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IANNACONE NICOLE M

Disclosed activity across 1 company

Tapewire entity
31511
SEC CIK
0001731826

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ENTERPRISE FINANCIAL SERVICES CORPEFSC · Entity 4422SEVP, Chief Legal OfficerJune 30, 2026July 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ENTERPRISE FINANCIAL SERVICES CORP

Report date June 30, 2026 · Filed July 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect23,317 Reported balance After 2026-06-30 transaction · row 1
1 source row

Row 1 · 2026-06-30 · Other · Acquired 462 · Balance 23,317

F1: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c).

F2: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026.

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.81 · Expires 2031-02-25Direct4,521 Reported balance Holding disclosure · report date 2026-06-30 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 4,521

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.34 · Expires 2032-02-24Direct4,946 Reported balance Holding disclosure · report date 2026-06-30 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 4,946

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $54.46 · Expires 2033-02-28Direct4,985 Reported balance Holding disclosure · report date 2026-06-30 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 4,985

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.50 · Expires 2034-02-28Direct7,551 Reported balance Holding disclosure · report date 2026-06-30 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 7,551

F3: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.17 · Expires 2035-03-04Direct3,976 Reported balance Holding disclosure · report date 2026-06-30 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 3,976

F4: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect1,443 Reported balance Holding disclosure · report date 2026-06-30 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 1,443

F5: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F6: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect1,330 Reported balance Holding disclosure · report date 2026-06-30 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 1,330

F5: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F7: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect1,471 Reported balance Holding disclosure · report date 2026-06-30 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 1,471

F5: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F8: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect3,326 Reported balance Holding disclosure · report date 2026-06-30 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 3,326

F5: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F9: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c).

F2: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026.

F3: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.

F4: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.

F5: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F6: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.

F7: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.

F8: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.

F9: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2026 Filed Jul 8, 2026 19:56 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 OtherCommon Stock 462 $45.94 $21,224.28
Disclosure

SEC source: 0001025835-26-000130 · form4.xml · nonDerivative · entry 1

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,317

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 15:10 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantRestricted Share Units · Derivative 1,471 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000072 · form4.xml · derivative · entry 10

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,471

Underlying: Common Stock · 1,471 shares

Expires not disclosed

F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F7 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.

F7 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 18:19 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionRestricted Share Units · Derivative 3,326 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000053 · form4.xml · derivative · entry 10

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,326

Underlying: Common Stock · 3,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F7 · derivative.exercise_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F7 · derivative.expiration_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 18:19 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 1,466 $57.57 $84,397.62
Disclosure

SEC source: 0001025835-26-000053 · form4.xml · nonDerivative · entry 2

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,855

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 18:19 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionCommon Stock 3,326 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000053 · form4.xml · nonDerivative · entry 1

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:27 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionRestricted Share Units · Derivative 1,019 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000040 · form4.xml · derivative · entry 15

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,019 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F9 · derivative.exercise_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

F9 · derivative.expiration_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:27 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 605 $59.22 $35,828.10
Disclosure

SEC source: 0001025835-26-000040 · form4.xml · nonDerivative · entry 6

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,995

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:27 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantCommon Stock 1,345 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000040 · form4.xml · nonDerivative · entry 5

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,600

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:27 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 825 $59.22 $48,856.50
Disclosure

SEC source: 0001025835-26-000040 · form4.xml · nonDerivative · entry 4

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,255

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:27 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantCommon Stock 1,671 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000040 · form4.xml · nonDerivative · entry 3

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,080

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:27 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 449 $59.22 $26,589.78
Disclosure

SEC source: 0001025835-26-000040 · form4.xml · nonDerivative · entry 2

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,409

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:27 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionCommon Stock 1,019 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000040 · form4.xml · nonDerivative · entry 1

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2025 Filed Jul 9, 2025 13:47 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 OtherCommon Stock 450 $46.84 $21,078.00
Disclosure

SEC source: 0001025835-25-000100 · form4.xml · nonDerivative · entry 1

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,839

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2025, through June 30, 2025. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 30, 2025.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 16:07 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantNon Qualified Stock Option (Right to Buy) · Derivative 3,976 $0.00 Strike: $57.17 $0.00
Disclosure

SEC source: 0001127602-25-008497 · form4.xml · derivative · entry 10

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,976

Underlying: Common Stock · 3,976 shares

Expires 2035-03-04

F9 · derivative.exercise_date: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 16:07 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantRestricted Share Units · Derivative 1,330 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-008497 · form4.xml · derivative · entry 9

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,330

Underlying: Common Stock · 1,330 shares

Expires not disclosed

F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F8 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.

F8 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:45 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionRestricted Share Units · Derivative 874 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003225 · form4.xml · derivative · entry 14

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 874 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F10 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.

F10 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:45 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 1,248 $58.87 $73,469.76
Disclosure

SEC source: 0001127602-25-003225 · form4.xml · nonDerivative · entry 6

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,389

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:45 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantCommon Stock 2,832 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003225 · form4.xml · nonDerivative · entry 5

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,637

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:45 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 1,650 $58.87 $97,135.50
Disclosure

SEC source: 0001127602-25-003225 · form4.xml · nonDerivative · entry 4

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,805

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:45 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantCommon Stock 3,496 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003225 · form4.xml · nonDerivative · entry 3

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,455

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:45 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 385 $58.87 $22,664.95
Disclosure

SEC source: 0001127602-25-003225 · form4.xml · nonDerivative · entry 2

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,959

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:45 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionCommon Stock 874 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003225 · form4.xml · nonDerivative · entry 1

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2024 Filed Jun 12, 2024 14:51 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 OtherCommon Stock 605 $32.40 $19,602.00
Disclosure

SEC source: 0001127602-24-018438 · form4.xml · nonDerivative · entry 1

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,470

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2023, through May 31, 2024. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 3, 2024.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 17:38 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantNon Qualified Stock Option (Right to Buy) · Derivative 7,551 $0.00 Strike: $39.50 $0.00
Disclosure

SEC source: 0001127602-24-007726 · form4.xml · derivative · entry 3

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,551

Underlying: Common Stock · 7,551 shares

Expires 2034-02-28

F3 · derivative.exercise_date: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 17:38 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantRestricted Share Units · Derivative 1,443 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007726 · form4.xml · derivative · entry 2

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,443

Underlying: Common Stock · 1,443 shares

Expires not disclosed

F1 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F2 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.

F2 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.

Read SEC document
February 24, 2024 Filed Feb 27, 2024 18:22 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionRestricted Share Units · Derivative 3,326 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007045 · form4.xml · derivative · entry 3

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,652

Underlying: Common Stock · 3,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F3 · derivative.exercise_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F3 · derivative.expiration_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Read SEC document
February 24, 2024 Filed Feb 27, 2024 18:22 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 1,402 $40.83 $57,243.66
Disclosure

SEC source: 0001127602-24-007045 · form4.xml · nonDerivative · entry 2

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,865

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 24, 2024 Filed Feb 27, 2024 18:22 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionCommon Stock 3,326 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007045 · form4.xml · nonDerivative · entry 1

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:11 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionRestricted Share Units · Derivative 857 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003950 · form4.xml · derivative · entry 7

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 857 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F4 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.

F4 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:11 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 1,112 $39.52 $43,946.24
Disclosure

SEC source: 0001127602-24-003950 · form4.xml · nonDerivative · entry 6

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,941

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:11 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantCommon Stock 2,367 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003950 · form4.xml · nonDerivative · entry 5

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,053

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:11 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 1,441 $39.52 $56,948.32
Disclosure

SEC source: 0001127602-24-003950 · form4.xml · nonDerivative · entry 4

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,686

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:11 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantCommon Stock 3,430 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003950 · form4.xml · nonDerivative · entry 3

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,127

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:11 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 407 $39.52 $16,084.64
Disclosure

SEC source: 0001127602-24-003950 · form4.xml · nonDerivative · entry 2

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,697

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:11 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionCommon Stock 857 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003950 · form4.xml · nonDerivative · entry 1

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2023 Filed Jun 7, 2023 19:11 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 OtherCommon Stock 480 $34.53 $16,574.40
Disclosure

SEC source: 0001127602-23-018120 · form4.xml · nonDerivative · entry 1

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,247

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2022 through May 31, 2023. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on May 31, 2023.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 18:18 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantNon Qualified Stock Option (Right to Buy) · Derivative 4,985 $0.00 Strike: $54.46 $0.00
Disclosure

SEC source: 0001127602-23-008191 · form4.xml · derivative · entry 8

IANNACONE NICOLE M · CIK 0001731826 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,985

Underlying: Common Stock · 4,985 shares

Expires 2033-02-28

F8 · derivative.exercise_date: The option becomes exercisable after a three year period on 2/28/26.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 18:18 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantRestricted Share Units · Derivative 1,019 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008191 · form4.xml · derivative · entry 7

IANNACONE NICOLE M · CIK 0001731826 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,019

Underlying: Common Stock · 1,019 shares

Expires not disclosed

F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F7 · derivative.exercise_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

F7 · derivative.expiration_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:34 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionRestricted Share Units · Derivative 540 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002950 · form4.xml · derivative · entry 9

IANNACONE NICOLE M · CIK 0001731826 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F8 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.

F8 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:34 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 1,323 $51.82 $68,557.86
Disclosure

SEC source: 0001127602-23-002950 · form4.xml · nonDerivative · entry 4

IANNACONE NICOLE M · CIK 0001731826 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,767

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:34 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantCommon Stock 2,838 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002950 · form4.xml · nonDerivative · entry 3

IANNACONE NICOLE M · CIK 0001731826 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,090

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:34 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 250 $51.82 $12,955.00
Disclosure

SEC source: 0001127602-23-002950 · form4.xml · nonDerivative · entry 2

IANNACONE NICOLE M · CIK 0001731826 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,252

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:34 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionCommon Stock 540 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002950 · form4.xml · nonDerivative · entry 1

IANNACONE NICOLE M · CIK 0001731826 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2022 Filed Jun 7, 2022 20:10 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 OtherCommon Stock 533 $39.36 $20,978.88
Disclosure

SEC source: 0001127602-22-016979 · form4.xml · nonDerivative · entry 1

IANNACONE NICOLE M · CIK 0001731826 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,962

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2021 through May 31, 2022. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on May 31, 2022.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 19:13 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantRestricted Share Units · Derivative 9,978 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-006976 · form4.xml · derivative · entry 4

IANNACONE NICOLE M · CIK 0001731826 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,978

Underlying: Common Stock · 9,978 shares

Expires not disclosed

F1 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F1 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F4 · derivative.exercise_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F4 · derivative.expiration_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 19:13 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantNon Qualified Stock Option (Right to Buy) · Derivative 4,946 $0.00 Strike: $48.34 $0.00
Disclosure

SEC source: 0001127602-22-006976 · form4.xml · derivative · entry 3

IANNACONE NICOLE M · CIK 0001731826 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,946

Underlying: Common Stock · 4,946 shares

Expires 2032-02-24

F3 · derivative.exercise_date: This option becomes exercisable after a three year period on 2/24/25.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 19:13 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantRestricted Share Units · Derivative 874 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-006976 · form4.xml · derivative · entry 2

IANNACONE NICOLE M · CIK 0001731826 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 874

Underlying: Common Stock · 874 shares

Expires not disclosed

F1 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F1 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F2 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.

F2 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 16:29 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionRestricted Share Units · Derivative 391 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002105 · form4.xml · derivative · entry 5

IANNACONE NICOLE M · CIK 0001731826 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 391 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F4 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person.

F4 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 16:29 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 444 $48.20 $21,400.80
Disclosure

SEC source: 0001127602-22-002105 · form4.xml · nonDerivative · entry 4

IANNACONE NICOLE M · CIK 0001731826 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,429

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 16:29 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantCommon Stock 922 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002105 · form4.xml · nonDerivative · entry 3

IANNACONE NICOLE M · CIK 0001731826 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,873

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.