Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Robinhood Markets, Inc.HOOD · Entity 584 | Director · Chief Executive Officer | October 05, 2026 | October 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Robinhood Markets, Inc.
Report date October 05, 2026 · Filed October 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2026-10-05 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-10-05 · Conversion · Acquired 375,000 · Balance 375,000 F1: As part of the transaction effected on October 5, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2025 ("Tenev 10b5-1 plan"), the Reporting Person sold 375,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Row 2 · 2026-10-05 · Sale · Disposed 158,911 · Balance 216,089 F2: This transaction was effected pursuant to the Tenev 10b5-1 plan. F3: This transaction was executed in multiple trades during the day at prices ranging from $112.62 to $113.61. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Row 3 · 2026-10-05 · Sale · Disposed 193,897 · Balance 22,192 F2: This transaction was effected pursuant to the Tenev 10b5-1 plan. F4: This transaction was executed in multiple trades during the day at prices ranging from $113.62 to $114.61. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Row 4 · 2026-10-05 · Sale · Disposed 22,192 · Balance 0 F2: This transaction was effected pursuant to the Tenev 10b5-1 plan. F5: This transaction was executed in multiple trades during the day at prices ranging from $114.63 to $115.48. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 47,419,572 |
Reported balance
After 2026-10-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-10-05 · Conversion · Disposed 375,000 · Balance 47,419,572 F1: As part of the transaction effected on October 5, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2025 ("Tenev 10b5-1 plan"), the Reporting Person sold 375,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Living Trust | 6,907 |
Reported balance
Holding disclosure · report date 2026-10-05 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 6,907 |
Filing footnotes · ownership attribution and instrument terms
F1: As part of the transaction effected on October 5, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2025 ("Tenev 10b5-1 plan"), the Reporting Person sold 375,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.
F2: This transaction was effected pursuant to the Tenev 10b5-1 plan.
F3: This transaction was executed in multiple trades during the day at prices ranging from $112.62 to $113.61. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F4: This transaction was executed in multiple trades during the day at prices ranging from $113.62 to $114.61. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F5: This transaction was executed in multiple trades during the day at prices ranging from $114.63 to $115.48. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 30, 2024 Filed Jun 3, 2024 22:38 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 406,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000162 · wk-form4_1717454315.xml · derivative · entry 4 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 49,694,720 Underlying: Class A Common Stock · 406,885 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on May 30, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 406,885 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on May 30, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 406,885 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on May 30, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 406,885 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 22:38 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 406,885 | $21.28 | $8,657,536.28 |
DisclosureSEC source: 0001783879-24-000162 · wk-form4_1717454315.xml · nonDerivative · entry 2 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $21.10 to $21.49. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 22:38 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 406,885 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000162 · wk-form4_1717454315.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 406,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on May 30, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 406,885 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| May 29, 2024 Filed May 31, 2024 22:31 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 45,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000158 · wk-form4_1717194666.xml · derivative · entry 4 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,101,605 Underlying: Class A Common Stock · 45,545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on May 29, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 45,545 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on May 29, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 45,545 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on May 29, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 45,545 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| May 29, 2024 Filed May 31, 2024 22:31 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 45,545 | $21.11 | $961,300.10 |
DisclosureSEC source: 0001783879-24-000158 · wk-form4_1717194666.xml · nonDerivative · entry 2 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $21.10 to $21.13. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| May 29, 2024 Filed May 31, 2024 22:31 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 45,545 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000158 · wk-form4_1717194666.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 45,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on May 29, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 45,545 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| May 21, 2024 Filed May 23, 2024 22:49 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 47,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000153 · wk-form4_1716504539.xml · derivative · entry 4 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,147,150 Underlying: Class A Common Stock · 47,570 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on May 21, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 47,570 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on May 21, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 47,570 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on May 21, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 47,570 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| May 21, 2024 Filed May 23, 2024 22:49 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 47,570 | $21.12 | $1,004,673.64 |
DisclosureSEC source: 0001783879-24-000153 · wk-form4_1716504539.xml · nonDerivative · entry 2 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $21.10 to $21.21. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| May 21, 2024 Filed May 23, 2024 22:49 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 47,570 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000153 · wk-form4_1716504539.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 47,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on May 21, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 47,570 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| May 06, 2024 Filed May 8, 2024 23:44 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 217,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000147 · wk-form4_1715211859.xml · derivative · entry 4 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,194,720 Underlying: Class A Common Stock · 217,416 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on May 6, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 217,416 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on May 6, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 217,416 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on May 6, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 217,416 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| May 06, 2024 Filed May 8, 2024 23:44 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 250,000 | $17.93 | $4,481,850.00 |
DisclosureSEC source: 0001783879-24-000147 · wk-form4_1715211859.xml · nonDerivative · entry 2 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $17.64 to $18.44. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| May 06, 2024 Filed May 8, 2024 23:44 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 217,416 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000147 · wk-form4_1715211859.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 250,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on May 6, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 217,416 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| May 02, 2024 Filed May 3, 2024 23:19 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 25,049 | $17.04 | $426,875.04 |
DisclosureSEC source: 0001783879-24-000132 · wk-form4_1714778345.xml · nonDerivative · entry 2 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 32,584 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 5, 2022, which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 57,633 PSUs reported above. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $16.7700 to $17.3316. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| May 01, 2024 Filed May 3, 2024 23:19 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionMarket-Based Performance Stock Units · Derivative | 57,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000132 · wk-form4_1714778345.xml · derivative · entry 4 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,123,096 Underlying: Class A Common Stock · 57,633 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under Robinhood Markets, Inc ("Robinhood") Amended and Restated 2013 Stock Plan. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's initial public offering ("IPO") price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date. Read SEC document |
| May 01, 2024 Filed May 3, 2024 23:19 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 57,633 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000132 · wk-form4_1714778345.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 57,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| April 04, 2024 Filed Apr 8, 2024 22:40 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000114 · wk-form4_1712616032.xml · derivative · entry 4 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,412,136 Underlying: Class A Common Stock · 250,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on April 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on April 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on April 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| April 04, 2024 Filed Apr 8, 2024 22:40 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 250,000 | $18.67 | $4,668,675.00 |
DisclosureSEC source: 0001783879-24-000114 · wk-form4_1712616032.xml · nonDerivative · entry 2 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $18.31 to $19.23. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| April 04, 2024 Filed Apr 8, 2024 22:40 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000114 · wk-form4_1712616032.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 250,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on April 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 23:50 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000077 · wk-form4_1709769024.xml · derivative · entry 4 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,662,136 Underlying: Class A Common Stock · 250,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on March 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on March 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on March 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 23:50 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 250,000 | $16.76 | $4,190,350.00 |
DisclosureSEC source: 0001783879-24-000077 · wk-form4_1709769024.xml · nonDerivative · entry 2 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $16.54 to $17.20. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 23:50 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000077 · wk-form4_1709769024.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 250,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on March 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 23:30 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000061 · wk-form4_1709163021.xml · derivative · entry 4 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,912,136 Underlying: Class A Common Stock · 500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on February 26, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 500,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on February 26, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 500,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on February 26, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 500,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 23:30 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 500,000 | $15.12 | $7,559,500.00 |
DisclosureSEC source: 0001783879-24-000061 · wk-form4_1709163021.xml · nonDerivative · entry 2 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $15.10 to $15.21. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 23:30 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000061 · wk-form4_1709163021.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 500,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on February 26, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 500,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 23:31 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 172,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000045 · wk-form4_1707348684.xml · derivative · entry 4 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 51,412,136 Underlying: Class A Common Stock · 172,820 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on February 5, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 172,820 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on February 5, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 172,820 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on February 5, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 172,820 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 23:31 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 250,000 | $10.61 | $2,651,875.00 |
DisclosureSEC source: 0001783879-24-000045 · wk-form4_1707348684.xml · nonDerivative · entry 2 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $10.52 to $10.80. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 23:31 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 172,820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000045 · wk-form4_1707348684.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 250,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on February 5, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 172,820 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| February 02, 2024 Filed Feb 5, 2024 23:33 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 21,586 | $10.82 | $233,515.19 |
DisclosureSEC source: 0001783879-24-000036 · wk-form4_1707176004.xml · nonDerivative · entry 2 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 77,180 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 5, 2022, which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 57,632 PSUs reported above. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $10.66 to $10.93. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 23:33 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionMarket-Based Performance Stock Units · Derivative | 57,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000036 · wk-form4_1707176004.xml · derivative · entry 4 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,180,729 Underlying: Class A Common Stock · 57,632 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under Robinhood Markets, Inc ("Robinhood") Amended and Restated 2013 Stock Plan. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's initial public offering ("IPO") price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 23:33 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 57,632 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000036 · wk-form4_1707176004.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 98,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| January 04, 2024 Filed Jan 8, 2024 23:37 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 250,000 | $12.01 | $3,001,725.00 |
DisclosureSEC source: 0001783879-24-000025 · wk-form4_1704757061.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 41,134 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $11.64 to $12.16. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| December 11, 2023 Filed Dec 13, 2023 23:34 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 250,000 | $11.60 | $2,900,450.00 |
DisclosureSEC source: 0001783879-23-000293 · wk-form4_1702510439.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 291,134 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $11.34 to $11.79. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 06, 2023 Filed Nov 8, 2023 23:36 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 83,333 | $9.61 | $800,771.80 |
DisclosureSEC source: 0001783879-23-000272 · wk-form4_1699486559.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 541,134 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2022. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $9.53 to $9.81. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 02, 2023 Filed Nov 3, 2023 22:33 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 27,829 | $9.35 | $260,301.33 |
DisclosureSEC source: 0001783879-23-000257 · wk-form4_1699050814.xml · nonDerivative · entry 2 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 624,467 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 5, 2022, which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 57,633 PSUs reported above. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $9.19 to $9.49. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 22:33 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionMarket-Based Performance Stock Units · Derivative | 57,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000257 · wk-form4_1699050814.xml · derivative · entry 4 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,238,361 Underlying: Class A Common Stock · 57,633 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under Robinhood Markets, Inc ("Robinhood") Amended and Restated 2013 Stock Plan. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's initial public offering ("IPO") price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 22:33 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 57,633 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-23-000257 · wk-form4_1699050814.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 652,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| October 04, 2023 Filed Oct 6, 2023 22:38 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 83,333 | $9.60 | $800,196.80 |
DisclosureSEC source: 0001783879-23-000239 · wk-form4_1696631904.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 594,663 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in August 2022. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $9.43 to $9.69. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| September 05, 2023 Filed Sep 7, 2023 22:35 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 83,334 | $10.77 | $897,282.18 |
DisclosureSEC source: 0001783879-23-000217 · wk-form4_1694126058.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 677,996 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in August 2022. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $10.66 to $10.95. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| August 04, 2023 Filed Aug 7, 2023 22:32 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 83,333 | $11.45 | $953,921.18 |
DisclosureSEC source: 0001783879-23-000188 · wk-form4_1691447535.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 761,330 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in August 2022. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $11.23 to $11.74. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| August 02, 2023 Filed Aug 3, 2023 22:33 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 29,604 | $12.45 | $368,658.61 |
DisclosureSEC source: 0001783879-23-000186 · wk-form4_1691101989.xml · nonDerivative · entry 2 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 844,663 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in August 2022, which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 57,633 PSUs reported above. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $ 12.35 to $12.55. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 22:33 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionMarket-Based Performance Stock Units · Derivative | 57,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000186 · wk-form4_1691101989.xml · derivative · entry 4 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,295,994 Underlying: Class A Common Stock · 57,633 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under Robinhood Markets, Inc ("Robinhood") Amended and Restated 2013 Plan. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's initial public offering ("IPO") price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 22:33 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 57,633 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-23-000186 · wk-form4_1691101989.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 874,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| July 05, 2023 Filed Jul 7, 2023 22:36 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 83,333 | $10.63 | $885,913.12 |
DisclosureSEC source: 0001783879-23-000159 · wk-form4_1688769367.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 816,634 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in August 2022. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $10.41 to $10.76. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 22:39 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 83,334 | $9.11 | $759,289.41 |
DisclosureSEC source: 0001783879-23-000133 · wk-form4_1686177560.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 899,967 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in August 2022. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $8.985 to $9.32. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| May 04, 2023 Filed May 8, 2023 22:30 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 83,333 | $8.40 | $699,897.20 |
DisclosureSEC source: 0001783879-23-000112 · wf-form4_168358503598011.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 983,301 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in August 2022. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $8.21 to $8.59. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| May 03, 2023 Filed May 3, 2023 23:25 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 23,311 | $8.41 | $195,963.92 |
DisclosureSEC source: 0001783879-23-000108 · wf-form4_168315628818292.xml · nonDerivative · entry 2 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,066,634 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in August 2022 which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 57,632 PSUs reported above. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $8.35 to $9.3499. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| May 01, 2023 Filed May 3, 2023 23:25 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionMarket-Based Performance Stock Units · Derivative | 57,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000108 · wf-form4_168315628818292.xml · derivative · entry 4 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,353,627 Underlying: Class A Common Stock · 57,632 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Peformance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under the Robinhood Markets, Inc ("Robinhood") Amended and Restated 2013 Stock Plan. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's initial public offering ("IPO") price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date. Read SEC document |
| May 01, 2023 Filed May 3, 2023 23:25 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 57,632 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-23-000108 · wf-form4_168315628818292.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,089,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Peformance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| April 04, 2023 Filed Apr 6, 2023 23:15 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 83,333 | $9.74 | $811,780.09 |
DisclosureSEC source: 0001783879-23-000091 · wf-form4_168082290206349.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,032,313 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in August 2022. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $9.62 to $9.79. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 23:30 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 83,334 | $9.84 | $819,748.22 |
DisclosureSEC source: 0001783879-23-000063 · wf-form4_167831821150202.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,115,646 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in August 2022. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $9.68 to $10.04. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.