Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AIAI Holdings CorpAIAI · Entity 6144 | Director | July 06, 2026 | July 09, 2026 |
| Orion S.A.OEC · Entity 5841 | Chief Financial Officer | May 05, 2025 | May 07, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AIAI Holdings Corp
Report date July 06, 2026 · Filed July 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 340,321 |
Ending reported balance
After 2026-07-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-07-06 · Sale · Disposed 14,295 · Balance 347,806 Row 2 · 2026-07-07 · Sale · Disposed 7,485 · Balance 340,321 |
Orion S.A.
Report date May 05, 2025 · Filed May 07, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, no par valueSEC Table I · non-derivative | Direct | 118,022 |
Reported balance
After 2025-05-05 transaction · row 1
1 source rowRow 1 · 2025-05-05 · Grant · Acquired 13,511 · Balance 118,022 F1: RSUs granted to the reporting person on May 5, 2025. Granted RSUs will vest ratably on January 1st for calendar years 2026, 2027 and 2028. |
Filing footnotes · ownership attribution and instrument terms
F1: RSUs granted to the reporting person on May 5, 2025. Granted RSUs will vest ratably on January 1st for calendar years 2026, 2027 and 2028.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GRAHAM CORP
Report date March 30, 2022 · Filed April 26, 2022
Section 16 reporting ended · disclosed 2022-04-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,155 |
Ending reported balance
After 2022-03-30 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-03-30 · Disposition to issuer · Disposed 1,180 · Balance 53,460 F1: Shares forfeited related to Mr. Glajch's May 29, 2019 time-vesting restricted stock award. Row 2 · 2022-03-30 · Disposition to issuer · Disposed 3,839 · Balance 49,621 F2: Shares forfeited related to Mr. Glajch's June 9, 2020 time-vesting restricted stock award. Row 3 · 2022-03-30 · Disposition to issuer · Disposed 5,466 · Balance 44,155 F3: Shares forfeited related to Mr. Glajch's June 1, 2021 time-vesting restricted stock award. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares forfeited related to Mr. Glajch's May 29, 2019 time-vesting restricted stock award.
F2: Shares forfeited related to Mr. Glajch's June 9, 2020 time-vesting restricted stock award.
F3: Shares forfeited related to Mr. Glajch's June 1, 2021 time-vesting restricted stock award.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 07, 2026 Filed Jul 9, 2026 01:45 UTC | AIAI Holdings Corp AIAI · Entity 6144 | SaleClass A Common Stock | 7,485 | $12.97 | $97,080.45 |
DisclosureSEC source: 0001493152-26-032575 · ownership.xml · nonDerivative · entry 2 Glajch Jeffrey · CIK 0001457678 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 340,321 Read SEC document |
| July 06, 2026 Filed Jul 9, 2026 01:45 UTC | AIAI Holdings Corp AIAI · Entity 6144 | SaleClass A Common Stock | 14,295 | $13.60 | $194,412.00 |
DisclosureSEC source: 0001493152-26-032575 · ownership.xml · nonDerivative · entry 1 Glajch Jeffrey · CIK 0001457678 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 347,806 Read SEC document |
| May 05, 2025 Filed May 7, 2025 23:01 UTC | Orion S.A. OEC · Entity 5841 | GrantCommon Shares, no par value | 13,511 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-25-001286 · es250624790_4-glajch.xml · nonDerivative · entry 1 Glajch Jeffrey · CIK 0001457678 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,022 F1 · shares: RSUs granted to the reporting person on May 5, 2025. Granted RSUs will vest ratably on January 1st for calendar years 2026, 2027 and 2028. Read SEC document |
| February 20, 2025 Filed Feb 25, 2025 00:01 UTC | Orion S.A. OEC · Entity 5841 | Tax withholdingCommon Shares, no par value | 7,813 | $15.15 | $118,366.95 |
DisclosureSEC source: 0000950142-25-000526 · es250594945_4-glajch.xml · nonDerivative · entry 3 Glajch Jeffrey · CIK 0001457678 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,511 F3 · shares: Shares withheld by the Issuer to satisfy tax withholding requirements on vesting of performance-based restricted stock units. Read SEC document |
| February 20, 2025 Filed Feb 25, 2025 00:01 UTC | Orion S.A. OEC · Entity 5841 | GrantCommon Shares, no par value | 17,170 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-25-000526 · es250594945_4-glajch.xml · nonDerivative · entry 2 Glajch Jeffrey · CIK 0001457678 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,324 F2 · shares: Represents the vesting and settlement of performance-based restricted stock units in shares of common stock following the satisfaction of certain performance criteria. Read SEC document |
| February 20, 2025 Filed Feb 25, 2025 00:01 UTC | Orion S.A. OEC · Entity 5841 | Tax withholdingCommon Shares, no par value | 6,701 | $15.15 | $101,520.15 |
DisclosureSEC source: 0000950142-25-000526 · es250594945_4-glajch.xml · nonDerivative · entry 1 Glajch Jeffrey · CIK 0001457678 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,154 F1 · shares: Shares withheld by the Issuer to satisfy tax withholding requirements on vesting of restricted stock units. Read SEC document |
| August 07, 2024 Filed Aug 8, 2024 00:02 UTC | Orion S.A. OEC · Entity 5841 | PurchaseCommon Shares, no par value | 5,000 | $18.22 | $91,100.00 |
DisclosureSEC source: 0000950142-24-002141 · es240517412_4-glajch.xml · nonDerivative · entry 3 Glajch Jeffrey · CIK 0001457678 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,855 Read SEC document |
| August 07, 2024 Filed Aug 8, 2024 00:02 UTC | Orion S.A. OEC · Entity 5841 | PurchaseCommon Shares, no par value | 5,000 | $18.14 | $90,700.00 |
DisclosureSEC source: 0000950142-24-002141 · es240517412_4-glajch.xml · nonDerivative · entry 2 Glajch Jeffrey · CIK 0001457678 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,855 Read SEC document |
| August 07, 2024 Filed Aug 8, 2024 00:02 UTC | Orion S.A. OEC · Entity 5841 | PurchaseCommon Shares, no par value | 5,000 | $18.13 | $90,650.00 |
DisclosureSEC source: 0000950142-24-002141 · es240517412_4-glajch.xml · nonDerivative · entry 1 Glajch Jeffrey · CIK 0001457678 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,855 Read SEC document |
| July 05, 2024 Filed Jul 9, 2024 23:01 UTC | Orion S.A. OEC · Entity 5841 | GrantCommon Shares, no par value | 9,794 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-24-001872 · es240504489_4-glajch.xml · nonDerivative · entry 1 Glajch Jeffrey · CIK 0001457678 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,855 F1 · shares: RSUs granted to the reporting person on July 5, 2024. Granted RSUs will vest ratably on January 1st for calendar years 2025, 2026 and 2027. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 23:01 UTC | Orion S.A. OEC · Entity 5841 | PurchaseCommon Shares, no par value | 5,000 | $23.68 | $118,400.00 |
DisclosureSEC source: 0000950142-24-001608 · es240493561_4-glajch.xml · nonDerivative · entry 1 Glajch Jeffrey · CIK 0001457678 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,061 Read SEC document |
| March 22, 2024 Filed Mar 27, 2024 01:00 UTC | Orion S.A. OEC · Entity 5841 | Tax withholdingCommon Shares, no par value | 1,250 | $23.08 | $28,850.00 |
DisclosureSEC source: 0000950142-24-000801 · es240461982_4-glajch.xml · nonDerivative · entry 1 Glajch Jeffrey · CIK 0001457678 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,061 F1 · shares: Shares withheld by the Issuer to satisfy tax withholding requirements on vesting of restricted stock units. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 23:30 UTC | Orion S.A. OEC · Entity 5841 | GrantCommon Shares, no par value | 12,645 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-23-001637 · es230367417_4-glajch.xml · nonDerivative · entry 1 Glajch Jeffrey · CIK 0001457678 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,311 F1 · shares: RSUs granted to the reporting person on June 6, 2023. Granted RSUs will vest ratably on January 1st for calendar years 2024, 2025 and 2026. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 01:00 UTC | Orion S.A. OEC · Entity 5841 | PurchaseCommon Shares, no par value | 10,000 | $23.82 | $238,185.00 |
DisclosureSEC source: 0000950142-23-000717 · es230339854_4-glajch.xml · nonDerivative · entry 1 Glajch Jeffrey · CIK 0001457678 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,666 Read SEC document |
| October 27, 2022 Filed Nov 1, 2022 01:12 UTC | Orion S.A. OEC · Entity 5841 | GrantCommon Shares, no par value | 7,246 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-22-003009 · es220300747_4-glajch.xml · nonDerivative · entry 1 Glajch Jeffrey · CIK 0001457678 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,666 F1 · shares: RSUs granted to the reporting person on October 27, 2022. Granted RSUs will vest ratably on January 1st for calendar years 2023, 2024 and 2025. Read SEC document |
| May 13, 2022 Filed May 13, 2022 20:17 UTC | Orion S.A. OEC · Entity 5841 | GrantCommon Shares, no par value | 23,420 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-22-001610 · es220252243_4-glajch.xml · nonDerivative · entry 4 Glajch Jeffrey · CIK 0001457678 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,420 F1 · shares: RSUs granted to the reporting person on May 13, 2022. The RSUs will vest on April 18, 2025. Read SEC document |
| May 12, 2022 Filed May 13, 2022 20:17 UTC | Orion S.A. OEC · Entity 5841 | PurchaseCommon Shares, no par value | 4,600 | $16.88 | $77,643.40 |
DisclosureSEC source: 0000950142-22-001610 · es220252243_4-glajch.xml · nonDerivative · entry 3 Glajch Jeffrey · CIK 0001457678 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| May 12, 2022 Filed May 13, 2022 20:17 UTC | Orion S.A. OEC · Entity 5841 | PurchaseCommon Shares, no par value | 400 | $16.76 | $6,705.96 |
DisclosureSEC source: 0000950142-22-001610 · es220252243_4-glajch.xml · nonDerivative · entry 2 Glajch Jeffrey · CIK 0001457678 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,400 Read SEC document |
| May 11, 2022 Filed May 13, 2022 20:17 UTC | Orion S.A. OEC · Entity 5841 | PurchaseCommon Shares, no par value | 5,000 | $17.03 | $85,164.50 |
DisclosureSEC source: 0000950142-22-001610 · es220252243_4-glajch.xml · nonDerivative · entry 1 Glajch Jeffrey · CIK 0001457678 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| March 30, 2022 Filed Apr 26, 2022 22:06 UTC | GRAHAM CORP GHM · Entity 1960 | Disposition to issuerCommon Stock | 5,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-010803 · form4.xml · nonDerivative · entry 3 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,155 F3 · shares: Shares forfeited related to Mr. Glajch's June 1, 2021 time-vesting restricted stock award. Read SEC document |
| March 30, 2022 Filed Apr 26, 2022 22:06 UTC | GRAHAM CORP GHM · Entity 1960 | Disposition to issuerCommon Stock | 3,839 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-010803 · form4.xml · nonDerivative · entry 2 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,621 F2 · shares: Shares forfeited related to Mr. Glajch's June 9, 2020 time-vesting restricted stock award. Read SEC document |
| March 30, 2022 Filed Apr 26, 2022 22:06 UTC | GRAHAM CORP GHM · Entity 1960 | Disposition to issuerCommon Stock | 1,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-010803 · form4.xml · nonDerivative · entry 1 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,460 F1 · shares: Shares forfeited related to Mr. Glajch's May 29, 2019 time-vesting restricted stock award. Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 21:15 UTC | GRAHAM CORP GHM · Entity 1960 | SaleCommon Stock | 7,876 | $8.13 | $64,031.88 |
DisclosureSEC source: 0001062993-22-007316 · form4.xml · nonDerivative · entry 2 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,640 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.10 to $8.15, inclusive. Mr. Glajch undertakes to provide to Graham Corporation, any security holder of Graham Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 21:15 UTC | GRAHAM CORP GHM · Entity 1960 | SaleCommon Stock | 2,124 | $8.13 | $17,268.12 |
DisclosureSEC source: 0001062993-22-007316 · form4.xml · nonDerivative · entry 1 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,516 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.12 to $8.16, inclusive. Mr. Glajch undertakes to provide to Graham Corporation, any security holder of Graham Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 08, 2021 Filed Dec 9, 2021 21:19 UTC | GRAHAM CORP GHM · Entity 1960 | SaleCommon Stock | 2,893 | $12.75 | $36,885.75 |
DisclosureSEC source: 0001062993-21-012536 · form4.xml · nonDerivative · entry 1 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,640 Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:56 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 10,932 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000189 · edgar.xml · nonDerivative · entry 4 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,533 F4 · kind: This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. F4 · shares: This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:56 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 5,466 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000189 · edgar.xml · nonDerivative · entry 3 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,601 F3 · kind: This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. F3 · shares: This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:19 UTC | GRAHAM CORP GHM · Entity 1960 | Disposition to issuerCommon Stock | 1,806 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000154 · edgar.xml · nonDerivative · entry 1 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,348 F1 · shares: Shares forfeited under the terms of Mr. Glajch's May 30, 2018 performance-vested restricted stock award. Read SEC document |
| March 31, 2021 Filed Jun 2, 2021 20:56 UTC | GRAHAM CORP GHM · Entity 1960 | Disposition to issuerCommon Stock | 3,538 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000189 · edgar.xml · nonDerivative · entry 2 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,135 F2 · shares: Shares forfeited under the terms of Mr. Glajch's May 29, 2019 performance-vested restricted stock award. Read SEC document |
| March 31, 2021 Filed Jun 2, 2021 20:56 UTC | GRAHAM CORP GHM · Entity 1960 | Disposition to issuerCommon Stock | 2,675 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000189 · edgar.xml · nonDerivative · entry 1 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,673 F1 · shares: Shares forfeited under the terms of Mr. Glajch's May 30, 2018 performance-vested restricted stock award. Read SEC document |
| March 09, 2021 Filed Mar 9, 2021 21:20 UTC | GRAHAM CORP GHM · Entity 1960 | SaleCommon Stock | 1,800 | $16.73 | $30,114.00 |
DisclosureSEC source: 0000891839-21-000064 · edgar.xml · nonDerivative · entry 1 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,154 Read SEC document |
| March 08, 2021 Filed Mar 8, 2021 21:19 UTC | GRAHAM CORP GHM · Entity 1960 | SaleCommon Stock | 5,193 | $16.04 | $83,295.72 |
DisclosureSEC source: 0000891839-21-000063 · edgar.xml · nonDerivative · entry 3 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,954 F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.01 to $16.06, inclusive. Mr. Glajch undertakes to provide to Graham Corporation, any security holder of Graham Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 21:19 UTC | GRAHAM CORP GHM · Entity 1960 | SaleCommon Stock | 3,007 | $15.90 | $47,811.30 |
DisclosureSEC source: 0000891839-21-000063 · edgar.xml · nonDerivative · entry 2 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,147 F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.90 to $16.00, inclusive. Mr. Glajch undertakes to provide to Graham Corporation, any security holder of Graham Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 21:19 UTC | GRAHAM CORP GHM · Entity 1960 | SaleCommon Stock | 5,800 | $15.93 | $92,394.00 |
DisclosureSEC source: 0000891839-21-000063 · edgar.xml · nonDerivative · entry 1 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,154 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.90 to $16.01, inclusive. Mr. Glajch undertakes to provide to Graham Corporation, any security holder of Graham Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 1,984 shares acquired under the Graham Corporation Employee Stock Purchase Plan. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 20:35 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 11,516 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000174 · edgar.xml · nonDerivative · entry 2 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,970 F2 · kind: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. F2 · shares: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 20:35 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 5,758 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000174 · edgar.xml · nonDerivative · entry 1 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,454 F1 · kind: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. F1 · shares: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. Read SEC document |
| May 13, 2020 Filed May 14, 2020 20:17 UTC | GRAHAM CORP GHM · Entity 1960 | Disposition to issuerCommon Stock | 4,936 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000110 · edgar.xml · nonDerivative · entry 1 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,696 F1 · shares: Shares forfeited under the terms of Mr. Glajch's May 31, 2017 performance-vested restricted stock award. Read SEC document |
| February 25, 2020 Filed Feb 25, 2020 21:21 UTC | GRAHAM CORP GHM · Entity 1960 | PurchaseCommon Stock | 1,800 | $17.00 | $30,600.00 |
DisclosureSEC source: 0000891839-20-000045 · edgar.xml · nonDerivative · entry 1 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,632 Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 21:20 UTC | GRAHAM CORP GHM · Entity 1960 | PurchaseCommon Stock | 1,500 | $18.00 | $27,000.00 |
DisclosureSEC source: 0000891839-20-000036 · edgar.xml · nonDerivative · entry 2 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,832 Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 21:20 UTC | GRAHAM CORP GHM · Entity 1960 | PurchaseCommon Stock | 2,500 | $18.60 | $46,500.00 |
DisclosureSEC source: 0000891839-20-000036 · edgar.xml · nonDerivative · entry 1 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,332 F1 · balance_after: Includes 1,252 shares acquired under the Graham Corporation Employee Stock Purchase Plan. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 20:32 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 538 | $20.41 | $10,980.58 |
DisclosureSEC source: 0000891839-19-000112 · edgar.xml · nonDerivative · entry 1 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,580 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 30, 2019 Filed May 31, 2019 20:34 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 446 | $20.42 | $9,107.32 |
DisclosureSEC source: 0000891839-19-000107 · edgar.xml · nonDerivative · entry 6 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,118 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:34 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 1,009 | $20.40 | $20,583.60 |
DisclosureSEC source: 0000891839-19-000107 · edgar.xml · nonDerivative · entry 5 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,564 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:34 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 7,076 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000107 · edgar.xml · nonDerivative · entry 4 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,573 F4 · kind: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. F4 · shares: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:34 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 3,538 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000107 · edgar.xml · nonDerivative · entry 3 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,497 F3 · kind: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. F3 · shares: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:34 UTC | GRAHAM CORP GHM · Entity 1960 | Disposition to issuerCommon Stock | 7,473 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000107 · edgar.xml · nonDerivative · entry 2 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,959 F2 · kind: Shares forfeited under the terms of Mr. Glajch's May 24, 2016 performance-vested restricted stock award. F2 · shares: Shares forfeited under the terms of Mr. Glajch's May 24, 2016 performance-vested restricted stock award. Read SEC document |
| May 24, 2019 Filed May 31, 2019 20:34 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 791 | $20.97 | $16,587.27 |
DisclosureSEC source: 0000891839-19-000107 · edgar.xml · nonDerivative · entry 1 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,432 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 20:09 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,739 | $0.00 Strike: $15.25 | $0.00 |
DisclosureSEC source: 0000891839-18-000084 · edgar.xml · derivative · entry 4 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,739 shares Expires 2020-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This option was previously reported by Mr. Glajch. F1 · derivative.underlying_shares: This option was previously reported by Mr. Glajch. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 20:09 UTC | GRAHAM CORP GHM · Entity 1960 | SaleCommon Stock | 1,844 | $27.25 | $50,249.00 |
DisclosureSEC source: 0000891839-18-000084 · edgar.xml · nonDerivative · entry 3 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,223 Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 20:09 UTC | GRAHAM CORP GHM · Entity 1960 | SaleCommon Stock | 1,739 | $27.25 | $47,387.75 |
DisclosureSEC source: 0000891839-18-000084 · edgar.xml · nonDerivative · entry 2 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,067 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.