Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERIPRISE FINANCIAL INCAMP · Entity 3035 | Executive VP and GC | February 11, 2022 | February 15, 2022 |
| COHEN & STEERS, INC.CNS · Entity 4049 | Director | October 01, 2026 | October 03, 2026 |
| GENERAL MILLS INCGIS · Entity 3236 | General Counsel & Secretary | July 06, 2026 | July 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERIPRISE FINANCIAL INC
Report date February 11, 2022 · Filed February 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,223 |
Ending reported balance
After 2022-02-11 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-02-11 · Exercise / conversion · Acquired 4,459 · Balance 19,682 Row 2 · 2022-02-11 · Tax withholding · Disposed 3,015 · Balance 16,667 Row 3 · 2022-02-11 · Sale · Disposed 6,444 · Balance 10,223 F1: Reflects the weighted average price of 6,444 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 11, 2022 with sale prices ranging from $313.6175 to $314.3259 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $126.89 · Expires 2029-02-01 | Direct | 0 |
Reported balance
After 2022-02-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-02-11 · Exercise / conversion · Disposed 4,459 · Balance 0 F3: Fully vested. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 1,456.9723 |
Reported balance
After 2022-02-11 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-02-11 · Grant · Acquired 193.4211 · Balance 1,456.9723 F4: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F5: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 248.81 |
Reported balance
Holding disclosure · report date 2022-02-11 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 248.81 F2: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 11, 2022. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the weighted average price of 6,444 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 11, 2022 with sale prices ranging from $313.6175 to $314.3259 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 11, 2022. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F3: Fully vested.
F4: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F5: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.
COHEN & STEERS, INC.
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,906 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 375 · Balance 2,906 F1: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.
GENERAL MILLS INC
Report date July 06, 2026 · Filed July 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 95,494.065 |
Reported balance
After 2026-07-06 transaction · row 1
1 source rowRow 1 · 2026-07-06 · Grant · Acquired 11,767 · Balance 95,494.065 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.12 · Expires 2036-08-06 | Direct | 58,832 |
Reported balance
After 2026-07-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-07-06 · Grant · Acquired 58,832 · Balance 58,832 F1: Option vests in four equal annual installments beginning on July 6, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Option vests in four equal annual installments beginning on July 6, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 3, 2026 00:12 UTC | COHEN & STEERS, INC. CNS · Entity 4049 | GrantCommon Stock | 375 | $0.00 | $0.00 |
DisclosureSEC source: 0001695293-26-000002 · wk-form4_1790971928.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,906 F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date. Read SEC document |
| July 06, 2026 Filed Jul 9, 2026 01:45 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 58,832 | $0.00 Strike: $36.12 | $0.00 |
DisclosureSEC source: 0000897101-26-000317 · edgardoc.xml · derivative · entry 2 THISSEN KAREN WILSON · CIK 0001695293 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,832 Underlying: Common Stock · 58,832 shares Expires 2036-08-06 F1 · derivative.exercise_date: Option vests in four equal annual installments beginning on July 6, 2027. Read SEC document |
| July 06, 2026 Filed Jul 9, 2026 01:45 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantCommon Stock | 11,767 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-26-000317 · edgardoc.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,494.065 Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 20:02 UTC | COHEN & STEERS, INC. CNS · Entity 4049 | GrantCommon Stock | 353 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-047221 · wk-form4_1783368158.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,531 F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date. Read SEC document |
| June 30, 2026 Filed Jul 3, 2026 00:11 UTC | GENERAL MILLS INC GIS · Entity 3236 | Tax withholdingCommon Stock | 965 | $34.80 | $33,582.00 |
DisclosureSEC source: 0000897101-26-000279 · edgardoc.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,727.065 Read SEC document |
| June 29, 2026 Filed Jul 1, 2026 22:58 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantCommon Stock | 2,494 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-26-000263 · edgardoc.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,692.065 F1 · shares: Award of performance stock units that vest on June 30, 2026 Read SEC document |
| June 28, 2026 Filed Jun 30, 2026 17:54 UTC | GENERAL MILLS INC GIS · Entity 3236 | Tax withholdingCommon Stock | 2,082 | $36.01 | $74,972.82 |
DisclosureSEC source: 0000897101-26-000240 · edgardoc.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,198.065 Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 19:48 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantCommon Stock | 51,283 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-26-000216 · edgardoc.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,280.065 Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 15:02 UTC | COHEN & STEERS, INC. CNS · Entity 4049 | GrantCommon Stock | 440 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-023509 · wk-form4_1775228542.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,178 F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date. Read SEC document |
| January 02, 2026 Filed Jan 5, 2026 21:14 UTC | COHEN & STEERS, INC. CNS · Entity 4049 | GrantCommon Stock | 436 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-000426 · wk-form4_1767647686.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,738 F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 12:04 UTC | COHEN & STEERS, INC. CNS · Entity 4049 | GrantCommon Stock | 423 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-043902 · wk-form4_1759493065.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,302 F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date. Read SEC document |
| July 01, 2025 Filed Jul 2, 2025 20:11 UTC | COHEN & STEERS, INC. CNS · Entity 4049 | GrantCommon Stock | 360 | $0.00 | $0.00 |
DisclosureSEC source: 0001695293-25-000008 · wk-form4_1751487065.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 879 F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 23:02 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 41,016 | $0.00 Strike: $51.81 | $0.00 |
DisclosureSEC source: 0000897101-25-000404 · edgardoc.xml · derivative · entry 2 THISSEN KAREN WILSON · CIK 0001695293 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,016 Underlying: Common Stock · 41,016 shares Expires 2035-07-30 F1 · derivative.exercise_date: Option vests in four equal annual installments beginning on June 30, 2026. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 23:02 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantCommon Stock | 8,204 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-25-000404 · edgardoc.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,737.1 Read SEC document |
| June 28, 2025 Filed Jul 2, 2025 00:11 UTC | GENERAL MILLS INC GIS · Entity 3236 | Tax withholdingCommon Stock | 4,086 | $50.52 | $206,424.72 |
DisclosureSEC source: 0000897101-25-000371 · edgardoc.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,533.1 Read SEC document |
| June 23, 2025 Filed Jun 26, 2025 01:53 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantCommon Stock | 8,868 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-25-000347 · edgardoc.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,619.1 F1 · shares: Award of performance stock units that vest on June 28, 2025. Read SEC document |
| April 01, 2025 Filed Apr 2, 2025 20:44 UTC | COHEN & STEERS, INC. CNS · Entity 4049 | GrantCommon Stock | 341 | $0.00 | $0.00 |
DisclosureSEC source: 0001284812-25-000148 · wk-form4_1743626642.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 519 F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 21:11 UTC | COHEN & STEERS, INC. CNS · Entity 4049 | GrantCommon Stock | 178 | $0.00 | $0.00 |
DisclosureSEC source: 0001284812-25-000010 · wk-form4_1735938650.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 178 F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 23:11 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 33,592 | $0.00 Strike: $63.26 | $0.00 |
DisclosureSEC source: 0000897101-24-000290 · edgardoc.xml · derivative · entry 3 THISSEN KAREN WILSON · CIK 0001695293 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,592 Underlying: Common Stock · 33,592 shares Expires 2034-07-28 F1 · shares: Option vests in four equal annual installments beginning on June 28, 2025. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 23:11 UTC | GENERAL MILLS INC GIS · Entity 3236 | Tax withholdingCommon Stock | 366 | $63.26 | $23,153.16 |
DisclosureSEC source: 0000897101-24-000290 · edgardoc.xml · nonDerivative · entry 2 THISSEN KAREN WILSON · CIK 0001695293 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,697 Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 23:11 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantCommon Stock | 6,719 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-24-000290 · edgardoc.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,063 Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:36 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 27,706 | $0.00 Strike: $76.70 | $0.00 |
DisclosureSEC source: 0000897101-23-000314 · edgardoc.xml · derivative · entry 2 THISSEN KAREN WILSON · CIK 0001695293 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,706 Underlying: Common Stock · 27,706 shares Expires 2033-07-30 F1 · shares: Option vests in four equal annual installments beginning on June 30, 2024. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:36 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantCommon Stock | 5,542 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-23-000314 · edgardoc.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,344 Read SEC document |
| June 28, 2023 Filed Jun 30, 2023 15:17 UTC | GENERAL MILLS INC GIS · Entity 3236 | Tax withholdingCommon Stock | 383 | $76.72 | $29,383.76 |
DisclosureSEC source: 0000897101-23-000286 · edgardoc.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,802 Read SEC document |
| June 28, 2022 Filed Jul 1, 2022 01:46 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 24,908 | $0.00 Strike: $70.26 | $0.00 |
DisclosureSEC source: 0000897101-22-000673 · edgardoc.xml · derivative · entry 3 THISSEN KAREN WILSON · CIK 0001695293 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,908 Underlying: Common Stock · 24,908 shares Expires 2032-07-28 Read SEC document |
| June 28, 2022 Filed Jul 1, 2022 01:46 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantCommon Stock | 3,203 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-22-000673 · edgardoc.xml · nonDerivative · entry 2 THISSEN KAREN WILSON · CIK 0001695293 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,185 Read SEC document |
| June 28, 2022 Filed Jul 1, 2022 01:46 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantCommon Stock | 4,982 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-22-000673 · edgardoc.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,982 Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 23:10 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 193.4211 | $304.00 | $58,800.01 |
DisclosureSEC source: 0001179110-22-001287 · edgar.xml · derivative · entry 6 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,456.9723 Underlying: Common Stock · 193.4211 shares Expires not disclosed F4 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F5 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F5 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 23:10 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,459 | $0.00 Strike: $126.89 | $0.00 |
DisclosureSEC source: 0001179110-22-001287 · edgar.xml · derivative · entry 5 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,459 shares Expires 2029-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 23:10 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 6,444 | $313.88 | $2,022,660.76 |
DisclosureSEC source: 0001179110-22-001287 · edgar.xml · nonDerivative · entry 3 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,223 F1 · price: Reflects the weighted average price of 6,444 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 11, 2022 with sale prices ranging from $313.6175 to $314.3259 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 23:10 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 3,015 | $313.75 | $945,956.25 |
DisclosureSEC source: 0001179110-22-001287 · edgar.xml · nonDerivative · entry 2 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 23:10 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 4,459 | $126.89 | $565,802.51 |
DisclosureSEC source: 0001179110-22-001287 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 21:25 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 3,806 | $313.21 | $1,192,077.26 |
DisclosureSEC source: 0001179110-22-000869 · edgar.xml · nonDerivative · entry 2 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,223 Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 21:25 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 8,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-000869 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,029 Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:59 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 286 | $308.10 | $88,116.60 |
DisclosureSEC source: 0001179110-22-000845 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,409 Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 23:37 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 202 | $304.31 | $61,470.62 |
DisclosureSEC source: 0001179110-22-000685 · edgar.xml · nonDerivative · entry 3 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,695 Read SEC document |
| January 29, 2022 Filed Feb 1, 2022 23:37 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 165 | $298.09 | $49,184.85 |
DisclosureSEC source: 0001179110-22-000685 · edgar.xml · nonDerivative · entry 2 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,897 Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 23:37 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 2,857 | $0.00 Strike: $298.09 | $0.00 |
DisclosureSEC source: 0001179110-22-000685 · edgar.xml · derivative · entry 5 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,857 Underlying: Common Stock · 2,857 shares Expires 2032-01-29 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 28, 2022. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 23:37 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 905 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-000685 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,062 Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:27 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 1,500 | $308.03 | $462,039.45 |
DisclosureSEC source: 0001179110-21-010036 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,157 F1 · price: Reflects the weighted average price of 1,500 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 8, 2021 with sale prices ranging from $307.871 to $308.065 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 29, 2021 Filed May 3, 2021 20:52 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 1,560 | $259.85 | $405,366.00 |
DisclosureSEC source: 0001179110-21-004784 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,657 Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:35 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,918 | $0.00 Strike: $126.89 | $0.00 |
DisclosureSEC source: 0001179110-21-001995 · edgar.xml · derivative · entry 5 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,459 Underlying: Common Stock · 8,918 shares Expires 2029-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 1, 2019. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:35 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 2,055 | $219.20 | $450,465.45 |
DisclosureSEC source: 0001179110-21-001995 · edgar.xml · nonDerivative · entry 3 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,217 F1 · price: Reflects the weighted average price of 2,055 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 17, 2021 with sale prices ranging from $219.10 to $219.246 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:35 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 6,863 | $220.19 | $1,511,163.97 |
DisclosureSEC source: 0001179110-21-001995 · edgar.xml · nonDerivative · entry 2 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,272 Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:35 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 8,918 | $126.89 | $1,131,605.02 |
DisclosureSEC source: 0001179110-21-001995 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 22:08 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 158.8866 | $218.08 | $34,649.99 |
DisclosureSEC source: 0001179110-21-001694 · edgar.xml · derivative · entry 3 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,242.0634 Underlying: Common Stock · 158.8866 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:08 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 3,720 | $214.08 | $796,380.20 |
DisclosureSEC source: 0001179110-21-001694 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,217 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 22:42 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 2,184 | $211.06 | $460,955.04 |
DisclosureSEC source: 0001179110-21-001463 · edgar.xml · nonDerivative · entry 2 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,937 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 22:42 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 5,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001463 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,121 Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:04 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,728 | $0.00 Strike: $123.37 | $0.00 |
DisclosureSEC source: 0001179110-21-001229 · edgar.xml · derivative · entry 6 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,728 shares Expires 2027-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.