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Tenev Vladimir

Disclosed activity across 1 company

Tapewire entity
31533
SEC CIK
0001871006

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Robinhood Markets, Inc.HOOD · Entity 584Director · Chief Executive OfficerOctober 05, 2026October 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Robinhood Markets, Inc.

Report date October 05, 2026 · Filed October 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2026-10-05 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-10-05 · Conversion · Acquired 375,000 · Balance 375,000

F1: As part of the transaction effected on October 5, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2025 ("Tenev 10b5-1 plan"), the Reporting Person sold 375,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Row 2 · 2026-10-05 · Sale · Disposed 158,911 · Balance 216,089

F2: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3: This transaction was executed in multiple trades during the day at prices ranging from $112.62 to $113.61. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Row 3 · 2026-10-05 · Sale · Disposed 193,897 · Balance 22,192

F2: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F4: This transaction was executed in multiple trades during the day at prices ranging from $113.62 to $114.61. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Row 4 · 2026-10-05 · Sale · Disposed 22,192 · Balance 0

F2: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F5: This transaction was executed in multiple trades during the day at prices ranging from $114.63 to $115.48. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Class B Common StockSEC Table II · derivative / convertible securityDirect47,419,572 Reported balance After 2026-10-05 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-10-05 · Conversion · Disposed 375,000 · Balance 47,419,572

F1: As part of the transaction effected on October 5, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2025 ("Tenev 10b5-1 plan"), the Reporting Person sold 375,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Class A Common StockSEC Table I · non-derivativeIndirectBy Living Trust6,907 Reported balance Holding disclosure · report date 2026-10-05 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 6,907

Filing footnotes · ownership attribution and instrument terms

F1: As part of the transaction effected on October 5, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2025 ("Tenev 10b5-1 plan"), the Reporting Person sold 375,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F2: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3: This transaction was executed in multiple trades during the day at prices ranging from $112.62 to $113.61. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

F4: This transaction was executed in multiple trades during the day at prices ranging from $113.62 to $114.61. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

F5: This transaction was executed in multiple trades during the day at prices ranging from $114.63 to $115.48. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2025 Filed Sep 16, 2025 19:51 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 1,128,877 $114.11 $128,810,961.64
Disclosure

SEC source: 0001783879-25-000272 · wk-form4_1758052257.xml · nonDerivative · entry 3

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,497,370

F2 · kind: Represents a mandatory sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 6,915,914 PSUs reported above. Sale occurred for purposes of satisfying tax obligations and does not represent a discretionary sale by the Reporting Person.

F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $113.45 to $114.445. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
September 15, 2025 Filed Sep 16, 2025 19:51 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 289,667 $113.10 $32,760,092.13
Disclosure

SEC source: 0001783879-25-000272 · wk-form4_1758052257.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,626,247

F2 · kind: Represents a mandatory sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 6,915,914 PSUs reported above. Sale occurred for purposes of satisfying tax obligations and does not represent a discretionary sale by the Reporting Person.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $112.45 to $113.44. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
September 12, 2025 Filed Sep 16, 2025 19:51 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionMarket-Based Performance Stock Units · Derivative 6,915,914 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000272 · wk-form4_1758052257.xml · derivative · entry 9

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,915,914 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: On October 8, 2019, the Reporting Person was granted 13,831,829 PSUs under Robinhood's Amended and Restated 2013 Stock Plan. Portions of the award become eligible to vest based on share- price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). Following the IPO, these goals are tested based on our trailing 60-trading-day average daily VWAP. When a share price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half vesting on a time-based service schedule ending on August 1, 2024, subject to the Reporting Person's continued service through the applicable share price goal achievement date. Because the time-based vesting schedule has been satisfied, the Reporting Person becomes vested in full in any tranche that satisfies the share price goal, subject to his continued service as of such achievement. This transaction reflects the settlement on September 15, 2025 of 6,915,914 PSUs allocated to $101.50 share price goal.

F9 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 PSUs under Robinhood's Amended and Restated 2013 Stock Plan. Portions of the award become eligible to vest based on share- price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). Following the IPO, these goals are tested based on our trailing 60-trading-day average daily VWAP. When a share price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half vesting on a time-based service schedule ending on August 1, 2024, subject to the Reporting Person's continued service through the applicable share price goal achievement date. Because the time-based vesting schedule has been satisfied, the Reporting Person becomes vested in full in any tranche that satisfies the share price goal, subject to his continued service as of such achievement. This transaction reflects the settlement on September 15, 2025 of 6,915,914 PSUs allocated to $101.50 share price goal.

Read SEC document
September 12, 2025 Filed Sep 16, 2025 19:51 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 6,915,914 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000272 · wk-form4_1758052257.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,915,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
July 16, 2025 Filed Jul 18, 2025 22:37 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 385,485 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000239 · wk-form4_1752878230.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,867,360

Underlying: Class A Common Stock · 385,485 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on July 16, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 750,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on July 16, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 750,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on July 16, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 750,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
July 16, 2025 Filed Jul 18, 2025 22:37 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 385,485 $101.90 $39,279,379.56
Disclosure

SEC source: 0001783879-25-000239 · wk-form4_1752878230.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $101.52 to $102.23. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
July 16, 2025 Filed Jul 18, 2025 22:37 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 385,485 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000239 · wk-form4_1752878230.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 385,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on July 16, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 750,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
July 14, 2025 Filed Jul 15, 2025 20:50 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 114,175 $101.65 $11,605,854.50
Disclosure

SEC source: 0001783879-25-000237 · wk-form4_1752612620.xml · nonDerivative · entry 3

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $101.50 to $101.84. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 20:50 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 114,515 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000237 · wk-form4_1752612620.xml · derivative · entry 5

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,252,845

Underlying: Class A Common Stock · 114,515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on July 11, 2025 and July 14, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 114,515 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transactions effected on July 11, 2025 and July 14, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 114,515 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transactions effected on July 11, 2025 and July 14, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 114,515 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 20:50 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 340 $101.50 $34,510.00
Disclosure

SEC source: 0001783879-25-000237 · wk-form4_1752612620.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 114,175

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 20:50 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 114,515 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000237 · wk-form4_1752612620.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 114,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on July 11, 2025 and July 14, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 114,515 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 16:15 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 750,000 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000231 · wk-form4_1751559305.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,367,360

Underlying: Class A Common Stock · 750,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on July 1, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 750,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on July 1, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 750,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on July 1, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 750,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 16:15 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 750,000 $93.27 $69,954,825.00
Disclosure

SEC source: 0001783879-25-000231 · wk-form4_1751559305.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $89.79 to $99.11. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 16:15 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 750,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000231 · wk-form4_1751559305.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 750,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on July 1, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 750,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
June 20, 2025 Filed Jun 23, 2025 21:43 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantClass B Common Stock · Derivative 2,044,216 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000191 · wk-form4_1750715021.xml · derivative · entry 6

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,117,360

Underlying: Class A Common Stock · 2,044,216 shares

Expires not disclosed

F5 · derivative.exercise_price: Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis (a) at the holder's election, (b) upon certain transfers of such shares, or (c) in connection with the holder's death or disability in certain circumstances and, if not previously converted, will so convert at the earlier of (i) certain dates determined either by a vote of the holders of the shares of Class B Common Stock or by Robinhood's Board of Directors as described in Robinhood's Charter or (ii) August 2, 2036.

F3 · kind: In connection with Robinhood's initial public offering ("IPO"), Robinhood entered into an equity exchange right agreement with the Reporting Person and related entities. Pursuant to the equity exchange right agreement, the Reporting Person has a right (an "Equity Exchange Right") to require Robinhood to exchange, for shares of Class B Common Stock, any shares of Class A Common Stock received by him upon the vesting and settlement of restricted stock units ("RSUs"). The Equity Exchange Right applies only to RSUs granted to the Reporting Person prior to the closing of Robinhood's IPO on July 29, 2021. Such RSUs include the PSUs that settled on June 18, 2025 for 2,044,216 shares of Class A Common Stock and for which the Reporting Person has exercised his right to require Robinhood to exchange for shares of Class B Common Stock on a one-for-one basis pursuant to the equity exchange right agreement.

F3 · price: In connection with Robinhood's initial public offering ("IPO"), Robinhood entered into an equity exchange right agreement with the Reporting Person and related entities. Pursuant to the equity exchange right agreement, the Reporting Person has a right (an "Equity Exchange Right") to require Robinhood to exchange, for shares of Class B Common Stock, any shares of Class A Common Stock received by him upon the vesting and settlement of restricted stock units ("RSUs"). The Equity Exchange Right applies only to RSUs granted to the Reporting Person prior to the closing of Robinhood's IPO on July 29, 2021. Such RSUs include the PSUs that settled on June 18, 2025 for 2,044,216 shares of Class A Common Stock and for which the Reporting Person has exercised his right to require Robinhood to exchange for shares of Class B Common Stock on a one-for-one basis pursuant to the equity exchange right agreement.

F5 · derivative.exercise_date: Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis (a) at the holder's election, (b) upon certain transfers of such shares, or (c) in connection with the holder's death or disability in certain circumstances and, if not previously converted, will so convert at the earlier of (i) certain dates determined either by a vote of the holders of the shares of Class B Common Stock or by Robinhood's Board of Directors as described in Robinhood's Charter or (ii) August 2, 2036.

F5 · derivative.expiration_date: Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis (a) at the holder's election, (b) upon certain transfers of such shares, or (c) in connection with the holder's death or disability in certain circumstances and, if not previously converted, will so convert at the earlier of (i) certain dates determined either by a vote of the holders of the shares of Class B Common Stock or by Robinhood's Board of Directors as described in Robinhood's Charter or (ii) August 2, 2036.

Read SEC document
June 18, 2025 Filed Jun 23, 2025 21:43 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionMarket-Based Performance Stock Units · Derivative 4,149,549 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000191 · wk-form4_1750715021.xml · derivative · entry 5

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,915,914

Underlying: Common Stock · 4,149,549 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: On October 8, 2019, the Reporting Person was granted 13,831,829 PSUs under Robinhood's Amended and Restated 2013 Stock Plan. Portions of the award become eligible to vest based on share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). Following the IPO, these goals are tested based on our trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half vesting on a time-based service schedule ending on August 1, 2024, subject to the Reporting Person's continued service through the applicable share price goal achievement date. Because the time-based vesting schedule has been satisfied, the Reporting Person becomes vested in full in any tranche that satisfies the share price goal, subject to his continued service as of such achievement. This transaction reflects the settlement on June 18, 2025 of the 4,149,549 PSUs allocated to the $50.75 share price goal.

F4 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 PSUs under Robinhood's Amended and Restated 2013 Stock Plan. Portions of the award become eligible to vest based on share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). Following the IPO, these goals are tested based on our trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half vesting on a time-based service schedule ending on August 1, 2024, subject to the Reporting Person's continued service through the applicable share price goal achievement date. Because the time-based vesting schedule has been satisfied, the Reporting Person becomes vested in full in any tranche that satisfies the share price goal, subject to his continued service as of such achievement. This transaction reflects the settlement on June 18, 2025 of the 4,149,549 PSUs allocated to the $50.75 share price goal.

Read SEC document
June 18, 2025 Filed Jun 23, 2025 21:43 UTC Robinhood Markets, Inc. HOOD · Entity 584 Disposition to issuerClass A Common Stock 2,044,216 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000191 · wk-form4_1750715021.xml · nonDerivative · entry 3

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · kind: In connection with Robinhood's initial public offering ("IPO"), Robinhood entered into an equity exchange right agreement with the Reporting Person and related entities. Pursuant to the equity exchange right agreement, the Reporting Person has a right (an "Equity Exchange Right") to require Robinhood to exchange, for shares of Class B Common Stock, any shares of Class A Common Stock received by him upon the vesting and settlement of restricted stock units ("RSUs"). The Equity Exchange Right applies only to RSUs granted to the Reporting Person prior to the closing of Robinhood's IPO on July 29, 2021. Such RSUs include the PSUs that settled on June 18, 2025 for 2,044,216 shares of Class A Common Stock and for which the Reporting Person has exercised his right to require Robinhood to exchange for shares of Class B Common Stock on a one-for-one basis pursuant to the equity exchange right agreement.

F3 · price: In connection with Robinhood's initial public offering ("IPO"), Robinhood entered into an equity exchange right agreement with the Reporting Person and related entities. Pursuant to the equity exchange right agreement, the Reporting Person has a right (an "Equity Exchange Right") to require Robinhood to exchange, for shares of Class B Common Stock, any shares of Class A Common Stock received by him upon the vesting and settlement of restricted stock units ("RSUs"). The Equity Exchange Right applies only to RSUs granted to the Reporting Person prior to the closing of Robinhood's IPO on July 29, 2021. Such RSUs include the PSUs that settled on June 18, 2025 for 2,044,216 shares of Class A Common Stock and for which the Reporting Person has exercised his right to require Robinhood to exchange for shares of Class B Common Stock on a one-for-one basis pursuant to the equity exchange right agreement.

Read SEC document
June 18, 2025 Filed Jun 23, 2025 21:43 UTC Robinhood Markets, Inc. HOOD · Entity 584 Tax withholdingClass A Common Stock 2,105,333 $78.35 $164,952,840.55
Disclosure

SEC source: 0001783879-25-000191 · wk-form4_1750715021.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,044,216

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 4,149,549 PSUs and does not represent a sale by the Reporting Person.

Read SEC document
June 18, 2025 Filed Jun 23, 2025 21:43 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 4,149,549 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000191 · wk-form4_1750715021.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,149,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:54 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 750,000 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000125 · wk-form4_1743713680.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,073,144

Underlying: Class A Common Stock · 750,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on April 1, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 750,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on April 1, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 750,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on April 1, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 750,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:54 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 750,000 $41.96 $31,466,775.00
Disclosure

SEC source: 0001783879-25-000125 · wk-form4_1743713680.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $40.64 to $43.35. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:54 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 750,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000125 · wk-form4_1743713680.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 750,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on April 1, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 750,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
January 22, 2025 Filed Jan 24, 2025 22:11 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 500,000 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000029 · wk-form4_1737756680.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,823,144

Underlying: Class A Common Stock · 500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on January 22, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 500,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on January 22, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 500,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on January 22, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 500,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
January 22, 2025 Filed Jan 24, 2025 22:11 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 500,000 $50.77 $25,387,300.00
Disclosure

SEC source: 0001783879-25-000029 · wk-form4_1737756680.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $50.75 to $50.88. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
January 22, 2025 Filed Jan 24, 2025 22:11 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000029 · wk-form4_1737756680.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 500,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on January 22, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 500,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 20:11 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 750,000 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000016 · wk-form4_1735935065.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,323,144

Underlying: Class A Common Stock · 750,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on January 2, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 750,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on January 2, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 750,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on January 2, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 750,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 20:11 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 750,000 $39.16 $29,372,100.00
Disclosure

SEC source: 0001783879-25-000016 · wk-form4_1735935065.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $37.37 to $39.68. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 20:11 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 750,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000016 · wk-form4_1735935065.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 750,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on January 2, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 750,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 23:37 UTC Robinhood Markets, Inc. HOOD · Entity 584 GiftClass A Common Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000326 · wk-form4_1733355418.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: The reporting person elected to convert 150,000 shares of Class B common stock held by him into the same number of shares of Class A common stock in November 2024.

Read SEC document
November 04, 2024 Filed Nov 6, 2024 23:39 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000304 · wk-form4_1730936369.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,223,144

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on November 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on November 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on November 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
November 04, 2024 Filed Nov 6, 2024 23:39 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 250,000 $24.21 $6,052,800.00
Disclosure

SEC source: 0001783879-24-000304 · wk-form4_1730936369.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $23.56 to $24.54. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
November 04, 2024 Filed Nov 6, 2024 23:39 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000304 · wk-form4_1730936369.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on November 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 22:36 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000287 · wk-form4_1728426953.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,473,144

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on October 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on October 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on October 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 22:36 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 250,000 $22.88 $5,720,375.00
Disclosure

SEC source: 0001783879-24-000287 · wk-form4_1728426953.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $22.62 to $23.38. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Remarks:

Read SEC document
October 04, 2024 Filed Oct 8, 2024 22:36 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000287 · wk-form4_1728426953.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on October 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
September 04, 2024 Filed Sep 6, 2024 21:13 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000261 · wk-form4_1725657180.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,723,144

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on September 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on September 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on September 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
September 04, 2024 Filed Sep 6, 2024 21:13 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 250,000 $19.26 $4,814,225.00
Disclosure

SEC source: 0001783879-24-000261 · wk-form4_1725657180.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $18.84 to $19.60. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
September 04, 2024 Filed Sep 6, 2024 21:13 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000261 · wk-form4_1725657180.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on September 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
August 05, 2024 Filed Aug 8, 2024 00:10 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 221,576 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000237 · wk-form4_1723075843.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,973,144

Underlying: Class A Common Stock · 221,576 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on August 5, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 221,576 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on August 5, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 221,576 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on August 5, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 221,576 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
August 05, 2024 Filed Aug 8, 2024 00:10 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 250,000 $16.05 $4,011,400.00
Disclosure

SEC source: 0001783879-24-000237 · wk-form4_1723075843.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $14.03 to $16.72. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
August 05, 2024 Filed Aug 8, 2024 00:10 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 221,576 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000237 · wk-form4_1723075843.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on August 5, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 221,576 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 21:55 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionMarket-Based Performance Stock Units · Derivative 57,633 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000227 · wk-form4_1722894917.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,065,463

Underlying: Common Stock · 57,633 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under Robinhood's Amended and Restated 2013 Plan. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's initial public offering ("IPO") price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date.

F3 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under Robinhood's Amended and Restated 2013 Plan. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's initial public offering ("IPO") price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date.

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August 01, 2024 Filed Aug 5, 2024 21:55 UTC Robinhood Markets, Inc. HOOD · Entity 584 Tax withholdingClass A Common Stock 29,209 $20.57 $600,829.13
Disclosure

SEC source: 0001783879-24-000227 · wk-form4_1722894917.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,424

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 57,633 RSUs and does not represent a sale by the Reporting Person.

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August 01, 2024 Filed Aug 5, 2024 21:55 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 57,633 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000227 · wk-form4_1722894917.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

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July 05, 2024 Filed Jul 9, 2024 23:21 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000217 · wk-form4_1720567285.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,194,720

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on July 5, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on July 5, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on July 5, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

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July 05, 2024 Filed Jul 9, 2024 23:21 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 250,000 $22.50 $5,624,800.00
Disclosure

SEC source: 0001783879-24-000217 · wk-form4_1720567285.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $21.74 to $22.73. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

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July 05, 2024 Filed Jul 9, 2024 23:21 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000217 · wk-form4_1720567285.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on July 5, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

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June 04, 2024 Filed Jun 6, 2024 22:25 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000182 · wk-form4_1717712708.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,444,720

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on June 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on June 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on June 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

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June 04, 2024 Filed Jun 6, 2024 22:25 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 250,000 $21.03 $5,258,275.00
Disclosure

SEC source: 0001783879-24-000182 · wk-form4_1717712708.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $20.68 to $21.61. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

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June 04, 2024 Filed Jun 6, 2024 22:25 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000182 · wk-form4_1717712708.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on June 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.