Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SailPoint, Inc.SAIL · Entity 3487 | Director · Chief Executive Officer | October 06, 2026 | October 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SailPoint, Inc.
Report date October 06, 2026 · Filed October 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,874,621 |
Ending reported balance
After 2026-10-07 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-10-06 · Sale · Disposed 91,986 · Balance 8,001,884 F1: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person. F2: On October 6, 2026, the Reporting Person sold 91,986 shares in multiple trades at prices ranging from $19.864 to $20.86 per share. F3: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected. Row 2 · 2026-10-06 · Sale · Disposed 11,907 · Balance 7,989,977 F1: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person. F3: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected. F4: On October 6, 2026, the Reporting Person sold 11,907 shares in multiple trades at prices ranging from $20.865 to $21.22 per share. Row 3 · 2026-10-07 · Sale · Disposed 114,913 · Balance 7,875,064 F1: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person. F3: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected. F5: On October 7, 2026, the Reporting Person sold 114,913 shares in multiple trades at prices ranging from $19.409 to $20.40 per share. Row 4 · 2026-10-07 · Sale · Disposed 443 · Balance 7,874,621 F1: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person. F3: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected. F6: On October 7, 2026, the Reporting Person sold 443 shares in multiple trades at prices ranging from $20.44 to $20.445 per share. |
| Common StockSEC Table I · non-derivative | IndirectBy McClain GMM 2015 Trust | 52,004 |
Reported balance
Holding disclosure · report date 2026-10-06 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 52,004 F7: The Reporting Person is a trustee for each of McClain GMM 2015 Trust and Paul N. McClain Gift Trust (together, the "Trusts"). The beneficiary of each of the Trusts is an immediate family member of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own all of the shares held by the Trusts; however, the Reporting Person disclaims beneficial ownership of the shares held by the Trusts except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Paul N. McClain Gift Trust | 17,335 |
Reported balance
Holding disclosure · report date 2026-10-06 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 17,335 F7: The Reporting Person is a trustee for each of McClain GMM 2015 Trust and Paul N. McClain Gift Trust (together, the "Trusts"). The beneficiary of each of the Trusts is an immediate family member of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own all of the shares held by the Trusts; however, the Reporting Person disclaims beneficial ownership of the shares held by the Trusts except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.
F2: On October 6, 2026, the Reporting Person sold 91,986 shares in multiple trades at prices ranging from $19.864 to $20.86 per share.
F3: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.
F4: On October 6, 2026, the Reporting Person sold 11,907 shares in multiple trades at prices ranging from $20.865 to $21.22 per share.
F5: On October 7, 2026, the Reporting Person sold 114,913 shares in multiple trades at prices ranging from $19.409 to $20.40 per share.
F6: On October 7, 2026, the Reporting Person sold 443 shares in multiple trades at prices ranging from $20.44 to $20.445 per share.
F7: The Reporting Person is a trustee for each of McClain GMM 2015 Trust and Paul N. McClain Gift Trust (together, the "Trusts"). The beneficiary of each of the Trusts is an immediate family member of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own all of the shares held by the Trusts; however, the Reporting Person disclaims beneficial ownership of the shares held by the Trusts except to the extent of his pecuniary interest therein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Sailpoint Technologies Holdings, Inc.
Report date August 16, 2022 · Filed August 16, 2022
Section 16 reporting ended · disclosed 2022-08-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-08-16 transaction · row 1
1 source rowRow 1 · 2022-08-16 · Disposition to issuer · Disposed 720,192 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated April 10, 2022 (the Merger Agreement), by and among SailPoint Technologies Holdings, Inc. (Issuer), SailPoint Intermediate Holdings III, LP (f/k/a Project Hotel California Holdings, LP) (Parent) and Project Hotel California Merger Sub, Inc. (Merger Sub), on August 16, 2022, Merger Sub merged with and into Issuer, with Issuer surviving the merger as a wholly-owned subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the Merger). At the effective time of the Merger, each then outstanding share of Issuer common stock was cancelled and extinguished and automatically converted into the right to receive an amount in cash equal to $65.25, without interest thereon and less any applicable withholding taxes. F2: Includes restricted stock units (RSUs). At the Effective Time, each RSU award that was vested and outstanding immediately prior to the Effective Time (Vested RSU) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to $65.25 multiplied by the total number of shares of such Vested RSU, subject to any required withholding of taxes. Each RSU that was outstanding immediately prior to the Effective Time and not a Vested RSU (Unvested RSU) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to $65.25 multiplied by the total number of shares underlying such RSU, in each case subject to the same terms and conditions that applied to the Unvested RSU as in effect immediately prior to the Effective Time. |
| Common StockSEC Table I · non-derivative | IndirectBy McClain Charitable Remainder Unitrust | 0 |
Reported balance
After 2022-08-16 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-08-16 · Disposition to issuer · Disposed 255,994 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated April 10, 2022 (the Merger Agreement), by and among SailPoint Technologies Holdings, Inc. (Issuer), SailPoint Intermediate Holdings III, LP (f/k/a Project Hotel California Holdings, LP) (Parent) and Project Hotel California Merger Sub, Inc. (Merger Sub), on August 16, 2022, Merger Sub merged with and into Issuer, with Issuer surviving the merger as a wholly-owned subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the Merger). At the effective time of the Merger, each then outstanding share of Issuer common stock was cancelled and extinguished and automatically converted into the right to receive an amount in cash equal to $65.25, without interest thereon and less any applicable withholding taxes. F3: The Reporting Person is a co-trustee for the McClain Charitable Remainder Unitrust (the "Unitrust"), and he shares investment control over, and may be deemed to have a pecuniary interest in, the shares held by the Unitrust. As such, the Reporting Person may be deemed to beneficially own all of the shares held by the Unitrust; however, the Reporting Person disclaims beneficial ownership of the shares held by the Unitrust except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy McClain RHD 2015 Trust | 0 |
Reported balance
After 2022-08-16 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2022-08-16 · Disposition to issuer · Disposed 48,000 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated April 10, 2022 (the Merger Agreement), by and among SailPoint Technologies Holdings, Inc. (Issuer), SailPoint Intermediate Holdings III, LP (f/k/a Project Hotel California Holdings, LP) (Parent) and Project Hotel California Merger Sub, Inc. (Merger Sub), on August 16, 2022, Merger Sub merged with and into Issuer, with Issuer surviving the merger as a wholly-owned subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the Merger). At the effective time of the Merger, each then outstanding share of Issuer common stock was cancelled and extinguished and automatically converted into the right to receive an amount in cash equal to $65.25, without interest thereon and less any applicable withholding taxes. F4: The Reporting Person is a co-trustee for each of McClain RHD 2015 Trust (the "RHD Trust"), McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own all of the shares held by the Family Trusts; however, the Reporting Person disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy McClain ADM 2015 Trust | 0 |
Reported balance
After 2022-08-16 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2022-08-16 · Disposition to issuer · Disposed 48,000 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated April 10, 2022 (the Merger Agreement), by and among SailPoint Technologies Holdings, Inc. (Issuer), SailPoint Intermediate Holdings III, LP (f/k/a Project Hotel California Holdings, LP) (Parent) and Project Hotel California Merger Sub, Inc. (Merger Sub), on August 16, 2022, Merger Sub merged with and into Issuer, with Issuer surviving the merger as a wholly-owned subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the Merger). At the effective time of the Merger, each then outstanding share of Issuer common stock was cancelled and extinguished and automatically converted into the right to receive an amount in cash equal to $65.25, without interest thereon and less any applicable withholding taxes. F4: The Reporting Person is a co-trustee for each of McClain RHD 2015 Trust (the "RHD Trust"), McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own all of the shares held by the Family Trusts; however, the Reporting Person disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy McClain GMM 2015 Trust | 0 |
Reported balance
After 2022-08-16 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2022-08-16 · Disposition to issuer · Disposed 48,000 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated April 10, 2022 (the Merger Agreement), by and among SailPoint Technologies Holdings, Inc. (Issuer), SailPoint Intermediate Holdings III, LP (f/k/a Project Hotel California Holdings, LP) (Parent) and Project Hotel California Merger Sub, Inc. (Merger Sub), on August 16, 2022, Merger Sub merged with and into Issuer, with Issuer surviving the merger as a wholly-owned subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the Merger). At the effective time of the Merger, each then outstanding share of Issuer common stock was cancelled and extinguished and automatically converted into the right to receive an amount in cash equal to $65.25, without interest thereon and less any applicable withholding taxes. F4: The Reporting Person is a co-trustee for each of McClain RHD 2015 Trust (the "RHD Trust"), McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own all of the shares held by the Family Trusts; however, the Reporting Person disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.00 · Expires 2027-11-16 | Direct | 0 |
Reported balance
After 2022-08-16 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-08-16 · Disposition to issuer · Disposed 200,000 · Balance 0 F5: Each option to purchase shares of Issuer common stock (Option) that was vested and outstanding immediately prior to the Effective Time (Vested Option) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Vested Option, multiplied by (y) the total number of shares underlying such Vested Option, subject to any required withholding of taxes. Each Option that was outstanding but unvested immediately prior to the Effective Time (Unvested Option) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Unvested Option multiplied by (y) the total number of shares underlying such Unvested Option, in each case subject to the same terms and conditions that applied to the Unvested Option immediately prior to the Effective Time. F6: This Option was granted on November 16, 2017. 25% vested on the first anniversary of the date of grant and then 1/48th vested each month thereafter, such that 100% of the award had vested by the fourth anniversary of the date of grant. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.92 · Expires 2029-02-07 | Direct | 0 |
Reported balance
After 2022-08-16 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-08-16 · Disposition to issuer · Disposed 113,646 · Balance 0 F5: Each option to purchase shares of Issuer common stock (Option) that was vested and outstanding immediately prior to the Effective Time (Vested Option) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Vested Option, multiplied by (y) the total number of shares underlying such Vested Option, subject to any required withholding of taxes. Each Option that was outstanding but unvested immediately prior to the Effective Time (Unvested Option) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Unvested Option multiplied by (y) the total number of shares underlying such Unvested Option, in each case subject to the same terms and conditions that applied to the Unvested Option immediately prior to the Effective Time. F7: This Option was granted on February 7, 2019. 25% vested on the first anniversary of the date of grant and then 1/48th vests each month thereafter, such that 100% of the award will be vested on the fourth anniversary of the date of grant. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.42 · Expires 2030-02-05 | Direct | 0 |
Reported balance
After 2022-08-16 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-08-16 · Disposition to issuer · Disposed 125,698 · Balance 0 F5: Each option to purchase shares of Issuer common stock (Option) that was vested and outstanding immediately prior to the Effective Time (Vested Option) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Vested Option, multiplied by (y) the total number of shares underlying such Vested Option, subject to any required withholding of taxes. Each Option that was outstanding but unvested immediately prior to the Effective Time (Unvested Option) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Unvested Option multiplied by (y) the total number of shares underlying such Unvested Option, in each case subject to the same terms and conditions that applied to the Unvested Option immediately prior to the Effective Time. F8: This Option was granted on February 5, 2020. 25% vested on the first anniversary of the date of grant and then 1/48th vests each month thereafter, such that 100% of the award will be vested on the fourth anniversary of the date of grant. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $60.78 · Expires 2031-02-17 | Direct | 0 |
Reported balance
After 2022-08-16 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-08-16 · Disposition to issuer · Disposed 72,476 · Balance 0 F5: Each option to purchase shares of Issuer common stock (Option) that was vested and outstanding immediately prior to the Effective Time (Vested Option) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Vested Option, multiplied by (y) the total number of shares underlying such Vested Option, subject to any required withholding of taxes. Each Option that was outstanding but unvested immediately prior to the Effective Time (Unvested Option) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Unvested Option multiplied by (y) the total number of shares underlying such Unvested Option, in each case subject to the same terms and conditions that applied to the Unvested Option immediately prior to the Effective Time. F9: This Option was granted on February 17, 2021. 25% vested on the first anniversary of the date of grant and then 1/48th vests each month thereafter, such that 100% of the award will be vested on the fourth anniversary of the date of grant. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.75 · Expires 2032-02-10 | Direct | 0 |
Reported balance
After 2022-08-16 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-08-16 · Disposition to issuer · Disposed 118,586 · Balance 0 F5: Each option to purchase shares of Issuer common stock (Option) that was vested and outstanding immediately prior to the Effective Time (Vested Option) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Vested Option, multiplied by (y) the total number of shares underlying such Vested Option, subject to any required withholding of taxes. Each Option that was outstanding but unvested immediately prior to the Effective Time (Unvested Option) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Unvested Option multiplied by (y) the total number of shares underlying such Unvested Option, in each case subject to the same terms and conditions that applied to the Unvested Option immediately prior to the Effective Time. F10: This Option was granted on February 10, 2022. 25% vests on the first anniversary of the date of grant and then 1/48th vests each month thereafter, such that 100% of the award will be vested on the fourth anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated April 10, 2022 (the Merger Agreement), by and among SailPoint Technologies Holdings, Inc. (Issuer), SailPoint Intermediate Holdings III, LP (f/k/a Project Hotel California Holdings, LP) (Parent) and Project Hotel California Merger Sub, Inc. (Merger Sub), on August 16, 2022, Merger Sub merged with and into Issuer, with Issuer surviving the merger as a wholly-owned subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the Merger). At the effective time of the Merger, each then outstanding share of Issuer common stock was cancelled and extinguished and automatically converted into the right to receive an amount in cash equal to $65.25, without interest thereon and less any applicable withholding taxes.
F2: Includes restricted stock units (RSUs). At the Effective Time, each RSU award that was vested and outstanding immediately prior to the Effective Time (Vested RSU) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to $65.25 multiplied by the total number of shares of such Vested RSU, subject to any required withholding of taxes. Each RSU that was outstanding immediately prior to the Effective Time and not a Vested RSU (Unvested RSU) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to $65.25 multiplied by the total number of shares underlying such RSU, in each case subject to the same terms and conditions that applied to the Unvested RSU as in effect immediately prior to the Effective Time.
F3: The Reporting Person is a co-trustee for the McClain Charitable Remainder Unitrust (the "Unitrust"), and he shares investment control over, and may be deemed to have a pecuniary interest in, the shares held by the Unitrust. As such, the Reporting Person may be deemed to beneficially own all of the shares held by the Unitrust; however, the Reporting Person disclaims beneficial ownership of the shares held by the Unitrust except to the extent of his pecuniary interest therein.
F4: The Reporting Person is a co-trustee for each of McClain RHD 2015 Trust (the "RHD Trust"), McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own all of the shares held by the Family Trusts; however, the Reporting Person disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein.
F5: Each option to purchase shares of Issuer common stock (Option) that was vested and outstanding immediately prior to the Effective Time (Vested Option) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Vested Option, multiplied by (y) the total number of shares underlying such Vested Option, subject to any required withholding of taxes. Each Option that was outstanding but unvested immediately prior to the Effective Time (Unvested Option) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Unvested Option multiplied by (y) the total number of shares underlying such Unvested Option, in each case subject to the same terms and conditions that applied to the Unvested Option immediately prior to the Effective Time.
F6: This Option was granted on November 16, 2017. 25% vested on the first anniversary of the date of grant and then 1/48th vested each month thereafter, such that 100% of the award had vested by the fourth anniversary of the date of grant.
F7: This Option was granted on February 7, 2019. 25% vested on the first anniversary of the date of grant and then 1/48th vests each month thereafter, such that 100% of the award will be vested on the fourth anniversary of the date of grant.
F8: This Option was granted on February 5, 2020. 25% vested on the first anniversary of the date of grant and then 1/48th vests each month thereafter, such that 100% of the award will be vested on the fourth anniversary of the date of grant.
F9: This Option was granted on February 17, 2021. 25% vested on the first anniversary of the date of grant and then 1/48th vests each month thereafter, such that 100% of the award will be vested on the fourth anniversary of the date of grant.
F10: This Option was granted on February 10, 2022. 25% vests on the first anniversary of the date of grant and then 1/48th vests each month thereafter, such that 100% of the award will be vested on the fourth anniversary of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2018 Filed Nov 19, 2018 21:27 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 578 | $26.29 | $15,193.89 |
DisclosureSEC source: 0001209191-18-059182 · doc4.xml · nonDerivative · entry 5 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain RHD 2015 Trust Disclosed balance after: 63,422 F6 · price: On November 15, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "RHD Trust 10b5-1 Plan"), the McClain RHD 2015 Trust (the "RHD Trust") sold 578 shares in multiple trades at prices ranging from $25.88 to $26.87. The price reported above reflects the weighted average sale price. The RHD Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 22,000 shares may be sold in the aggregate under the RHD Trust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 22,000 shares in the aggregate have been sold. F7 · ownership.nature: Mr. McClain is a co-trustee for each of the RHD Trust, McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 21:27 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 6,340 | $27.08 | $171,680.86 |
DisclosureSEC source: 0001209191-18-059182 · doc4.xml · nonDerivative · entry 4 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain Charitable Remainder Trust Disclosed balance after: 1,230,994 F5 · price: On November 15, 2018, pursuant to the Unitrust 10b5-1 Plan, the Unitrust sold 6,340 shares in multiple trades at prices ranging from $26.88 to $27.24. The price reported above reflects the weighted average sale price. The Unitrust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 300,000 shares may be sold in the aggregate under the Unitrust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 300,000 shares in the aggregate have been sold. F4 · ownership.nature: Mr. McClain is a co-trustee for the Unitrust, and he shares investment control over, and may be deemed to have a pecuniary interest in, the shares held by the Unitrust. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Unitrust; however, Mr. McClain disclaims beneficial ownership of the shares held by the Unitrust except to the extent of his pecuniary interest therein. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 21:27 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 8,660 | $26.29 | $227,643.69 |
DisclosureSEC source: 0001209191-18-059182 · doc4.xml · nonDerivative · entry 3 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain Charitable Remainder Trust Disclosed balance after: 1,237,334 F3 · price: On November 15, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "Unitrust 10b5-1 Plan"), the McClain Charitable Remainder Unitrust (the "Unitrust") sold 8,660 shares in multiple trades at prices ranging from $25.88 to $26.87. The price reported above reflects the weighted average sale price. The Unitrust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 300,000 shares may be sold in the aggregate under the Unitrust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 300,000 shares in the aggregate have been sold. F4 · ownership.nature: Mr. McClain is a co-trustee for the Unitrust, and he shares investment control over, and may be deemed to have a pecuniary interest in, the shares held by the Unitrust. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Unitrust; however, Mr. McClain disclaims beneficial ownership of the shares held by the Unitrust except to the extent of his pecuniary interest therein. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 21:27 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 6,339 | $27.08 | $171,653.78 |
DisclosureSEC source: 0001209191-18-059182 · doc4.xml · nonDerivative · entry 2 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,647,802 F2 · price: On November 15, 2018, pursuant to the 10b5-1 Plan, Mr. McClain sold 6,339 shares in multiple trades at prices ranging from $26.88 to $27.24. The price reported above reflects the weighted average sale price. Mr. McClain hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 300,000 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 300,000 shares in the aggregate have been sold. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 21:27 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 8,661 | $26.29 | $227,670.84 |
DisclosureSEC source: 0001209191-18-059182 · doc4.xml · nonDerivative · entry 1 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,654,141 F1 · price: On November 15, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), Mr. McClain sold 8,661 shares in multiple trades at prices ranging from $25.88 to $26.87. The price reported above reflects the weighted average sale price. Mr. McClain hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 300,000 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 300,000 shares in the aggregate have been sold. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 20:57 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 1,000 | $27.04 | $27,040.10 |
DisclosureSEC source: 0001209191-18-055344 · doc4.xml · nonDerivative · entry 5 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain GMM 2015 Trust Disclosed balance after: 64,000 F7 · price: On October 15, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "GMM Trust 10b5-1 Plan"), the GMM Trust sold 947 shares in multiple trades at prices ranging from $26.58 to $27.48. The price reported above reflects the weighted average sale price. The GMM Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 22,000 shares may be sold in the aggregate under the GMM Trust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 22,000 shares in the aggregate have been sold. F5 · ownership.nature: Mr. McClain is a co-trustee for each of the RHD Trust, McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 20:57 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 1,000 | $27.04 | $27,040.10 |
DisclosureSEC source: 0001209191-18-055344 · doc4.xml · nonDerivative · entry 4 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain ADM 2015 Trust Disclosed balance after: 64,000 F6 · price: On October 15, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "ADM Trust 10b5-1 Plan"), the ADM Trust sold 1,000 shares in multiple trades at prices ranging from $26.58 to $27.48. The price reported above reflects the weighted average sale price. The ADM Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 22,000 shares may be sold in the aggregate under the ADM Trust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 22,000 shares in the aggregate have been sold. F5 · ownership.nature: Mr. McClain is a co-trustee for each of the RHD Trust, McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 20:57 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 1,000 | $27.04 | $27,040.10 |
DisclosureSEC source: 0001209191-18-055344 · doc4.xml · nonDerivative · entry 3 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain RHD 2015 Trust Disclosed balance after: 64,000 F4 · price: On October 15, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "RHD Trust 10b5-1 Plan"), the McClain RHD 2015 Trust (the "RHD Trust") sold 1,000 shares in multiple trades at prices ranging from $26.58 to $27.48. The price reported above reflects the weighted average sale price. The RHD Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 22,000 shares may be sold in the aggregate under the RHD Trust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 22,000 shares in the aggregate have been sold. F5 · ownership.nature: Mr. McClain is a co-trustee for each of the RHD Trust, McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 20:57 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 15,000 | $27.04 | $405,601.50 |
DisclosureSEC source: 0001209191-18-055344 · doc4.xml · nonDerivative · entry 2 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain Charitable Remainder Unitrust Disclosed balance after: 1,245,994 F2 · price: On October 15, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "Unitrust 10b5-1 Plan"), the McClain Charitable Remainder Unitrust (the "Unitrust") sold 15,000 shares in multiple trades at prices ranging from $26.58 to $27.48. The price reported above reflects the weighted average sale price. The Unitrust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 300,000 shares may be sold in the aggregate under the Unitrust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 300,000 shares in the aggregate have been sold. F3 · ownership.nature: Mr. McClain is a co-trustee for the Unitrust, and he shares investment control over, and may be deemed to have a pecuniary interest in, the shares held by the Unitrust. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Unitrust; however, Mr. McClain disclaims beneficial ownership of the shares held by the Unitrust except to the extent of his pecuniary interest therein. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 20:57 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 15,000 | $27.04 | $405,601.50 |
DisclosureSEC source: 0001209191-18-055344 · doc4.xml · nonDerivative · entry 1 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,662,802 F1 · price: On October 15, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), Mr. McClain sold 15,000 shares in multiple trades at prices ranging from $26.58 to $27.48. The price reported above reflects the weighted average sale price. Mr. McClain hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 300,000 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 300,000 shares in the aggregate have been sold. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 20:46 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 17 | $32.58 | $553.83 |
DisclosureSEC source: 0001209191-18-051490 · doc4.xml · nonDerivative · entry 10 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain GMM 2015 Trust Disclosed balance after: 65,000 F12 · price: On September 17, 2018, pursuant to the GMM Trust 10b5-1 Plan, the GMM Trust sold 17 shares in multiple trades at prices ranging from $32.52 to $32.74. The price reported above reflects the weighted average sale price. The GMM Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 22,000 shares may be sold in the aggregate under the GMM Trust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 22,000 shares in the aggregate have been sold. F7 · ownership.nature: Mr. McClain is a co-trustee for each of the RHD Trust, McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 20:46 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 983 | $31.81 | $31,268.84 |
DisclosureSEC source: 0001209191-18-051490 · doc4.xml · nonDerivative · entry 9 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain GMM 2015 Trust Disclosed balance after: 65,017 F11 · price: On September 17, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "GMM Trust 10b5-1 Plan"), the GMM Trust sold 983 shares in multiple trades at prices ranging from $31.51 to $32.24. The price reported above reflects the weighted average sale price. The GMM Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 22,000 shares may be sold in the aggregate under the GMM Trust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 22,000 shares in the aggregate have been sold. F7 · ownership.nature: Mr. McClain is a co-trustee for each of the RHD Trust, McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 20:46 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 17 | $32.58 | $553.79 |
DisclosureSEC source: 0001209191-18-051490 · doc4.xml · nonDerivative · entry 8 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain ADM 2015 Trust Disclosed balance after: 65,000 F10 · price: On September 17, 2018, pursuant to the ADM Trust 10b5-1 Plan the ADM Trust sold 17 shares in multiple trades at prices ranging from $32.52 to $32.74. The price reported above reflects the weighted average sale price. The ADM Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 22,000 shares may be sold in the aggregate under the ADM Trust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 22,000 shares in the aggregate have been sold. F7 · ownership.nature: Mr. McClain is a co-trustee for each of the RHD Trust, McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 20:46 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 983 | $31.81 | $31,268.64 |
DisclosureSEC source: 0001209191-18-051490 · doc4.xml · nonDerivative · entry 7 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain ADM 2015 Trust Disclosed balance after: 65,017 F9 · price: On September 17, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "ADM Trust 10b5-1 Plan"), the ADM Trust sold 983 shares in multiple trades at prices ranging from $31.51 to $32.24. The price reported above reflects the weighted average sale price. The ADM Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 22,000 shares may be sold in the aggregate under the ADM Trust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 22,000 shares in the aggregate have been sold. F7 · ownership.nature: Mr. McClain is a co-trustee for each of the RHD Trust, McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 20:46 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 17 | $32.58 | $553.79 |
DisclosureSEC source: 0001209191-18-051490 · doc4.xml · nonDerivative · entry 6 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain RHD 2015 Trust Disclosed balance after: 65,000 F8 · price: On September 17, 2018, pursuant to the RHD Trust 10b5-1 Plan, the RHD Trust sold 17 shares in multiple trades at prices ranging from $32.52 to $32.74. The price reported above reflects the weighted average sale price. The RHD Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 22,000 shares may be sold in the aggregate under the RHD Trust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 22,000 shares in the aggregate have been sold. F7 · ownership.nature: Mr. McClain is a co-trustee for each of the RHD Trust, McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 20:46 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 983 | $31.81 | $31,268.74 |
DisclosureSEC source: 0001209191-18-051490 · doc4.xml · nonDerivative · entry 5 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain RHD 2015 Trust Disclosed balance after: 65,017 F6 · price: On September 17, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "RHD Trust 10b5-1 Plan"), the McClain RHD 2015 Trust (the "RHD Trust") sold 983 shares in multiple trades at prices ranging from $31.51 to $32.24. The price reported above reflects the weighted average sale price. The RHD Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 22,000 shares may be sold in the aggregate under the RHD Trust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 22,000 shares in the aggregate have been sold. F7 · ownership.nature: Mr. McClain is a co-trustee for each of the RHD Trust, McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 20:46 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 774 | $32.58 | $25,216.46 |
DisclosureSEC source: 0001209191-18-051490 · doc4.xml · nonDerivative · entry 4 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain Charitable Remainder Unitrust Disclosed balance after: 1,260,994 F5 · price: On September 17, 2018, pursuant to the Unitrust 10b5-1 Plan, the Unitrust sold 774 shares in multiple trades at prices ranging from $32.52 to $32.74. The price reported above reflects the weighted average sale price. The Unitrust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 300,000 shares may be sold in the aggregate under the Unitrust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 300,000 shares in the aggregate have been sold. F4 · ownership.nature: Mr. McClain is a co-trustee for the Unitrust, and he shares investment control over, and may be deemed to have a pecuniary interest in, the shares held by the Unitrust. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Unitrust; however, Mr. McClain disclaims beneficial ownership of the shares held by the Unitrust except to the extent of his pecuniary interest therein. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 20:46 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 44,226 | $31.81 | $1,406,815.79 |
DisclosureSEC source: 0001209191-18-051490 · doc4.xml · nonDerivative · entry 3 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain Charitable Remainder Unitrust Disclosed balance after: 1,261,768 F3 · price: On September 17, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "Unitrust 10b5-1 Plan"), the McClain Charitable Remainder Unitrust (the "Unitrust") sold 44,226 shares in multiple trades at prices ranging from $31.51 to $32.24. The price reported above reflects the weighted average sale price. The Unitrust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 300,000 shares may be sold in the aggregate under the Unitrust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 300,000 shares in the aggregate have been sold. F4 · ownership.nature: Mr. McClain is a co-trustee for the Unitrust, and he shares investment control over, and may be deemed to have a pecuniary interest in, the shares held by the Unitrust. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Unitrust; however, Mr. McClain disclaims beneficial ownership of the shares held by the Unitrust except to the extent of his pecuniary interest therein. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 20:46 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 775 | $32.58 | $25,249.19 |
DisclosureSEC source: 0001209191-18-051490 · doc4.xml · nonDerivative · entry 2 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,677,802 F2 · price: On September 17, 2018, pursuant to the 10b5-1 Plan, Mr. McClain sold 775 shares in multiple trades at prices ranging from $32.52 to $32.74. The price reported above reflects the weighted average sale price. Mr. McClain hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 300,000 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 300,000 shares in the aggregate have been sold. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 20:46 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 44,225 | $31.81 | $1,406,783.98 |
DisclosureSEC source: 0001209191-18-051490 · doc4.xml · nonDerivative · entry 1 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,678,577 F1 · price: On September 17, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), Mr. McClain sold 44,225 shares in multiple trades at prices ranging from $31.51 to $32.24. The price reported above reflects the weighted average sale price. Mr. McClain hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 300,000 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 300,000 shares in the aggregate have been sold. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:41 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 53 | $28.83 | $1,528.22 |
DisclosureSEC source: 0001209191-18-047155 · doc4.xml · nonDerivative · entry 10 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain GMM 2015 Trust Disclosed balance after: 66,000 F12 · price: On August 15, 2018, pursuant to the GMM Trust 10b5-1 Plan, the GMM Trust sold 53 shares in multiple trades at prices ranging from $28.78 to $28.99. The price reported above reflects the weighted average sale price. The GMM Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 22,000 shares may be sold in the aggregate under the GMM Trust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 22,000 shares in the aggregate have been sold. F7 · ownership.nature: Mr. McClain is a co-trustee for each of the RHD Trust, McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:41 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 947 | $28.29 | $26,786.08 |
DisclosureSEC source: 0001209191-18-047155 · doc4.xml · nonDerivative · entry 9 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain GMM 2015 Trust Disclosed balance after: 66,053 F11 · price: On August 15, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "GMM Trust 10b5-1 Plan"), the GMM Trust sold 947 shares in multiple trades at prices ranging from $27.78 to $28.77. The price reported above reflects the weighted average sale price. The GMM Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 22,000 shares may be sold in the aggregate under the GMM Trust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 22,000 shares in the aggregate have been sold. F7 · ownership.nature: Mr. McClain is a co-trustee for each of the RHD Trust, McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:41 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 53 | $28.83 | $1,528.21 |
DisclosureSEC source: 0001209191-18-047155 · doc4.xml · nonDerivative · entry 8 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain ADM 2015 Trust Disclosed balance after: 66,000 F10 · price: On August 15, 2018, pursuant to the ADM Trust 10b5-1 Plan the ADM Trust sold 53 shares in multiple trades at prices ranging from $28.78 to $28.99. The price reported above reflects the weighted average sale price. The ADM Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 22,000 shares may be sold in the aggregate under the ADM Trust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 22,000 shares in the aggregate have been sold. F7 · ownership.nature: Mr. McClain is a co-trustee for each of the RHD Trust, McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:41 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 947 | $28.28 | $26,785.71 |
DisclosureSEC source: 0001209191-18-047155 · doc4.xml · nonDerivative · entry 7 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain ADM 2015 Trust Disclosed balance after: 66,053 F9 · price: On August 15, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "ADM Trust 10b5-1 Plan"), the ADM Trust sold 947 shares in multiple trades at prices ranging from $27.78 to $28.77. The price reported above reflects the weighted average sale price. The ADM Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 22,000 shares may be sold in the aggregate under the ADM Trust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 22,000 shares in the aggregate have been sold. F7 · ownership.nature: Mr. McClain is a co-trustee for each of the RHD Trust, McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:41 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 53 | $28.83 | $1,528.22 |
DisclosureSEC source: 0001209191-18-047155 · doc4.xml · nonDerivative · entry 6 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain RHD 2015 Trust Disclosed balance after: 66,000 F8 · price: On August 15, 2018, pursuant to the RHD Trust 10b5-1 Plan, the RHD Trust sold 53 shares in multiple trades at prices ranging from $28.78 to $28.99. The price reported above reflects the weighted average sale price. The RHD Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 22,000 shares may be sold in the aggregate under the RHD Trust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 22,000 shares in the aggregate have been sold. F7 · ownership.nature: Mr. McClain is a co-trustee for each of the RHD Trust, McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:41 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 947 | $28.29 | $26,785.90 |
DisclosureSEC source: 0001209191-18-047155 · doc4.xml · nonDerivative · entry 5 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain RHD 2015 Trust Disclosed balance after: 66,053 F6 · price: On August 15, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "RHD Trust 10b5-1 Plan"), the McClain RHD 2015 Trust (the "RHD Trust") sold 947 shares in multiple trades at prices ranging from $27.78 to $28.77. The price reported above reflects the weighted average sale price. The RHD Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 22,000 shares may be sold in the aggregate under the RHD Trust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 22,000 shares in the aggregate have been sold. F7 · ownership.nature: Mr. McClain is a co-trustee for each of the RHD Trust, McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:41 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 2,420 | $28.83 | $69,780.22 |
DisclosureSEC source: 0001209191-18-047155 · doc4.xml · nonDerivative · entry 4 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain Charitable Remainder Unitrust Disclosed balance after: 1,305,994 F5 · price: On August 15, 2018, pursuant to the Unitrust 10b5-1 Plan, the Unitrust sold 2,420 shares in multiple trades at prices ranging from $28.78 to $28.99. The price reported above reflects the weighted average sale price. The Unitrust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 300,000 shares may be sold in the aggregate under the Unitrust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 300,000 shares in the aggregate have been sold. F4 · ownership.nature: Mr. McClain is a co-trustee for the Unitrust, and he shares investment control over, and may be deemed to have a pecuniary interest in, the shares held by the Unitrust. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Unitrust; however, Mr. McClain disclaims beneficial ownership of the shares held by the Unitrust except to the extent of his pecuniary interest therein. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:41 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 42,580 | $28.29 | $1,204,379.56 |
DisclosureSEC source: 0001209191-18-047155 · doc4.xml · nonDerivative · entry 3 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain Charitable Remainder Unitrust Disclosed balance after: 1,308,414 F3 · price: On August 15, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "Unitrust 10b5-1 Plan"), the McClain Charitable Remainder Unitrust (the "Unitrust") sold 42,580 shares in multiple trades at prices ranging from $27.78 to $28.77. The price reported above reflects the weighted average sale price. The Unitrust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 300,000 shares may be sold in the aggregate under the Unitrust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 300,000 shares in the aggregate have been sold. F4 · ownership.nature: Mr. McClain is a co-trustee for the Unitrust, and he shares investment control over, and may be deemed to have a pecuniary interest in, the shares held by the Unitrust. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Unitrust; however, Mr. McClain disclaims beneficial ownership of the shares held by the Unitrust except to the extent of his pecuniary interest therein. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:41 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 2,421 | $28.83 | $69,809.05 |
DisclosureSEC source: 0001209191-18-047155 · doc4.xml · nonDerivative · entry 2 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,722,802 F2 · price: On August 15, 2018, pursuant to the 10b5-1 Plan, Mr. McClain sold 2,421 shares in multiple trades at prices ranging from $28.78 to $28.99. The price reported above reflects the weighted average sale price. Mr. McClain hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 300,000 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 300,000 shares in the aggregate have been sold. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:41 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 42,579 | $28.29 | $1,204,351.27 |
DisclosureSEC source: 0001209191-18-047155 · doc4.xml · nonDerivative · entry 1 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,725,223 F1 · price: On August 15, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), Mr. McClain sold 42,579 shares in multiple trades at prices ranging from $27.78 to $28.77. The price reported above reflects the weighted average sale price. Mr. McClain hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 300,000 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 300,000 shares in the aggregate have been sold. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 21:46 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 1,000 | $27.29 | $27,285.80 |
DisclosureSEC source: 0001209191-18-042885 · doc4.xml · nonDerivative · entry 5 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain GMM 2015 Trust Disclosed balance after: 67,000 F7 · price: On July 16, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "GMM Trust 10b5-1 Plan"), the GMM Trust sold 1,000 shares in multiple trades at prices ranging from $26.99 to $27.60. The price reported above reflects the weighted average sale price. The GMM Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 22,000 shares may be sold in the aggregate under the GMM Trust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 22,000 shares in the aggregate have been sold. F5 · ownership.nature: Mr. McClain is a co-trustee for each of the RHD Trust, McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 21:46 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 1,000 | $27.29 | $27,285.80 |
DisclosureSEC source: 0001209191-18-042885 · doc4.xml · nonDerivative · entry 4 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain ADM 2015 Trust Disclosed balance after: 67,000 F6 · price: On July 16, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "ADM Trust 10b5-1 Plan"), the ADM Trust sold 1,000 shares in multiple trades at prices ranging from $26.99 to $27.60. The price reported above reflects the weighted average sale price. The ADM Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 22,000 shares may be sold in the aggregate under the ADM Trust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 22,000 shares in the aggregate have been sold. F5 · ownership.nature: Mr. McClain is a co-trustee for each of the RHD Trust, McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 21:46 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 1,000 | $27.29 | $27,285.80 |
DisclosureSEC source: 0001209191-18-042885 · doc4.xml · nonDerivative · entry 3 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain RHD 2015 Trust Disclosed balance after: 67,000 F4 · price: On July 16, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "RHD Trust 10b5-1 Plan"), the McClain RHD 2015 Trust (the "RHD Trust") sold 1,000 shares in multiple trades at prices ranging from $26.99 to $27.60. The price reported above reflects the weighted average sale price. The RHD Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 22,000 shares may be sold in the aggregate under the RHD Trust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 22,000 shares in the aggregate have been sold. F5 · ownership.nature: Mr. McClain is a co-trustee for each of the RHD Trust, McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 21:46 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 45,000 | $27.29 | $1,227,861.00 |
DisclosureSEC source: 0001209191-18-042885 · doc4.xml · nonDerivative · entry 2 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain Charitable Remainder Unitrust Disclosed balance after: 1,350,994 F2 · price: On July 16, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "Unitrust 10b5-1 Plan"), the McClain Charitable Remainder Unitrust (the "Unitrust") sold 45,000 shares in multiple trades at prices ranging from $26.99 to $27.60. The price reported above reflects the weighted average sale price. The Unitrust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 300,000 shares may be sold in the aggregate under the Unitrust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 300,000 shares in the aggregate have been sold. F3 · ownership.nature: Mr. McClain is a co-trustee for the Unitrust, and he shares investment control over, and may be deemed to have a pecuniary interest in, the shares held by the Unitrust. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Unitrust; however, Mr. McClain disclaims beneficial ownership of the shares held by the Unitrust except to the extent of his pecuniary interest therein. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 21:46 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 45,000 | $27.29 | $1,227,861.00 |
DisclosureSEC source: 0001209191-18-042885 · doc4.xml · nonDerivative · entry 1 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,767,802 F1 · price: On July 16, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), Mr. McClain sold 45,000 shares in multiple trades at prices ranging from $26.99 to $27.60. The price reported above reflects the weighted average sale price. Mr. McClain hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 300,000 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 300,000 shares in the aggregate have been sold. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 21:53 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 11,000 | $27.55 | $303,080.80 |
DisclosureSEC source: 0001209191-18-038390 · doc4.xml · nonDerivative · entry 5 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain GMM 2015 Trust Disclosed balance after: 68,000 F7 · price: On June 15, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "GMM Trust 10b5-1 Plan"), the GMM Trust sold 11,000 shares in multiple trades at prices ranging from $27.04 to $27.86. The price reported above reflects the weighted average sale price. The GMM Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 22,000 shares may be sold in the aggregate under the GMM Trust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 22,000 shares in the aggregate have been sold. F5 · ownership.nature: Mr. McClain is a co-trustee for each of the RHD Trust, McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 21:53 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 11,000 | $27.55 | $303,080.80 |
DisclosureSEC source: 0001209191-18-038390 · doc4.xml · nonDerivative · entry 4 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain ADM 2015 Trust Disclosed balance after: 68,000 F6 · price: On June 15, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "ADM Trust 10b5-1 Plan"), the ADM Trust sold 11,000 shares in multiple trades at prices ranging from $27.04 to $27.86. The price reported above reflects the weighted average sale price. The ADM Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 22,000 shares may be sold in the aggregate under the ADM Trust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 22,000 shares in the aggregate have been sold. F5 · ownership.nature: Mr. McClain is a co-trustee for each of the RHD Trust, McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 21:53 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 11,000 | $27.55 | $303,080.80 |
DisclosureSEC source: 0001209191-18-038390 · doc4.xml · nonDerivative · entry 3 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain RHD 2015 Trust Disclosed balance after: 68,000 F4 · price: On June 15, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "RHD Trust 10b5-1 Plan"), the McClain RHD 2015 Trust (the "RHD Trust") sold 11,000 shares in multiple trades at prices ranging from $27.04 to $27.86. The price reported above reflects the weighted average sale price. The RHD Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 22,000 shares may be sold in the aggregate under the RHD Trust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 22,000 shares in the aggregate have been sold. F5 · ownership.nature: Mr. McClain is a co-trustee for each of the RHD Trust, McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 21:53 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 45,000 | $27.55 | $1,239,876.00 |
DisclosureSEC source: 0001209191-18-038390 · doc4.xml · nonDerivative · entry 2 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain Charitable Remainder Unitrust Disclosed balance after: 1,395,994 F2 · price: On June 15, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "Unitrust 10b5-1 Plan"), the McClain Charitable Remainder Unitrust (the "Unitrust") sold 45,000 shares in multiple trades at prices ranging from $27.04 to $27.86. The price reported above reflects the weighted average sale price. The Unitrust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 300,000 shares may be sold in the aggregate under the Unitrust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 300,000 shares in the aggregate have been sold. F3 · ownership.nature: Mr. McClain is a co-trustee for the Unitrust, and he shares investment control over, and may be deemed to have a pecuniary interest in, the shares held by the Unitrust. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Unitrust; however, Mr. McClain disclaims beneficial ownership of the shares held by the Unitrust except to the extent of his pecuniary interest therein. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 21:53 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 45,000 | $27.55 | $1,239,876.00 |
DisclosureSEC source: 0001209191-18-038390 · doc4.xml · nonDerivative · entry 1 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,812,802 F1 · price: On June 15, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), Mr. McClain sold 45,000 shares in multiple trades at prices ranging from $27.04 to $27.86. The price reported above reflects the weighted average sale price. Mr. McClain hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 300,000 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 300,000 shares in the aggregate have been sold. Read SEC document |
| May 17, 2018 Filed May 18, 2018 22:25 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 1,000 | $22.42 | $22,419.40 |
DisclosureSEC source: 0001209191-18-031561 · doc4.xml · nonDerivative · entry 5 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain GMM 2015 Trust Disclosed balance after: 79,000 F7 · price: On May 17, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "GMM Trust 10b5-1 Plan"), the GMM Trust sold 1,000 shares in multiple trades at prices ranging from $22.07 to $22.75. The price reported above reflects the weighted average sale price. The GMM Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 22,000 shares may be sold in the aggregate under the GMM Trust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 22,000 shares in the aggregate have been sold. F5 · ownership.nature: Mr. McClain is a co-trustee for each of the RHD Trust, McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. Read SEC document |
| May 17, 2018 Filed May 18, 2018 22:25 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 1,000 | $22.42 | $22,419.40 |
DisclosureSEC source: 0001209191-18-031561 · doc4.xml · nonDerivative · entry 4 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain ADM 2015 Trust Disclosed balance after: 79,000 F6 · price: On May 17, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "ADM Trust 10b5-1 Plan"), the ADM Trust sold 1,000 shares in multiple trades at prices ranging from $22.07 to $22.75. The price reported above reflects the weighted average sale price. The ADM Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 22,000 shares may be sold in the aggregate under the ADM Trust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 22,000 shares in the aggregate have been sold. F5 · ownership.nature: Mr. McClain is a co-trustee for each of the RHD Trust, McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. Read SEC document |
| May 17, 2018 Filed May 18, 2018 22:25 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 1,000 | $22.42 | $22,419.40 |
DisclosureSEC source: 0001209191-18-031561 · doc4.xml · nonDerivative · entry 3 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain RHD 2015 Trust Disclosed balance after: 79,000 F4 · price: On May 17, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "RHD Trust 10b5-1 Plan"), the McClain RHD 2015 Trust (the "RHD Trust") sold 1,000 shares in multiple trades at prices ranging from $22.07 to $22.75. The price reported above reflects the weighted average sale price. The RHD Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 22,000 shares may be sold in the aggregate under the RHD Trust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 22,000 shares in the aggregate have been sold. F5 · ownership.nature: Mr. McClain is a co-trustee for each of the RHD Trust, McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. Read SEC document |
| May 17, 2018 Filed May 18, 2018 22:25 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 15,000 | $22.42 | $336,291.00 |
DisclosureSEC source: 0001209191-18-031561 · doc4.xml · nonDerivative · entry 2 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain Charitable Remainder Unitrust Disclosed balance after: 1,440,994 F2 · price: On May 17, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "Unitrust 10b5-1 Plan"), the McClain Charitable Remainder Unitrust (the "Unitrust") sold 15,000 shares in multiple trades at prices ranging from $22.07 to $22.75. The price reported above reflects the weighted average sale price. The Unitrust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 300,000 shares may be sold in the aggregate under the Unitrust 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 300,000 shares in the aggregate have been sold. F3 · ownership.nature: Mr. McClain is a co-trustee for the Unitrust, and he shares investment control over, and may be deemed to have a pecuniary interest in, the shares held by the Unitrust. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Unitrust; however, Mr. McClain disclaims beneficial ownership of the shares held by the Unitrust except to the extent of his pecuniary interest therein. Read SEC document |
| May 17, 2018 Filed May 18, 2018 22:25 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 15,000 | $22.42 | $336,291.00 |
DisclosureSEC source: 0001209191-18-031561 · doc4.xml · nonDerivative · entry 1 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,857,802 F1 · price: On May 17, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), Mr. McClain sold 15,000 shares in multiple trades at prices ranging from $22.07 to $22.75. The price reported above reflects the weighted average sale price. Mr. McClain hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 300,000 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than April 17, 2019, regardless of whether the maximum of 300,000 shares in the aggregate have been sold. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 22:02 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | ConversionSeries A Convertible Preferred Stock · Derivative | 5,422.4117 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-027318 · doc4.xml · derivative · entry 10 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain Charitable Remainder Unitrust Disclosed balance after: 0 Underlying: Common Stock · 496,713 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to completion of the issuer's initial public offering (the "IPO") on November 21, 2017, each share of preferred stock automatically converted into a number of shares of common stock equal to the result of the liquidation value of such share of preferred stock, divided by the initial public offering price per share of common stock of $12.00. The liquidation value for each share of preferred stock was equal to $1,000 plus accrued and unpaid dividends on such share of preferred stock. There was no expiration date. F1 · price: Immediately prior to completion of the issuer's initial public offering (the "IPO") on November 21, 2017, each share of preferred stock automatically converted into a number of shares of common stock equal to the result of the liquidation value of such share of preferred stock, divided by the initial public offering price per share of common stock of $12.00. The liquidation value for each share of preferred stock was equal to $1,000 plus accrued and unpaid dividends on such share of preferred stock. There was no expiration date. F1 · derivative.exercise_date: Immediately prior to completion of the issuer's initial public offering (the "IPO") on November 21, 2017, each share of preferred stock automatically converted into a number of shares of common stock equal to the result of the liquidation value of such share of preferred stock, divided by the initial public offering price per share of common stock of $12.00. The liquidation value for each share of preferred stock was equal to $1,000 plus accrued and unpaid dividends on such share of preferred stock. There was no expiration date. F1 · derivative.expiration_date: Immediately prior to completion of the issuer's initial public offering (the "IPO") on November 21, 2017, each share of preferred stock automatically converted into a number of shares of common stock equal to the result of the liquidation value of such share of preferred stock, divided by the initial public offering price per share of common stock of $12.00. The liquidation value for each share of preferred stock was equal to $1,000 plus accrued and unpaid dividends on such share of preferred stock. There was no expiration date. F3 · ownership.nature: Mr. McClain is a co-trustee for the McClain Charitable Remainder Unitrust (the "Unitrust"), and he shares investment control over, and may be deemed to have a pecuniary interest in, the shares held by the Unitrust. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Unitrust; however, Mr. McClain disclaims beneficial ownership of the shares held by the Unitrust except to the extent of his pecuniary interest therein. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 22:02 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | ConversionSeries A Convertible Preferred Stock · Derivative | 3,965.3764 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-027318 · doc4.xml · derivative · entry 9 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 363,237 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to completion of the issuer's initial public offering (the "IPO") on November 21, 2017, each share of preferred stock automatically converted into a number of shares of common stock equal to the result of the liquidation value of such share of preferred stock, divided by the initial public offering price per share of common stock of $12.00. The liquidation value for each share of preferred stock was equal to $1,000 plus accrued and unpaid dividends on such share of preferred stock. There was no expiration date. F1 · price: Immediately prior to completion of the issuer's initial public offering (the "IPO") on November 21, 2017, each share of preferred stock automatically converted into a number of shares of common stock equal to the result of the liquidation value of such share of preferred stock, divided by the initial public offering price per share of common stock of $12.00. The liquidation value for each share of preferred stock was equal to $1,000 plus accrued and unpaid dividends on such share of preferred stock. There was no expiration date. F1 · derivative.exercise_date: Immediately prior to completion of the issuer's initial public offering (the "IPO") on November 21, 2017, each share of preferred stock automatically converted into a number of shares of common stock equal to the result of the liquidation value of such share of preferred stock, divided by the initial public offering price per share of common stock of $12.00. The liquidation value for each share of preferred stock was equal to $1,000 plus accrued and unpaid dividends on such share of preferred stock. There was no expiration date. F1 · derivative.expiration_date: Immediately prior to completion of the issuer's initial public offering (the "IPO") on November 21, 2017, each share of preferred stock automatically converted into a number of shares of common stock equal to the result of the liquidation value of such share of preferred stock, divided by the initial public offering price per share of common stock of $12.00. The liquidation value for each share of preferred stock was equal to $1,000 plus accrued and unpaid dividends on such share of preferred stock. There was no expiration date. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 22:02 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 100,000 | $12.00 | $1,200,000.00 |
DisclosureSEC source: 0000899243-17-027318 · doc4.xml · nonDerivative · entry 5 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain Charitable Remainder Unitrust Disclosed balance after: 1,455,994 F2 · shares: Sold in the IPO. F3 · ownership.nature: Mr. McClain is a co-trustee for the McClain Charitable Remainder Unitrust (the "Unitrust"), and he shares investment control over, and may be deemed to have a pecuniary interest in, the shares held by the Unitrust. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Unitrust; however, Mr. McClain disclaims beneficial ownership of the shares held by the Unitrust except to the extent of his pecuniary interest therein. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 22:02 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | ConversionCommon Stock | 496,713 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-027318 · doc4.xml · nonDerivative · entry 4 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By McClain Charitable Remainder Unitrust Disclosed balance after: 1,555,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Immediately prior to completion of the issuer's initial public offering (the "IPO") on November 21, 2017, each share of preferred stock automatically converted into a number of shares of common stock equal to the result of the liquidation value of such share of preferred stock, divided by the initial public offering price per share of common stock of $12.00. The liquidation value for each share of preferred stock was equal to $1,000 plus accrued and unpaid dividends on such share of preferred stock. There was no expiration date. F1 · price: Immediately prior to completion of the issuer's initial public offering (the "IPO") on November 21, 2017, each share of preferred stock automatically converted into a number of shares of common stock equal to the result of the liquidation value of such share of preferred stock, divided by the initial public offering price per share of common stock of $12.00. The liquidation value for each share of preferred stock was equal to $1,000 plus accrued and unpaid dividends on such share of preferred stock. There was no expiration date. F3 · ownership.nature: Mr. McClain is a co-trustee for the McClain Charitable Remainder Unitrust (the "Unitrust"), and he shares investment control over, and may be deemed to have a pecuniary interest in, the shares held by the Unitrust. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Unitrust; however, Mr. McClain disclaims beneficial ownership of the shares held by the Unitrust except to the extent of his pecuniary interest therein. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 22:02 UTC | Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 | SaleCommon Stock | 200,000 | $12.00 | $2,400,000.00 |
DisclosureSEC source: 0000899243-17-027318 · doc4.xml · nonDerivative · entry 3 McClain Mark D. · CIK 0001722498 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,872,802 F2 · shares: Sold in the IPO. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.