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person · Reporting owner

McClain Mark D.

Disclosed activity across 2 companies

Tapewire entity
31255
SEC CIK
0001722498

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SailPoint, Inc.SAIL · Entity 3487Director · Chief Executive OfficerOctober 06, 2026October 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SailPoint, Inc.

Report date October 06, 2026 · Filed October 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,874,621 Ending reported balance After 2026-10-07 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-10-06 · Sale · Disposed 91,986 · Balance 8,001,884

F1: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F2: On October 6, 2026, the Reporting Person sold 91,986 shares in multiple trades at prices ranging from $19.864 to $20.86 per share.

F3: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

Row 2 · 2026-10-06 · Sale · Disposed 11,907 · Balance 7,989,977

F1: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F4: On October 6, 2026, the Reporting Person sold 11,907 shares in multiple trades at prices ranging from $20.865 to $21.22 per share.

Row 3 · 2026-10-07 · Sale · Disposed 114,913 · Balance 7,875,064

F1: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F5: On October 7, 2026, the Reporting Person sold 114,913 shares in multiple trades at prices ranging from $19.409 to $20.40 per share.

Row 4 · 2026-10-07 · Sale · Disposed 443 · Balance 7,874,621

F1: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F6: On October 7, 2026, the Reporting Person sold 443 shares in multiple trades at prices ranging from $20.44 to $20.445 per share.

Common StockSEC Table I · non-derivativeIndirectBy McClain GMM 2015 Trust52,004 Reported balance Holding disclosure · report date 2026-10-06 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 52,004

F7: The Reporting Person is a trustee for each of McClain GMM 2015 Trust and Paul N. McClain Gift Trust (together, the "Trusts"). The beneficiary of each of the Trusts is an immediate family member of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own all of the shares held by the Trusts; however, the Reporting Person disclaims beneficial ownership of the shares held by the Trusts except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Paul N. McClain Gift Trust17,335 Reported balance Holding disclosure · report date 2026-10-06 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 17,335

F7: The Reporting Person is a trustee for each of McClain GMM 2015 Trust and Paul N. McClain Gift Trust (together, the "Trusts"). The beneficiary of each of the Trusts is an immediate family member of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own all of the shares held by the Trusts; however, the Reporting Person disclaims beneficial ownership of the shares held by the Trusts except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F2: On October 6, 2026, the Reporting Person sold 91,986 shares in multiple trades at prices ranging from $19.864 to $20.86 per share.

F3: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F4: On October 6, 2026, the Reporting Person sold 11,907 shares in multiple trades at prices ranging from $20.865 to $21.22 per share.

F5: On October 7, 2026, the Reporting Person sold 114,913 shares in multiple trades at prices ranging from $19.409 to $20.40 per share.

F6: On October 7, 2026, the Reporting Person sold 443 shares in multiple trades at prices ranging from $20.44 to $20.445 per share.

F7: The Reporting Person is a trustee for each of McClain GMM 2015 Trust and Paul N. McClain Gift Trust (together, the "Trusts"). The beneficiary of each of the Trusts is an immediate family member of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own all of the shares held by the Trusts; however, the Reporting Person disclaims beneficial ownership of the shares held by the Trusts except to the extent of his pecuniary interest therein.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Sailpoint Technologies Holdings, Inc.

Report date August 16, 2022 · Filed August 16, 2022

Section 16 reporting ended · disclosed 2022-08-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-08-16 transaction · row 1
1 source row

Row 1 · 2022-08-16 · Disposition to issuer · Disposed 720,192 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated April 10, 2022 (the Merger Agreement), by and among SailPoint Technologies Holdings, Inc. (Issuer), SailPoint Intermediate Holdings III, LP (f/k/a Project Hotel California Holdings, LP) (Parent) and Project Hotel California Merger Sub, Inc. (Merger Sub), on August 16, 2022, Merger Sub merged with and into Issuer, with Issuer surviving the merger as a wholly-owned subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the Merger). At the effective time of the Merger, each then outstanding share of Issuer common stock was cancelled and extinguished and automatically converted into the right to receive an amount in cash equal to $65.25, without interest thereon and less any applicable withholding taxes.

F2: Includes restricted stock units (RSUs). At the Effective Time, each RSU award that was vested and outstanding immediately prior to the Effective Time (Vested RSU) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to $65.25 multiplied by the total number of shares of such Vested RSU, subject to any required withholding of taxes. Each RSU that was outstanding immediately prior to the Effective Time and not a Vested RSU (Unvested RSU) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to $65.25 multiplied by the total number of shares underlying such RSU, in each case subject to the same terms and conditions that applied to the Unvested RSU as in effect immediately prior to the Effective Time.

Common StockSEC Table I · non-derivativeIndirectBy McClain Charitable Remainder Unitrust0 Reported balance After 2022-08-16 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-08-16 · Disposition to issuer · Disposed 255,994 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated April 10, 2022 (the Merger Agreement), by and among SailPoint Technologies Holdings, Inc. (Issuer), SailPoint Intermediate Holdings III, LP (f/k/a Project Hotel California Holdings, LP) (Parent) and Project Hotel California Merger Sub, Inc. (Merger Sub), on August 16, 2022, Merger Sub merged with and into Issuer, with Issuer surviving the merger as a wholly-owned subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the Merger). At the effective time of the Merger, each then outstanding share of Issuer common stock was cancelled and extinguished and automatically converted into the right to receive an amount in cash equal to $65.25, without interest thereon and less any applicable withholding taxes.

F3: The Reporting Person is a co-trustee for the McClain Charitable Remainder Unitrust (the "Unitrust"), and he shares investment control over, and may be deemed to have a pecuniary interest in, the shares held by the Unitrust. As such, the Reporting Person may be deemed to beneficially own all of the shares held by the Unitrust; however, the Reporting Person disclaims beneficial ownership of the shares held by the Unitrust except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy McClain RHD 2015 Trust0 Reported balance After 2022-08-16 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2022-08-16 · Disposition to issuer · Disposed 48,000 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated April 10, 2022 (the Merger Agreement), by and among SailPoint Technologies Holdings, Inc. (Issuer), SailPoint Intermediate Holdings III, LP (f/k/a Project Hotel California Holdings, LP) (Parent) and Project Hotel California Merger Sub, Inc. (Merger Sub), on August 16, 2022, Merger Sub merged with and into Issuer, with Issuer surviving the merger as a wholly-owned subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the Merger). At the effective time of the Merger, each then outstanding share of Issuer common stock was cancelled and extinguished and automatically converted into the right to receive an amount in cash equal to $65.25, without interest thereon and less any applicable withholding taxes.

F4: The Reporting Person is a co-trustee for each of McClain RHD 2015 Trust (the "RHD Trust"), McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own all of the shares held by the Family Trusts; however, the Reporting Person disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy McClain ADM 2015 Trust0 Reported balance After 2022-08-16 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2022-08-16 · Disposition to issuer · Disposed 48,000 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated April 10, 2022 (the Merger Agreement), by and among SailPoint Technologies Holdings, Inc. (Issuer), SailPoint Intermediate Holdings III, LP (f/k/a Project Hotel California Holdings, LP) (Parent) and Project Hotel California Merger Sub, Inc. (Merger Sub), on August 16, 2022, Merger Sub merged with and into Issuer, with Issuer surviving the merger as a wholly-owned subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the Merger). At the effective time of the Merger, each then outstanding share of Issuer common stock was cancelled and extinguished and automatically converted into the right to receive an amount in cash equal to $65.25, without interest thereon and less any applicable withholding taxes.

F4: The Reporting Person is a co-trustee for each of McClain RHD 2015 Trust (the "RHD Trust"), McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own all of the shares held by the Family Trusts; however, the Reporting Person disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy McClain GMM 2015 Trust0 Reported balance After 2022-08-16 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2022-08-16 · Disposition to issuer · Disposed 48,000 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated April 10, 2022 (the Merger Agreement), by and among SailPoint Technologies Holdings, Inc. (Issuer), SailPoint Intermediate Holdings III, LP (f/k/a Project Hotel California Holdings, LP) (Parent) and Project Hotel California Merger Sub, Inc. (Merger Sub), on August 16, 2022, Merger Sub merged with and into Issuer, with Issuer surviving the merger as a wholly-owned subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the Merger). At the effective time of the Merger, each then outstanding share of Issuer common stock was cancelled and extinguished and automatically converted into the right to receive an amount in cash equal to $65.25, without interest thereon and less any applicable withholding taxes.

F4: The Reporting Person is a co-trustee for each of McClain RHD 2015 Trust (the "RHD Trust"), McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own all of the shares held by the Family Trusts; however, the Reporting Person disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.00 · Expires 2027-11-16Direct0 Reported balance After 2022-08-16 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-08-16 · Disposition to issuer · Disposed 200,000 · Balance 0

F5: Each option to purchase shares of Issuer common stock (Option) that was vested and outstanding immediately prior to the Effective Time (Vested Option) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Vested Option, multiplied by (y) the total number of shares underlying such Vested Option, subject to any required withholding of taxes. Each Option that was outstanding but unvested immediately prior to the Effective Time (Unvested Option) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Unvested Option multiplied by (y) the total number of shares underlying such Unvested Option, in each case subject to the same terms and conditions that applied to the Unvested Option immediately prior to the Effective Time.

F6: This Option was granted on November 16, 2017. 25% vested on the first anniversary of the date of grant and then 1/48th vested each month thereafter, such that 100% of the award had vested by the fourth anniversary of the date of grant.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.92 · Expires 2029-02-07Direct0 Reported balance After 2022-08-16 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-08-16 · Disposition to issuer · Disposed 113,646 · Balance 0

F5: Each option to purchase shares of Issuer common stock (Option) that was vested and outstanding immediately prior to the Effective Time (Vested Option) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Vested Option, multiplied by (y) the total number of shares underlying such Vested Option, subject to any required withholding of taxes. Each Option that was outstanding but unvested immediately prior to the Effective Time (Unvested Option) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Unvested Option multiplied by (y) the total number of shares underlying such Unvested Option, in each case subject to the same terms and conditions that applied to the Unvested Option immediately prior to the Effective Time.

F7: This Option was granted on February 7, 2019. 25% vested on the first anniversary of the date of grant and then 1/48th vests each month thereafter, such that 100% of the award will be vested on the fourth anniversary of the date of grant.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.42 · Expires 2030-02-05Direct0 Reported balance After 2022-08-16 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-08-16 · Disposition to issuer · Disposed 125,698 · Balance 0

F5: Each option to purchase shares of Issuer common stock (Option) that was vested and outstanding immediately prior to the Effective Time (Vested Option) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Vested Option, multiplied by (y) the total number of shares underlying such Vested Option, subject to any required withholding of taxes. Each Option that was outstanding but unvested immediately prior to the Effective Time (Unvested Option) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Unvested Option multiplied by (y) the total number of shares underlying such Unvested Option, in each case subject to the same terms and conditions that applied to the Unvested Option immediately prior to the Effective Time.

F8: This Option was granted on February 5, 2020. 25% vested on the first anniversary of the date of grant and then 1/48th vests each month thereafter, such that 100% of the award will be vested on the fourth anniversary of the date of grant.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $60.78 · Expires 2031-02-17Direct0 Reported balance After 2022-08-16 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-08-16 · Disposition to issuer · Disposed 72,476 · Balance 0

F5: Each option to purchase shares of Issuer common stock (Option) that was vested and outstanding immediately prior to the Effective Time (Vested Option) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Vested Option, multiplied by (y) the total number of shares underlying such Vested Option, subject to any required withholding of taxes. Each Option that was outstanding but unvested immediately prior to the Effective Time (Unvested Option) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Unvested Option multiplied by (y) the total number of shares underlying such Unvested Option, in each case subject to the same terms and conditions that applied to the Unvested Option immediately prior to the Effective Time.

F9: This Option was granted on February 17, 2021. 25% vested on the first anniversary of the date of grant and then 1/48th vests each month thereafter, such that 100% of the award will be vested on the fourth anniversary of the date of grant.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.75 · Expires 2032-02-10Direct0 Reported balance After 2022-08-16 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2022-08-16 · Disposition to issuer · Disposed 118,586 · Balance 0

F5: Each option to purchase shares of Issuer common stock (Option) that was vested and outstanding immediately prior to the Effective Time (Vested Option) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Vested Option, multiplied by (y) the total number of shares underlying such Vested Option, subject to any required withholding of taxes. Each Option that was outstanding but unvested immediately prior to the Effective Time (Unvested Option) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Unvested Option multiplied by (y) the total number of shares underlying such Unvested Option, in each case subject to the same terms and conditions that applied to the Unvested Option immediately prior to the Effective Time.

F10: This Option was granted on February 10, 2022. 25% vests on the first anniversary of the date of grant and then 1/48th vests each month thereafter, such that 100% of the award will be vested on the fourth anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated April 10, 2022 (the Merger Agreement), by and among SailPoint Technologies Holdings, Inc. (Issuer), SailPoint Intermediate Holdings III, LP (f/k/a Project Hotel California Holdings, LP) (Parent) and Project Hotel California Merger Sub, Inc. (Merger Sub), on August 16, 2022, Merger Sub merged with and into Issuer, with Issuer surviving the merger as a wholly-owned subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the Merger). At the effective time of the Merger, each then outstanding share of Issuer common stock was cancelled and extinguished and automatically converted into the right to receive an amount in cash equal to $65.25, without interest thereon and less any applicable withholding taxes.

F2: Includes restricted stock units (RSUs). At the Effective Time, each RSU award that was vested and outstanding immediately prior to the Effective Time (Vested RSU) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to $65.25 multiplied by the total number of shares of such Vested RSU, subject to any required withholding of taxes. Each RSU that was outstanding immediately prior to the Effective Time and not a Vested RSU (Unvested RSU) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to $65.25 multiplied by the total number of shares underlying such RSU, in each case subject to the same terms and conditions that applied to the Unvested RSU as in effect immediately prior to the Effective Time.

F3: The Reporting Person is a co-trustee for the McClain Charitable Remainder Unitrust (the "Unitrust"), and he shares investment control over, and may be deemed to have a pecuniary interest in, the shares held by the Unitrust. As such, the Reporting Person may be deemed to beneficially own all of the shares held by the Unitrust; however, the Reporting Person disclaims beneficial ownership of the shares held by the Unitrust except to the extent of his pecuniary interest therein.

F4: The Reporting Person is a co-trustee for each of McClain RHD 2015 Trust (the "RHD Trust"), McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own all of the shares held by the Family Trusts; however, the Reporting Person disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein.

F5: Each option to purchase shares of Issuer common stock (Option) that was vested and outstanding immediately prior to the Effective Time (Vested Option) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Vested Option, multiplied by (y) the total number of shares underlying such Vested Option, subject to any required withholding of taxes. Each Option that was outstanding but unvested immediately prior to the Effective Time (Unvested Option) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Unvested Option multiplied by (y) the total number of shares underlying such Unvested Option, in each case subject to the same terms and conditions that applied to the Unvested Option immediately prior to the Effective Time.

F6: This Option was granted on November 16, 2017. 25% vested on the first anniversary of the date of grant and then 1/48th vested each month thereafter, such that 100% of the award had vested by the fourth anniversary of the date of grant.

F7: This Option was granted on February 7, 2019. 25% vested on the first anniversary of the date of grant and then 1/48th vests each month thereafter, such that 100% of the award will be vested on the fourth anniversary of the date of grant.

F8: This Option was granted on February 5, 2020. 25% vested on the first anniversary of the date of grant and then 1/48th vests each month thereafter, such that 100% of the award will be vested on the fourth anniversary of the date of grant.

F9: This Option was granted on February 17, 2021. 25% vested on the first anniversary of the date of grant and then 1/48th vests each month thereafter, such that 100% of the award will be vested on the fourth anniversary of the date of grant.

F10: This Option was granted on February 10, 2022. 25% vests on the first anniversary of the date of grant and then 1/48th vests each month thereafter, such that 100% of the award will be vested on the fourth anniversary of the date of grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 07, 2026 Filed Oct 8, 2026 21:05 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 443 $20.44 $9,054.92
Disclosure

SEC source: 0001722498-26-000034 · wk-form4_1791493513.xml · nonDerivative · entry 4

McClain Mark D. · CIK 0001722498 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,874,621

F1 · kind: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F6 · price: On October 7, 2026, the Reporting Person sold 443 shares in multiple trades at prices ranging from $20.44 to $20.445 per share.

Read SEC document
October 07, 2026 Filed Oct 8, 2026 21:05 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 114,913 $19.71 $2,264,912.25
Disclosure

SEC source: 0001722498-26-000034 · wk-form4_1791493513.xml · nonDerivative · entry 3

McClain Mark D. · CIK 0001722498 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,875,064

F1 · kind: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F5 · price: On October 7, 2026, the Reporting Person sold 114,913 shares in multiple trades at prices ranging from $19.409 to $20.40 per share.

Read SEC document
October 06, 2026 Filed Oct 8, 2026 21:05 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 11,907 $21.03 $250,407.78
Disclosure

SEC source: 0001722498-26-000034 · wk-form4_1791493513.xml · nonDerivative · entry 2

McClain Mark D. · CIK 0001722498 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,989,977

F1 · kind: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F4 · price: On October 6, 2026, the Reporting Person sold 11,907 shares in multiple trades at prices ranging from $20.865 to $21.22 per share.

Read SEC document
October 06, 2026 Filed Oct 8, 2026 21:05 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 91,986 $20.27 $1,864,335.45
Disclosure

SEC source: 0001722498-26-000034 · wk-form4_1791493513.xml · nonDerivative · entry 1

McClain Mark D. · CIK 0001722498 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,001,884

F1 · kind: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F2 · price: On October 6, 2026, the Reporting Person sold 91,986 shares in multiple trades at prices ranging from $19.864 to $20.86 per share.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
July 08, 2026 Filed Jul 9, 2026 20:55 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 93,260 $15.42 $1,437,621.55
Disclosure

SEC source: 0001722498-26-000028 · wk-form4_1783630499.xml · nonDerivative · entry 3

McClain Mark D. · CIK 0001722498 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,093,870

F1 · kind: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F5 · price: On July 8, 2026, the Reporting Person sold 93,260 shares in multiple trades at prices ranging from $15.115 to $16.015 per share.

Read SEC document
July 07, 2026 Filed Jul 9, 2026 20:55 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 41,329 $16.73 $691,392.84
Disclosure

SEC source: 0001722498-26-000028 · wk-form4_1783630499.xml · nonDerivative · entry 2

McClain Mark D. · CIK 0001722498 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,187,130

F1 · kind: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F4 · price: On July 7, 2026, the Reporting Person sold 41,329 shares in multiple trades at prices ranging from $16.55 to $16.95 per share.

Read SEC document
July 07, 2026 Filed Jul 9, 2026 20:55 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 76,865 $16.05 $1,233,798.55
Disclosure

SEC source: 0001722498-26-000028 · wk-form4_1783630499.xml · nonDerivative · entry 1

McClain Mark D. · CIK 0001722498 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,228,459

F1 · kind: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F2 · price: On July 7, 2026, the Reporting Person sold 76,865 shares in multiple trades at prices ranging from $15.55 to $16.545 per share.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
April 09, 2026 Filed Apr 10, 2026 00:00 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 4,342 $12.21 $53,015.82
Disclosure

SEC source: 0001722498-26-000022 · wk-form4_1775779200.xml · nonDerivative · entry 4

McClain Mark D. · CIK 0001722498 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,305,324

F1 · kind: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

Read SEC document
April 09, 2026 Filed Apr 10, 2026 00:00 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 88,532 $11.42 $1,011,283.33
Disclosure

SEC source: 0001722498-26-000022 · wk-form4_1775779200.xml · nonDerivative · entry 3

McClain Mark D. · CIK 0001722498 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,309,666

F1 · kind: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F5 · price: On April 9, 2026, the Reporting Person sold 88,532 shares in multiple trades at prices ranging from $11.135 to $12.01 per share.

Read SEC document
April 08, 2026 Filed Apr 10, 2026 00:00 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 67,262 $12.80 $860,993.96
Disclosure

SEC source: 0001722498-26-000022 · wk-form4_1775779200.xml · nonDerivative · entry 2

McClain Mark D. · CIK 0001722498 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,398,198

F1 · kind: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F4 · price: On April 8, 2026, the Reporting Person sold 67,262 shares in multiple trades at prices ranging from $12.40 to $13.21 per share.

Read SEC document
April 07, 2026 Filed Apr 10, 2026 00:00 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 67,328 $12.72 $856,540.08
Disclosure

SEC source: 0001722498-26-000022 · wk-form4_1775779200.xml · nonDerivative · entry 1

McClain Mark D. · CIK 0001722498 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,465,460

F1 · kind: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F2 · price: On April 7, 2026, the Reporting Person sold 67,328 shares in multiple trades at prices ranging from $12.46 to $13.095 per share.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 21:47 UTC SailPoint, Inc. SAIL · Entity 3487 GrantCommon Stock 1,498,371 $0.00 $0.00
Disclosure

SEC source: 0001722498-26-000014 · wk-form4_1772833663.xml · nonDerivative · entry 1

McClain Mark D. · CIK 0001722498 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,532,788

Read SEC document
January 08, 2026 Filed Jan 9, 2026 00:58 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 52,799 $19.57 $1,033,334.51
Disclosure

SEC source: 0001722498-26-000012 · wk-form4_1767920287.xml · nonDerivative · entry 3

McClain Mark D. · CIK 0001722498 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,034,417

F1 · kind: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F5 · price: On January 8, 2026, the Reporting Person sold 52,799 shares in multiple trades at prices ranging from $19.415 to $20.08 per share.

Read SEC document
January 07, 2026 Filed Jan 9, 2026 00:58 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 51,986 $19.90 $1,034,666.96
Disclosure

SEC source: 0001722498-26-000012 · wk-form4_1767920287.xml · nonDerivative · entry 2

McClain Mark D. · CIK 0001722498 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,087,216

F1 · kind: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F4 · price: On January 7, 2026, the Reporting Person sold 51,986 shares in multiple trades at prices ranging from $19.455 to $20.23 per share.

Read SEC document
January 06, 2026 Filed Jan 9, 2026 00:58 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 61,106 $19.23 $1,175,123.38
Disclosure

SEC source: 0001722498-26-000012 · wk-form4_1767920287.xml · nonDerivative · entry 1

McClain Mark D. · CIK 0001722498 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,139,202

F1 · kind: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F2 · price: On January 6, 2026, the Reporting Person sold 61,106 shares in multiple trades at prices ranging from $18.93 to $19.63 per share.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
October 09, 2025 Filed Oct 9, 2025 23:31 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 175,425 $22.42 $3,933,624.95
Disclosure

SEC source: 0001722498-25-000003 · wk-form4_1760052671.xml · nonDerivative · entry 5

McClain Mark D. · CIK 0001722498 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,200,308

F1 · kind: These trades were executed pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F7 · price: On October 9, 2025, the Reporting Person sold 175,425 shares in multiple trades at prices ranging from $21.85 to $22.82 per share.

Read SEC document
October 08, 2025 Filed Oct 9, 2025 23:31 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 27,742 $22.91 $635,577.54
Disclosure

SEC source: 0001722498-25-000003 · wk-form4_1760052671.xml · nonDerivative · entry 4

McClain Mark D. · CIK 0001722498 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,375,733

F1 · kind: These trades were executed pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F6 · price: On October 8, 2025, the Reporting Person sold 27,742 shares in multiple trades at prices ranging from $22.79 to $23.09 per share.

Read SEC document
October 08, 2025 Filed Oct 9, 2025 23:31 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 120,261 $22.34 $2,686,666.82
Disclosure

SEC source: 0001722498-25-000003 · wk-form4_1760052671.xml · nonDerivative · entry 3

McClain Mark D. · CIK 0001722498 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,403,475

F1 · kind: These trades were executed pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F5 · price: On October 8, 2025, the Reporting Person sold 120,261 shares in multiple trades at prices ranging from $21.79 to $22.785 per share.

Read SEC document
October 07, 2025 Filed Oct 9, 2025 23:31 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 55,256 $23.24 $1,283,978.15
Disclosure

SEC source: 0001722498-25-000003 · wk-form4_1760052671.xml · nonDerivative · entry 2

McClain Mark D. · CIK 0001722498 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,523,736

F1 · kind: These trades were executed pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

F4 · price: On October 7, 2025, the Reporting Person sold 55,256 shares in multiple trades at prices ranging from $22.84 to $23.755 per share.

Read SEC document
October 07, 2025 Filed Oct 9, 2025 23:31 UTC SailPoint, Inc. SAIL · Entity 3487 SaleCommon Stock 89,802 $22.13 $1,987,605.63
Disclosure

SEC source: 0001722498-25-000003 · wk-form4_1760052671.xml · nonDerivative · entry 1

McClain Mark D. · CIK 0001722498 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,578,992

F1 · kind: These trades were executed pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

F2 · price: On October 7, 2025, the Reporting Person sold 89,802 shares in multiple trades at prices ranging from $21.815 to $22.81 per share.

F3 · price: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:52 UTC SailPoint, Inc. SAIL · Entity 3487 GrantCommon Stock 3,346,744 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-017120 · ownership.xml · nonDerivative · entry 1

McClain Mark D. · CIK 0001722498 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,668,794

Read SEC document
August 16, 2022 Filed Aug 16, 2022 21:51 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 Disposition to issuerStock Option (right to buy) · Derivative 118,586 $0.00 Strike: $39.75 $0.00
Disclosure

SEC source: 0001627857-22-000100 · wf-form4_166068668902326.xml · derivative · entry 10

McClain Mark D. · CIK 0001722498 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 118,586 shares

Expires 2032-02-10

F5 · kind: Each option to purchase shares of Issuer common stock (Option) that was vested and outstanding immediately prior to the Effective Time (Vested Option) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Vested Option, multiplied by (y) the total number of shares underlying such Vested Option, subject to any required withholding of taxes. Each Option that was outstanding but unvested immediately prior to the Effective Time (Unvested Option) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Unvested Option multiplied by (y) the total number of shares underlying such Unvested Option, in each case subject to the same terms and conditions that applied to the Unvested Option immediately prior to the Effective Time.

F5 · derivative.exercise_date: Each option to purchase shares of Issuer common stock (Option) that was vested and outstanding immediately prior to the Effective Time (Vested Option) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Vested Option, multiplied by (y) the total number of shares underlying such Vested Option, subject to any required withholding of taxes. Each Option that was outstanding but unvested immediately prior to the Effective Time (Unvested Option) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Unvested Option multiplied by (y) the total number of shares underlying such Unvested Option, in each case subject to the same terms and conditions that applied to the Unvested Option immediately prior to the Effective Time.

F10 · derivative.exercise_date: This Option was granted on February 10, 2022. 25% vests on the first anniversary of the date of grant and then 1/48th vests each month thereafter, such that 100% of the award will be vested on the fourth anniversary of the date of grant.

F5 · derivative.underlying_shares: Each option to purchase shares of Issuer common stock (Option) that was vested and outstanding immediately prior to the Effective Time (Vested Option) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Vested Option, multiplied by (y) the total number of shares underlying such Vested Option, subject to any required withholding of taxes. Each Option that was outstanding but unvested immediately prior to the Effective Time (Unvested Option) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Unvested Option multiplied by (y) the total number of shares underlying such Unvested Option, in each case subject to the same terms and conditions that applied to the Unvested Option immediately prior to the Effective Time.

Read SEC document
August 16, 2022 Filed Aug 16, 2022 21:51 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 Disposition to issuerStock Option (right to buy) · Derivative 72,476 $0.00 Strike: $60.78 $0.00
Disclosure

SEC source: 0001627857-22-000100 · wf-form4_166068668902326.xml · derivative · entry 9

McClain Mark D. · CIK 0001722498 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 72,476 shares

Expires 2031-02-17

F5 · kind: Each option to purchase shares of Issuer common stock (Option) that was vested and outstanding immediately prior to the Effective Time (Vested Option) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Vested Option, multiplied by (y) the total number of shares underlying such Vested Option, subject to any required withholding of taxes. Each Option that was outstanding but unvested immediately prior to the Effective Time (Unvested Option) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Unvested Option multiplied by (y) the total number of shares underlying such Unvested Option, in each case subject to the same terms and conditions that applied to the Unvested Option immediately prior to the Effective Time.

F5 · derivative.exercise_date: Each option to purchase shares of Issuer common stock (Option) that was vested and outstanding immediately prior to the Effective Time (Vested Option) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Vested Option, multiplied by (y) the total number of shares underlying such Vested Option, subject to any required withholding of taxes. Each Option that was outstanding but unvested immediately prior to the Effective Time (Unvested Option) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Unvested Option multiplied by (y) the total number of shares underlying such Unvested Option, in each case subject to the same terms and conditions that applied to the Unvested Option immediately prior to the Effective Time.

F9 · derivative.exercise_date: This Option was granted on February 17, 2021. 25% vested on the first anniversary of the date of grant and then 1/48th vests each month thereafter, such that 100% of the award will be vested on the fourth anniversary of the date of grant.

F5 · derivative.underlying_shares: Each option to purchase shares of Issuer common stock (Option) that was vested and outstanding immediately prior to the Effective Time (Vested Option) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Vested Option, multiplied by (y) the total number of shares underlying such Vested Option, subject to any required withholding of taxes. Each Option that was outstanding but unvested immediately prior to the Effective Time (Unvested Option) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Unvested Option multiplied by (y) the total number of shares underlying such Unvested Option, in each case subject to the same terms and conditions that applied to the Unvested Option immediately prior to the Effective Time.

Read SEC document
August 16, 2022 Filed Aug 16, 2022 21:51 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 Disposition to issuerStock Option (right to buy) · Derivative 125,698 $0.00 Strike: $25.42 $0.00
Disclosure

SEC source: 0001627857-22-000100 · wf-form4_166068668902326.xml · derivative · entry 8

McClain Mark D. · CIK 0001722498 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,698 shares

Expires 2030-02-05

F5 · kind: Each option to purchase shares of Issuer common stock (Option) that was vested and outstanding immediately prior to the Effective Time (Vested Option) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Vested Option, multiplied by (y) the total number of shares underlying such Vested Option, subject to any required withholding of taxes. Each Option that was outstanding but unvested immediately prior to the Effective Time (Unvested Option) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Unvested Option multiplied by (y) the total number of shares underlying such Unvested Option, in each case subject to the same terms and conditions that applied to the Unvested Option immediately prior to the Effective Time.

F5 · derivative.exercise_date: Each option to purchase shares of Issuer common stock (Option) that was vested and outstanding immediately prior to the Effective Time (Vested Option) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Vested Option, multiplied by (y) the total number of shares underlying such Vested Option, subject to any required withholding of taxes. Each Option that was outstanding but unvested immediately prior to the Effective Time (Unvested Option) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Unvested Option multiplied by (y) the total number of shares underlying such Unvested Option, in each case subject to the same terms and conditions that applied to the Unvested Option immediately prior to the Effective Time.

F8 · derivative.exercise_date: This Option was granted on February 5, 2020. 25% vested on the first anniversary of the date of grant and then 1/48th vests each month thereafter, such that 100% of the award will be vested on the fourth anniversary of the date of grant.

F5 · derivative.underlying_shares: Each option to purchase shares of Issuer common stock (Option) that was vested and outstanding immediately prior to the Effective Time (Vested Option) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Vested Option, multiplied by (y) the total number of shares underlying such Vested Option, subject to any required withholding of taxes. Each Option that was outstanding but unvested immediately prior to the Effective Time (Unvested Option) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Unvested Option multiplied by (y) the total number of shares underlying such Unvested Option, in each case subject to the same terms and conditions that applied to the Unvested Option immediately prior to the Effective Time.

Read SEC document
August 16, 2022 Filed Aug 16, 2022 21:51 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 Disposition to issuerStock Option (right to buy) · Derivative 113,646 $0.00 Strike: $29.92 $0.00
Disclosure

SEC source: 0001627857-22-000100 · wf-form4_166068668902326.xml · derivative · entry 7

McClain Mark D. · CIK 0001722498 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 113,646 shares

Expires 2029-02-07

F5 · kind: Each option to purchase shares of Issuer common stock (Option) that was vested and outstanding immediately prior to the Effective Time (Vested Option) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Vested Option, multiplied by (y) the total number of shares underlying such Vested Option, subject to any required withholding of taxes. Each Option that was outstanding but unvested immediately prior to the Effective Time (Unvested Option) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Unvested Option multiplied by (y) the total number of shares underlying such Unvested Option, in each case subject to the same terms and conditions that applied to the Unvested Option immediately prior to the Effective Time.

F5 · derivative.exercise_date: Each option to purchase shares of Issuer common stock (Option) that was vested and outstanding immediately prior to the Effective Time (Vested Option) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Vested Option, multiplied by (y) the total number of shares underlying such Vested Option, subject to any required withholding of taxes. Each Option that was outstanding but unvested immediately prior to the Effective Time (Unvested Option) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Unvested Option multiplied by (y) the total number of shares underlying such Unvested Option, in each case subject to the same terms and conditions that applied to the Unvested Option immediately prior to the Effective Time.

F7 · derivative.exercise_date: This Option was granted on February 7, 2019. 25% vested on the first anniversary of the date of grant and then 1/48th vests each month thereafter, such that 100% of the award will be vested on the fourth anniversary of the date of grant.

F5 · derivative.underlying_shares: Each option to purchase shares of Issuer common stock (Option) that was vested and outstanding immediately prior to the Effective Time (Vested Option) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Vested Option, multiplied by (y) the total number of shares underlying such Vested Option, subject to any required withholding of taxes. Each Option that was outstanding but unvested immediately prior to the Effective Time (Unvested Option) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Unvested Option multiplied by (y) the total number of shares underlying such Unvested Option, in each case subject to the same terms and conditions that applied to the Unvested Option immediately prior to the Effective Time.

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August 16, 2022 Filed Aug 16, 2022 21:51 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 Disposition to issuerStock Option (right to buy) · Derivative 200,000 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001627857-22-000100 · wf-form4_166068668902326.xml · derivative · entry 6

McClain Mark D. · CIK 0001722498 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2027-11-16

F5 · kind: Each option to purchase shares of Issuer common stock (Option) that was vested and outstanding immediately prior to the Effective Time (Vested Option) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Vested Option, multiplied by (y) the total number of shares underlying such Vested Option, subject to any required withholding of taxes. Each Option that was outstanding but unvested immediately prior to the Effective Time (Unvested Option) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Unvested Option multiplied by (y) the total number of shares underlying such Unvested Option, in each case subject to the same terms and conditions that applied to the Unvested Option immediately prior to the Effective Time.

F5 · derivative.exercise_date: Each option to purchase shares of Issuer common stock (Option) that was vested and outstanding immediately prior to the Effective Time (Vested Option) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Vested Option, multiplied by (y) the total number of shares underlying such Vested Option, subject to any required withholding of taxes. Each Option that was outstanding but unvested immediately prior to the Effective Time (Unvested Option) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Unvested Option multiplied by (y) the total number of shares underlying such Unvested Option, in each case subject to the same terms and conditions that applied to the Unvested Option immediately prior to the Effective Time.

F6 · derivative.exercise_date: This Option was granted on November 16, 2017. 25% vested on the first anniversary of the date of grant and then 1/48th vested each month thereafter, such that 100% of the award had vested by the fourth anniversary of the date of grant.

F5 · derivative.underlying_shares: Each option to purchase shares of Issuer common stock (Option) that was vested and outstanding immediately prior to the Effective Time (Vested Option) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Vested Option, multiplied by (y) the total number of shares underlying such Vested Option, subject to any required withholding of taxes. Each Option that was outstanding but unvested immediately prior to the Effective Time (Unvested Option) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to (x) the difference between $65.25 and the per share exercise price of such Unvested Option multiplied by (y) the total number of shares underlying such Unvested Option, in each case subject to the same terms and conditions that applied to the Unvested Option immediately prior to the Effective Time.

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August 16, 2022 Filed Aug 16, 2022 21:51 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 Disposition to issuerCommon Stock 48,000 $0.00 $0.00
Disclosure

SEC source: 0001627857-22-000100 · wf-form4_166068668902326.xml · nonDerivative · entry 5

McClain Mark D. · CIK 0001722498 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By McClain GMM 2015 Trust

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated April 10, 2022 (the Merger Agreement), by and among SailPoint Technologies Holdings, Inc. (Issuer), SailPoint Intermediate Holdings III, LP (f/k/a Project Hotel California Holdings, LP) (Parent) and Project Hotel California Merger Sub, Inc. (Merger Sub), on August 16, 2022, Merger Sub merged with and into Issuer, with Issuer surviving the merger as a wholly-owned subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the Merger). At the effective time of the Merger, each then outstanding share of Issuer common stock was cancelled and extinguished and automatically converted into the right to receive an amount in cash equal to $65.25, without interest thereon and less any applicable withholding taxes.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated April 10, 2022 (the Merger Agreement), by and among SailPoint Technologies Holdings, Inc. (Issuer), SailPoint Intermediate Holdings III, LP (f/k/a Project Hotel California Holdings, LP) (Parent) and Project Hotel California Merger Sub, Inc. (Merger Sub), on August 16, 2022, Merger Sub merged with and into Issuer, with Issuer surviving the merger as a wholly-owned subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the Merger). At the effective time of the Merger, each then outstanding share of Issuer common stock was cancelled and extinguished and automatically converted into the right to receive an amount in cash equal to $65.25, without interest thereon and less any applicable withholding taxes.

F4 · ownership.nature: The Reporting Person is a co-trustee for each of McClain RHD 2015 Trust (the "RHD Trust"), McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own all of the shares held by the Family Trusts; however, the Reporting Person disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein.

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August 16, 2022 Filed Aug 16, 2022 21:51 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 Disposition to issuerCommon Stock 48,000 $0.00 $0.00
Disclosure

SEC source: 0001627857-22-000100 · wf-form4_166068668902326.xml · nonDerivative · entry 4

McClain Mark D. · CIK 0001722498 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By McClain ADM 2015 Trust

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated April 10, 2022 (the Merger Agreement), by and among SailPoint Technologies Holdings, Inc. (Issuer), SailPoint Intermediate Holdings III, LP (f/k/a Project Hotel California Holdings, LP) (Parent) and Project Hotel California Merger Sub, Inc. (Merger Sub), on August 16, 2022, Merger Sub merged with and into Issuer, with Issuer surviving the merger as a wholly-owned subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the Merger). At the effective time of the Merger, each then outstanding share of Issuer common stock was cancelled and extinguished and automatically converted into the right to receive an amount in cash equal to $65.25, without interest thereon and less any applicable withholding taxes.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated April 10, 2022 (the Merger Agreement), by and among SailPoint Technologies Holdings, Inc. (Issuer), SailPoint Intermediate Holdings III, LP (f/k/a Project Hotel California Holdings, LP) (Parent) and Project Hotel California Merger Sub, Inc. (Merger Sub), on August 16, 2022, Merger Sub merged with and into Issuer, with Issuer surviving the merger as a wholly-owned subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the Merger). At the effective time of the Merger, each then outstanding share of Issuer common stock was cancelled and extinguished and automatically converted into the right to receive an amount in cash equal to $65.25, without interest thereon and less any applicable withholding taxes.

F4 · ownership.nature: The Reporting Person is a co-trustee for each of McClain RHD 2015 Trust (the "RHD Trust"), McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own all of the shares held by the Family Trusts; however, the Reporting Person disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein.

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August 16, 2022 Filed Aug 16, 2022 21:51 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 Disposition to issuerCommon Stock 48,000 $0.00 $0.00
Disclosure

SEC source: 0001627857-22-000100 · wf-form4_166068668902326.xml · nonDerivative · entry 3

McClain Mark D. · CIK 0001722498 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By McClain RHD 2015 Trust

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated April 10, 2022 (the Merger Agreement), by and among SailPoint Technologies Holdings, Inc. (Issuer), SailPoint Intermediate Holdings III, LP (f/k/a Project Hotel California Holdings, LP) (Parent) and Project Hotel California Merger Sub, Inc. (Merger Sub), on August 16, 2022, Merger Sub merged with and into Issuer, with Issuer surviving the merger as a wholly-owned subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the Merger). At the effective time of the Merger, each then outstanding share of Issuer common stock was cancelled and extinguished and automatically converted into the right to receive an amount in cash equal to $65.25, without interest thereon and less any applicable withholding taxes.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated April 10, 2022 (the Merger Agreement), by and among SailPoint Technologies Holdings, Inc. (Issuer), SailPoint Intermediate Holdings III, LP (f/k/a Project Hotel California Holdings, LP) (Parent) and Project Hotel California Merger Sub, Inc. (Merger Sub), on August 16, 2022, Merger Sub merged with and into Issuer, with Issuer surviving the merger as a wholly-owned subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the Merger). At the effective time of the Merger, each then outstanding share of Issuer common stock was cancelled and extinguished and automatically converted into the right to receive an amount in cash equal to $65.25, without interest thereon and less any applicable withholding taxes.

F4 · ownership.nature: The Reporting Person is a co-trustee for each of McClain RHD 2015 Trust (the "RHD Trust"), McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own all of the shares held by the Family Trusts; however, the Reporting Person disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein.

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August 16, 2022 Filed Aug 16, 2022 21:51 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 Disposition to issuerCommon Stock 255,994 $0.00 $0.00
Disclosure

SEC source: 0001627857-22-000100 · wf-form4_166068668902326.xml · nonDerivative · entry 2

McClain Mark D. · CIK 0001722498 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By McClain Charitable Remainder Unitrust

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated April 10, 2022 (the Merger Agreement), by and among SailPoint Technologies Holdings, Inc. (Issuer), SailPoint Intermediate Holdings III, LP (f/k/a Project Hotel California Holdings, LP) (Parent) and Project Hotel California Merger Sub, Inc. (Merger Sub), on August 16, 2022, Merger Sub merged with and into Issuer, with Issuer surviving the merger as a wholly-owned subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the Merger). At the effective time of the Merger, each then outstanding share of Issuer common stock was cancelled and extinguished and automatically converted into the right to receive an amount in cash equal to $65.25, without interest thereon and less any applicable withholding taxes.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated April 10, 2022 (the Merger Agreement), by and among SailPoint Technologies Holdings, Inc. (Issuer), SailPoint Intermediate Holdings III, LP (f/k/a Project Hotel California Holdings, LP) (Parent) and Project Hotel California Merger Sub, Inc. (Merger Sub), on August 16, 2022, Merger Sub merged with and into Issuer, with Issuer surviving the merger as a wholly-owned subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the Merger). At the effective time of the Merger, each then outstanding share of Issuer common stock was cancelled and extinguished and automatically converted into the right to receive an amount in cash equal to $65.25, without interest thereon and less any applicable withholding taxes.

F3 · ownership.nature: The Reporting Person is a co-trustee for the McClain Charitable Remainder Unitrust (the "Unitrust"), and he shares investment control over, and may be deemed to have a pecuniary interest in, the shares held by the Unitrust. As such, the Reporting Person may be deemed to beneficially own all of the shares held by the Unitrust; however, the Reporting Person disclaims beneficial ownership of the shares held by the Unitrust except to the extent of his pecuniary interest therein.

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August 16, 2022 Filed Aug 16, 2022 21:51 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 Disposition to issuerCommon Stock 720,192 $0.00 $0.00
Disclosure

SEC source: 0001627857-22-000100 · wf-form4_166068668902326.xml · nonDerivative · entry 1

McClain Mark D. · CIK 0001722498 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated April 10, 2022 (the Merger Agreement), by and among SailPoint Technologies Holdings, Inc. (Issuer), SailPoint Intermediate Holdings III, LP (f/k/a Project Hotel California Holdings, LP) (Parent) and Project Hotel California Merger Sub, Inc. (Merger Sub), on August 16, 2022, Merger Sub merged with and into Issuer, with Issuer surviving the merger as a wholly-owned subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the Merger). At the effective time of the Merger, each then outstanding share of Issuer common stock was cancelled and extinguished and automatically converted into the right to receive an amount in cash equal to $65.25, without interest thereon and less any applicable withholding taxes.

F2 · shares: Includes restricted stock units (RSUs). At the Effective Time, each RSU award that was vested and outstanding immediately prior to the Effective Time (Vested RSU) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to $65.25 multiplied by the total number of shares of such Vested RSU, subject to any required withholding of taxes. Each RSU that was outstanding immediately prior to the Effective Time and not a Vested RSU (Unvested RSU) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to $65.25 multiplied by the total number of shares underlying such RSU, in each case subject to the same terms and conditions that applied to the Unvested RSU as in effect immediately prior to the Effective Time.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated April 10, 2022 (the Merger Agreement), by and among SailPoint Technologies Holdings, Inc. (Issuer), SailPoint Intermediate Holdings III, LP (f/k/a Project Hotel California Holdings, LP) (Parent) and Project Hotel California Merger Sub, Inc. (Merger Sub), on August 16, 2022, Merger Sub merged with and into Issuer, with Issuer surviving the merger as a wholly-owned subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the Merger). At the effective time of the Merger, each then outstanding share of Issuer common stock was cancelled and extinguished and automatically converted into the right to receive an amount in cash equal to $65.25, without interest thereon and less any applicable withholding taxes.

F2 · price: Includes restricted stock units (RSUs). At the Effective Time, each RSU award that was vested and outstanding immediately prior to the Effective Time (Vested RSU) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to $65.25 multiplied by the total number of shares of such Vested RSU, subject to any required withholding of taxes. Each RSU that was outstanding immediately prior to the Effective Time and not a Vested RSU (Unvested RSU) was automatically converted into the contingent right to receive an amount in cash, without interest, equal to $65.25 multiplied by the total number of shares underlying such RSU, in each case subject to the same terms and conditions that applied to the Unvested RSU as in effect immediately prior to the Effective Time.

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March 15, 2022 Filed Mar 16, 2022 21:07 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 SaleCommon Stock 5,000 $40.80 $204,000.00
Disclosure

SEC source: 0001627857-22-000044 · wf-form4_164746479905264.xml · nonDerivative · entry 2

McClain Mark D. · CIK 0001722498 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By McClain Charitable Remainder Unitrust

Disclosed balance after: 255,994

F2 · price: On March 15, 2022, pursuant to a plan of disposition adopted by the McClain Charitable Remainder Unitrust (the "Unitrust") on May 23, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "Unitrust 10b5-1 Plan"), the Unitrust sold 5,000 shares in a single trade at a price of $40.80 per share. No more than 100,000 shares may be sold in the aggregate under the Unitrust 10b5-1 Plan, which terminates no later than July 15, 2022, regardless of whether the maximum of 100,000 shares in the aggregate have been sold.

F3 · ownership.nature: Mr. McClain is a co-trustee for the Unitrust, and he shares investment control over, and may be deemed to have a pecuniary interest in, the shares held by the Unitrust. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Unitrust; however, Mr. McClain disclaims beneficial ownership of the shares held by the Unitrust except to the extent of his pecuniary interest therein.

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March 15, 2022 Filed Mar 16, 2022 21:07 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 SaleCommon Stock 25,000 $40.80 $1,020,000.00
Disclosure

SEC source: 0001627857-22-000044 · wf-form4_164746479905264.xml · nonDerivative · entry 1

McClain Mark D. · CIK 0001722498 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 720,192

F1 · price: On March 15, 2022, pursuant to a plan of disposition adopted by Mr. McClain on May 23, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), Mr. McClain sold 25,000 shares in a single trade at a price of $40.80 per share. No more than 300,000 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than July 15, 2022, regardless of whether the maximum of 300,000 shares in the aggregate have been sold.

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February 28, 2022 Filed Mar 2, 2022 22:24 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 Tax withholdingCommon Stock 1,656 $41.37 $68,508.72
Disclosure

SEC source: 0001627857-22-000034 · wf-form4_164625982438910.xml · nonDerivative · entry 3

McClain Mark D. · CIK 0001722498 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 745,192

Read SEC document
February 28, 2022 Filed Mar 2, 2022 22:24 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 Tax withholdingCommon Stock 2,871 $41.37 $118,773.27
Disclosure

SEC source: 0001627857-22-000034 · wf-form4_164625982438910.xml · nonDerivative · entry 2

McClain Mark D. · CIK 0001722498 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746,848

Read SEC document
February 28, 2022 Filed Mar 2, 2022 22:24 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 Tax withholdingCommon Stock 4,549 $41.37 $188,192.13
Disclosure

SEC source: 0001627857-22-000034 · wf-form4_164625982438910.xml · nonDerivative · entry 1

McClain Mark D. · CIK 0001722498 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749,719

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:50 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 SaleCommon Stock 5,000 $40.21 $201,050.00
Disclosure

SEC source: 0001627857-22-000018 · wf-form4_164504821387439.xml · nonDerivative · entry 2

McClain Mark D. · CIK 0001722498 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By McClain Charitable Remainder Unitrust

Disclosed balance after: 260,994

F2 · price: On February 15, 2022, pursuant to a plan of disposition adopted by the McClain Charitable Remainder Unitrust (the "Unitrust") on May 23, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "Unitrust 10b5-1 Plan"), the Unitrust sold 5,000 shares in a single trade at a price of $40.21 per share. No more than 100,000 shares may be sold in the aggregate under the Unitrust 10b5-1 Plan, which terminates no later than July 15, 2022, regardless of whether the maximum of 100,000 shares in the aggregate have been sold.

F3 · ownership.nature: Mr. McClain is a co-trustee for the Unitrust, and he shares investment control over, and may be deemed to have a pecuniary interest in, the shares held by the Unitrust. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Unitrust; however, Mr. McClain disclaims beneficial ownership of the shares held by the Unitrust except to the extent of his pecuniary interest therein.

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February 15, 2022 Filed Feb 16, 2022 21:50 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 SaleCommon Stock 25,000 $40.21 $1,005,250.00
Disclosure

SEC source: 0001627857-22-000018 · wf-form4_164504821387439.xml · nonDerivative · entry 1

McClain Mark D. · CIK 0001722498 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 754,268

F1 · price: On February 15, 2022, pursuant to a plan of disposition adopted by Mr. McClain on May 23, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), Mr. McClain sold 25,000 shares in a single trade at a price of $40.21 per share. No more than 300,000 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than July 15, 2022, regardless of whether the maximum of 300,000 shares in the aggregate have been sold.

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February 10, 2022 Filed Feb 14, 2022 23:55 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 GrantStock Option (right to buy) · Derivative 118,586 $0.00 Strike: $39.75 $0.00
Disclosure

SEC source: 0001627857-22-000016 · wf-form4_164488292437884.xml · derivative · entry 6

McClain Mark D. · CIK 0001722498 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,586

Underlying: Common Stock · 118,586 shares

Expires 2032-02-10

F3 · derivative.exercise_date: Stock options granted on February 10, 2022, 25% of which vest on the one-year anniversary of the date of grant and 1/48th of which vest on each monthly anniversary of the date of grant thereafter, such that 100% of the award will be vested on the fourth anniversary of the date of grant.

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February 10, 2022 Filed Feb 14, 2022 23:55 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 GrantCommon Stock 110,116 $0.00 $0.00
Disclosure

SEC source: 0001627857-22-000016 · wf-form4_164488292437884.xml · nonDerivative · entry 1

McClain Mark D. · CIK 0001722498 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 779,268

Read SEC document
January 18, 2022 Filed Jan 20, 2022 22:22 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 SaleCommon Stock 15,000 $41.28 $619,200.00
Disclosure

SEC source: 0001627857-22-000004 · wf-form4_164271734496502.xml · nonDerivative · entry 2

McClain Mark D. · CIK 0001722498 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By McClain Charitable Remainder Unitrust

Disclosed balance after: 265,994

F2 · price: On January 18, 2022, pursuant to a plan of disposition adopted by the McClain Charitable Remainder Unitrust (the "Unitrust") on May 23, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "Unitrust 10b5-1 Plan"), the Unitrust sold 15,000 shares in a single trade at a price of $41.28 per share. No more than 100,000 shares may be sold in the aggregate under the Unitrust 10b5-1 Plan, which terminates no later than July 15, 2022, regardless of whether the maximum of 100,000 shares in the aggregate have been sold.

F3 · ownership.nature: Mr. McClain is a co-trustee for the Unitrust, and he shares investment control over, and may be deemed to have a pecuniary interest in, the shares held by the Unitrust. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Unitrust; however, Mr. McClain disclaims beneficial ownership of the shares held by the Unitrust except to the extent of his pecuniary interest therein.

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January 18, 2022 Filed Jan 20, 2022 22:22 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 SaleCommon Stock 25,000 $41.28 $1,032,000.00
Disclosure

SEC source: 0001627857-22-000004 · wf-form4_164271734496502.xml · nonDerivative · entry 1

McClain Mark D. · CIK 0001722498 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,152

F1 · price: On January 18, 2022, pursuant to a plan of disposition adopted by Mr. McClain on May 23, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), Mr. McClain sold 25,000 shares in a single trade at a price of $41.28 per share. No more than 300,000 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than July 15, 2022, regardless of whether the maximum of 300,000 shares in the aggregate have been sold.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:29 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 SaleCommon Stock 5,000 $46.44 $232,200.00
Disclosure

SEC source: 0001627857-21-000136 · wf-form4_163977654452420.xml · nonDerivative · entry 9

McClain Mark D. · CIK 0001722498 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By McClain Charitable Remainder Unitrust

Disclosed balance after: 280,994

F5 · price: On December 15, 2021, pursuant to a plan of disposition adopted by the McClain Charitable Remainder Unitrust (the "Unitrust") on May 23, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "Unitrust 10b5-1 Plan"), the Unitrust sold 5,000 shares in a single trade at a price of $46.44 per share. No more than 100,000 shares may be sold in the aggregate under the Unitrust 10b5-1 Plan, which terminates no later than July 15, 2022, regardless of whether the maximum of 100,000 shares in the aggregate have been sold.

F6 · ownership.nature: Mr. McClain is a co-trustee for the Unitrust, and he shares investment control over, and may be deemed to have a pecuniary interest in, the shares held by the Unitrust. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Unitrust; however, Mr. McClain disclaims beneficial ownership of the shares held by the Unitrust except to the extent of his pecuniary interest therein.

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December 15, 2021 Filed Dec 17, 2021 21:29 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 SaleCommon Stock 25,000 $46.44 $1,161,000.00
Disclosure

SEC source: 0001627857-21-000136 · wf-form4_163977654452420.xml · nonDerivative · entry 8

McClain Mark D. · CIK 0001722498 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 694,152

F4 · price: On December 15, 2021, pursuant to a plan of disposition adopted by Mr. McClain on May 23, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), Mr. McClain sold 25,000 shares in a single trade at a price of $46.44 per share. No more than 300,000 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than July 15, 2022, regardless of whether the maximum of 300,000 shares in the aggregate have been sold.

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December 15, 2021 Filed Dec 17, 2021 21:29 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 GiftCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001627857-21-000136 · wf-form4_163977654452420.xml · nonDerivative · entry 7

McClain Mark D. · CIK 0001722498 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 719,152

F3 · kind: This transaction involves a gift to a charitable trust.

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December 07, 2021 Filed Dec 17, 2021 21:29 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001627857-21-000136 · wf-form4_163977654452420.xml · nonDerivative · entry 6

McClain Mark D. · CIK 0001722498 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By McClain GMM 2015 Trust

Disclosed balance after: 48,000

F1 · kind: On December 7, 2021, Mr. McClain gifted 20,000 shares to each of the McClain RHD 2015 Trust (the "RHD Trust"), the McClain ADM 2015 Trust (the "ADM Trust") and the McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts").

F2 · ownership.nature: Mr. McClain is a co-trustee for each of the Family Trusts. The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein.

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December 07, 2021 Filed Dec 17, 2021 21:29 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001627857-21-000136 · wf-form4_163977654452420.xml · nonDerivative · entry 5

McClain Mark D. · CIK 0001722498 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By McClain ADM 2015 Trust

Disclosed balance after: 48,000

F1 · kind: On December 7, 2021, Mr. McClain gifted 20,000 shares to each of the McClain RHD 2015 Trust (the "RHD Trust"), the McClain ADM 2015 Trust (the "ADM Trust") and the McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts").

F2 · ownership.nature: Mr. McClain is a co-trustee for each of the Family Trusts. The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein.

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December 07, 2021 Filed Dec 17, 2021 21:29 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001627857-21-000136 · wf-form4_163977654452420.xml · nonDerivative · entry 4

McClain Mark D. · CIK 0001722498 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By McClain RHD 2015 Trust

Disclosed balance after: 48,000

F1 · kind: On December 7, 2021, Mr. McClain gifted 20,000 shares to each of the McClain RHD 2015 Trust (the "RHD Trust"), the McClain ADM 2015 Trust (the "ADM Trust") and the McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts").

F2 · ownership.nature: Mr. McClain is a co-trustee for each of the Family Trusts. The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein.

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December 07, 2021 Filed Dec 17, 2021 21:29 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001627857-21-000136 · wf-form4_163977654452420.xml · nonDerivative · entry 3

McClain Mark D. · CIK 0001722498 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 799,152

F1 · kind: On December 7, 2021, Mr. McClain gifted 20,000 shares to each of the McClain RHD 2015 Trust (the "RHD Trust"), the McClain ADM 2015 Trust (the "ADM Trust") and the McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts").

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December 07, 2021 Filed Dec 17, 2021 21:29 UTC Sailpoint Technologies Holdings, Inc. SAIL · Entity 124531 GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001627857-21-000136 · wf-form4_163977654452420.xml · nonDerivative · entry 2

McClain Mark D. · CIK 0001722498 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819,152

F1 · kind: On December 7, 2021, Mr. McClain gifted 20,000 shares to each of the McClain RHD 2015 Trust (the "RHD Trust"), the McClain ADM 2015 Trust (the "ADM Trust") and the McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts").

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.