organization · Reporting owner
Lightspeed General Partner X, L.P.
Disclosed activity across 4 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Forty Seven, Inc.FTSV · Entity 16035 | 10% owner | March 11, 2020 | March 14, 2020 |
| Navan, Inc.NAVN · Entity 3707 | 10% owner | July 07, 2026 | July 09, 2026 |
| Rubrik, Inc.RBRK · Entity 2594 | 10% owner | March 25, 2025 | March 28, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Forty Seven, Inc.
Report date March 11, 2020 · Filed March 14, 2020
Jointly reported with Lightspeed Venture Partners X, L.P., Lightspeed Ultimate General Partner X, Ltd., Lightspeed Venture Partners Select II, L.P., Lightspeed General Partner Select II, L.P., Lightspeed Ultimate General Partner Select II, Ltd., Eggers Barry, Liew Jeremy, Mhatre Ravi, Nieh Peter
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners X, L.P. | 336,868 |
Reported balance
After 2020-03-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-03-11 · Other · Disposed 2,450,000 · Balance 336,868 F1: Represents in-kind distribution by Lightspeed Venture Partners X, L.P. ("Lightspeed X") without consideration to its partners (including Lightspeed General Partner X, L.P., the general partner of Lightspeed X). F2: Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X and Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates"). Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed X and Lightspeed Affiliates except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Lightspeed General Partner X, L.P. | 0 |
Last balance in matching sequence
After 2020-03-11 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2020-03-11 · Other · Acquired 395,374 · Balance 395,374 F1: Represents in-kind distribution by Lightspeed Venture Partners X, L.P. ("Lightspeed X") without consideration to its partners (including Lightspeed General Partner X, L.P., the general partner of Lightspeed X). F2: Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X and Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates"). Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed X and Lightspeed Affiliates except to the extent of their pecuniary interest therein. Row 3 · 2020-03-11 · Other · Disposed 395,374 · Balance 0 F3: Represents in-kind distribution by LGP X without consideration to its partners F2: Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X and Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates"). Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed X and Lightspeed Affiliates except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Eggers Investments LP - Fund 2 | 66,165 |
Last balance in matching sequence
After 2020-03-11 transaction · row 11
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 4 · 2020-03-11 · Other · Acquired 51,405 · Balance 51,405 F3: Represents in-kind distribution by LGP X without consideration to its partners F4: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2. Row 11 · 2020-03-11 · Other · Acquired 14,760 · Balance 66,165 F9: Represents in-kind distribution by Select II GP without consideration to its partners F4: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2. |
| Common StockSEC Table I · non-derivative | IndirectBy Jeremy Liew | 51,405 |
Reported balance
After 2020-03-11 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2020-03-11 · Other · Acquired 51,405 · Balance 51,405 F3: Represents in-kind distribution by LGP X without consideration to its partners |
| Common StockSEC Table I · non-derivative | IndirectBy Jeremy Liew | 71,086 |
Reported balance
After 2020-03-11 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2020-03-11 · Other · Acquired 19,681 · Balance 71,086 F9: Represents in-kind distribution by Select II GP without consideration to its partners |
| Common StockSEC Table I · non-derivative | IndirectBy Mhatre Investments LP - Fund 3 | 71,086 |
Last balance in matching sequence
After 2020-03-11 transaction · row 13
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 6 · 2020-03-11 · Other · Acquired 51,405 · Balance 51,405 F3: Represents in-kind distribution by LGP X without consideration to its partners F5: Ravi Mhatre serves as trustee of the general partner of Mhatre Investments LP- Fund 3. Row 13 · 2020-03-11 · Other · Acquired 19,681 · Balance 71,086 F9: Represents in-kind distribution by Select II GP without consideration to its partners F5: Ravi Mhatre serves as trustee of the general partner of Mhatre Investments LP- Fund 3. |
| Common StockSEC Table I · non-derivative | IndirectBy Nieh Family Investments LP - Fund 3 | 51,405 |
Reported balance
After 2020-03-11 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2020-03-11 · Other · Acquired 51,405 · Balance 51,405 F3: Represents in-kind distribution by LGP X without consideration to its partners F6: Peter Nieh serves as co-trustee of the general partner of Nieh Investments LP - Fund 3. |
| Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners Select II, L.P. | 496,769 |
Reported balance
After 2020-03-11 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2020-03-11 · Other · Disposed 1,600,000 · Balance 496,769 F7: Represents in-kind distribution by Lightspeed Venture Partners Select II, L.P. ("Select II") without consideration to its partners (including Lightspeed General Partner Select II, L.P., the general partner of Select II). F8: Lightspeed General Partner Select II, L.P. ("Select II GP") is the general partner of Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("Select II UGP") is the general partner of Select II GP. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Lightspeed General Partner Select II, L.P. | 0 |
Last balance in matching sequence
After 2020-03-11 transaction · row 10
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 9 · 2020-03-11 · Other · Acquired 171,750 · Balance 171,750 F7: Represents in-kind distribution by Lightspeed Venture Partners Select II, L.P. ("Select II") without consideration to its partners (including Lightspeed General Partner Select II, L.P., the general partner of Select II). F8: Lightspeed General Partner Select II, L.P. ("Select II GP") is the general partner of Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("Select II UGP") is the general partner of Select II GP. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their pecuniary interest therein. Row 10 · 2020-03-11 · Other · Disposed 171,750 · Balance 0 F9: Represents in-kind distribution by Select II GP without consideration to its partners F8: Lightspeed General Partner Select II, L.P. ("Select II GP") is the general partner of Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("Select II UGP") is the general partner of Select II GP. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Nieh Family Investments LP - Fund 4 | 14,760 |
Reported balance
After 2020-03-11 transaction · row 14
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 14 · 2020-03-11 · Other · Acquired 14,760 · Balance 14,760 F9: Represents in-kind distribution by Select II GP without consideration to its partners F10: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4. |
| Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Affiliates X, L.P. | 67,036 |
Reported balance
Holding disclosure · report date 2020-03-11 · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · Balance 67,036 F2: Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X and Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates"). Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed X and Lightspeed Affiliates except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Ravi Mhatre | 66,743 |
Reported balance
Holding disclosure · report date 2020-03-11 · row 16
Holding and transaction disclosures are not merged.
1 source rowRow 16 · Balance 66,743 |
| Common StockSEC Table I · non-derivative | IndirectBy Mhatre Investments LP - Fund 1 | 66,743 |
Reported balance
Holding disclosure · report date 2020-03-11 · row 17
Holding and transaction disclosures are not merged.
1 source rowRow 17 · Balance 66,743 F11: Ravi Mhatre serves as trustee of the general partner of Mhatre Investments LP- Fund 1. |
| Common StockSEC Table I · non-derivative | IndirectBy Mhatre 2011 Irrevocable Children's Trust | 33,372 |
Reported balance
Holding disclosure · report date 2020-03-11 · row 18
Holding and transaction disclosures are not merged.
1 source rowRow 18 · Balance 33,372 F12: Ravi Mhatre serves as trustee of Mhatre 2011 Irrevocable Children's Trust. |
| Common StockSEC Table I · non-derivative | IndirectBy Peter Nieh | 67,500 |
Reported balance
Holding disclosure · report date 2020-03-11 · row 19
Holding and transaction disclosures are not merged.
1 source rowRow 19 · Balance 67,500 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents in-kind distribution by Lightspeed Venture Partners X, L.P. ("Lightspeed X") without consideration to its partners (including Lightspeed General Partner X, L.P., the general partner of Lightspeed X).
F2: Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X and Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates"). Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed X and Lightspeed Affiliates except to the extent of their pecuniary interest therein.
F3: Represents in-kind distribution by LGP X without consideration to its partners
F4: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2.
F5: Ravi Mhatre serves as trustee of the general partner of Mhatre Investments LP- Fund 3.
F6: Peter Nieh serves as co-trustee of the general partner of Nieh Investments LP - Fund 3.
F7: Represents in-kind distribution by Lightspeed Venture Partners Select II, L.P. ("Select II") without consideration to its partners (including Lightspeed General Partner Select II, L.P., the general partner of Select II).
F8: Lightspeed General Partner Select II, L.P. ("Select II GP") is the general partner of Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("Select II UGP") is the general partner of Select II GP. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their pecuniary interest therein.
F9: Represents in-kind distribution by Select II GP without consideration to its partners
F10: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4.
F11: Ravi Mhatre serves as trustee of the general partner of Mhatre Investments LP- Fund 1.
F12: Ravi Mhatre serves as trustee of Mhatre 2011 Irrevocable Children's Trust.
Navan, Inc.
Report date July 07, 2026 · Filed July 09, 2026
Jointly reported with Lightspeed Venture Partners X, L.P., Lightspeed Affiliates X, L.P., Lightspeed Ultimate General Partner X, Ltd., Lightspeed Opportunity Fund, L.P., Lightspeed General Partner Opportunity Fund, L.P., Lightspeed Ultimate General Partner Opportunity Fund, Ltd., Lightspeed Strategic Partners I L.P., Lightspeed Strategic Partners General Partner I L.P., Lightspeed Strategic Partners Ultimate General Partner I L.L.C.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners X, L.P. | 16,881,575 |
Reported balance
After 2026-07-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-07-07 · Other · Disposed 2,979,102 · Balance 16,881,575 F1: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Lightspeed Venture Partners X, L.P. ("Lightspeed X") to its general partner and limited partners without additional consideration. F2: Shares are held by Lightspeed X. Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Each of LGP X and LUGP X disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Affiliates X, L.P. | 0 |
Reported balance
After 2026-07-07 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2026-07-07 · Other · Disposed 192,885 · Balance 0 F3: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Lightspeed Affiliates X, L.P. ("Affiliates X") to its limited partners without additional consideration. F4: Shares are held by Affiliates X. LGP X is the general partner of Affiliates X. LUGP X is the general partner of LGP X. Each of LGP X and LUGP X disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners Select II, L.P. | 10,736,057 |
Reported balance
After 2026-07-07 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2026-07-07 · Other · Disposed 1,894,598 · Balance 10,736,057 F5: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II") to its general partner and limited partners without additional consideration. F6: Shares are held by Lightspeed Select II. Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Each of LGP Select II and LUGP Select II disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed General Partner X, L.P. | 0 |
Last balance in matching sequence
After 2026-07-07 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 4 · 2026-07-07 · Other · Acquired 670,005 · Balance 670,005 F7: Represents receipt of shares in the distribution in kind described in footnote (1). F8: Shares are held by LGP X. LUGP X is the general partner of LGP X. LUGP X disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein. Row 5 · 2026-07-07 · Other · Disposed 670,005 · Balance 0 F9: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by LGP X to its limited partners without additional consideration. F8: Shares are held by LGP X. LUGP X is the general partner of LGP X. LUGP X disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed General Partner Select II, L.P. | 0 |
Last balance in matching sequence
After 2026-07-07 transaction · row 7
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 6 · 2026-07-07 · Other · Acquired 401,655 · Balance 401,655 F10: Represents receipt of shares in the distribution in kind described in footnote (5). F11: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. LUGP Select II disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein. Row 7 · 2026-07-07 · Other · Disposed 401,655 · Balance 0 F12: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by LGP Select II to its limited partners without additional consideration. F11: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. LUGP Select II disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Management Company, L.L.C. | 0 |
Last balance in matching sequence
After 2026-07-08 transaction · row 9
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 8 · 2026-07-07 · Other · Acquired 8,983 · Balance 8,983 F13: Represents receipt of shares in the distributions in kind described in footnotes (9) and (12). F14: The shares held by Lightspeed Management Company, L.L.C. Row 9 · 2026-07-08 · Sale · Disposed 8,983 · Balance 0 F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.27 to $25.53 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F14: The shares held by Lightspeed Management Company, L.L.C. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Opportunity Fund, L.P. | 2,280,989 |
Reported balance
Holding disclosure · report date 2026-07-07 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 2,280,989 F16: Shares are held by Lightspeed Opportunity Fund, L.P. ("Opportunity"). Lightspeed General Partner Opportunity Fund, L.P. ("LGP Opportunity") is the general partner of Opportunity. Lightspeed Ultimate General Partner Opportunity Fund, Ltd. ("LUGP Opportunity") is the general partner of LGP Opportunity. Each of LGP Opportunity and LUGP Opportunity disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Strategic Partners I L.P. | 587,965 |
Reported balance
Holding disclosure · report date 2026-07-07 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 587,965 F17: Shares are held by Lightspeed Strategic Partners I L.P. ("Strategic"). Lightspeed Strategic Partners General Partner I L.P. ("LGP Strategic") is the general partner of Strategic. Lightspeed Strategic Partners Ultimate General Partner I L.L.C. ("LUGP Strategic") is the general partner of LGP Strategic. Each of LGP Strategic and LUGP Strategic disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners Select III, L.P. | 6,134,518 |
Reported balance
Holding disclosure · report date 2026-07-07 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 6,134,518 F18: Shares are held by Lightspeed Venture Partners Select III, L.P. ("Lightspeed Select III"). Lightspeed General Partner Select III, L.P. ("LGP Select III") is the general partner of Lightspeed Select III. Lightspeed Ultimate General Partner Select III, Ltd. ("LUGP Select III") is the general partner of LGP Select III. Each of LGP Select III and LUGP Select III disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Lightspeed Venture Partners X, L.P. ("Lightspeed X") to its general partner and limited partners without additional consideration.
F2: Shares are held by Lightspeed X. Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Each of LGP X and LUGP X disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.
F3: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Lightspeed Affiliates X, L.P. ("Affiliates X") to its limited partners without additional consideration.
F4: Shares are held by Affiliates X. LGP X is the general partner of Affiliates X. LUGP X is the general partner of LGP X. Each of LGP X and LUGP X disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.
F5: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II") to its general partner and limited partners without additional consideration.
F6: Shares are held by Lightspeed Select II. Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Each of LGP Select II and LUGP Select II disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.
F7: Represents receipt of shares in the distribution in kind described in footnote (1).
F8: Shares are held by LGP X. LUGP X is the general partner of LGP X. LUGP X disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.
F9: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by LGP X to its limited partners without additional consideration.
F10: Represents receipt of shares in the distribution in kind described in footnote (5).
F11: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. LUGP Select II disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.
F12: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by LGP Select II to its limited partners without additional consideration.
F13: Represents receipt of shares in the distributions in kind described in footnotes (9) and (12).
F14: The shares held by Lightspeed Management Company, L.L.C.
F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.27 to $25.53 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16: Shares are held by Lightspeed Opportunity Fund, L.P. ("Opportunity"). Lightspeed General Partner Opportunity Fund, L.P. ("LGP Opportunity") is the general partner of Opportunity. Lightspeed Ultimate General Partner Opportunity Fund, Ltd. ("LUGP Opportunity") is the general partner of LGP Opportunity. Each of LGP Opportunity and LUGP Opportunity disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.
F17: Shares are held by Lightspeed Strategic Partners I L.P. ("Strategic"). Lightspeed Strategic Partners General Partner I L.P. ("LGP Strategic") is the general partner of Strategic. Lightspeed Strategic Partners Ultimate General Partner I L.L.C. ("LUGP Strategic") is the general partner of LGP Strategic. Each of LGP Strategic and LUGP Strategic disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.
F18: Shares are held by Lightspeed Venture Partners Select III, L.P. ("Lightspeed Select III"). Lightspeed General Partner Select III, L.P. ("LGP Select III") is the general partner of Lightspeed Select III. Lightspeed Ultimate General Partner Select III, Ltd. ("LUGP Select III") is the general partner of LGP Select III. Each of LGP Select III and LUGP Select III disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.
Rubrik, Inc.
Report date March 25, 2025 · Filed March 28, 2025
Jointly reported with Lightspeed Venture Partners IX, L.P., Lightspeed General Partner IX, L.P., Lightspeed Ultimate General Partner IX, Ltd., Lightspeed Venture Partners Select II, L.P., Lightspeed General Partner Select II, L.P., Lightspeed Ultimate General Partner Select II, Ltd., Lightspeed Venture Partners X, L.P., Lightspeed Affiliates X, L.P., Lightspeed Ultimate General Partner X, Ltd.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 3,330,000 |
Reported balance
After 2025-03-25 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-03-25 · Conversion · Acquired 3,330,000 · Balance 3,330,000 F1: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-03-25 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2025-03-25 · Other · Disposed 3,330,000 · Balance 0 F8: Represents an in-kind distribution by Lightspeed IX without consideration to its partners (including LGP IX). F1: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class A Common StockSEC Table I · non-derivative | Direct | 21,221 |
Reported balance
After 2025-03-25 transaction · row 24
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 24 · 2025-03-25 · Other · Acquired 21,221 · Balance 21,221 F31: Represents receipt of shares in the distribution in kind described in footnote (21). F32: Shares are held by Barry Eggers. |
| Class A Common StockSEC Table I · non-derivative | Direct | 21,221 |
Reported balance
After 2025-03-25 transaction · row 26
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 26 · 2025-03-25 · Other · Acquired 21,221 · Balance 21,221 F31: Represents receipt of shares in the distribution in kind described in footnote (21). F35: Shares are held by Peter Nieh. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners Select II, L.P. | 0 |
Last balance in matching sequence
After 2025-03-25 transaction · row 11
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2025-03-25 · Conversion · Acquired 774,000 · Balance 774,000 F2: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Row 11 · 2025-03-25 · Other · Disposed 774,000 · Balance 0 F12: Represents an in-kind distribution by Lightspeed Select II without consideration to its partners (including LGP Select II). F2: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed SPV I, LLC | 0 |
Last balance in matching sequence
After 2025-03-25 transaction · row 14
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2025-03-25 · Conversion · Acquired 1,504,000 · Balance 1,504,000 F3: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Row 14 · 2025-03-25 · Other · Disposed 1,504,000 · Balance 0 F16: Represents an in-kind distribution by Lightspeed SPV I without consideration to its members (including LS SPV). F3: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed SPV I-B, LLC | 0 |
Last balance in matching sequence
After 2025-03-25 transaction · row 15
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 4 · 2025-03-25 · Conversion · Acquired 1,083,000 · Balance 1,083,000 F4: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Row 15 · 2025-03-25 · Other · Disposed 1,083,000 · Balance 0 F17: Represents an in-kind distribution by Lightspeed SPV I-B without consideration to its members. F4: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed SPV I-C, LLC | 0 |
Last balance in matching sequence
After 2025-03-25 transaction · row 16
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 5 · 2025-03-25 · Conversion · Acquired 758,000 · Balance 758,000 F5: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Row 16 · 2025-03-25 · Other · Disposed 758,000 · Balance 0 F18: Represents an in-kind distribution by Lightspeed SPV I-C without consideration to its members. F5: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners X, L.P. | 0 |
Last balance in matching sequence
After 2025-03-25 transaction · row 19
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 6 · 2025-03-25 · Conversion · Acquired 304,978 · Balance 304,978 F6: Shares are held by Lightspeed Venture Partners X, L.P. ("Lightspeed X"). Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X. Each of LGP X, LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Row 19 · 2025-03-25 · Other · Disposed 304,978 · Balance 0 F22: Represents an in-kind distribution by Lightspeed X without consideration to its partners (including LGP X). F6: Shares are held by Lightspeed Venture Partners X, L.P. ("Lightspeed X"). Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X. Each of LGP X, LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Affiliates X, L.P. | 0 |
Last balance in matching sequence
After 2025-03-25 transaction · row 22
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 7 · 2025-03-25 · Conversion · Acquired 18,084 · Balance 18,084 F7: Shares are held by Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates X"). LGP X, is the general partner of Lightspeed Affiliates X. LUGP X is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each of LGP X, LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Row 22 · 2025-03-25 · Other · Disposed 18,084 · Balance 0 F26: Represents an in-kind distribution by Lightspeed Affiliates X without consideration to its partners. F7: Shares are held by Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates X"). LGP X, is the general partner of Lightspeed Affiliates X. LUGP X is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each of LGP X, LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed General Partner IX, L.P. | 0 |
Last balance in matching sequence
After 2025-03-25 transaction · row 10
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 9 · 2025-03-25 · Other · Acquired 869,963 · Balance 869,963 F9: Represents receipt of shares in the distribution in kind described in footnote (8). F10: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by LGP IX. Each of LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Row 10 · 2025-03-25 · Other · Disposed 869,963 · Balance 0 F11: Represents an in-kind distribution by LGP IX without consideration to its partners. F10: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by LGP IX. Each of LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed General Partner Select II, L.P. | 0 |
Last balance in matching sequence
After 2025-03-25 transaction · row 13
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 12 · 2025-03-25 · Other · Acquired 145,028 · Balance 145,028 F13: Represents receipt of shares in the distribution in kind described in footnote (12). F14: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by LGP Select II. Each of LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Row 13 · 2025-03-25 · Other · Disposed 145,028 · Balance 0 F15: Represents an in-kind distribution by LGP Select II without consideration to its partners. F14: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by LGP Select II. Each of LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy LS SPV Management, LLC | 0 |
Last balance in matching sequence
After 2025-03-25 transaction · row 18
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 17 · 2025-03-25 · Other · Acquired 224,063 · Balance 224,063 F19: Represents receipt of shares in the distribution in kind described in footnote (16). F20: Shares are held by LS SPV. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by LS SPV. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Row 18 · 2025-03-25 · Other · Disposed 224,063 · Balance 0 F21: Represents an in-kind distribution by LS SPV without consideration to its members. F20: Shares are held by LS SPV. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by LS SPV. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed General Partner X, L.P. | 0 |
Last balance in matching sequence
After 2025-03-25 transaction · row 21
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 20 · 2025-03-25 · Other · Acquired 64,838 · Balance 64,838 F23: Represents receipt of shares in the distribution in kind described in footnote (22). F24: Shares are held by LGP X. LUGP X is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by LGP X. Each of LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Row 21 · 2025-03-25 · Other · Disposed 64,838 · Balance 0 F25: Represents an in-kind distribution by LGP X without consideration to its partners. F24: Shares are held by LGP X. LUGP X is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by LGP X. Each of LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Management Company, L.L.C. | 13,213 |
Reported balance
After 2025-03-25 transaction · row 23
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 23 · 2025-03-25 · Other · Acquired 13,213 · Balance 13,213 F27: Represents receipt of shares in the distribution in kind described in footnote (11). F28: Represents receipt of shares in the distribution in kind described in footnote (15). F29: Represents receipt of shares in the distribution in kind described in footnote (25). F30: Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LMC and share voting and dispositive power with respect to the shares held by LMC. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Eggers Investments LP - Fund 2 | 189,279 |
Reported balance
After 2025-03-25 transaction · row 25
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 25 · 2025-03-25 · Other · Acquired 132,543 · Balance 189,279 F27: Represents receipt of shares in the distribution in kind described in footnote (11). F28: Represents receipt of shares in the distribution in kind described in footnote (15). F29: Represents receipt of shares in the distribution in kind described in footnote (25). F33: Represents receipt of shares in the distribution in kind described in footnote (26). F34: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Nieh Family Investments LP - Fund 1 | 649 |
Reported balance
After 2025-03-25 transaction · row 27
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 27 · 2025-03-25 · Other · Acquired 649 · Balance 649 F33: Represents receipt of shares in the distribution in kind described in footnote (26). F36: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 1. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Nieh Family Investments LP - Fund 2 | 250,101 |
Reported balance
After 2025-03-25 transaction · row 28
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 28 · 2025-03-25 · Other · Acquired 110,080 · Balance 250,101 F27: Represents receipt of shares in the distribution in kind described in footnote (11). F37: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 2. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Nieh Family Investments LP - Fund 3 | 8,387 |
Reported balance
After 2025-03-25 transaction · row 29
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 29 · 2025-03-25 · Other · Acquired 8,387 · Balance 8,387 F29: Represents receipt of shares in the distribution in kind described in footnote (25). F38: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 3. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Nieh Family Investments LP - Fund 4 | 30,141 |
Reported balance
After 2025-03-25 transaction · row 30
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 30 · 2025-03-25 · Other · Acquired 13,426 · Balance 30,141 F28: Represents receipt of shares in the distribution in kind described in footnote (15). F39: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 9,989,816 |
Reported balance
After 2025-03-25 transaction · row 31
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 31 · 2025-03-25 · Conversion · Disposed 3,330,000 · Balance 9,989,816 F40: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F1: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed Venture Partners Select II, L.P. | 2,319,410 |
Reported balance
After 2025-03-25 transaction · row 32
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 32 · 2025-03-25 · Conversion · Disposed 774,000 · Balance 2,319,410 F40: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F2: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed SPV I, LLC | 4,511,457 |
Reported balance
After 2025-03-25 transaction · row 33
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 33 · 2025-03-25 · Conversion · Disposed 1,504,000 · Balance 4,511,457 F40: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed SPV I-B, LLC | 3,247,511 |
Reported balance
After 2025-03-25 transaction · row 34
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 34 · 2025-03-25 · Conversion · Disposed 1,083,000 · Balance 3,247,511 F40: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F4: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed SPV I-C, LLC | 2,273,358 |
Reported balance
After 2025-03-25 transaction · row 35
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 35 · 2025-03-25 · Conversion · Disposed 758,000 · Balance 2,273,358 F40: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F5: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed Venture Partners X, L.P. | 101,659 |
Reported balance
After 2025-03-25 transaction · row 36
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 36 · 2025-03-25 · Conversion · Disposed 304,978 · Balance 101,659 F40: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F6: Shares are held by Lightspeed Venture Partners X, L.P. ("Lightspeed X"). Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X. Each of LGP X, LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed Affiliates X, L.P | 0 |
Reported balance
After 2025-03-25 transaction · row 37
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 37 · 2025-03-25 · Conversion · Disposed 18,084 · Balance 0 F40: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F7: Shares are held by Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates X"). LGP X, is the general partner of Lightspeed Affiliates X. LUGP X is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each of LGP X, LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F2: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F3: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F4: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F5: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F6: Shares are held by Lightspeed Venture Partners X, L.P. ("Lightspeed X"). Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X. Each of LGP X, LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F7: Shares are held by Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates X"). LGP X, is the general partner of Lightspeed Affiliates X. LUGP X is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each of LGP X, LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F8: Represents an in-kind distribution by Lightspeed IX without consideration to its partners (including LGP IX).
F9: Represents receipt of shares in the distribution in kind described in footnote (8).
F10: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by LGP IX. Each of LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F11: Represents an in-kind distribution by LGP IX without consideration to its partners.
F12: Represents an in-kind distribution by Lightspeed Select II without consideration to its partners (including LGP Select II).
F13: Represents receipt of shares in the distribution in kind described in footnote (12).
F14: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by LGP Select II. Each of LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F15: Represents an in-kind distribution by LGP Select II without consideration to its partners.
F16: Represents an in-kind distribution by Lightspeed SPV I without consideration to its members (including LS SPV).
F17: Represents an in-kind distribution by Lightspeed SPV I-B without consideration to its members.
F18: Represents an in-kind distribution by Lightspeed SPV I-C without consideration to its members.
F19: Represents receipt of shares in the distribution in kind described in footnote (16).
F20: Shares are held by LS SPV. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by LS SPV. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F21: Represents an in-kind distribution by LS SPV without consideration to its members.
F22: Represents an in-kind distribution by Lightspeed X without consideration to its partners (including LGP X).
F23: Represents receipt of shares in the distribution in kind described in footnote (22).
F24: Shares are held by LGP X. LUGP X is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by LGP X. Each of LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F25: Represents an in-kind distribution by LGP X without consideration to its partners.
F26: Represents an in-kind distribution by Lightspeed Affiliates X without consideration to its partners.
F27: Represents receipt of shares in the distribution in kind described in footnote (11).
F28: Represents receipt of shares in the distribution in kind described in footnote (15).
F29: Represents receipt of shares in the distribution in kind described in footnote (25).
F30: Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LMC and share voting and dispositive power with respect to the shares held by LMC. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F31: Represents receipt of shares in the distribution in kind described in footnote (21).
F32: Shares are held by Barry Eggers.
F33: Represents receipt of shares in the distribution in kind described in footnote (26).
F34: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2.
F35: Shares are held by Peter Nieh.
F36: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 1.
F37: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 2.
F38: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 3.
F39: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4.
F40: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Guardant Health, Inc.
Report date October 09, 2018 · Filed October 11, 2018
Jointly reported with Lightspeed Ultimate General Partner X, Ltd., Lightspeed Affiliates X, L.P., Lightspeed Venture Partners X, L.P., Eggers Barry, Liew Jeremy, Mhatre Ravi, Nieh Peter, SCHAEPE CHRISTOPHER J
Section 16 reporting ended · disclosed 2018-10-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | IndirectBy Lightspeed Affiliates X, L.P. | 58,458 |
Reported balance
After 2018-10-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-10-09 · Conversion · Acquired 58,458 · Balance 58,458 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2: The shares are directly held by Lightspeed Affiliates X, L.P. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Affiliates X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners X, L.P. | 1,169,163 |
Reported balance
After 2018-10-09 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-10-09 · Conversion · Acquired 1,169,163 · Balance 1,169,163 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3: The shares are directly held by Lightspeed Venture Partners X, L.P. Lightspeed Ultimate General Partner X, Ltd. is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Venture Partners X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners X, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| SERIES C PREFERRED STOCKSEC Table II · derivative / convertible security | IndirectBy Lightspeed Affiliates X, L.P. | 0 |
Reported balance
After 2018-10-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-10-09 · Conversion · Disposed 58,458 · Balance 0 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2: The shares are directly held by Lightspeed Affiliates X, L.P. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Affiliates X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| SERIES C PREFERRED STOCKSEC Table II · derivative / convertible security | IndirectBy Lightspeed Venture Partners X, L.P. | 0 |
Reported balance
After 2018-10-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-10-09 · Conversion · Disposed 1,169,163 · Balance 0 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3: The shares are directly held by Lightspeed Venture Partners X, L.P. Lightspeed Ultimate General Partner X, Ltd. is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Venture Partners X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners X, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.
F2: The shares are directly held by Lightspeed Affiliates X, L.P. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Affiliates X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3: The shares are directly held by Lightspeed Venture Partners X, L.P. Lightspeed Ultimate General Partner X, Ltd. is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Venture Partners X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners X, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 13,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 30 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Nieh Family Investments LP - Fund 4 Disclosed balance after: 30,141 F28 · kind: Represents receipt of shares in the distribution in kind described in footnote (15). F39 · ownership.nature: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4. Read SEC document |
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 8,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 29 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Nieh Family Investments LP - Fund 3 Disclosed balance after: 8,387 F29 · kind: Represents receipt of shares in the distribution in kind described in footnote (25). F38 · ownership.nature: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 3. Read SEC document |
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 110,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 28 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Nieh Family Investments LP - Fund 2 Disclosed balance after: 250,101 F27 · kind: Represents receipt of shares in the distribution in kind described in footnote (11). F37 · ownership.nature: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 2. Read SEC document |
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 649 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 27 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Nieh Family Investments LP - Fund 1 Disclosed balance after: 649 F33 · kind: Represents receipt of shares in the distribution in kind described in footnote (26). F36 · ownership.nature: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 1. Read SEC document |
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 21,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 26 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,221 F31 · kind: Represents receipt of shares in the distribution in kind described in footnote (21). F35 · ownership.direct: Shares are held by Peter Nieh. Read SEC document |
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 132,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 25 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Eggers Investments LP - Fund 2 Disclosed balance after: 189,279 F27 · kind: Represents receipt of shares in the distribution in kind described in footnote (11). F28 · kind: Represents receipt of shares in the distribution in kind described in footnote (15). F29 · kind: Represents receipt of shares in the distribution in kind described in footnote (25). F33 · kind: Represents receipt of shares in the distribution in kind described in footnote (26). F34 · ownership.nature: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2. Read SEC document |
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 21,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 24 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,221 F31 · kind: Represents receipt of shares in the distribution in kind described in footnote (21). F32 · ownership.direct: Shares are held by Barry Eggers. Read SEC document |
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 13,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 23 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Management Company, L.L.C. Disclosed balance after: 13,213 F27 · kind: Represents receipt of shares in the distribution in kind described in footnote (11). F28 · kind: Represents receipt of shares in the distribution in kind described in footnote (15). F29 · kind: Represents receipt of shares in the distribution in kind described in footnote (25). F30 · ownership.nature: Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LMC and share voting and dispositive power with respect to the shares held by LMC. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 18,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 22 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Affiliates X, L.P. Disclosed balance after: 0 F26 · kind: Represents an in-kind distribution by Lightspeed Affiliates X without consideration to its partners. F7 · ownership.nature: Shares are held by Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates X"). LGP X, is the general partner of Lightspeed Affiliates X. LUGP X is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each of LGP X, LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 64,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 21 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed General Partner X, L.P. Disclosed balance after: 0 F25 · kind: Represents an in-kind distribution by LGP X without consideration to its partners. F24 · ownership.nature: Shares are held by LGP X. LUGP X is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by LGP X. Each of LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 64,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 20 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed General Partner X, L.P. Disclosed balance after: 64,838 F23 · kind: Represents receipt of shares in the distribution in kind described in footnote (22). F24 · ownership.nature: Shares are held by LGP X. LUGP X is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by LGP X. Each of LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 304,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 19 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Venture Partners X, L.P. Disclosed balance after: 0 F22 · kind: Represents an in-kind distribution by Lightspeed X without consideration to its partners (including LGP X). F6 · ownership.nature: Shares are held by Lightspeed Venture Partners X, L.P. ("Lightspeed X"). Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X. Each of LGP X, LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 224,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 18 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By LS SPV Management, LLC Disclosed balance after: 0 F21 · kind: Represents an in-kind distribution by LS SPV without consideration to its members. F20 · ownership.nature: Shares are held by LS SPV. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by LS SPV. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 224,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 17 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By LS SPV Management, LLC Disclosed balance after: 224,063 F19 · kind: Represents receipt of shares in the distribution in kind described in footnote (16). F20 · ownership.nature: Shares are held by LS SPV. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by LS SPV. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 758,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 16 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I-C, LLC Disclosed balance after: 0 F18 · kind: Represents an in-kind distribution by Lightspeed SPV I-C without consideration to its members. F5 · ownership.nature: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 1,083,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 15 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I-B, LLC Disclosed balance after: 0 F17 · kind: Represents an in-kind distribution by Lightspeed SPV I-B without consideration to its members. F4 · ownership.nature: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 1,504,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 14 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I, LLC Disclosed balance after: 0 F16 · kind: Represents an in-kind distribution by Lightspeed SPV I without consideration to its members (including LS SPV). F3 · ownership.nature: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 145,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 13 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed General Partner Select II, L.P. Disclosed balance after: 0 F15 · kind: Represents an in-kind distribution by LGP Select II without consideration to its partners. F14 · ownership.nature: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by LGP Select II. Each of LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 145,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 12 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed General Partner Select II, L.P. Disclosed balance after: 145,028 F13 · kind: Represents receipt of shares in the distribution in kind described in footnote (12). F14 · ownership.nature: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by LGP Select II. Each of LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 774,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 11 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P. Disclosed balance after: 0 F12 · kind: Represents an in-kind distribution by Lightspeed Select II without consideration to its partners (including LGP Select II). F2 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 869,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 10 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed General Partner IX, L.P. Disclosed balance after: 0 F11 · kind: Represents an in-kind distribution by LGP IX without consideration to its partners. F10 · ownership.nature: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by LGP IX. Each of LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 869,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 9 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed General Partner IX, L.P. Disclosed balance after: 869,963 F9 · kind: Represents receipt of shares in the distribution in kind described in footnote (8). F10 · ownership.nature: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by LGP IX. Each of LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 3,330,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 8 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F8 · kind: Represents an in-kind distribution by Lightspeed IX without consideration to its partners (including LGP IX). F1 · ownership.direct: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 18,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 7 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Affiliates X, L.P. Disclosed balance after: 18,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · ownership.nature: Shares are held by Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates X"). LGP X, is the general partner of Lightspeed Affiliates X. LUGP X is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each of LGP X, LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 304,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 6 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Venture Partners X, L.P. Disclosed balance after: 304,978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · ownership.nature: Shares are held by Lightspeed Venture Partners X, L.P. ("Lightspeed X"). Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X. Each of LGP X, LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 758,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 5 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I-C, LLC Disclosed balance after: 758,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · ownership.nature: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 1,083,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 4 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I-B, LLC Disclosed balance after: 1,083,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · ownership.nature: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 1,504,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 3 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I, LLC Disclosed balance after: 1,504,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 774,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 2 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P. Disclosed balance after: 774,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 28, 2025 00:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 3,330,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 1 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,330,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 3,566,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011891 · form4-05012024_100557.xml · derivative · entry 14 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I-C, LLC Disclosed balance after: 3,566,303 Underlying: Class A Common Stock · 3,566,303 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F7 · ownership.nature: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries E Preferred Stock · Derivative | 3,566,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011891 · form4-05012024_100557.xml · derivative · entry 13 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I-C, LLC Disclosed balance after: 0 Underlying: Class B Common Stock · 3,566,303 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F7 · ownership.nature: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 5,094,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011891 · form4-05012024_100557.xml · derivative · entry 12 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I-B, LLC Disclosed balance after: 5,094,719 Underlying: Class A Common Stock · 5,094,719 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F6 · ownership.nature: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries E Preferred Stock · Derivative | 5,094,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011891 · form4-05012024_100557.xml · derivative · entry 11 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I-B, LLC Disclosed balance after: 0 Underlying: Class B Common Stock · 5,094,719 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F6 · ownership.nature: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 8,015,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011891 · form4-05012024_100557.xml · derivative · entry 10 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I, LLC Disclosed balance after: 8,015,457 Underlying: Class A Common Stock · 8,015,457 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F5 · ownership.nature: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries D Preferred Stock · Derivative | 8,015,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011891 · form4-05012024_100557.xml · derivative · entry 9 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I, LLC Disclosed balance after: 0 Underlying: Class B Common Stock · 8,015,457 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F5 · ownership.nature: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 4,123,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011891 · form4-05012024_100557.xml · derivative · entry 8 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P. Disclosed balance after: 4,123,410 Underlying: Class A Common Stock · 4,123,410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F4 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries E Preferred Stock · Derivative | 339,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011891 · form4-05012024_100557.xml · derivative · entry 7 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 339,648 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F4 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries D Preferred Stock · Derivative | 843,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011891 · form4-05012024_100557.xml · derivative · entry 6 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 843,732 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F4 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries C Preferred Stock · Derivative | 2,940,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011891 · form4-05012024_100557.xml · derivative · entry 5 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 2,940,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F4 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 17,759,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011891 · form4-05012024_100557.xml · derivative · entry 4 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,759,816 Underlying: Class A Common Stock · 17,759,816 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F2 · ownership.direct: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries E Preferred Stock · Derivative | 297,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011891 · form4-05012024_100557.xml · derivative · entry 3 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 297,192 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F2 · ownership.direct: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries B Preferred Stock · Derivative | 3,329,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011891 · form4-05012024_100557.xml · derivative · entry 2 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 3,329,928 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F2 · ownership.direct: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries A Preferred Stock · Derivative | 14,132,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011891 · form4-05012024_100557.xml · derivative · entry 1 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 14,132,696 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F2 · ownership.direct: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 11, 2020 Filed Mar 14, 2020 00:14 UTC | Forty Seven, Inc. FTSV · Entity 16035 | OtherCommon Stock | 14,760 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-033473 · a4.xml · nonDerivative · entry 14 Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Nieh Family Investments LP - Fund 4 Disclosed balance after: 14,760 F9 · kind: Represents in-kind distribution by Select II GP without consideration to its partners F9 · price: Represents in-kind distribution by Select II GP without consideration to its partners F10 · ownership.nature: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4. Read SEC document |
| March 11, 2020 Filed Mar 14, 2020 00:14 UTC | Forty Seven, Inc. FTSV · Entity 16035 | OtherCommon Stock | 19,681 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-033473 · a4.xml · nonDerivative · entry 13 Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mhatre Investments LP - Fund 3 Disclosed balance after: 71,086 F9 · kind: Represents in-kind distribution by Select II GP without consideration to its partners F9 · price: Represents in-kind distribution by Select II GP without consideration to its partners F5 · ownership.nature: Ravi Mhatre serves as trustee of the general partner of Mhatre Investments LP- Fund 3. Read SEC document |
| March 11, 2020 Filed Mar 14, 2020 00:14 UTC | Forty Seven, Inc. FTSV · Entity 16035 | OtherCommon Stock | 19,681 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-033473 · a4.xml · nonDerivative · entry 12 Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Jeremy Liew Disclosed balance after: 71,086 F9 · kind: Represents in-kind distribution by Select II GP without consideration to its partners F9 · price: Represents in-kind distribution by Select II GP without consideration to its partners Read SEC document |
| March 11, 2020 Filed Mar 14, 2020 00:14 UTC | Forty Seven, Inc. FTSV · Entity 16035 | OtherCommon Stock | 14,760 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-033473 · a4.xml · nonDerivative · entry 11 Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Eggers Investments LP - Fund 2 Disclosed balance after: 66,165 F9 · kind: Represents in-kind distribution by Select II GP without consideration to its partners F9 · price: Represents in-kind distribution by Select II GP without consideration to its partners F4 · ownership.nature: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2. Read SEC document |
| March 11, 2020 Filed Mar 14, 2020 00:14 UTC | Forty Seven, Inc. FTSV · Entity 16035 | OtherCommon Stock | 171,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-033473 · a4.xml · nonDerivative · entry 10 Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner Select II, L.P. Disclosed balance after: 0 F9 · kind: Represents in-kind distribution by Select II GP without consideration to its partners F9 · price: Represents in-kind distribution by Select II GP without consideration to its partners F8 · ownership.nature: Lightspeed General Partner Select II, L.P. ("Select II GP") is the general partner of Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("Select II UGP") is the general partner of Select II GP. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their pecuniary interest therein. Read SEC document |
| March 11, 2020 Filed Mar 14, 2020 00:14 UTC | Forty Seven, Inc. FTSV · Entity 16035 | OtherCommon Stock | 171,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-033473 · a4.xml · nonDerivative · entry 9 Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner Select II, L.P. Disclosed balance after: 171,750 F7 · kind: Represents in-kind distribution by Lightspeed Venture Partners Select II, L.P. ("Select II") without consideration to its partners (including Lightspeed General Partner Select II, L.P., the general partner of Select II). F7 · price: Represents in-kind distribution by Lightspeed Venture Partners Select II, L.P. ("Select II") without consideration to its partners (including Lightspeed General Partner Select II, L.P., the general partner of Select II). F8 · ownership.nature: Lightspeed General Partner Select II, L.P. ("Select II GP") is the general partner of Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("Select II UGP") is the general partner of Select II GP. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.