Workman Kurt

SEC source: 0001868338-26-000004 · wk-form4_1791508013.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,190,679

F1 · shares: Represents shares of common stock withheld to satisfy certain tax obligations in connection with the vesting of restricted stock units ("RSUs").

SEC source: 0001816708-26-000072 · wk-form4_1783647032.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,211,079

SEC source: 0001868338-26-000002 · wk-form4_1777581221.xml · nonDerivative · entry 6

Workman Kurt · CIK 0001868338 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,232,080

F5 · shares: Represents restricted stock units which will vest as follows: 1/12th of the total original number of restricted stock units shall vest on July 6, 2026 and 1/12th of the total original number of restricted stock units shall vest on the same day of every 3rd month thereafter, subject to the Reporting Person's continuous service to the Issuer through each applicable vesting date.

SEC source: 0001628280-25-045154 · wk-form4_1760577238.xml · derivative · entry 2

Workman Kurt · CIK 0001868338 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 131,195 shares

Expires 2028-02-17

F1 · kind: On October 10, 2025, the Reporting Person exchanged warrants to purchase shares of Class A common stock, par value $0.0001 per share, of the Company (the "Common Stock"), that were initially issued in February 2023 in connection with the Company's issuance and sale of Series A Convertible Preferred Stock for the shares of Common Stock reported herein at a ratio of approximately 0.61 shares per warrant.

SEC source: 0001628280-25-045154 · wk-form4_1760577238.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 419,004

F1 · kind: On October 10, 2025, the Reporting Person exchanged warrants to purchase shares of Class A common stock, par value $0.0001 per share, of the Company (the "Common Stock"), that were initially issued in February 2023 in connection with the Company's issuance and sale of Series A Convertible Preferred Stock for the shares of Common Stock reported herein at a ratio of approximately 0.61 shares per warrant.

F1 · price: On October 10, 2025, the Reporting Person exchanged warrants to purchase shares of Class A common stock, par value $0.0001 per share, of the Company (the "Common Stock"), that were initially issued in February 2023 in connection with the Company's issuance and sale of Series A Convertible Preferred Stock for the shares of Common Stock reported herein at a ratio of approximately 0.61 shares per warrant.

SEC source: 0001868338-26-000002 · wk-form4_1777581221.xml · nonDerivative · entry 5

Workman Kurt · CIK 0001868338 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382,080

F1 · date: This transaction is being reported late due to an administrative oversight.

F2 · shares: Represents shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units ("RSUs").

SEC source: 0001868338-26-000002 · wk-form4_1777581221.xml · nonDerivative · entry 4

Workman Kurt · CIK 0001868338 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 431,136

F1 · date: This transaction is being reported late due to an administrative oversight.

F4 · shares: Reflects shares of the Issuer delivered to the reporting person upon satisfaction of performance criteria underlying an award of performance-based RSUs ("PSUs") granted to the reporting person on March 15, 2022.

SEC source: 0001868338-26-000002 · wk-form4_1777581221.xml · nonDerivative · entry 3

Workman Kurt · CIK 0001868338 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 417,038

F1 · date: This transaction is being reported late due to an administrative oversight.

F2 · shares: Represents shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units ("RSUs").

SEC source: 0001868338-26-000002 · wk-form4_1777581221.xml · nonDerivative · entry 2

Workman Kurt · CIK 0001868338 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418,052

F1 · date: This transaction is being reported late due to an administrative oversight.

F2 · shares: Represents shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units ("RSUs").

SEC source: 0001868338-26-000002 · wk-form4_1777581221.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 419,171

F1 · date: This transaction is being reported late due to an administrative oversight.

F2 · shares: Represents shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units ("RSUs").

F3 · balance_after: Balance includes shares purchased by the Reporting Person through the Issuer's Employee Stock Purchase Plan.

SEC source: 0001628280-24-051935 · wk-form4_1734567630.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,769

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

SEC source: 0001628280-24-041527 · wk-form4_1727488745.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 339,662

F1 · shares: Reflects restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 100% of the RSUs shall vest on April 15, 2026, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F2 · balance_after: Includes shares purchased in the Issuer's Employee Stock Purchase Plan.

SEC source: 0001628280-24-038221 · wk-form4_1724357203.xml · derivative · entry 2

Workman Kurt · CIK 0001868338 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200

Underlying: Common Stock · 43,731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On August 20, 2024, the Reporting Person converted 300 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023.

F1 · price: On August 20, 2024, the Reporting Person converted 300 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023.

F2 · derivative.expiration_date: The Series A Convertible Preferred Stock does not have an expiration date.

F1 · derivative.underlying_shares: On August 20, 2024, the Reporting Person converted 300 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023.

SEC source: 0001628280-24-038221 · wk-form4_1724357203.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 20, 2024, the Reporting Person converted 300 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023.

F1 · price: On August 20, 2024, the Reporting Person converted 300 shares of Series A Convertible Preferred Stock of Owlet, Inc. (the "Company") at an exchange ratio of 145.7726, pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company, the Reporting Person and the other parties thereto. The number of shares and exchange ratio have been adjusted to reflect the 1-for-14 reverse stock split the Company completed on July 7, 2023.

SEC source: 0001628280-24-028924 · wk-form4_1718753415.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,523

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

SEC source: 0001628280-24-012206 · wk-form4_1710964952.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,284

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

SEC source: 0001628280-23-042321 · wk-form4_1703127236.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,181

F1 · kind: The sale reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

F2 · balance_after: Balance reflects 3,192 shares of Common Stock purchased pursuant to the Owlet, Inc. 2021 Employee Stock Purchase Plan.

SEC source: 0001628280-23-032704 · wk-form4_1695246463.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,040

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

SEC source: 0001628280-23-023198 · wk-form4_1687483291.xml · nonDerivative · entry 5

Workman Kurt · CIK 0001868338 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,900,214

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

SEC source: 0001628280-23-023198 · wk-form4_1687483291.xml · nonDerivative · entry 4

Workman Kurt · CIK 0001868338 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,911,793

F3 · balance_after: Reflects shares of the Issuer delivered to the reporting person upon satisfaction of performance criteria underlying an award of performance-based Restricted Share Units ("PSUs") granted to the reporting person on March 15, 2022.

SEC source: 0001628280-23-023198 · wk-form4_1687483291.xml · nonDerivative · entry 3

Workman Kurt · CIK 0001868338 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,859,162

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

SEC source: 0001628280-23-012317 · wf-form4_168203876254279.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,937,670

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

SEC source: 0001628280-23-023198 · wk-form4_1687483291.xml · nonDerivative · entry 2

Workman Kurt · CIK 0001868338 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,873,391

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

SEC source: 0001628280-23-004653 · wf-form4_167711683146696.xml · derivative · entry 2

Workman Kurt · CIK 0001868338 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,836,734

Underlying: Common Stock · 1,836,734 shares

Expires 2028-02-17

F3 · derivative.exercise_price: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 17, 2023, by the Company and Mr. Workman (the "Warrant"), the exercise price and the number of shares of the Company's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F3 · shares: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 17, 2023, by the Company and Mr. Workman (the "Warrant"), the exercise price and the number of shares of the Company's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F3 · price: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 17, 2023, by the Company and Mr. Workman (the "Warrant"), the exercise price and the number of shares of the Company's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

F3 · derivative.underlying_shares: As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 17, 2023, by the Company and Mr. Workman (the "Warrant"), the exercise price and the number of shares of the Company's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.

SEC source: 0001628280-23-004653 · wf-form4_167711683146696.xml · derivative · entry 1

Workman Kurt · CIK 0001868338 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 1,020,408 shares

Expires not disclosed

F1 · shares: The Series A Convertible Preferred Stock is convertible into shares of Class A common stock, par value $0.0001 per share (the "Common Stock"), of Owlet, Inc. (the "Company"). The conversion rate shall initially be 2,040.8163 shares of Common Stock per each share of Series A Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company and Mr. Workman, amongst others.

F2 · derivative.expiration_date: The Series A Convertible Preferred Stock does not have an expiration date.

F1 · balance_after: The Series A Convertible Preferred Stock is convertible into shares of Class A common stock, par value $0.0001 per share (the "Common Stock"), of Owlet, Inc. (the "Company"). The conversion rate shall initially be 2,040.8163 shares of Common Stock per each share of Series A Convertible Preferred Stock, subject to adjustment from time to time pursuant to the terms and conditions of the Investment Agreement, dated February 17, 2023, by and among the Company and Mr. Workman, amongst others.

SEC source: 0001628280-23-023198 · wk-form4_1687483291.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,934,145

F1 · kind: The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock units.

F2 · balance_after: Balance reflects 8,960 shares of Common Stock purchased pursuant to the Owlet, Inc. 2021 Employee Stock Purchase Plan.

SEC source: 0001628280-22-023162 · wf-form4_166076762340779.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,938,530

F1 · shares: Constitutes restricted stock units ("RSUs") for which Mr. Workman received one (1) share of common stock for each RSU upon vesting. The RSUs were granted and fully vested on August 15, 2022.

SEC source: 0000899243-22-015116 · doc4.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,909,583

F1 · shares: Constitutes restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 100% of the RSUs shall vest on April 15, 2023, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F2 · balance_after: Amount beneficially owned following the transaction reported herein based on the Reporting Person's Form 4 filed on March 25, 2022 and reflecting RSUs granted on March 14, 2022.

SEC source: 0000899243-22-011584 · doc4.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,117,349

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.72 to $2.90. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0000899243-22-011223 · doc4.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,101,023

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.28 to $2.35. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0000899243-22-012328 · doc4.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,906,823

F1 · shares: Constitutes restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 25% of the RSUs shall vest on the one-year anniversary of March 15, 2022, and 1/16th of the total number of RSUs shall vest in equal quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0000899243-22-010968 · doc4.xml · nonDerivative · entry 2

Workman Kurt · CIK 0001868338 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,085,854

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.21 to $2.25. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0000899243-22-010968 · doc4.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,083,702

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.14 to $2.25. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001140361-21-024842 · form4.xml · derivative · entry 2

Workman Kurt · CIK 0001868338 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,473

Underlying: Common Stock · 339,473 shares

Expires 2031-01-23

F2 · shares: At the Effective Time, each outstanding option to purchase shares of Owlet Baby Care common stock (each an "Owlet Baby Care Option") was automatically cancelled and converted into an option to purchase a number of shares of common stock of the Issuer equal to (i) the number of shares of Owlet Baby Care common stock subject to the applicable Owlet Baby Care Option multiplied by (ii) the Exchange Ratio, rounded down to the nearest whole share.

F1 · price: On July 15, 2021, pursuant to that certain Business Combination Agreement, dated as of February 15, 2021, by and among the Issuer, Project Olympus Merger Sub, Inc. ("Merger Sub") and Owlet Baby Care Inc. ("Owlet Baby Care"), Merger Sub merged with and into Owlet Baby Care with Owlet Baby Care surviving as a wholly owned subsidiary of the Issuer (the "Merger"). Upon consummation of the Merger (the "Effective Time"), each issued and outstanding share of common stock of Owlet Baby Care was automatically cancelled and converted into approximately 2.053 (the "Exchange Ratio") shares of common stock of the Issuer.

F3 · derivative.exercise_date: Represents an award of stock options on January 24, 2021, which vests in 48 monthly installments thereafter beginning on February 11, 2021, subject to the reporting person's continued service through the applicable vesting date.

SEC source: 0001140361-21-024842 · form4.xml · nonDerivative · entry 1

Workman Kurt · CIK 0001868338 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,074,202

F1 · price: On July 15, 2021, pursuant to that certain Business Combination Agreement, dated as of February 15, 2021, by and among the Issuer, Project Olympus Merger Sub, Inc. ("Merger Sub") and Owlet Baby Care Inc. ("Owlet Baby Care"), Merger Sub merged with and into Owlet Baby Care with Owlet Baby Care surviving as a wholly owned subsidiary of the Issuer (the "Merger"). Upon consummation of the Merger (the "Effective Time"), each issued and outstanding share of common stock of Owlet Baby Care was automatically cancelled and converted into approximately 2.053 (the "Exchange Ratio") shares of common stock of the Issuer.