Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AZZ INCAZZ · Entity 4043 | Director | July 07, 2026 | July 08, 2026 |
| FirstCash Holdings, Inc.FCFS · Entity 2344 | Director | January 28, 2026 | January 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AZZ INC
Report date July 07, 2026 · Filed July 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 59,290 |
Reported balance
After 2026-07-07 transaction · row 1
1 source rowRow 1 · 2026-07-07 · Grant · Acquired 937 · Balance 59,290 |
FirstCash Holdings, Inc.
Report date January 28, 2026 · Filed January 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,679 |
Reported balance
After 2026-01-28 transaction · row 1
1 source rowRow 1 · 2026-01-28 · Grant · Acquired 833 · Balance 21,679 F1: Reflects a grant of restricted stock units ("RSUs") that shall vest on December 31, 2026 pursuant to the terms of the RSU award agreement or on a pro rata portion upon the termination of service other than for cause, with such pro rata portion determined based on the number of whole months that elapsed from the Grant Date to the termination of service; the vesting and payment of these RSUs will be accelerated if there is a change-in-control of the Company and the Units are not assumed by the surviving entity or otherwise equitably converted or substituted in connection with the Change in Control. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a grant of restricted stock units ("RSUs") that shall vest on December 31, 2026 pursuant to the terms of the RSU award agreement or on a pro rata portion upon the termination of service other than for cause, with such pro rata portion determined based on the number of whole months that elapsed from the Grant Date to the termination of service; the vesting and payment of these RSUs will be accelerated if there is a change-in-control of the Company and the Units are not assumed by the surviving entity or otherwise equitably converted or substituted in connection with the Change in Control.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Arlington Asset Investment Corp.
Report date December 14, 2023 · Filed December 19, 2023
Section 16 reporting ended · disclosed 2023-12-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-12-14 transaction · row 1
1 source rowRow 1 · 2023-12-14 · Disposition to issuer · Disposed 65,000 · Balance 0 F1: On December 14, 2023, pursuant to the Agreement and Plan of Merger, dated as of May 29, 2023 (the "Agreement"), by and among the Issuer, Ellington Financial Inc., a Delaware corporation ("Parent"), EF Merger Sub Inc., a Virginia corporation and a direct and wholly owned subsidiary of Parent ("Merger Sub"), and solely for the limited purposes set forth in the Agreement, Ellington Financial Management LLC, a Delaware limited liability company ("EFC Manager"), the Issuer merged with and into Merger Sub with Merger Sub continuing as the surviving corporation and a subsidiary of Parent (the "Merger"). F2: Pursuant to the Agreement, at the effective time of the Merger (the "Effective Time"), each share of the Issuer's Class A common stock ("Common Stock") issued and outstanding immediately prior to the Effective Time was converted into the right to receive (i) from Parent, 0.3619 shares of Parent's common stock, with fractional shares paid out in cash, and (ii) from EFC Manager, $0.09 in cash (the "Per Share Common Merger Consideration"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-12-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-12-14 · Disposition to issuer · Disposed 71,319 · Balance 0 F3: Pursuant to the Agreement, at the Effective Time, each outstanding restricted stock unit held by the reporting person was converted into the right to receive the Per Share Common Merger Consideration. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-12-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-12-14 · Disposition to issuer · Disposed 46,097 · Balance 0 F4: Pursuant to the Agreement, at the Effective Time, each outstanding deferred stock unit held by the reporting person was converted into the right to receive the Per Share Common Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 14, 2023, pursuant to the Agreement and Plan of Merger, dated as of May 29, 2023 (the "Agreement"), by and among the Issuer, Ellington Financial Inc., a Delaware corporation ("Parent"), EF Merger Sub Inc., a Virginia corporation and a direct and wholly owned subsidiary of Parent ("Merger Sub"), and solely for the limited purposes set forth in the Agreement, Ellington Financial Management LLC, a Delaware limited liability company ("EFC Manager"), the Issuer merged with and into Merger Sub with Merger Sub continuing as the surviving corporation and a subsidiary of Parent (the "Merger").
F2: Pursuant to the Agreement, at the effective time of the Merger (the "Effective Time"), each share of the Issuer's Class A common stock ("Common Stock") issued and outstanding immediately prior to the Effective Time was converted into the right to receive (i) from Parent, 0.3619 shares of Parent's common stock, with fractional shares paid out in cash, and (ii) from EFC Manager, $0.09 in cash (the "Per Share Common Merger Consideration").
F3: Pursuant to the Agreement, at the Effective Time, each outstanding restricted stock unit held by the reporting person was converted into the right to receive the Per Share Common Merger Consideration.
F4: Pursuant to the Agreement, at the Effective Time, each outstanding deferred stock unit held by the reporting person was converted into the right to receive the Per Share Common Merger Consideration.
CASH AMERICA INTERNATIONAL INC
Report date September 01, 2016 · Filed September 06, 2016
Section 16 reporting ended · disclosed 2016-09-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.10 per shareSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2016-09-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-09-01 · Disposition to issuer · Disposed 10,264 · Balance 14,876 F1: Reflects restricted stock units that were disposed of in connection with the merger (the "Merger") between the Issuer and First Cash Financial Services, Inc. ("First Cash") pursuant to that certain Merger Agreement between the Issuer, First Cash and Frontier Merger Sub, LLC, a wholly owned subsidiary of First Cash, dated as of April 28, 2016. On the effective date of the Merger, each outstanding restricted stock unit was cancelled in exchange for the right to receive a cash payment equal in value to 0.84 shares of First Cash common stock based on the closing price of First Cash common stock on August 31, 2016. The cash payment for each restricted stock unit was $43.44. Row 2 · 2016-09-01 · Disposition to issuer · Disposed 14,876 · Balance 0 F2: Disposed of in connection with the Merger. On the effective date of the Merger, each outstanding share of the Issuer was cancelled in exchange for the right to receive 0.84 shares of First Cash common stock, with fractional shares paid in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted stock units that were disposed of in connection with the merger (the "Merger") between the Issuer and First Cash Financial Services, Inc. ("First Cash") pursuant to that certain Merger Agreement between the Issuer, First Cash and Frontier Merger Sub, LLC, a wholly owned subsidiary of First Cash, dated as of April 28, 2016. On the effective date of the Merger, each outstanding restricted stock unit was cancelled in exchange for the right to receive a cash payment equal in value to 0.84 shares of First Cash common stock based on the closing price of First Cash common stock on August 31, 2016. The cash payment for each restricted stock unit was $43.44.
F2: Disposed of in connection with the Merger. On the effective date of the Merger, each outstanding share of the Issuer was cancelled in exchange for the right to receive 0.84 shares of First Cash common stock, with fractional shares paid in cash.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 07, 2026 Filed Jul 8, 2026 19:39 UTC | AZZ INC AZZ · Entity 4043 | GrantCOMMON STOCK | 937 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-26-000160 · wk-form4_1783539570.xml · nonDerivative · entry 1 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,290 Read SEC document |
| January 28, 2026 Filed Jan 30, 2026 19:20 UTC | FirstCash Holdings, Inc. FCFS · Entity 2344 | GrantCommon Stock | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0000840489-26-000009 · wk-form4_1769800833.xml · nonDerivative · entry 1 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,679 F1 · shares: Reflects a grant of restricted stock units ("RSUs") that shall vest on December 31, 2026 pursuant to the terms of the RSU award agreement or on a pro rata portion upon the termination of service other than for cause, with such pro rata portion determined based on the number of whole months that elapsed from the Grant Date to the termination of service; the vesting and payment of these RSUs will be accelerated if there is a change-in-control of the Company and the Units are not assumed by the surviving entity or otherwise equitably converted or substituted in connection with the Change in Control. Read SEC document |
| July 31, 2025 Filed Aug 6, 2025 20:59 UTC | AZZ INC AZZ · Entity 4043 | GiftCOMMON STOCK | 900 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-25-000173 · wk-form4_1754513948.xml · nonDerivative · entry 1 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,353 F1 · shares: Reflects a bona fide charitable gift of 900 shares of AZZ Inc. common stock by the Reporting Person that was donated to his church in support of its capital campaign. Read SEC document |
| July 08, 2025 Filed Jul 9, 2025 21:00 UTC | AZZ INC AZZ · Entity 4043 | GrantCOMMON STOCK | 1,265 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-25-000153 · wk-form4_1752094799.xml · nonDerivative · entry 1 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,253 Read SEC document |
| January 29, 2025 Filed Jan 31, 2025 22:31 UTC | FirstCash Holdings, Inc. FCFS · Entity 2344 | GrantCommon Stock | 1,263 | $0.00 | $0.00 |
DisclosureSEC source: 0000840489-25-000024 · wk-form4_1738362681.xml · nonDerivative · entry 1 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,846 F1 · shares: Reflects a grant of restricted stock units ("RSUs") that shall vest on December 31, 2025 pursuant to the terms of the RSU award agreement or on a pro rata portion upon the termination of service other than for cause, with such pro rata portion determined based on the number of whole months that elapsed from the Grant Date to the termination of service; the vesting and payment of these RSUs will be accelerated if there is a change-in-control of the Company and the Units are not assumed by the surviving entity or otherwise equitably converted or substituted in connection with the Change in Control. Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 14:31 UTC | AZZ INC AZZ · Entity 4043 | GiftCOMMON STOCK | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-24-000227 · wk-form4_1731421879.xml · nonDerivative · entry 1 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,988 F1 · shares: Bona fide gift to charitable organization. Read SEC document |
| July 09, 2024 Filed Jul 11, 2024 18:00 UTC | AZZ INC AZZ · Entity 4043 | GrantCOMMON STOCK | 1,666 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-24-000169 · wk-form4_1720720832.xml · nonDerivative · entry 1 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,988 Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 19:22 UTC | FirstCash Holdings, Inc. FCFS · Entity 2344 | GrantCommon Stock | 1,213 | $0.00 | $0.00 |
DisclosureSEC source: 0000840489-24-000025 · wk-form4_1706901722.xml · nonDerivative · entry 1 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,583 F1 · shares: Reflects a grant of restricted stock units ("RSUs") that shall vest on December 31, 2024 pursuant to the terms of the RSU award agreement or on a pro rata portion upon the termination of service other than for cause, with such pro rata portion determined based on the number of whole months that elapsed from the Grant Date to the termination of service; the vesting and payment of these RSUs will be accelerated if there is a change-in-control of the Company and the Units are not assumed by the surviving entity or otherwise equitably converted or substituted in connection with the Change in Control. Read SEC document |
| December 14, 2023 Filed Dec 19, 2023 01:57 UTC | Arlington Asset Investment Corp. AAIC · Entity 96088 | Disposition to issuerDeferred Stock Units · Derivative | 46,097 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-127036 · tm2333194-5_4seq1.xml · derivative · entry 3 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 46,097 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the Agreement, at the Effective Time, each outstanding deferred stock unit held by the reporting person was converted into the right to receive the Per Share Common Merger Consideration. F4 · shares: Pursuant to the Agreement, at the Effective Time, each outstanding deferred stock unit held by the reporting person was converted into the right to receive the Per Share Common Merger Consideration. F4 · price: Pursuant to the Agreement, at the Effective Time, each outstanding deferred stock unit held by the reporting person was converted into the right to receive the Per Share Common Merger Consideration. F4 · derivative.exercise_date: Pursuant to the Agreement, at the Effective Time, each outstanding deferred stock unit held by the reporting person was converted into the right to receive the Per Share Common Merger Consideration. F4 · derivative.expiration_date: Pursuant to the Agreement, at the Effective Time, each outstanding deferred stock unit held by the reporting person was converted into the right to receive the Per Share Common Merger Consideration. F4 · balance_after: Pursuant to the Agreement, at the Effective Time, each outstanding deferred stock unit held by the reporting person was converted into the right to receive the Per Share Common Merger Consideration. Read SEC document |
| December 14, 2023 Filed Dec 19, 2023 01:57 UTC | Arlington Asset Investment Corp. AAIC · Entity 96088 | Disposition to issuerRestricted Stock Units · Derivative | 71,319 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-127036 · tm2333194-5_4seq1.xml · derivative · entry 2 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 71,319 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the Agreement, at the Effective Time, each outstanding restricted stock unit held by the reporting person was converted into the right to receive the Per Share Common Merger Consideration. F3 · shares: Pursuant to the Agreement, at the Effective Time, each outstanding restricted stock unit held by the reporting person was converted into the right to receive the Per Share Common Merger Consideration. F3 · price: Pursuant to the Agreement, at the Effective Time, each outstanding restricted stock unit held by the reporting person was converted into the right to receive the Per Share Common Merger Consideration. F3 · derivative.exercise_date: Pursuant to the Agreement, at the Effective Time, each outstanding restricted stock unit held by the reporting person was converted into the right to receive the Per Share Common Merger Consideration. F3 · derivative.expiration_date: Pursuant to the Agreement, at the Effective Time, each outstanding restricted stock unit held by the reporting person was converted into the right to receive the Per Share Common Merger Consideration. F3 · balance_after: Pursuant to the Agreement, at the Effective Time, each outstanding restricted stock unit held by the reporting person was converted into the right to receive the Per Share Common Merger Consideration. Read SEC document |
| December 14, 2023 Filed Dec 19, 2023 01:57 UTC | Arlington Asset Investment Corp. AAIC · Entity 96088 | Disposition to issuerClass A Common Stock | 65,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-127036 · tm2333194-5_4seq1.xml · nonDerivative · entry 1 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: On December 14, 2023, pursuant to the Agreement and Plan of Merger, dated as of May 29, 2023 (the "Agreement"), by and among the Issuer, Ellington Financial Inc., a Delaware corporation ("Parent"), EF Merger Sub Inc., a Virginia corporation and a direct and wholly owned subsidiary of Parent ("Merger Sub"), and solely for the limited purposes set forth in the Agreement, Ellington Financial Management LLC, a Delaware limited liability company ("EFC Manager"), the Issuer merged with and into Merger Sub with Merger Sub continuing as the surviving corporation and a subsidiary of Parent (the "Merger"). F2 · price: Pursuant to the Agreement, at the effective time of the Merger (the "Effective Time"), each share of the Issuer's Class A common stock ("Common Stock") issued and outstanding immediately prior to the Effective Time was converted into the right to receive (i) from Parent, 0.3619 shares of Parent's common stock, with fractional shares paid out in cash, and (ii) from EFC Manager, $0.09 in cash (the "Per Share Common Merger Consideration"). Read SEC document |
| November 30, 2023 Filed Nov 30, 2023 16:51 UTC | FirstCash Holdings, Inc. FCFS · Entity 2344 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000840489-23-000132 · wk-form4_1701363082.xml · nonDerivative · entry 2 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,370 F1 · shares: Bona fide gift to a charitable organization. Read SEC document |
| November 28, 2023 Filed Nov 30, 2023 16:51 UTC | FirstCash Holdings, Inc. FCFS · Entity 2344 | GiftCommon Stock | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000840489-23-000132 · wk-form4_1701363082.xml · nonDerivative · entry 1 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,370 F1 · shares: Bona fide gift to a charitable organization. Read SEC document |
| July 11, 2023 Filed Jul 12, 2023 20:30 UTC | AZZ INC AZZ · Entity 4043 | GrantCOMMON STOCK | 2,682 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-23-000129 · wf-form4_168919379476849.xml · nonDerivative · entry 1 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,322 Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 20:11 UTC | FirstCash Holdings, Inc. FCFS · Entity 2344 | GrantCommon Stock | 1,503 | $0.00 | $0.00 |
DisclosureSEC source: 0000840489-23-000017 · wf-form4_167545504529274.xml · nonDerivative · entry 1 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,170 F1 · shares: Reflects a grant of restricted stock units ("RSUs") that shall vest on December 31, 2023 pursuant to the terms of the RSU award agreement or on a pro rata portion upon the termination of service other than for cause, with such pro rata portion determined based on the number of whole months that elapsed from the Grant Date to the termination of service; the vesting and payment of these RSUs will be accelerated if there is a change-in-control of the Company and the Units are not assumed by the surviving entity or otherwise equitably converted or substituted in connection with the Change in Control. The number of RSUs was determined by dividing $135,000 by $89.85, the 45 day trailing average of the closing price of the Company's common stock on Nasdaq on the day of the grant. Read SEC document |
| July 12, 2022 Filed Jul 13, 2022 20:48 UTC | AZZ INC AZZ · Entity 4043 | GrantCOMMON STOCK | 2,619 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-22-000145 · wf-form4_165774527890159.xml · nonDerivative · entry 1 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,640 Read SEC document |
| June 24, 2022 Filed Jun 27, 2022 20:41 UTC | Arlington Asset Investment Corp. AAIC · Entity 96088 | PurchaseClass A Common Stock | 3,041 | $3.30 | $10,038.34 |
DisclosureSEC source: 0001209191-22-039471 · doc4.xml · nonDerivative · entry 2 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.240 to $3.320. The reporting person undertakes to prove to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 23, 2022 Filed Jun 27, 2022 20:41 UTC | Arlington Asset Investment Corp. AAIC · Entity 96088 | PurchaseClass A Common Stock | 46,959 | $3.19 | $149,987.05 |
DisclosureSEC source: 0001209191-22-039471 · doc4.xml · nonDerivative · entry 1 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,959 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.080 to $3.250. The reporting person undertakes to prove to Arlington Asset Investment Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 20:26 UTC | Arlington Asset Investment Corp. AAIC · Entity 96088 | GrantDeferred Stock Units · Derivative | 26,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-037885 · doc4.xml · derivative · entry 2 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,097 Underlying: Class A Common Stock · 26,490 shares Expires not disclosed F2 · derivative.exercise_price: Each deferred stock unit ("DSU") represents a contingent right to receive one share of Class A common stock. F3 · shares: Represents annual grant of DSUs pursuant to the Company's 2021 Long-Term Incentive Plan in connection with the reporting person's service as a non-employee director of the Company. DSUs vest immediately on the award grant date. Vested DSUs are converted into shares of Class A common stock on a one-for-one basis upon the later of the reporting person's separation from service on the board or the first anniversary of the grant date (the "Settlement Date"). If a change in control occurs before the Settlement Date, the settlement will occur on the control change date. The reporting person does not have voting rights with respect to, but receives dividend equivalent payments on outstanding DSUs. F3 · derivative.exercise_date: Represents annual grant of DSUs pursuant to the Company's 2021 Long-Term Incentive Plan in connection with the reporting person's service as a non-employee director of the Company. DSUs vest immediately on the award grant date. Vested DSUs are converted into shares of Class A common stock on a one-for-one basis upon the later of the reporting person's separation from service on the board or the first anniversary of the grant date (the "Settlement Date"). If a change in control occurs before the Settlement Date, the settlement will occur on the control change date. The reporting person does not have voting rights with respect to, but receives dividend equivalent payments on outstanding DSUs. F3 · derivative.expiration_date: Represents annual grant of DSUs pursuant to the Company's 2021 Long-Term Incentive Plan in connection with the reporting person's service as a non-employee director of the Company. DSUs vest immediately on the award grant date. Vested DSUs are converted into shares of Class A common stock on a one-for-one basis upon the later of the reporting person's separation from service on the board or the first anniversary of the grant date (the "Settlement Date"). If a change in control occurs before the Settlement Date, the settlement will occur on the control change date. The reporting person does not have voting rights with respect to, but receives dividend equivalent payments on outstanding DSUs. F3 · derivative.underlying_shares: Represents annual grant of DSUs pursuant to the Company's 2021 Long-Term Incentive Plan in connection with the reporting person's service as a non-employee director of the Company. DSUs vest immediately on the award grant date. Vested DSUs are converted into shares of Class A common stock on a one-for-one basis upon the later of the reporting person's separation from service on the board or the first anniversary of the grant date (the "Settlement Date"). If a change in control occurs before the Settlement Date, the settlement will occur on the control change date. The reporting person does not have voting rights with respect to, but receives dividend equivalent payments on outstanding DSUs. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 22:15 UTC | FirstCash Holdings, Inc. FCFS · Entity 2344 | GrantCommon Stock | 1,592 | $0.00 | $0.00 |
DisclosureSEC source: 0000840489-22-000016 · wf-form4_164435851452826.xml · nonDerivative · entry 1 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,667 F1 · shares: Reflects a grant of restricted stock units ("RSUs") that shall vest on December 31, 2022 pursuant to the terms of the RSU award agreement or on a pro rata portion upon the termination of service other than for cause, with such pro rata portion determined based on the number of whole months that elapsed from the Grant Date to the termination of service; the vesting and payment of these RSUs will be accelerated if there is a change-in-control of the Company and the Units are not assumed by the surviving entity or otherwise equitably converted or substituted in connection with the Change in Control. The number of RSUs was determined by dividing $110,000 by $69.11, the 45 day trailing average of the closing price of the Company's common stock on Nasdaq on the day of the grant. Read SEC document |
| July 13, 2021 Filed Jul 14, 2021 21:49 UTC | AZZ INC AZZ · Entity 4043 | GrantCOMMON STOCK | 1,976 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-21-000164 · wf-form4_162629933050981.xml · nonDerivative · entry 1 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,021 Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:01 UTC | Arlington Asset Investment Corp. AAIC · Entity 96088 | GrantDeferred Stock Units · Derivative | 19,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041502 · doc4.xml · derivative · entry 2 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,607 Underlying: Class A Common Stock · 19,607 shares Expires not disclosed F2 · derivative.exercise_price: Each deferred stock unit ("DSU") represents a contingent right to receive one share of Class A common stock. F3 · shares: Represents annual grant of DSUs pursuant to the Company's 2021 Long-Term Incentive Plan in connection with the reporting person's service as a non-employee director of the Company. DSUs vest immediately on the award grant date. Vested DSUs are converted into shares of Class A common stock on a one-for-one basis upon the later of the reporting person's separation from service on the board or the first anniversary of the grant date (the "Settlement Date"). If a change in control occurs before the Settlement Date, the settlement will occur on the control change date. The reporting person does not have voting rights with respect to, but receives dividend equivalent payments on outstanding DSUs. F3 · derivative.exercise_date: Represents annual grant of DSUs pursuant to the Company's 2021 Long-Term Incentive Plan in connection with the reporting person's service as a non-employee director of the Company. DSUs vest immediately on the award grant date. Vested DSUs are converted into shares of Class A common stock on a one-for-one basis upon the later of the reporting person's separation from service on the board or the first anniversary of the grant date (the "Settlement Date"). If a change in control occurs before the Settlement Date, the settlement will occur on the control change date. The reporting person does not have voting rights with respect to, but receives dividend equivalent payments on outstanding DSUs. F3 · derivative.expiration_date: Represents annual grant of DSUs pursuant to the Company's 2021 Long-Term Incentive Plan in connection with the reporting person's service as a non-employee director of the Company. DSUs vest immediately on the award grant date. Vested DSUs are converted into shares of Class A common stock on a one-for-one basis upon the later of the reporting person's separation from service on the board or the first anniversary of the grant date (the "Settlement Date"). If a change in control occurs before the Settlement Date, the settlement will occur on the control change date. The reporting person does not have voting rights with respect to, but receives dividend equivalent payments on outstanding DSUs. F3 · derivative.underlying_shares: Represents annual grant of DSUs pursuant to the Company's 2021 Long-Term Incentive Plan in connection with the reporting person's service as a non-employee director of the Company. DSUs vest immediately on the award grant date. Vested DSUs are converted into shares of Class A common stock on a one-for-one basis upon the later of the reporting person's separation from service on the board or the first anniversary of the grant date (the "Settlement Date"). If a change in control occurs before the Settlement Date, the settlement will occur on the control change date. The reporting person does not have voting rights with respect to, but receives dividend equivalent payments on outstanding DSUs. Read SEC document |
| May 11, 2021 Filed Mar 1, 2022 22:13 UTC | AZZ INC AZZ · Entity 4043 | GiftCOMMON STOCK | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-22-000022 · wf-form5_164617274992856.xml · nonDerivative · entry 1 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,021 F1 · shares: The reported transaction involved a transfer of securities as a gift/charitable donation effective May 11, 2021, to a qualified educational organization. This is not a market transaction, therefore no price has been reported and no value was received for the gifted shares. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:16 UTC | FirstCash Holdings, Inc. FCFS · Entity 2344 | GrantCommon Stock | 1,660 | $0.00 | $0.00 |
DisclosureSEC source: 0000840489-21-000005 · wf-form4_161186858228414.xml · nonDerivative · entry 1 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,075 F1 · shares: Reflects a grant of restricted stock units ("RSUs") that shall vest on December 31, 2021 pursuant to the terms of the RSU award agreement or on a pro rata portion upon the termination of service other than for cause, with such pro rata portion determined based on the number of whole months that elapsed from the Grant Date to the termination of service; the vesting and payment of these RSUs will be accelerated if there is a change-in-control of the Company and the Units are not assumed by the surviving entity or otherwise equitably converted or substituted in connection with the Change in Control. The number of RSUs was determined by dividing $110,000 by $66.26, the 45 day trailing average of the closing price of the Company's common stock on Nasdaq on the day of the grant. Read SEC document |
| July 08, 2020 Filed Jul 9, 2020 20:56 UTC | AZZ INC AZZ · Entity 4043 | GrantCOMMON STOCK | 3,174 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-20-000167 · wf-form4_159432817751418.xml · nonDerivative · entry 1 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,045 Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 20:42 UTC | Arlington Asset Investment Corp. AI · Entity 96088 | GrantRestricted Stock Units · Derivative | 22,099 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-015819 · doc4.xml · derivative · entry 2 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,319 Underlying: Class A Common Stock · 22,099 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of Arlington Asset Investment Corp. (the "Company"). F3 · derivative.exercise_date: Represents annual grant of RSUs pursuant to the Company's 2014 Long-Term Incentive Plan (the "2014 Plan") in connection with the reporting person's service as a non-employee director of the Company. The RSUs vest immediately on the award grant date. Vested RSUs are converted into shares of Class A common stock on a one-for-one basis, with any fractional shares being settled in cash, upon the later of the reporting person's separation from service on the board of directors or the first anniversary of the grant date (the "Settlement Date"). If a change in control occurs before the Settlement Date, the settlement will occur on the control change date. The reporting person does not have voting rights with respect to, but receives dividend equivalent payments on, outstanding RSUs. F3 · derivative.expiration_date: Represents annual grant of RSUs pursuant to the Company's 2014 Long-Term Incentive Plan (the "2014 Plan") in connection with the reporting person's service as a non-employee director of the Company. The RSUs vest immediately on the award grant date. Vested RSUs are converted into shares of Class A common stock on a one-for-one basis, with any fractional shares being settled in cash, upon the later of the reporting person's separation from service on the board of directors or the first anniversary of the grant date (the "Settlement Date"). If a change in control occurs before the Settlement Date, the settlement will occur on the control change date. The reporting person does not have voting rights with respect to, but receives dividend equivalent payments on, outstanding RSUs. Read SEC document |
| January 28, 2020 Filed Jan 31, 2020 00:02 UTC | FirstCash Holdings, Inc. FCFS · Entity 2344 | GrantCommon Stock | 1,343 | $0.00 | $0.00 |
DisclosureSEC source: 0000840489-20-000012 · wf-form4_158042893559330.xml · nonDerivative · entry 1 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,415 F1 · shares: Reflects a grant of restricted stock units ("RSUs") that shall vest on December 31, 2020 pursuant to the terms of the RSU award agreement or on a pro rata portion upon the termination of service other than for cause, with such pro rata portion determined based on the number of whole months that elapsed from the Grant Date to the termination of service; the vesting and payment of these RSUs will be accelerated if there is a change-in-control of the Company and the Units are not assumed by the surviving entity or otherwise equitably converted or substituted in connection with the Change in Control. The number of RSUs was determined by dividing $110,000 by $81.93, the 45 day trailing average of the closing price of the Company's common stock on Nasdaq on the day of the grant. Read SEC document |
| July 09, 2019 Filed Jul 10, 2019 20:39 UTC | AZZ INC AZZ · Entity 4043 | GrantCOMMON STOCK | 2,124 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-19-000150 · wf-form4_156279117903759.xml · nonDerivative · entry 1 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,871 Read SEC document |
| June 10, 2019 Filed Jun 11, 2019 20:30 UTC | Arlington Asset Investment Corp. AI · Entity 96088 | GrantRestricted Stock Units · Derivative | 11,594 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-016386 · doc4.xml · derivative · entry 2 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,220 Underlying: Class A Common Stock · 11,594 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of Arlington Asset Investment Corp. (the "Company"). F3 · derivative.exercise_date: Represents annual grant of RSUs pursuant to the Company's 2014 Long-Term Incentive Plan (the "2014 Plan") in connection with the reporting person's service as a non-employee director of the Company. The RSUs vest immediately on the award grant date. Vested RSUs are converted into shares of Class A common stock on a one-for-one basis, with any fractional shares being settled in cash, upon the later of the reporting person's separation from service on the board of directors or the first anniversary of the grant date (the "Settlement Date"). If a change in control occurs before the Settlement Date, the settlement will occur on the control change date. F3 · derivative.expiration_date: Represents annual grant of RSUs pursuant to the Company's 2014 Long-Term Incentive Plan (the "2014 Plan") in connection with the reporting person's service as a non-employee director of the Company. The RSUs vest immediately on the award grant date. Vested RSUs are converted into shares of Class A common stock on a one-for-one basis, with any fractional shares being settled in cash, upon the later of the reporting person's separation from service on the board of directors or the first anniversary of the grant date (the "Settlement Date"). If a change in control occurs before the Settlement Date, the settlement will occur on the control change date. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 23:33 UTC | FirstCash Holdings, Inc. FCFS · Entity 2344 | GrantCommon Stock | 1,272 | $0.00 | $0.00 |
DisclosureSEC source: 0000840489-19-000018 · wf-form4_155079197099572.xml · nonDerivative · entry 1 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,072 F1 · shares: Reflects a grant of restricted stock units ("RSUs") that shall vest on December 31, 2019 pursuant to the terms of the RSU award agreement or on a pro rata portion upon the termination of service other than for cause, with such pro rata portion determined based on the number of whole months that elapsed from the Grant Date to the termination of service; the vesting and payment of these RSUs will be accelerated if there is a change-in-control of the Company and the Units are not assumed by the surviving entity or otherwise equitably converted or substituted in connection with the Change in Control. The number of RSUs was determined by dividing $100,000 by $78.59, the 45 day trailing average of the closing price of the Company's common stock on Nasdaq on the day of the grant. Read SEC document |
| July 11, 2018 Filed Jul 12, 2018 21:01 UTC | AZZ INC AZZ · Entity 4043 | Exercise / conversionSTOCK APPRECIATION RIGHTS · Derivative | 1,603 | $43.92 | $70,403.76 |
DisclosureSEC source: 0000008947-18-000126 · wf-form4_153142927272807.xml · derivative · entry 11 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,603 Underlying: COMMON STOCK · 1,603 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Conversion of SARs, which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($43.92) over the exercise price ($54.85). F9 · derivative.exercise_date: On March 1, 2014 the reporting person was granted SARs, which vested ratably over a 3-year period beginning on March 1, 2015. F10 · derivative.expiration_date: The SARs granted on March 1, 2014 have an expiration date of March 1, 2021. Read SEC document |
| July 11, 2018 Filed Jul 12, 2018 21:01 UTC | AZZ INC AZZ · Entity 4043 | Exercise / conversionSTOCK APPRECIATION RIGHTS · Derivative | 1,362 | $45.36 | $61,780.32 |
DisclosureSEC source: 0000008947-18-000126 · wf-form4_153142927272807.xml · derivative · entry 10 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,362 Underlying: COMMON STOCK · 1,362 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Conversion of SARs, which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($45.36) over the exercise price ($54.85). F7 · derivative.exercise_date: On March 1, 2013 the reporting person was granted SARs, which vested ratably over a 3-year period beginning on March 1, 2014. F8 · derivative.expiration_date: The SARs granted on March 1, 2013 have an expiration date of March 1, 2020. Read SEC document |
| July 11, 2018 Filed Jul 12, 2018 21:01 UTC | AZZ INC AZZ · Entity 4043 | Exercise / conversionSTOCK APPRECIATION RIGHTS · Derivative | 2,724 | $25.67 | $69,925.08 |
DisclosureSEC source: 0000008947-18-000126 · wf-form4_153142927272807.xml · derivative · entry 9 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,724 Underlying: COMMON STOCK · 2,724 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion of stock appreciation rights ("SARs"), which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($25.67) over the exercise price ($54.85). F5 · derivative.exercise_date: On March 1, 2012 the reporting person was granted SARs, which vested ratably over a 3-year period beginning on March 1, 2013. F6 · derivative.expiration_date: The SARs granted on March 1, 2012 have an expiration date of March 1, 2019. Read SEC document |
| July 11, 2018 Filed Jul 12, 2018 21:01 UTC | AZZ INC AZZ · Entity 4043 | SaleCOMMON STOCK | 2,003 | $54.30 | $108,762.90 |
DisclosureSEC source: 0000008947-18-000126 · wf-form4_153142927272807.xml · nonDerivative · entry 8 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,430 F4 · kind: The shares sold on the open market are the aggregate net shares received upon the exercise of the SARs reported in Table I. Read SEC document |
| July 11, 2018 Filed Jul 12, 2018 21:01 UTC | AZZ INC AZZ · Entity 4043 | Tax withholdingCOMMON STOCK | 319 | $54.85 | $17,497.15 |
DisclosureSEC source: 0000008947-18-000126 · wf-form4_153142927272807.xml · nonDerivative · entry 7 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,433 F3 · kind: Conversion of SARs, which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($43.92) over the exercise price ($54.85). Read SEC document |
| July 11, 2018 Filed Jul 12, 2018 21:01 UTC | AZZ INC AZZ · Entity 4043 | Exercise / conversionCOMMON STOCK | 1,603 | $43.92 | $70,403.76 |
DisclosureSEC source: 0000008947-18-000126 · wf-form4_153142927272807.xml · nonDerivative · entry 6 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 11, 2018 Filed Jul 12, 2018 21:01 UTC | AZZ INC AZZ · Entity 4043 | Tax withholdingCOMMON STOCK | 235 | $54.85 | $12,889.75 |
DisclosureSEC source: 0000008947-18-000126 · wf-form4_153142927272807.xml · nonDerivative · entry 5 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,149 F2 · kind: Conversion of SARs, which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($45.36) over the exercise price ($54.85). Read SEC document |
| July 11, 2018 Filed Jul 12, 2018 21:01 UTC | AZZ INC AZZ · Entity 4043 | Exercise / conversionCOMMON STOCK | 1,362 | $45.36 | $61,780.32 |
DisclosureSEC source: 0000008947-18-000126 · wf-form4_153142927272807.xml · nonDerivative · entry 4 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 11, 2018 Filed Jul 12, 2018 21:01 UTC | AZZ INC AZZ · Entity 4043 | Tax withholdingCOMMON STOCK | 1,449 | $54.85 | $79,477.65 |
DisclosureSEC source: 0000008947-18-000126 · wf-form4_153142927272807.xml · nonDerivative · entry 3 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,022 F1 · kind: Conversion of stock appreciation rights ("SARs"), which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($25.67) over the exercise price ($54.85). Read SEC document |
| July 11, 2018 Filed Jul 12, 2018 21:01 UTC | AZZ INC AZZ · Entity 4043 | Exercise / conversionCOMMON STOCK | 2,724 | $25.67 | $69,925.08 |
DisclosureSEC source: 0000008947-18-000126 · wf-form4_153142927272807.xml · nonDerivative · entry 2 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 11, 2018 Filed Aug 9, 2018 20:56 UTC Amendment | AZZ INC AZZ · Entity 4043 | Exercise / conversionSTOCK APPRECIATION RIGHTS · Derivative | 1,603 | $43.92 | $70,403.76 |
DisclosureSEC source: 0000008947-18-000140 · wf-form4a_153384819766644.xml · derivative · entry 11 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,603 Underlying: COMMON STOCK · 1,603 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: The conversion of SARs, which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($43.92) over the exercise price ($54.85). F12 · derivative.exercise_date: On March 1, 2014 the reporting person was granted SARs, which vested ratably over a 3-year period beginning on March 1, 2015. F13 · derivative.expiration_date: The SARs granted on March 1, 2014 have an expiration date of March 1, 2021. Read SEC document |
| July 11, 2018 Filed Aug 9, 2018 20:56 UTC Amendment | AZZ INC AZZ · Entity 4043 | Exercise / conversionSTOCK APPRECIATION RIGHTS · Derivative | 1,362 | $45.36 | $61,780.32 |
DisclosureSEC source: 0000008947-18-000140 · wf-form4a_153384819766644.xml · derivative · entry 10 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,362 Underlying: COMMON STOCK · 1,362 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: The conversion of SARs, which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($45.36) over the exercise price ($54.85). F9 · derivative.exercise_date: On March 1, 2013 the reporting person was granted SARs, which vested ratably over a 3-year period beginning on March 1, 2014. F10 · derivative.expiration_date: The SARs granted on March 1, 2013 have an expiration date of March 1, 2020. Read SEC document |
| July 11, 2018 Filed Aug 9, 2018 20:56 UTC Amendment | AZZ INC AZZ · Entity 4043 | Exercise / conversionSTOCK APPRECIATION RIGHTS · Derivative | 2,724 | $25.67 | $69,925.08 |
DisclosureSEC source: 0000008947-18-000140 · wf-form4a_153384819766644.xml · derivative · entry 9 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,724 Underlying: COMMON STOCK · 2,724 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The conversion of stock appreciation rights ("SARs"), which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($25.67) over the exercise price ($54.85). F6 · derivative.exercise_date: On March 1, 2012 the reporting person was granted SARs, which vested ratably over a 3-year period beginning on March 1, 2013. F7 · derivative.expiration_date: The SARs granted on March 1, 2012 have an expiration date of March 1, 2019. Read SEC document |
| July 11, 2018 Filed Aug 9, 2018 20:56 UTC Amendment | AZZ INC AZZ · Entity 4043 | SaleCOMMON STOCK | 2,003 | $54.30 | $108,762.90 |
DisclosureSEC source: 0000008947-18-000140 · wf-form4a_153384819766644.xml · nonDerivative · entry 8 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,747 F4 · kind: The shares sold on the open market are the aggregate net shares received upon the exercise of the SARs reported in Table I. Read SEC document |
| July 11, 2018 Filed Aug 9, 2018 20:56 UTC Amendment | AZZ INC AZZ · Entity 4043 | Tax withholdingCOMMON STOCK | 1,284 | $54.85 | $70,427.40 |
DisclosureSEC source: 0000008947-18-000140 · wf-form4a_153384819766644.xml · nonDerivative · entry 7 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,750 F3 · kind: Shares forfeited for the conversion of SARs, which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($43.92) over the exercise price ($54.85). Read SEC document |
| July 11, 2018 Filed Aug 9, 2018 20:56 UTC Amendment | AZZ INC AZZ · Entity 4043 | Exercise / conversionCOMMON STOCK | 1,603 | $43.92 | $70,403.76 |
DisclosureSEC source: 0000008947-18-000140 · wf-form4a_153384819766644.xml · nonDerivative · entry 6 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 11, 2018 Filed Aug 9, 2018 20:56 UTC Amendment | AZZ INC AZZ · Entity 4043 | Tax withholdingCOMMON STOCK | 1,127 | $54.85 | $61,815.95 |
DisclosureSEC source: 0000008947-18-000140 · wf-form4a_153384819766644.xml · nonDerivative · entry 5 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,431 F2 · kind: Shares forfeited for the conversion of SARs, which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($45.36) over the exercise price ($54.85). Read SEC document |
| July 11, 2018 Filed Aug 9, 2018 20:56 UTC Amendment | AZZ INC AZZ · Entity 4043 | Exercise / conversionCOMMON STOCK | 1,362 | $45.36 | $61,780.32 |
DisclosureSEC source: 0000008947-18-000140 · wf-form4a_153384819766644.xml · nonDerivative · entry 4 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 11, 2018 Filed Aug 9, 2018 20:56 UTC Amendment | AZZ INC AZZ · Entity 4043 | Tax withholdingCOMMON STOCK | 1,275 | $54.85 | $69,933.75 |
DisclosureSEC source: 0000008947-18-000140 · wf-form4a_153384819766644.xml · nonDerivative · entry 3 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,196 F1 · kind: Shares forfeited for the conversion of stock appreciation rights ("SARs"), which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($25.67) over the exercise price ($54.85). Read SEC document |
| July 11, 2018 Filed Aug 9, 2018 20:56 UTC Amendment | AZZ INC AZZ · Entity 4043 | Exercise / conversionCOMMON STOCK | 2,724 | $25.67 | $69,925.08 |
DisclosureSEC source: 0000008947-18-000140 · wf-form4a_153384819766644.xml · nonDerivative · entry 2 BERCE DANIEL E · CIK 0001115044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.