Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMMVAULT SYSTEMS INCCVLT · Entity 422 | VP Finance and CFO | May 25, 2022 | May 27, 2022 |
| SailPoint, Inc.SAIL · Entity 3487 | Chief Financial Officer | October 06, 2026 | October 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMMVAULT SYSTEMS INC
Report date May 25, 2022 · Filed May 27, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 92,149.7083 |
Reported balance
After 2022-05-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-05-25 · Tax withholding · Disposed 5,587 · Balance 92,149.7083 F1: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted and performance stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted and performance stock units.
SailPoint, Inc.
Report date October 06, 2026 · Filed October 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,626,381 |
Ending reported balance
After 2026-10-07 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-10-06 · Sale · Disposed 25,268 · Balance 1,682,474 F1: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person. F2: On October 6, 2026, the Reporting Person sold 25,268 shares in multiple trades at prices ranging from $19.864 to $20.86 per share. F3: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected. Row 2 · 2026-10-06 · Sale · Disposed 3,271 · Balance 1,679,203 F1: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person. F3: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected. F4: On October 6, 2026, the Reporting Person sold 3,271 shares in multiple trades at prices ranging from $20.865 to $21.22 per share. Row 3 · 2026-10-07 · Sale · Disposed 52,619 · Balance 1,626,584 F1: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person. F3: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected. F5: On October 7, 2026, the Reporting Person sold 52,619 shares in multiple trades at prices ranging from $19.409 to $20.40 per share. Row 4 · 2026-10-07 · Sale · Disposed 203 · Balance 1,626,381 F1: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person. F3: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected. F6: On October 7, 2026, the Reporting Person sold 203 shares in multiple trades at prices ranging from $20.44 to $20.445 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.
F2: On October 6, 2026, the Reporting Person sold 25,268 shares in multiple trades at prices ranging from $19.864 to $20.86 per share.
F3: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.
F4: On October 6, 2026, the Reporting Person sold 3,271 shares in multiple trades at prices ranging from $20.865 to $21.22 per share.
F5: On October 7, 2026, the Reporting Person sold 52,619 shares in multiple trades at prices ranging from $19.409 to $20.40 per share.
F6: On October 7, 2026, the Reporting Person sold 203 shares in multiple trades at prices ranging from $20.44 to $20.445 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2017 Filed Oct 4, 2017 20:35 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 4,000 | $61.90 | $247,600.00 |
DisclosureSEC source: 0001209191-17-055865 · doc4.xml · nonDerivative · entry 2 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,785.7436 F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 20:35 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionCommon Stock | 4,000 | $11.12 | $44,480.00 |
DisclosureSEC source: 0001209191-17-055865 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,785.7436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:09 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 1,161 | $59.35 | $68,905.35 |
DisclosureSEC source: 0001209191-17-049168 · doc4.xml · nonDerivative · entry 3 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,177.7436 F3 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F2 · price: Represents average sale price. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 20:09 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 9,174 | $59.80 | $548,605.20 |
DisclosureSEC source: 0001209191-17-049168 · doc4.xml · nonDerivative · entry 2 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,338.7436 F2 · price: Represents average sale price. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 20:09 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 42.0353 | $43.48 | $1,827.69 |
DisclosureSEC source: 0001209191-17-049168 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,512.7436 F1 · security: Shares were acquired under the Commvault Employee Stock Purchase Plan on Aug. 14, 2017. Read SEC document |
| August 13, 2017 Filed Oct 19, 2017 23:22 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 951 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-057528 · doc4.xml · nonDerivative · entry 4 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,404.7083 F1 · security: These shares represent vesting of previously granted performance share units. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 20:26 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 8,000 | $11.12 Strike: $11.12 | $88,960.00 |
DisclosureSEC source: 0001209191-17-046445 · doc4.xml · derivative · entry 4 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,636 Underlying: Common Stock · 8,000 shares Expires 2018-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. F2 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 20:26 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 4,000 | $63.90 | $255,600.00 |
DisclosureSEC source: 0001209191-17-046445 · doc4.xml · nonDerivative · entry 3 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,470.7083 F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 20:26 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 4,000 | $62.00 | $248,000.00 |
DisclosureSEC source: 0001209191-17-046445 · doc4.xml · nonDerivative · entry 2 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,470.7083 F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 20:26 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionCommon Stock | 8,000 | $11.12 | $88,960.00 |
DisclosureSEC source: 0001209191-17-046445 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,470.7083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| July 18, 2017 Filed Jul 19, 2017 20:45 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 392 | $59.10 | $23,167.20 |
DisclosureSEC source: 0001209191-17-045691 · doc4.xml · nonDerivative · entry 4 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,470.7083 F2 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F3 · price: Represents average sale price. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 20:45 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 4,000 | $11.12 Strike: $11.12 | $44,480.00 |
DisclosureSEC source: 0001209191-17-045691 · doc4.xml · derivative · entry 5 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,636 Underlying: Common Stock · 4,000 shares Expires 2018-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. F4 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 20:45 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 930 | $58.10 | $54,033.00 |
DisclosureSEC source: 0001209191-17-045691 · doc4.xml · nonDerivative · entry 3 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,862.7083 F2 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F3 · price: Represents average sale price. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 20:45 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 4,000 | $59.90 | $239,600.00 |
DisclosureSEC source: 0001209191-17-045691 · doc4.xml · nonDerivative · entry 2 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,792.7083 F1 · security: This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 20:45 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionCommon Stock | 4,000 | $11.12 | $44,480.00 |
DisclosureSEC source: 0001209191-17-045691 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,792.7083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| May 23, 2017 Filed Oct 19, 2017 23:22 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 14,834 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-057528 · doc4.xml · nonDerivative · entry 3 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,775.7083 F2 · security: The common stock is being granted as restricted stock units and is subject to a 3-year vesting schedule, as follows: 1/3 on the first anniversary of the grant with the remaining portion vesting in equal quarterly installments thereafter. F3 · price: Not applicable. Read SEC document |
| May 16, 2017 Filed May 18, 2017 20:50 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 6,201 | $56.80 | $352,216.80 |
DisclosureSEC source: 0001209191-17-033621 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,958.7083 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F2 · price: Represents average sale price. Read SEC document |
| May 13, 2017 Filed Oct 19, 2017 23:22 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 6,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-057528 · doc4.xml · nonDerivative · entry 2 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,142.7083 F1 · security: These shares represent vesting of previously granted performance share units. Read SEC document |
| May 09, 2017 Filed May 10, 2017 20:33 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 10,377 | $57.58 | $597,507.66 |
DisclosureSEC source: 0001209191-17-031293 · doc4.xml · nonDerivative · entry 3 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,450.7083 F2 · price: Represents average sale price. Read SEC document |
| May 08, 2017 Filed May 10, 2017 20:33 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 5,500 | $13.81 Strike: $13.81 | $75,955.00 |
DisclosureSEC source: 0001209191-17-031293 · doc4.xml · derivative · entry 4 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,500 shares Expires 2018-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. F3 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter. Read SEC document |
| May 08, 2017 Filed May 10, 2017 20:33 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 5,500 | $57.90 | $318,450.00 |
DisclosureSEC source: 0001209191-17-031293 · doc4.xml · nonDerivative · entry 2 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,827.7083 F1 · security: This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| May 08, 2017 Filed May 10, 2017 20:33 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionCommon Stock | 5,500 | $13.81 | $75,955.00 |
DisclosureSEC source: 0001209191-17-031293 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,327.7083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| May 08, 2017 Filed May 11, 2017 21:09 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 48 | $57.97 | $2,782.56 |
DisclosureSEC source: 0001209191-17-031579 · doc4.xml · nonDerivative · entry 2 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,536.7083 F2 · shares: Shares were acquired under the Commvault Employee Stock Purchase Plan on Aug. 14, 2016. Read SEC document |
| May 08, 2017 Filed May 11, 2017 21:09 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 3,243 | $57.94 | $187,899.42 |
DisclosureSEC source: 0001209191-17-031579 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,584.7083 F1 · price: Represents average sale price. Read SEC document |
| May 03, 2017 Filed May 5, 2017 20:09 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 5,000 | $13.81 Strike: $13.81 | $69,050.00 |
DisclosureSEC source: 0001209191-17-030296 · doc4.xml · derivative · entry 3 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Underlying: Common Stock · 5,000 shares Expires 2018-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. F3 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter. Read SEC document |
| May 03, 2017 Filed May 5, 2017 20:09 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 5,000 | $56.35 | $281,750.00 |
DisclosureSEC source: 0001209191-17-030296 · doc4.xml · nonDerivative · entry 2 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,827.7083 F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. F2 · price: Represents average sale price. Read SEC document |
| May 03, 2017 Filed May 5, 2017 20:09 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionCommon Stock | 5,000 | $13.81 | $69,050.00 |
DisclosureSEC source: 0001209191-17-030296 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,827.7083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| April 18, 2017 Filed Apr 20, 2017 20:11 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 1,318 | $49.85 | $65,702.30 |
DisclosureSEC source: 0001209191-17-027683 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,827.7083 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F2 · price: Represents average sale price. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:54 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 444.1183 | $50.63 | $22,485.71 |
DisclosureSEC source: 0001209191-17-011524 · doc4.xml · nonDerivative · entry 2 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,145.7083 F2 · price: Represents average sale price. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 21:54 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 444.1183 | $43.18 | $19,177.03 |
DisclosureSEC source: 0001209191-17-011524 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,589.8266 F1 · shares: Shares were acquired under the Commvault Employee Stock Purchase Plan on Feb. 14, 2017. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 22:33 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 9,508 | $16.99 Strike: $16.99 | $161,540.92 |
DisclosureSEC source: 0001209191-17-009168 · doc4.xml · derivative · entry 3 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,508 shares Expires 2017-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 22:33 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 9,508 | $50.70 | $482,055.60 |
DisclosureSEC source: 0001209191-17-009168 · doc4.xml · nonDerivative · entry 2 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,145.7083 F1 · price: Represents average sale price. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 22:33 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionCommon Stock | 9,508 | $16.99 | $161,540.92 |
DisclosureSEC source: 0001209191-17-009168 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,653.7083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 21:20 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 9,000 | $16.99 Strike: $16.99 | $152,910.00 |
DisclosureSEC source: 0001209191-17-008051 · doc4.xml · derivative · entry 3 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,508 Underlying: Common Stock · 9,000 shares Expires 2017-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 21:20 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 9,000 | $49.27 | $443,430.00 |
DisclosureSEC source: 0001209191-17-008051 · doc4.xml · nonDerivative · entry 2 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,145.7083 F1 · price: Represents average sale price. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 21:20 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionCommon Stock | 9,000 | $16.99 | $152,910.00 |
DisclosureSEC source: 0001209191-17-008051 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,145.7083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:33 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 1,459 | $53.05 | $77,399.95 |
DisclosureSEC source: 0001209191-17-004868 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,145.7083 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F2 · price: Represents average sale price. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 21:09 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 3,500 | $13.81 Strike: $13.81 | $48,335.00 |
DisclosureSEC source: 0001209191-16-151699 · doc4.xml · derivative · entry 6 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common Stock · 3,500 shares Expires 2018-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. F2 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 21:09 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 3,500 | $56.90 | $199,150.00 |
DisclosureSEC source: 0001209191-16-151699 · doc4.xml · nonDerivative · entry 4 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,604.7083 F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 21:09 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionCommon Stock | 3,500 | $13.81 | $48,335.00 |
DisclosureSEC source: 0001209191-16-151699 · doc4.xml · nonDerivative · entry 3 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,104.7083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 21:09 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 3,500 | $13.81 Strike: $13.81 | $48,335.00 |
DisclosureSEC source: 0001209191-16-151699 · doc4.xml · derivative · entry 5 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 3,500 shares Expires 2018-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. F2 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 21:09 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 3,500 | $55.90 | $195,650.00 |
DisclosureSEC source: 0001209191-16-151699 · doc4.xml · nonDerivative · entry 2 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,604.7083 F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 21:09 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionCommon Stock | 3,500 | $13.81 | $48,335.00 |
DisclosureSEC source: 0001209191-16-151699 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,104.7083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| October 18, 2016 Filed Oct 19, 2016 21:31 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 8,578 | $52.40 | $449,487.20 |
DisclosureSEC source: 0001209191-16-146384 · doc4.xml · nonDerivative · entry 2 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,604.7083 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F2 · price: Represents average sale price. Read SEC document |
| October 17, 2016 Filed Oct 19, 2016 21:31 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 930 | $53.00 | $49,290.00 |
DisclosureSEC source: 0001209191-16-146384 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,182.7083 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F2 · price: Represents average sale price. Read SEC document |
| October 16, 2016 Filed Oct 19, 2017 23:22 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 6,468 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-057528 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,580.7083 F1 · security: These shares represent vesting of previously granted performance share units. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:56 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 365 | $53.08 | $19,374.20 |
DisclosureSEC source: 0001209191-16-146067 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,112.7083 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F2 · price: Represents average sale price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.