F-star Therapeutics, Inc.

Report date November 19, 2020 · Filed November 23, 2020

Section 16 reporting ended · disclosed 2020-11-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect18,575 Ending reported balance After 2020-11-20 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2020-11-19 · Exercise / conversion · Acquired 6,250 · Balance 6,250

F1: Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.

Row 2 · 2020-11-19 · Grant · Acquired 12,500 · Balance 18,750

F1: Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.

Row 3 · 2020-11-20 · Sale · Disposed 175 · Balance 18,575

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.64 to $4.88 per share. The Reporting Person undertakes to provide to Issuer any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-11-19 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-11-19 · Exercise / conversion · Disposed 6,250 · Balance 0

F1: Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.

F2: All unvested issued and outstanding RSUs accelerated and vested in full in connection with the closing of the business combination with F-star Therapeutics Limited.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.

F2: All unvested issued and outstanding RSUs accelerated and vested in full in connection with the closing of the business combination with F-star Therapeutics Limited.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.64 to $4.88 per share. The Reporting Person undertakes to provide to Issuer any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 06, 2026 Filed Jul 8, 2026 00:00 UTC Damora Therapeutics, Inc. DMRA · Entity 4602 SaleCommon Stock 245 $29.98 $7,345.10
Disclosure

SEC source: 0001193125-26-297818 · ownership.xml · nonDerivative · entry 2

Winslow Garrett · CIK 0001803773 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,289

F2 · kind: Shares sold to cover tax obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its 2020 Equity Incentive Plan and does not represent a discretionary trade by the Reporting Person.

Read SEC document
July 03, 2026 Filed Jul 8, 2026 00:00 UTC Damora Therapeutics, Inc. DMRA · Entity 4602 Exercise / conversionRestricted Stock Units · Derivative 680 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-297818 · ownership.xml · derivative · entry 3

Winslow Garrett · CIK 0001803773 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 640

Underlying: Common Stock · 680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock of the Issuer. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This award was granted on January 3, 2024. One-third of the RSUs subject to the award vested on January 3, 2025 and one-sixth of the RSUs subject to the award award will vest ratably every six months thereafter, assuming continued employment through the applicable vesting date.

F3 · derivative.expiration_date: This award was granted on January 3, 2024. One-third of the RSUs subject to the award vested on January 3, 2025 and one-sixth of the RSUs subject to the award award will vest ratably every six months thereafter, assuming continued employment through the applicable vesting date.

Read SEC document
July 03, 2026 Filed Jul 8, 2026 00:00 UTC Damora Therapeutics, Inc. DMRA · Entity 4602 Exercise / conversionCommon Stock 680 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-297818 · ownership.xml · nonDerivative · entry 1

Winslow Garrett · CIK 0001803773 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock of the Issuer. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

Read SEC document
March 23, 2026 Filed Mar 25, 2026 22:09 UTC Damora Therapeutics, Inc. DMRA · Entity 4602 GrantStock Option (right to buy) · Derivative 250,000 $0.00 Strike: $23.05 $0.00
Disclosure

SEC source: 0001193125-26-124487 · ownership.xml · derivative · entry 1

Winslow Garrett · CIK 0001803773 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2036-03-23

F1 · derivative.exercise_date: This option represents a right to purchase shares of common stock of the Issuer. This option will vest as to 25% on March 23, 2027 and in equal monthly installments thereafter through March 23, 2030, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:30 UTC Damora Therapeutics, Inc. GLTO · Entity 4602 Exercise / conversionRestricted Stock Units · Derivative 680 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-004568 · ownership.xml · derivative · entry 3

Winslow Garrett · CIK 0001803773 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,320

Underlying: Common Stock · 680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock of the Issuer. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This award was granted on January 3, 2024. One-third of the RSUs subject to the award vested on January 3, 2025 and one-sixth of the RSUs subject to the award award will vest ratably every six months thereafter, assuming continued employment through the applicable vesting date.

F3 · derivative.expiration_date: This award was granted on January 3, 2024. One-third of the RSUs subject to the award vested on January 3, 2025 and one-sixth of the RSUs subject to the award award will vest ratably every six months thereafter, assuming continued employment through the applicable vesting date.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:30 UTC Damora Therapeutics, Inc. GLTO · Entity 4602 SaleCommon Stock 255 $21.38 $5,451.90
Disclosure

SEC source: 0001193125-26-004568 · ownership.xml · nonDerivative · entry 2

Winslow Garrett · CIK 0001803773 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,854

F2 · kind: Shares sold to cover tax obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its 2020 Equity Incentive Plan and does not represent a discretionary trade by the Reporting Person.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:30 UTC Damora Therapeutics, Inc. GLTO · Entity 4602 Exercise / conversionCommon Stock 680 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-004568 · ownership.xml · nonDerivative · entry 1

Winslow Garrett · CIK 0001803773 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock of the Issuer. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

Read SEC document
July 03, 2025 Filed Jul 8, 2025 20:00 UTC Damora Therapeutics, Inc. GLTO · Entity 4602 Exercise / conversionRestricted Stock Units · Derivative 680 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-094575 · ownership.xml · derivative · entry 3

Winslow Garrett · CIK 0001803773 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock of the Issuer. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This award was granted on January 3, 2024. One-third of the RSUs subject to the award vested on January 3, 2025 and one-sixth of the RSUs subject to the award award will vest ratably every six months thereafter, assuming continued employment through the applicable vesting date.

F3 · derivative.expiration_date: This award was granted on January 3, 2024. One-third of the RSUs subject to the award vested on January 3, 2025 and one-sixth of the RSUs subject to the award award will vest ratably every six months thereafter, assuming continued employment through the applicable vesting date.

Read SEC document
July 03, 2025 Filed Jul 8, 2025 20:00 UTC Damora Therapeutics, Inc. GLTO · Entity 4602 SaleCommon Stock 260 $3.39 $881.40
Disclosure

SEC source: 0000950170-25-094575 · ownership.xml · nonDerivative · entry 2

Winslow Garrett · CIK 0001803773 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,429

F2 · kind: Shares sold to cover tax obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its 2020 Equity Incentive Plan and does not represent a discretionary trade by the Reporting Person.

Read SEC document
July 03, 2025 Filed Jul 8, 2025 20:00 UTC Damora Therapeutics, Inc. GLTO · Entity 4602 Exercise / conversionCommon Stock 680 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-094575 · ownership.xml · nonDerivative · entry 1

Winslow Garrett · CIK 0001803773 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock of the Issuer. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:00 UTC Damora Therapeutics, Inc. GLTO · Entity 4602 GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $5.70 $0.00
Disclosure

SEC source: 0000950170-25-002814 · ownership.xml · derivative · entry 4

Winslow Garrett · CIK 0001803773 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2035-01-03

F4 · derivative.exercise_date: 25% of the shares subject to such option will vest and become exercisable on January 3, 2026 and the remainder of the shares vest in substantially equal monthly installments for a period of 36 months thereafter, subject to the Reporting Person's continuous service to the Issuer on each such date.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:00 UTC Damora Therapeutics, Inc. GLTO · Entity 4602 Exercise / conversionRestricted Stock Units · Derivative 1,320 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-002814 · ownership.xml · derivative · entry 3

Winslow Garrett · CIK 0001803773 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,680

Underlying: Common Stock · 1,320 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock of the Issuer. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This award was granted on January 3, 2024. One-third of the RSUs subject to the award vested on January 3, 2025 and one-sixth of the RSUs subject to the award award will vest ratably every six months thereafter, assuming continued employment through the applicable vesting date.

F3 · derivative.expiration_date: This award was granted on January 3, 2024. One-third of the RSUs subject to the award vested on January 3, 2025 and one-sixth of the RSUs subject to the award award will vest ratably every six months thereafter, assuming continued employment through the applicable vesting date.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:00 UTC Damora Therapeutics, Inc. GLTO · Entity 4602 SaleCommon Stock 471 $5.60 $2,637.60
Disclosure

SEC source: 0000950170-25-002814 · ownership.xml · nonDerivative · entry 2

Winslow Garrett · CIK 0001803773 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,009

F2 · kind: Shares sold to cover tax obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its 2020 Equity Incentive Plan and does not represent a discretionary trade by the Reporting Person.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:00 UTC Damora Therapeutics, Inc. GLTO · Entity 4602 Exercise / conversionCommon Stock 1,320 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-002814 · ownership.xml · nonDerivative · entry 1

Winslow Garrett · CIK 0001803773 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock of the Issuer. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

Read SEC document
October 09, 2024 Filed Oct 11, 2024 21:00 UTC Damora Therapeutics, Inc. GLTO · Entity 4602 GrantStock Option (right to buy) · Derivative 15,600 $0.00 Strike: $7.49 $0.00
Disclosure

SEC source: 0000950170-24-114387 · ownership.xml · derivative · entry 1

Winslow Garrett · CIK 0001803773 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,600

Underlying: Common Stock · 15,600 shares

Expires 2034-10-09

F1 · derivative.exercise_date: The shares subject to such option vest in 48 equal monthly installments over four years from the Award Date, subject in each case to the grantee's continued service through the applicable vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:00 UTC Damora Therapeutics, Inc. GLTO · Entity 4602 GrantRestricted Stock Units · Derivative 100,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-002429 · ownership.xml · derivative · entry 1

Winslow Garrett · CIK 0001803773 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of Galecto, Inc. One-third of the restricted stock units subject to the award will vest on January 3, 2025 and the remaining restricted stock units will vest ratably every six months thereafter, assuming continued employment through the applicable vesting date.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of Galecto, Inc. One-third of the restricted stock units subject to the award will vest on January 3, 2025 and the remaining restricted stock units will vest ratably every six months thereafter, assuming continued employment through the applicable vesting date.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 21:00 UTC Damora Therapeutics, Inc. GLTO · Entity 4602 GrantStock Option (right to buy) · Derivative 80,000 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0001209191-23-001758 · doc4.xml · derivative · entry 1

Winslow Garrett · CIK 0001803773 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2033-01-03

F1 · derivative.exercise_date: 25% of the shares subject to such option vested and became exercisable on January 4, 2024 and the remainder of the shares vest in substantially equal monthly installments for a period of 36 months thereafter, subject to the Reporting Person's continuous service to the Issuer on each such date.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 22:00 UTC Damora Therapeutics, Inc. GLTO · Entity 4602 GrantStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001209191-22-002213 · doc4.xml · derivative · entry 1

Winslow Garrett · CIK 0001803773 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2032-01-03

F1 · derivative.exercise_date: 25% of the shares subject to such option vested and became exercisable on January 4, 2023 and the remainder of the shares vest in substantially equal monthly installments for a period of 36 months thereafter, subject to the Reporting Person's continuous service to the Issuer on each such date.

Read SEC document
December 03, 2021 Filed Dec 6, 2021 13:00 UTC Damora Therapeutics, Inc. GLTO · Entity 4602 PurchaseCommon Stock 2,000 $2.48 $4,960.00
Disclosure

SEC source: 0001209191-21-068028 · doc4.xml · nonDerivative · entry 1

Winslow Garrett · CIK 0001803773 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document
June 23, 2021 Filed Jun 23, 2021 20:00 UTC Damora Therapeutics, Inc. GLTO · Entity 4602 PurchaseCommon Stock 2,000 $4.80 $9,600.00
Disclosure

SEC source: 0001209191-21-042718 · doc4.xml · nonDerivative · entry 1

Winslow Garrett · CIK 0001803773 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
June 15, 2021 Filed Jun 16, 2021 21:00 UTC Damora Therapeutics, Inc. GLTO · Entity 4602 GrantStock Option (right to buy) · Derivative 120,000 $0.00 Strike: $5.61 $0.00
Disclosure

SEC source: 0001209191-21-040944 · doc4.xml · derivative · entry 1

Winslow Garrett · CIK 0001803773 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2031-06-14

F1 · derivative.exercise_date: 25% of the shares subject to such option will vest and become exercisable on May 2, 2022 and the remainder of the shares will vest in substantially equal monthly installments for a period of 36 months thereafter, subject to the Reporting Person's continuous service to the Issuer on each such date.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 16:14 UTC F-star Therapeutics, Inc. SBPH · Entity 115726 SaleCommon Stock 175 $4.76 $833.00
Disclosure

SEC source: 0000905718-20-001132 · springbank_fm4nov192020.xml · nonDerivative · entry 3

Winslow Garrett · CIK 0001803773 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,575

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.64 to $4.88 per share. The Reporting Person undertakes to provide to Issuer any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 16:14 UTC F-star Therapeutics, Inc. SBPH · Entity 115726 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0000905718-20-001132 · springbank_fm4nov192020.xml · derivative · entry 4

Winslow Garrett · CIK 0001803773 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.

F2 · derivative.exercise_date: All unvested issued and outstanding RSUs accelerated and vested in full in connection with the closing of the business combination with F-star Therapeutics Limited.

F2 · derivative.expiration_date: All unvested issued and outstanding RSUs accelerated and vested in full in connection with the closing of the business combination with F-star Therapeutics Limited.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 16:14 UTC F-star Therapeutics, Inc. SBPH · Entity 115726 GrantCommon Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000905718-20-001132 · springbank_fm4nov192020.xml · nonDerivative · entry 2

Winslow Garrett · CIK 0001803773 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

F1 · price: Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 16:14 UTC F-star Therapeutics, Inc. SBPH · Entity 115726 Exercise / conversionCommon Stock 6,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000905718-20-001132 · springbank_fm4nov192020.xml · nonDerivative · entry 1

Winslow Garrett · CIK 0001803773 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:15 UTC F-star Therapeutics, Inc. SBPH · Entity 115726 GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017242 · doc4.xml · derivative · entry 2

Winslow Garrett · CIK 0001803773 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Spring Bank Pharmaceuticals, Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units will vest in two installments. Fifty percent will vest on March 5, 2021 and the remaining fifty percent will vest on December 31, 2021.

F3 · derivative.expiration_date: The restricted stock units will vest in two installments. Fifty percent will vest on March 5, 2021 and the remaining fifty percent will vest on December 31, 2021.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:15 UTC F-star Therapeutics, Inc. SBPH · Entity 115726 GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001209191-20-017242 · doc4.xml · derivative · entry 1

Winslow Garrett · CIK 0001803773 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2030-03-05

F1 · derivative.exercise_date: This option was granted on March 5, 2020, with 25% of the shares subject to the option vesting on March 5, 2021 and the remaining 75% of the shares subject to the option vesting in 36 equal monthly installments thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.