Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sunrun Inc.RUN · Entity 4507 | Pres. & Chief Revenue Officer | October 06, 2026 | October 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sunrun Inc.
Report date October 06, 2026 · Filed October 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 823,702 |
Reported balance
After 2026-10-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-06 · Sale · Disposed 15,837 · Balance 823,702 F1: Shares sold to cover tax obligation from settlement of vested restricted stock units. F2: Price represents the weighted average sale price of the shares sold. The sale price ranged from $7.675 to $7.845 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F3: Shares held following the reported transaction include 407,612 RSUs, which are subject to forfeiture until they vest. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold to cover tax obligation from settlement of vested restricted stock units.
F2: Price represents the weighted average sale price of the shares sold. The sale price ranged from $7.675 to $7.845 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F3: Shares held following the reported transaction include 407,612 RSUs, which are subject to forfeiture until they vest.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Vivint Solar, Inc.
Report date October 08, 2020 · Filed October 08, 2020
Section 16 reporting ended · disclosed 2020-10-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2020-10-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-10-08 · Disposition to issuer · Disposed 36,995 · Balance 148,271 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 6, 2020 (the "Merger Agreement"), by and among Sunrun Inc. ("RUN"), Viking Merger Sub, Inc. and Vivint Solar, Inc. in exchange for 0.55 shares of RUN common stock per share. Row 2 · 2020-10-08 · Disposition to issuer · Disposed 148,271 · Balance 0 F2: Pursuant to the Merger Agreement, the restricted stock units held by the Reporting Person were disposed of and converted into restricted stock units representing 0.55 shares of RUN common stock per share. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.45 · Expires 2027-10-02 | Direct | 0 |
Reported balance
After 2020-10-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-10-08 · Disposition to issuer · Disposed 48,491 · Balance 0 F3: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F4: 25% of the shares subject to this award will vest on September 6, 2018, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.20 · Expires 2028-09-26 | Direct | 0 |
Reported balance
After 2020-10-08 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-10-08 · Disposition to issuer · Disposed 44,510 · Balance 0 F3: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F5: 25% of the shares subject to this award will vest on September 6, 2019, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.23 · Expires 2029-02-28 | Direct | 0 |
Reported balance
After 2020-10-08 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-10-08 · Disposition to issuer · Disposed 66,176 · Balance 0 F3: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F6: 100% of the shares subject to this option will vest on March 6, 2022 subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date. Notwithstanding the foregoing, 100% of the shares subject to this option will fully vest upon a Change of Control (as defined in the Plan). |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.39 · Expires 2029-09-12 | Direct | 0 |
Reported balance
After 2020-10-08 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-10-08 · Disposition to issuer · Disposed 33,333 · Balance 0 F3: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F7: 25% of the Shares subject to this option will vest on September 6, 2020, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to this option will vest, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.21 · Expires 2030-06-01 | Direct | 0 |
Reported balance
After 2020-10-08 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-10-08 · Disposition to issuer · Disposed 45,620 · Balance 0 F3: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F8: 100% of the Shares subject to this Award will vest on June 6, 2022, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date. |
| Stock Option (Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $28.29 · Expires 2030-09-08 | Direct | 0 |
Reported balance
After 2020-10-08 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-10-08 · Disposition to issuer · Disposed 7,928 · Balance 0 F3: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F9: 25% of the Shares subject to this option will vest on September 6, 2021, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to this option will vest, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 6, 2020 (the "Merger Agreement"), by and among Sunrun Inc. ("RUN"), Viking Merger Sub, Inc. and Vivint Solar, Inc. in exchange for 0.55 shares of RUN common stock per share.
F2: Pursuant to the Merger Agreement, the restricted stock units held by the Reporting Person were disposed of and converted into restricted stock units representing 0.55 shares of RUN common stock per share.
F3: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share.
F4: 25% of the shares subject to this award will vest on September 6, 2018, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable.
F5: 25% of the shares subject to this award will vest on September 6, 2019, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable.
F6: 100% of the shares subject to this option will vest on March 6, 2022 subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date. Notwithstanding the foregoing, 100% of the shares subject to this option will fully vest upon a Change of Control (as defined in the Plan).
F7: 25% of the Shares subject to this option will vest on September 6, 2020, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to this option will vest, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date.
F8: 100% of the Shares subject to this Award will vest on June 6, 2022, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date.
F9: 25% of the Shares subject to this option will vest on September 6, 2021, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to this option will vest, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2023 Filed Mar 3, 2023 02:43 UTC | Sunrun Inc. RUN · Entity 4507 | GrantCommon Stock | 36,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001469367-23-000039 · wf-form4_167781141716172.xml · nonDerivative · entry 3 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,771 F4 · kind: On May 6, 2022, the Reporting Person was granted performance-based restricted stock units ("PRSUs"). Each PRSU represents a contingent right to receive a share of the Issuer's Common Stock upon settlement. The Compensation Committee of the Issuer's Board of Directors certifies attainment based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met and 36,029 PRSUs were certified as attained on March 1, 2023. 50% of the PRSUs shall vest and become shares of the Issuer's Common Stock on March 6, 2023 and the remaining 50% of the PRSUs shall vest and become shares of the Issuer's Common Stock on March 6, 2024, subject to the Reporting Person's continued service through each vesting date. F5 · balance_after: Shares held following the reported transactions include 121,509 restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 02:43 UTC | Sunrun Inc. RUN · Entity 4507 | SaleCommon Stock | 906 | $25.51 | $23,112.51 |
DisclosureSEC source: 0001469367-23-000039 · wf-form4_167781141716172.xml · nonDerivative · entry 2 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,742 F2 · kind: Shares sold to cover tax obligation from settlement of vested PRSUs. F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $25.51 to $25.53 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 02:43 UTC | Sunrun Inc. RUN · Entity 4507 | GrantCommon Stock | 3,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001469367-23-000039 · wf-form4_167781141716172.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,648 F1 · kind: On December 6, 2021, the Reporting Person was granted performance-based restricted stock units ("PRSUs"). Each PRSU represents a contingent right to receive a share of the Issuer's Common Stock upon settlement. The PRSUs vest on the date that the Compensation Committee of the Issuer's Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria during each of the years from 2022 to 2025. The performance criteria for the first measurement period ending December 31, 2022 were met and certified on March 1, 2023, resulting in the issuance of 3,290 shares of the Issuer's Common Stock. Read SEC document |
| January 06, 2023 Filed Jan 7, 2023 01:46 UTC | Sunrun Inc. RUN · Entity 4507 | SaleCommon Stock | 178 | $22.08 | $3,929.62 |
DisclosureSEC source: 0001469367-23-000018 · wf-form4_167305597388030.xml · nonDerivative · entry 2 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,358 F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs"). F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $22.05 to $22.08 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F3 · balance_after: Shares held following the reported transactions include 85,480 RSUs, which are subject to forfeiture until they vest. Read SEC document |
| December 13, 2022 Filed Jan 7, 2023 01:46 UTC | Sunrun Inc. RUN · Entity 4507 | GiftCommon Stock | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001469367-23-000018 · wf-form4_167305597388030.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,536 Read SEC document |
| December 06, 2022 Filed Dec 9, 2022 01:37 UTC | Sunrun Inc. RUN · Entity 4507 | SaleCommon Stock | 2,029 | $29.43 | $59,713.47 |
DisclosureSEC source: 0001469367-22-000171 · wf-form4_167054982690805.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,036 F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs"). F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $29.33 to $29.9401 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F3 · balance_after: Includes 625 shares acquired under the Issuer's employee stock purchase plan. F4 · balance_after: Shares held following the reported transaction include 85,992 RSUs, which are subject to forfeiture until they vest. Read SEC document |
| October 06, 2022 Filed Oct 8, 2022 01:20 UTC | Sunrun Inc. RUN · Entity 4507 | SaleCommon Stock | 155 | $27.13 | $4,204.61 |
DisclosureSEC source: 0001469367-22-000152 · wf-form4_166519199440526.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,440 F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs"). F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $27.1201 to $27.13 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F3 · balance_after: Shares held following the reported transaction include 92,573 RSUs, which are subject to forfeiture until they vest. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 23:57 UTC | Sunrun Inc. RUN · Entity 4507 | SaleCommon Stock | 153 | $24.52 | $3,751.12 |
DisclosureSEC source: 0001469367-22-000114 · wf-form4_165732465332805.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,595 F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs"). F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $24.4901 to $24.52 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F3 · balance_after: Shares held following the reported transaction include 93,086 RSUs, which are subject to forfeiture until they vest. Read SEC document |
| April 06, 2022 Filed Apr 9, 2022 00:10 UTC | Sunrun Inc. RUN · Entity 4507 | SaleCommon Stock | 650 | $28.76 | $18,694.20 |
DisclosureSEC source: 0001469367-22-000069 · wf-form4_164946300260216.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,748 F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs"). F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $28.7301 to $28.78 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F3 · balance_after: Shares held following the reported transaction include 93,598 RSUs, which are subject to forfeiture until they vest. Read SEC document |
| March 07, 2022 Filed Mar 10, 2022 02:22 UTC | Sunrun Inc. RUN · Entity 4507 | GrantEmployee Stock Option (right to buy) · Derivative | 88,547 | $0.00 Strike: $27.92 | $0.00 |
DisclosureSEC source: 0001469367-22-000051 · wf-form4_164687896562338.xml · derivative · entry 2 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,547 Underlying: Common Stock · 88,547 shares Expires 2032-03-06 F3 · derivative.exercise_date: 25% of the shares subject to the option will vest on March 6, 2023, and 1/36 of the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. Read SEC document |
| March 07, 2022 Filed Mar 10, 2022 02:22 UTC | Sunrun Inc. RUN · Entity 4507 | GrantCommon Stock | 61,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001469367-22-000051 · wf-form4_164687896562338.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,398 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). 25% of the RSUs will vest on March 6, 2023, and 1/12 of the remaining RSUs will vest quarterly thereafter, subject to the Reporting Person's continued service through each vesting date. F2 · balance_after: Shares held following the reported transactions include 95,647 RSUs, which are subject to forfeiture until they vest. Read SEC document |
| October 08, 2020 Filed Oct 8, 2020 21:13 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | Disposition to issuerStock Option (Right to Buy · Derivative | 7,928 | $0.00 Strike: $28.29 | $0.00 |
DisclosureSEC source: 0001209191-20-054291 · doc4.xml · derivative · entry 8 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,928 shares Expires 2030-09-08 F3 · kind: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F9 · derivative.exercise_date: 25% of the Shares subject to this option will vest on September 6, 2021, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to this option will vest, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date. Read SEC document |
| October 08, 2020 Filed Oct 8, 2020 21:13 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | Disposition to issuerStock Option (Right to Buy) · Derivative | 45,620 | $0.00 Strike: $8.21 | $0.00 |
DisclosureSEC source: 0001209191-20-054291 · doc4.xml · derivative · entry 7 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,620 shares Expires 2030-06-01 F3 · kind: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F8 · derivative.exercise_date: 100% of the Shares subject to this Award will vest on June 6, 2022, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date. Read SEC document |
| October 08, 2020 Filed Oct 8, 2020 21:13 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | Disposition to issuerStock Option (Right to Buy) · Derivative | 33,333 | $0.00 Strike: $7.39 | $0.00 |
DisclosureSEC source: 0001209191-20-054291 · doc4.xml · derivative · entry 6 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,333 shares Expires 2029-09-12 F3 · kind: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F7 · derivative.exercise_date: 25% of the Shares subject to this option will vest on September 6, 2020, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to this option will vest, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date. Read SEC document |
| October 08, 2020 Filed Oct 8, 2020 21:13 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | Disposition to issuerStock Option (Right to Buy) · Derivative | 66,176 | $0.00 Strike: $5.23 | $0.00 |
DisclosureSEC source: 0001209191-20-054291 · doc4.xml · derivative · entry 5 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,176 shares Expires 2029-02-28 F3 · kind: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F6 · derivative.exercise_date: 100% of the shares subject to this option will vest on March 6, 2022 subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date. Notwithstanding the foregoing, 100% of the shares subject to this option will fully vest upon a Change of Control (as defined in the Plan). Read SEC document |
| October 08, 2020 Filed Oct 8, 2020 21:13 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | Disposition to issuerStock Option (Right to Buy) · Derivative | 44,510 | $0.00 Strike: $5.20 | $0.00 |
DisclosureSEC source: 0001209191-20-054291 · doc4.xml · derivative · entry 4 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,510 shares Expires 2028-09-26 F3 · kind: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F5 · derivative.exercise_date: 25% of the shares subject to this award will vest on September 6, 2019, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable. Read SEC document |
| October 08, 2020 Filed Oct 8, 2020 21:13 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | Disposition to issuerStock Option (Right to Buy) · Derivative | 48,491 | $0.00 Strike: $3.45 | $0.00 |
DisclosureSEC source: 0001209191-20-054291 · doc4.xml · derivative · entry 3 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,491 shares Expires 2027-10-02 F3 · kind: Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. F4 · derivative.exercise_date: 25% of the shares subject to this award will vest on September 6, 2018, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable. Read SEC document |
| October 08, 2020 Filed Oct 8, 2020 21:13 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | Disposition to issuerCommon Stock | 148,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-054291 · doc4.xml · nonDerivative · entry 2 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Pursuant to the Merger Agreement, the restricted stock units held by the Reporting Person were disposed of and converted into restricted stock units representing 0.55 shares of RUN common stock per share. Read SEC document |
| October 08, 2020 Filed Oct 8, 2020 21:13 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | Disposition to issuerCommon Stock | 36,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-054291 · doc4.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,271 F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 6, 2020 (the "Merger Agreement"), by and among Sunrun Inc. ("RUN"), Viking Merger Sub, Inc. and Vivint Solar, Inc. in exchange for 0.55 shares of RUN common stock per share. Read SEC document |
| September 08, 2020 Filed Sep 9, 2020 23:06 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | GrantStock Option (Right to Buy · Derivative | 7,928 | $0.00 Strike: $28.29 | $0.00 |
DisclosureSEC source: 0001209191-20-049879 · doc4.xml · derivative · entry 4 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,928 Underlying: Common Stock · 7,928 shares Expires 2030-09-08 F4 · derivative.exercise_date: 25% of the Shares subject to this option will vest on September 6, 2021, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to this option will vest, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date. Read SEC document |
| September 08, 2020 Filed Sep 9, 2020 23:06 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | GrantCommon Stock | 5,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-049879 · doc4.xml · nonDerivative · entry 3 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,266 F3 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2014 Equity Incentive Plan (the "Plan") which can only be settled with shares of common stock. 25% of the shares subject to this award will vest on September 6, 2021, and on each of the next 12 RSU quarterly vesting dates, 1/16 of the shares subject to this award will vest, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date. Read SEC document |
| September 08, 2020 Filed Sep 9, 2020 23:06 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | SaleCommon Stock | 76 | $28.07 | $2,133.32 |
DisclosureSEC source: 0001209191-20-049879 · doc4.xml · nonDerivative · entry 2 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,964 Read SEC document |
| September 08, 2020 Filed Sep 9, 2020 23:06 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | SaleCommon Stock | 7,714 | $25.79 | $198,944.83 |
DisclosureSEC source: 0001209191-20-049879 · doc4.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,040 F1 · kind: These shares were disposed of in non-discretionary transactions to cover the reporting person's tax withholding obligations pursuant to a Rule 10b5-1 Plan in connection with the settlement of an award of restricted stock units. F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $25.65 to $25.97, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 21:30 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,555 | $0.00 Strike: $1.30 | $0.00 |
DisclosureSEC source: 0001209191-20-048269 · doc4.xml · derivative · entry 9 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,555 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option is vested as to 44,445 shares. The remaining 5,555 unvested shares subject to the original grant vest on May 15, 2019 or, if earlier, when 313 Acquisition LLC receives cash proceeds with respect to its holdings of the issuer's common stock in an amount that equals $500 million more than its cumulative investment in the issuer's common stock. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 21:30 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | Exercise / conversionStock Option (Right to Buy) · Derivative | 44,350 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048269 · doc4.xml · derivative · entry 8 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,350 shares Expires 2023-07-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option is vested as to 262,157 shares. 49,019 unvested shares subject to the original grant vest on May 15, 2019 or, if earlier, when 313 Acquisition LLC receives cash proceeds with respect to its holdings of the issuer's common stock in an amount that equals $500 million more than its cumulative investment in the Issuer's common stock. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 21:30 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | SaleCommon Stock | 49,905 | $27.85 | $1,390,053.87 |
DisclosureSEC source: 0001209191-20-048269 · doc4.xml · nonDerivative · entry 6 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,754 F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $27.75 to $28.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 21:30 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | Exercise / conversionCommon Stock | 5,555 | $1.30 | $7,221.50 |
DisclosureSEC source: 0001209191-20-048269 · doc4.xml · nonDerivative · entry 5 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 21:30 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | Exercise / conversionCommon Stock | 44,350 | $1.00 | $44,350.00 |
DisclosureSEC source: 0001209191-20-048269 · doc4.xml · nonDerivative · entry 4 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 21:30 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,669 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048269 · doc4.xml · derivative · entry 7 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,350 Underlying: Common Stock · 4,669 shares Expires 2023-07-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option is vested as to 262,157 shares. 49,019 unvested shares subject to the original grant vest on May 15, 2019 or, if earlier, when 313 Acquisition LLC receives cash proceeds with respect to its holdings of the issuer's common stock in an amount that equals $500 million more than its cumulative investment in the Issuer's common stock. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 21:30 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | SaleCommon Stock | 45,331 | $26.40 | $1,196,801.86 |
DisclosureSEC source: 0001209191-20-048269 · doc4.xml · nonDerivative · entry 3 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,754 F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $26.25 to $26.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 21:30 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | SaleCommon Stock | 4,669 | $26.32 | $122,904.89 |
DisclosureSEC source: 0001209191-20-048269 · doc4.xml · nonDerivative · entry 2 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,085 F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $26.25 to $26.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 21:30 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | Exercise / conversionCommon Stock | 4,669 | $1.00 | $4,669.00 |
DisclosureSEC source: 0001209191-20-048269 · doc4.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 20:12 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | SaleCommon Stock | 5,395 | $8.91 | $48,065.13 |
DisclosureSEC source: 0001209191-20-035234 · doc4.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,085 F1 · kind: These shares were disposed of in non-discretionary transactions to cover the reporting person's tax withholding obligations pursuant to a Rule 10b5-1 Plan in connection with the settlement of an award of restricted stock units. F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $8.78 to $9.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:43 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | GrantStock Option (Right to Buy) · Derivative | 45,620 | $0.00 Strike: $8.21 | $0.00 |
DisclosureSEC source: 0001209191-20-034063 · doc4.xml · derivative · entry 2 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,620 Underlying: Common Stock · 45,620 shares Expires 2030-06-01 F2 · derivative.exercise_date: 100% of the Shares subject to this Award will vest on June 6, 2022, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:43 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | GrantCommon Stock | 30,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034063 · doc4.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,480 F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2014 Equity Incentive Plan (the "Plan") which can only be settled with shares of common stock. 100% of the Shares subject to this Award will vest on June 6, 2022, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 23:40 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | SaleCommon Stock | 5,646 | $10.92 | $61,641.33 |
DisclosureSEC source: 0001209191-20-017521 · doc4.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,030 F1 · kind: These shares were disposed of in non-discretionary transactions to cover the reporting person's tax withholding obligations pursuant to a Rule 10b5-1 Plan in connection with the settlement of an award of restricted stock units. F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $10.5712 to $11.15, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| January 09, 2020 Filed Jan 11, 2020 00:08 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-003124 · doc4.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,676 Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 21:49 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | SaleCommon Stock | 5,407 | $7.24 | $39,163.98 |
DisclosureSEC source: 0001209191-19-059696 · doc4.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,676 F1 · kind: These shares were disposed of in non-discretionary transactions to cover the reporting person's tax withholding obligations pursuant to a Rule 10b5-1 Plan in connection with the settlement of an award of restricted stock units. F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $7.15 to $7.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 20:46 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | GrantStock Option (Right to Buy) · Derivative | 33,333 | $0.00 Strike: $7.39 | $0.00 |
DisclosureSEC source: 0001209191-19-049657 · doc4.xml · derivative · entry 2 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 Underlying: Common Stock · 33,333 shares Expires 2029-09-12 F2 · derivative.exercise_date: 25% of the Shares subject to this option will vest on September 6, 2020, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to this option will vest, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 20:46 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | GrantCommon Stock | 20,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-049657 · doc4.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,083 F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2014 Equity Incentive Plan (the "Plan") which can only be settled with shares of common stock. 25% of the shares subject to this award will vest on September 6, 2020, and on each of the next 12 RSU quarterly vesting dates, 1/16 of the shares subject to this award will vest, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date. Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 22:56 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | SaleCommon Stock | 8,085 | $8.00 | $64,693.74 |
DisclosureSEC source: 0001209191-19-048957 · doc4.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,786 F1 · kind: These shares were disposed of pursuant to the reporting person's Rule 10b5-1 trading plan in non-discretionary transactions to cover the reporting person's tax withholding obligations in connection with the settlement of an award of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.86 to $8.22, inclusive. The reporting person undertakes to provide to Vivint Solar, Inc., any security holder of Vivint Solar, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 22:06 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | SaleCommon Stock | 4,635 | $6.76 | $31,321.48 |
DisclosureSEC source: 0001209191-19-035943 · doc4.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,871 F1 · kind: These shares were disposed of pursuant to the reporting person's Rule 10b5-1 trading plan in non-discretionary transactions to cover the reporting person's tax withholding obligations in connection with the settlement of an award of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.715 to $6.84, inclusive. The reporting person undertakes to provide to Vivint Solar, Inc., any security holder of Vivint Solar, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 20:55 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | SaleCommon Stock | 2,382 | $4.75 | $11,314.50 |
DisclosureSEC source: 0001209191-19-018850 · doc4.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,506 F1 · kind: The sales reported by Mr. Dickson were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 21:47 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | SaleCommon Stock | 5,200 | $4.57 | $23,764.00 |
DisclosureSEC source: 0001209191-19-017788 · doc4.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,888 F1 · price: These shares were disposed of pursuant to the reporting person's Rule 10b5-1 trading plan in non-discretionary transactions to cover the reporting person's tax withholding obligations in connection with the settlement of an award of restricted stock units. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.40 to $4.79, inclusive. The reporting person undertakes to provide to Vivint Solar, Inc., any security holder of Vivint Solar, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1). Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 23:50 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | GrantStock Option (Right to Buy) · Derivative | 66,176 | $0.00 Strike: $5.23 | $0.00 |
DisclosureSEC source: 0001209191-19-015965 · doc4.xml · derivative · entry 2 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,176 Underlying: Common Stock · 66,176 shares Expires 2029-02-28 F2 · derivative.exercise_date: 100% of the shares subject to this option will vest on March 6, 2022 subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date. Notwithstanding the foregoing, 100% of the shares subject to this option will fully vest upon a Change of Control (as defined in the Plan). Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 23:50 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | GrantCommon Stock | 43,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015965 · doc4.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,088 F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2014 Equity Incentive Plan (the "Plan") which can only be settled with shares of common stock. 100% of the RSUs subject to this Award will vest on March 6, 2022 subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date. Notwithstanding the foregoing, 100% of the shares will fully vest upon a Change of Control (as defined in the Plan). Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:35 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | SaleCommon Stock | 2,619 | $4.50 | $11,785.50 |
DisclosureSEC source: 0001209191-19-007359 · doc4.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,067 F1 · kind: The sales reported by Mr. Dickson were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 22:29 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | SaleCommon Stock | 4,725 | $5.06 | $23,917.95 |
DisclosureSEC source: 0001209191-18-061556 · doc4.xml · nonDerivative · entry 1 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,686 F1 · price: These shares were disposed of pursuant to the reporting person's Rule 10b5-1 trading plan in non-discretionary transactions to cover the reporting person's tax withholding obligations in connection with the settlement of an award of restricted stock units. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.94 to $5.33, inclusive. The reporting person undertakes to provide to Vivint Solar, Inc., any security holder of Vivint Solar, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1). Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 21:50 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,897 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058558 · doc4.xml · derivative · entry 6 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,019 Underlying: Common Stock · 5,897 shares Expires 2023-07-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is vested as to 130,000 shares. 49,019 unvested shares subject to the original grant vest on May 15, 2019 or, if earlier, when 313 Acquisition LLC receives cash proceeds with respect to its holdings of the issuer's common stock in an amount that equals $500 million more than its cumulative investment in the Issuer's common stock. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 21:50 UTC | Vivint Solar, Inc. VSLR · Entity 15759 | SaleCommon Stock | 5,897 | $5.53 | $32,618.08 |
DisclosureSEC source: 0001209191-18-058558 · doc4.xml · nonDerivative · entry 4 Dickson Paul S. · CIK 0001618959 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,411 F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $5.45 to $5.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.