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Tenev Vladimir

Disclosed activity across 1 company

Tapewire entity
31533
SEC CIK
0001871006

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Robinhood Markets, Inc.HOOD · Entity 584Director · Chief Executive OfficerOctober 05, 2026October 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Robinhood Markets, Inc.

Report date October 05, 2026 · Filed October 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2026-10-05 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-10-05 · Conversion · Acquired 375,000 · Balance 375,000

F1: As part of the transaction effected on October 5, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2025 ("Tenev 10b5-1 plan"), the Reporting Person sold 375,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Row 2 · 2026-10-05 · Sale · Disposed 158,911 · Balance 216,089

F2: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3: This transaction was executed in multiple trades during the day at prices ranging from $112.62 to $113.61. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Row 3 · 2026-10-05 · Sale · Disposed 193,897 · Balance 22,192

F2: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F4: This transaction was executed in multiple trades during the day at prices ranging from $113.62 to $114.61. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Row 4 · 2026-10-05 · Sale · Disposed 22,192 · Balance 0

F2: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F5: This transaction was executed in multiple trades during the day at prices ranging from $114.63 to $115.48. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Class B Common StockSEC Table II · derivative / convertible securityDirect47,419,572 Reported balance After 2026-10-05 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-10-05 · Conversion · Disposed 375,000 · Balance 47,419,572

F1: As part of the transaction effected on October 5, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2025 ("Tenev 10b5-1 plan"), the Reporting Person sold 375,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Class A Common StockSEC Table I · non-derivativeIndirectBy Living Trust6,907 Reported balance Holding disclosure · report date 2026-10-05 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 6,907

Filing footnotes · ownership attribution and instrument terms

F1: As part of the transaction effected on October 5, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2025 ("Tenev 10b5-1 plan"), the Reporting Person sold 375,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F2: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3: This transaction was executed in multiple trades during the day at prices ranging from $112.62 to $113.61. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

F4: This transaction was executed in multiple trades during the day at prices ranging from $113.62 to $114.61. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

F5: This transaction was executed in multiple trades during the day at prices ranging from $114.63 to $115.48. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 30, 2024 Filed Jun 3, 2024 22:38 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 406,885 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000162 · wk-form4_1717454315.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,694,720

Underlying: Class A Common Stock · 406,885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on May 30, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 406,885 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on May 30, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 406,885 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on May 30, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 406,885 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 22:38 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 406,885 $21.28 $8,657,536.28
Disclosure

SEC source: 0001783879-24-000162 · wk-form4_1717454315.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $21.10 to $21.49. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 22:38 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 406,885 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000162 · wk-form4_1717454315.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 406,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on May 30, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 406,885 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
May 29, 2024 Filed May 31, 2024 22:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 45,545 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000158 · wk-form4_1717194666.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,101,605

Underlying: Class A Common Stock · 45,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on May 29, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 45,545 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on May 29, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 45,545 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on May 29, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 45,545 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
May 29, 2024 Filed May 31, 2024 22:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 45,545 $21.11 $961,300.10
Disclosure

SEC source: 0001783879-24-000158 · wk-form4_1717194666.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $21.10 to $21.13. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
May 29, 2024 Filed May 31, 2024 22:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 45,545 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000158 · wk-form4_1717194666.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on May 29, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 45,545 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
May 21, 2024 Filed May 23, 2024 22:49 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 47,570 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000153 · wk-form4_1716504539.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,147,150

Underlying: Class A Common Stock · 47,570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on May 21, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 47,570 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on May 21, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 47,570 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on May 21, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 47,570 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
May 21, 2024 Filed May 23, 2024 22:49 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 47,570 $21.12 $1,004,673.64
Disclosure

SEC source: 0001783879-24-000153 · wk-form4_1716504539.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $21.10 to $21.21. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
May 21, 2024 Filed May 23, 2024 22:49 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 47,570 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000153 · wk-form4_1716504539.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on May 21, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 47,570 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
May 06, 2024 Filed May 8, 2024 23:44 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 217,416 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000147 · wk-form4_1715211859.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,194,720

Underlying: Class A Common Stock · 217,416 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on May 6, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 217,416 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on May 6, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 217,416 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on May 6, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 217,416 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
May 06, 2024 Filed May 8, 2024 23:44 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 250,000 $17.93 $4,481,850.00
Disclosure

SEC source: 0001783879-24-000147 · wk-form4_1715211859.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $17.64 to $18.44. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
May 06, 2024 Filed May 8, 2024 23:44 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 217,416 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000147 · wk-form4_1715211859.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on May 6, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 217,416 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
May 02, 2024 Filed May 3, 2024 23:19 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 25,049 $17.04 $426,875.04
Disclosure

SEC source: 0001783879-24-000132 · wk-form4_1714778345.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,584

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 5, 2022, which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 57,633 PSUs reported above.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $16.7700 to $17.3316. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
May 01, 2024 Filed May 3, 2024 23:19 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionMarket-Based Performance Stock Units · Derivative 57,633 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000132 · wk-form4_1714778345.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,123,096

Underlying: Class A Common Stock · 57,633 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under Robinhood Markets, Inc ("Robinhood") Amended and Restated 2013 Stock Plan. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's initial public offering ("IPO") price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date.

Read SEC document
May 01, 2024 Filed May 3, 2024 23:19 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 57,633 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000132 · wk-form4_1714778345.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 22:40 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000114 · wk-form4_1712616032.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,412,136

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on April 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on April 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on April 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 22:40 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 250,000 $18.67 $4,668,675.00
Disclosure

SEC source: 0001783879-24-000114 · wk-form4_1712616032.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $18.31 to $19.23. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 22:40 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000114 · wk-form4_1712616032.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on April 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:50 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000077 · wk-form4_1709769024.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,662,136

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on March 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on March 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on March 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:50 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 250,000 $16.76 $4,190,350.00
Disclosure

SEC source: 0001783879-24-000077 · wk-form4_1709769024.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $16.54 to $17.20. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:50 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000077 · wk-form4_1709769024.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on March 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 23:30 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 500,000 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000061 · wk-form4_1709163021.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,912,136

Underlying: Class A Common Stock · 500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on February 26, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 500,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on February 26, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 500,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on February 26, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 500,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 23:30 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 500,000 $15.12 $7,559,500.00
Disclosure

SEC source: 0001783879-24-000061 · wk-form4_1709163021.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $15.10 to $15.21. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 23:30 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000061 · wk-form4_1709163021.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 500,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on February 26, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 500,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 23:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 172,820 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000045 · wk-form4_1707348684.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,412,136

Underlying: Class A Common Stock · 172,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on February 5, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 172,820 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on February 5, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 172,820 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on February 5, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 172,820 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 23:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 250,000 $10.61 $2,651,875.00
Disclosure

SEC source: 0001783879-24-000045 · wk-form4_1707348684.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $10.52 to $10.80. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 23:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 172,820 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000045 · wk-form4_1707348684.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on February 5, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 172,820 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
February 02, 2024 Filed Feb 5, 2024 23:33 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 21,586 $10.82 $233,515.19
Disclosure

SEC source: 0001783879-24-000036 · wk-form4_1707176004.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 77,180

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 5, 2022, which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 57,632 PSUs reported above.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $10.66 to $10.93. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 23:33 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionMarket-Based Performance Stock Units · Derivative 57,632 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000036 · wk-form4_1707176004.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,180,729

Underlying: Class A Common Stock · 57,632 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under Robinhood Markets, Inc ("Robinhood") Amended and Restated 2013 Stock Plan. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's initial public offering ("IPO") price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 23:33 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 57,632 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000036 · wk-form4_1707176004.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 23:37 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 250,000 $12.01 $3,001,725.00
Disclosure

SEC source: 0001783879-24-000025 · wk-form4_1704757061.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,134

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $11.64 to $12.16. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 23:34 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 250,000 $11.60 $2,900,450.00
Disclosure

SEC source: 0001783879-23-000293 · wk-form4_1702510439.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 291,134

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $11.34 to $11.79. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
November 06, 2023 Filed Nov 8, 2023 23:36 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 83,333 $9.61 $800,771.80
Disclosure

SEC source: 0001783879-23-000272 · wk-form4_1699486559.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 541,134

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2022.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $9.53 to $9.81. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
November 02, 2023 Filed Nov 3, 2023 22:33 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 27,829 $9.35 $260,301.33
Disclosure

SEC source: 0001783879-23-000257 · wk-form4_1699050814.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 624,467

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 5, 2022, which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 57,633 PSUs reported above.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $9.19 to $9.49. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 22:33 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionMarket-Based Performance Stock Units · Derivative 57,633 $0.00 $0.00
Disclosure

SEC source: 0001783879-23-000257 · wk-form4_1699050814.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,238,361

Underlying: Class A Common Stock · 57,633 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under Robinhood Markets, Inc ("Robinhood") Amended and Restated 2013 Stock Plan. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's initial public offering ("IPO") price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 22:33 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 57,633 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-23-000257 · wk-form4_1699050814.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 652,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 22:38 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 83,333 $9.60 $800,196.80
Disclosure

SEC source: 0001783879-23-000239 · wk-form4_1696631904.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 594,663

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in August 2022.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $9.43 to $9.69. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
September 05, 2023 Filed Sep 7, 2023 22:35 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 83,334 $10.77 $897,282.18
Disclosure

SEC source: 0001783879-23-000217 · wk-form4_1694126058.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 677,996

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in August 2022.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $10.66 to $10.95. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
August 04, 2023 Filed Aug 7, 2023 22:32 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 83,333 $11.45 $953,921.18
Disclosure

SEC source: 0001783879-23-000188 · wk-form4_1691447535.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 761,330

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in August 2022.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $11.23 to $11.74. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 22:33 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 29,604 $12.45 $368,658.61
Disclosure

SEC source: 0001783879-23-000186 · wk-form4_1691101989.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 844,663

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in August 2022, which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 57,633 PSUs reported above.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $ 12.35 to $12.55. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 22:33 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionMarket-Based Performance Stock Units · Derivative 57,633 $0.00 $0.00
Disclosure

SEC source: 0001783879-23-000186 · wk-form4_1691101989.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,295,994

Underlying: Class A Common Stock · 57,633 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under Robinhood Markets, Inc ("Robinhood") Amended and Restated 2013 Plan. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's initial public offering ("IPO") price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 22:33 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 57,633 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-23-000186 · wk-form4_1691101989.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 874,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 22:36 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 83,333 $10.63 $885,913.12
Disclosure

SEC source: 0001783879-23-000159 · wk-form4_1688769367.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 816,634

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in August 2022.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $10.41 to $10.76. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 22:39 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 83,334 $9.11 $759,289.41
Disclosure

SEC source: 0001783879-23-000133 · wk-form4_1686177560.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 899,967

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in August 2022.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $8.985 to $9.32. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
May 04, 2023 Filed May 8, 2023 22:30 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 83,333 $8.40 $699,897.20
Disclosure

SEC source: 0001783879-23-000112 · wf-form4_168358503598011.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 983,301

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in August 2022.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $8.21 to $8.59. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
May 03, 2023 Filed May 3, 2023 23:25 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 23,311 $8.41 $195,963.92
Disclosure

SEC source: 0001783879-23-000108 · wf-form4_168315628818292.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,066,634

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in August 2022 which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 57,632 PSUs reported above.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $8.35 to $9.3499. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
May 01, 2023 Filed May 3, 2023 23:25 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionMarket-Based Performance Stock Units · Derivative 57,632 $0.00 $0.00
Disclosure

SEC source: 0001783879-23-000108 · wf-form4_168315628818292.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,353,627

Underlying: Class A Common Stock · 57,632 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Peformance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under the Robinhood Markets, Inc ("Robinhood") Amended and Restated 2013 Stock Plan. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's initial public offering ("IPO") price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date.

Read SEC document
May 01, 2023 Filed May 3, 2023 23:25 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 57,632 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-23-000108 · wf-form4_168315628818292.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,089,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Peformance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

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April 04, 2023 Filed Apr 6, 2023 23:15 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 83,333 $9.74 $811,780.09
Disclosure

SEC source: 0001783879-23-000091 · wf-form4_168082290206349.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,032,313

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in August 2022.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $9.62 to $9.79. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

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March 06, 2023 Filed Mar 8, 2023 23:30 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 83,334 $9.84 $819,748.22
Disclosure

SEC source: 0001783879-23-000063 · wf-form4_167831821150202.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,115,646

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in August 2022.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $9.68 to $10.04. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.