Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sunrun Inc.RUN · Entity 4507 | Pres. & Chief Revenue Officer | October 06, 2026 | October 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sunrun Inc.
Report date October 06, 2026 · Filed October 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 823,702 |
Reported balance
After 2026-10-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-06 · Sale · Disposed 15,837 · Balance 823,702 F1: Shares sold to cover tax obligation from settlement of vested restricted stock units. F2: Price represents the weighted average sale price of the shares sold. The sale price ranged from $7.675 to $7.845 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F3: Shares held following the reported transaction include 407,612 RSUs, which are subject to forfeiture until they vest. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold to cover tax obligation from settlement of vested restricted stock units.
F2: Price represents the weighted average sale price of the shares sold. The sale price ranged from $7.675 to $7.845 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F3: Shares held following the reported transaction include 407,612 RSUs, which are subject to forfeiture until they vest.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Vivint Solar, Inc.
Report date October 08, 2020 · Filed October 08, 2020
Section 16 reporting ended · disclosed 2020-10-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2020-10-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-10-08 · Disposition to issuer · Disposed 36,995 · Balance 148,271 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 6, 2020 (the "Merger Agreement"), by and among Sunrun Inc. ("RUN"), Viking Merger Sub, Inc. and Vivint Solar, Inc. in exchange for 0.55 shares of RUN common stock per share. Row 2 · 2020-10-08 · Disposition to issuer · Disposed 148,271 · Balance 0 F2: Pursuant to the Merger Agreement, the restricted stock units held by the Reporting Person were disposed of and converted into restricted stock units representing 0.55 shares of RUN common stock per share. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.45 · Expires 2027-10-02 | Direct | 0 |
Reported balance
After 2020-10-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-10-08 · Disposition to issuer · Disposed 48,491 · Balance 0 F3: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F4: 25% of the shares subject to this award will vest on September 6, 2018, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.20 · Expires 2028-09-26 | Direct | 0 |
Reported balance
After 2020-10-08 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-10-08 · Disposition to issuer · Disposed 44,510 · Balance 0 F3: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F5: 25% of the shares subject to this award will vest on September 6, 2019, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.23 · Expires 2029-02-28 | Direct | 0 |
Reported balance
After 2020-10-08 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-10-08 · Disposition to issuer · Disposed 66,176 · Balance 0 F3: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F6: 100% of the shares subject to this option will vest on March 6, 2022 subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date. Notwithstanding the foregoing, 100% of the shares subject to this option will fully vest upon a Change of Control (as defined in the Plan). |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.39 · Expires 2029-09-12 | Direct | 0 |
Reported balance
After 2020-10-08 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-10-08 · Disposition to issuer · Disposed 33,333 · Balance 0 F3: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F7: 25% of the Shares subject to this option will vest on September 6, 2020, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to this option will vest, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.21 · Expires 2030-06-01 | Direct | 0 |
Reported balance
After 2020-10-08 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-10-08 · Disposition to issuer · Disposed 45,620 · Balance 0 F3: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F8: 100% of the Shares subject to this Award will vest on June 6, 2022, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date. |
| Stock Option (Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $28.29 · Expires 2030-09-08 | Direct | 0 |
Reported balance
After 2020-10-08 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-10-08 · Disposition to issuer · Disposed 7,928 · Balance 0 F3: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F9: 25% of the Shares subject to this option will vest on September 6, 2021, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to this option will vest, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 6, 2020 (the "Merger Agreement"), by and among Sunrun Inc. ("RUN"), Viking Merger Sub, Inc. and Vivint Solar, Inc. in exchange for 0.55 shares of RUN common stock per share.
F2: Pursuant to the Merger Agreement, the restricted stock units held by the Reporting Person were disposed of and converted into restricted stock units representing 0.55 shares of RUN common stock per share.
F3: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share.
F4: 25% of the shares subject to this award will vest on September 6, 2018, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable.
F5: 25% of the shares subject to this award will vest on September 6, 2019, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable.
F6: 100% of the shares subject to this option will vest on March 6, 2022 subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date. Notwithstanding the foregoing, 100% of the shares subject to this option will fully vest upon a Change of Control (as defined in the Plan).
F7: 25% of the Shares subject to this option will vest on September 6, 2020, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to this option will vest, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date.
F8: 100% of the Shares subject to this Award will vest on June 6, 2022, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date.
F9: 25% of the Shares subject to this option will vest on September 6, 2021, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to this option will vest, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 13, 2018 Filed Nov 14, 2018 21:50 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | Exercise / conversionCommon Stock | 5,897 | $1.00 | $5,897.00 |
DisclosureSEC source: 0001209191-18-058558 · doc4.xml · nonDerivative · entry 3 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,308 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 21:50 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | Exercise / conversionStock Option (Right to Buy) · Derivative | 124,103 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058558 · doc4.xml · derivative · entry 5 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,916 Underlying: Common Stock · 124,103 shares Expires 2023-07-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is vested as to 130,000 shares. 49,019 unvested shares subject to the original grant vest on May 15, 2019 or, if earlier, when 313 Acquisition LLC receives cash proceeds with respect to its holdings of the issuer's common stock in an amount that equals $500 million more than its cumulative investment in the Issuer's common stock. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 21:50 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | SaleCommon Stock | 124,103 | $5.67 | $703,155.19 |
DisclosureSEC source: 0001209191-18-058558 · doc4.xml · nonDerivative · entry 2 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,411 F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $5.64 to $5.71, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 21:50 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | Exercise / conversionCommon Stock | 124,103 | $1.00 | $124,103.00 |
DisclosureSEC source: 0001209191-18-058558 · doc4.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2018 Filed Nov 9, 2018 23:31 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | Exercise / conversionStock Option (Right to Buy) · Derivative | 16,164 | $0.00 Strike: $3.45 | $0.00 |
DisclosureSEC source: 0001209191-18-058019 · doc4.xml · derivative · entry 8 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,491 Underlying: Common Stock · 16,164 shares Expires 2027-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 25% of the shares subject to this award vested on September 6, 2018, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable. Read SEC document |
| November 08, 2018 Filed Nov 9, 2018 23:31 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | Exercise / conversionStock Option (Right to Buy) · Derivative | 44,445 | $0.00 Strike: $1.30 | $0.00 |
DisclosureSEC source: 0001209191-18-058019 · doc4.xml · derivative · entry 7 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,555 Underlying: Common Stock · 44,445 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option is vested as to 44,445 shares. The remaining 5,555 unvested shares subject to the original grant vest on May 15, 2019 or, if earlier, when 313 Acquisition LLC receives cash proceeds with respect to its holdings of the issuer's common stock in an amount that equals $500 million more than its cumulative investment in the issuer's common stock. Read SEC document |
| November 08, 2018 Filed Nov 9, 2018 23:31 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | SaleCommon Stock | 107,202 | $5.87 | $628,761.17 |
DisclosureSEC source: 0001209191-18-058019 · doc4.xml · nonDerivative · entry 5 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,411 F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $5.85 to $5.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| November 08, 2018 Filed Nov 9, 2018 23:31 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | Exercise / conversionCommon Stock | 44,445 | $1.30 | $57,778.50 |
DisclosureSEC source: 0001209191-18-058019 · doc4.xml · nonDerivative · entry 4 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2018 Filed Nov 9, 2018 23:31 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | Exercise / conversionCommon Stock | 16,164 | $3.45 | $55,765.80 |
DisclosureSEC source: 0001209191-18-058019 · doc4.xml · nonDerivative · entry 3 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,168 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2018 Filed Nov 9, 2018 23:31 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | Exercise / conversionStock Option (Right to Buy) · Derivative | 132,157 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058019 · doc4.xml · derivative · entry 6 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,019 Underlying: Common Stock · 132,157 shares Expires 2023-07-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is vested as to 262,157 shares. 49,019 unvested shares subject to the original grant vest on May 15, 2019 or, if earlier, when 313 Acquisition LLC receives cash proceeds with respect to its holdings of the issuer's common stock in an amount that equals $500 million more than its cumulative investment in the Issuer's common stock. Read SEC document |
| November 07, 2018 Filed Nov 9, 2018 23:31 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | SaleCommon Stock | 132,157 | $5.75 | $759,902.75 |
DisclosureSEC source: 0001209191-18-058019 · doc4.xml · nonDerivative · entry 2 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,004 F1 · kind: The sales reported by Mr. Dickson were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 07, 2018 Filed Nov 9, 2018 23:31 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | Exercise / conversionCommon Stock | 132,157 | $1.00 | $132,157.00 |
DisclosureSEC source: 0001209191-18-058019 · doc4.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 22:39 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | SaleCommon Stock | 13,777 | $5.06 | $69,711.62 |
DisclosureSEC source: 0001209191-18-055774 · doc4.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,004 F1 · kind: The sales reported by Mr. Dickson were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 23:03 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | GrantStock Option (Right to Buy) · Derivative | 44,510 | $0.00 Strike: $5.20 | $0.00 |
DisclosureSEC source: 0001209191-18-052621 · doc4.xml · derivative · entry 2 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,510 Underlying: Common Stock · 44,510 shares Expires 2028-09-26 F2 · derivative.exercise_date: 25% of the shares subject to this award will vest on September 6, 2019, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable. Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 23:03 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | GrantCommon Stock | 28,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-052621 · doc4.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,781 F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2014 Equity Incentive Plan, which can only be settled with shares of Common Stock. 25% of the shares subject to this award will vest on September 6, 2019, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable. Read SEC document |
| September 06, 2018 Filed Sep 8, 2018 00:16 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | SaleCommon Stock | 12,300 | $4.98 | $61,199.88 |
DisclosureSEC source: 0001209191-18-050173 · doc4.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,935 F1 · price: These shares were disposed of pursuant to the reporting person's Rule 10b5-1 trading plan in non-discretionary transactions to cover the reporting person's tax withholding obligations in connection with the settlement of an award of restricted stock units. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.85 to $5.10, inclusive. The reporting person undertakes to provide to Vivint Solar, Inc., any security holder of Vivint Solar, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1). Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 23:52 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | SaleCommon Stock | 60,000 | $4.50 | $270,000.00 |
DisclosureSEC source: 0001209191-18-037911 · doc4.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,235 F1 · kind: The sales reported by Mr. Dickson were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 25, 2018 Filed May 29, 2018 23:16 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | SaleCommon Stock | 34,200 | $3.71 | $126,793.08 |
DisclosureSEC source: 0001209191-18-034002 · doc4.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,235 F1 · kind: The sales reported by Mr. Dickson were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $3.70 to $3.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 22:17 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | GrantStock Option (Right to Buy) · Derivative | 64,655 | $0.00 Strike: $3.45 | $0.00 |
DisclosureSEC source: 0001209191-17-055963 · doc4.xml · derivative · entry 2 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,655 Underlying: Common Stock · 64,655 shares Expires 2027-10-02 F2 · derivative.exercise_date: 25% of the shares subject to this award will vest on September 6, 2018, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 22:17 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | GrantCommon Stock | 159,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055963 · doc4.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,435 F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2014 Equity Incentive Plan, which can only be settled with shares of Common Stock. 25% of the shares subject to this award will vest on September 6, 2018, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable. Read SEC document |
| July 17, 2017 Filed Jul 18, 2017 00:56 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | Exercise / conversionStock Option (Right to Buy) · Derivative | 130,000 | $1.00 Strike: $1.00 | $130,000.00 |
DisclosureSEC source: 0001209191-17-045387 · doc4.xml · derivative · entry 3 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,176 Underlying: Common Stock · 130,000 shares Expires 2023-07-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is vested as to 183,726 shares. Of the remaining 127,450 unvested shares subject to the original grant, 29,412 vest on November 16, 2017, and 98,038 vest in equal installments on May 15, 2018 and 2019 or, if earlier, when 313 Acquisition LLC receives cash proceeds with respect to its holdings of the issuer's common stock in an amount that equals $500 million more than its cumulative investment in the issuer's common stock. Read SEC document |
| July 17, 2017 Filed Jul 18, 2017 00:56 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | SaleCommon Stock | 130,000 | $5.25 | $681,915.00 |
DisclosureSEC source: 0001209191-17-045387 · doc4.xml · nonDerivative · entry 2 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,015 F1 · kind: The sales reported by Mr. Dickson were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $4.85 to $5.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| July 17, 2017 Filed Jul 18, 2017 00:56 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | Exercise / conversionCommon Stock | 130,000 | $1.00 | $130,000.00 |
DisclosureSEC source: 0001209191-17-045387 · doc4.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2017 Filed May 30, 2017 21:20 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | SaleCommon Stock | 36,400 | $3.06 | $111,384.00 |
DisclosureSEC source: 0000899243-17-014740 · doc4.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,015 F1 · price: These shares were disposed of in non-discretionary transactions to cover the reporting person's tax withholding obligations in connection with the settlement of an award of restricted stock units. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.025 to $3.15, inclusive. The reporting person undertakes to provide to Vivint Solar, Inc., any security holder of Vivint Solar, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1). F2 · balance_after: Includes 106,707 restricted stock units granted pursuant to the Issuer's 2014 Equity Incentive Plan which can only be settled with shares of common stock. All of the restricted stock units vest on May 15, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.