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Lightspeed Ultimate General Partner Select II, Ltd.

Disclosed activity across 4 companies

Tapewire entity
31229
SEC CIK
0001744937

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Forty Seven, Inc.FTSV · Entity 1603510% ownerMarch 11, 2020March 14, 2020
Navan, Inc.NAVN · Entity 370710% ownerJuly 07, 2026July 09, 2026
Netskope IncNTSK · Entity 382410% ownerSeptember 10, 2026September 15, 2026
Rubrik, Inc.RBRK · Entity 259410% ownerJune 26, 2025June 30, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Venture Partners X, L.P.336,868 Reported balance After 2020-03-11 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-03-11 · Other · Disposed 2,450,000 · Balance 336,868

F1: Represents in-kind distribution by Lightspeed Venture Partners X, L.P. ("Lightspeed X") without consideration to its partners (including Lightspeed General Partner X, L.P., the general partner of Lightspeed X).

F2: Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X and Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates"). Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed X and Lightspeed Affiliates except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Lightspeed General Partner X, L.P.0 Last balance in matching sequence After 2020-03-11 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2020-03-11 · Other · Acquired 395,374 · Balance 395,374

F1: Represents in-kind distribution by Lightspeed Venture Partners X, L.P. ("Lightspeed X") without consideration to its partners (including Lightspeed General Partner X, L.P., the general partner of Lightspeed X).

F2: Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X and Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates"). Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed X and Lightspeed Affiliates except to the extent of their pecuniary interest therein.

Row 3 · 2020-03-11 · Other · Disposed 395,374 · Balance 0

F3: Represents in-kind distribution by LGP X without consideration to its partners

F2: Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X and Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates"). Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed X and Lightspeed Affiliates except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Eggers Investments LP - Fund 266,165 Last balance in matching sequence After 2020-03-11 transaction · row 11 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 4 · 2020-03-11 · Other · Acquired 51,405 · Balance 51,405

F3: Represents in-kind distribution by LGP X without consideration to its partners

F4: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2.

Row 11 · 2020-03-11 · Other · Acquired 14,760 · Balance 66,165

F9: Represents in-kind distribution by Select II GP without consideration to its partners

F4: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2.

Common StockSEC Table I · non-derivativeIndirectBy Jeremy Liew51,405 Reported balance After 2020-03-11 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2020-03-11 · Other · Acquired 51,405 · Balance 51,405

F3: Represents in-kind distribution by LGP X without consideration to its partners

Common StockSEC Table I · non-derivativeIndirectBy Jeremy Liew71,086 Reported balance After 2020-03-11 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 12 · 2020-03-11 · Other · Acquired 19,681 · Balance 71,086

F9: Represents in-kind distribution by Select II GP without consideration to its partners

Common StockSEC Table I · non-derivativeIndirectBy Mhatre Investments LP - Fund 371,086 Last balance in matching sequence After 2020-03-11 transaction · row 13 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 6 · 2020-03-11 · Other · Acquired 51,405 · Balance 51,405

F3: Represents in-kind distribution by LGP X without consideration to its partners

F5: Ravi Mhatre serves as trustee of the general partner of Mhatre Investments LP- Fund 3.

Row 13 · 2020-03-11 · Other · Acquired 19,681 · Balance 71,086

F9: Represents in-kind distribution by Select II GP without consideration to its partners

F5: Ravi Mhatre serves as trustee of the general partner of Mhatre Investments LP- Fund 3.

Common StockSEC Table I · non-derivativeIndirectBy Nieh Family Investments LP - Fund 351,405 Reported balance After 2020-03-11 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2020-03-11 · Other · Acquired 51,405 · Balance 51,405

F3: Represents in-kind distribution by LGP X without consideration to its partners

F6: Peter Nieh serves as co-trustee of the general partner of Nieh Investments LP - Fund 3.

Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Venture Partners Select II, L.P.496,769 Reported balance After 2020-03-11 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2020-03-11 · Other · Disposed 1,600,000 · Balance 496,769

F7: Represents in-kind distribution by Lightspeed Venture Partners Select II, L.P. ("Select II") without consideration to its partners (including Lightspeed General Partner Select II, L.P., the general partner of Select II).

F8: Lightspeed General Partner Select II, L.P. ("Select II GP") is the general partner of Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("Select II UGP") is the general partner of Select II GP. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Lightspeed General Partner Select II, L.P.0 Last balance in matching sequence After 2020-03-11 transaction · row 10 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 9 · 2020-03-11 · Other · Acquired 171,750 · Balance 171,750

F7: Represents in-kind distribution by Lightspeed Venture Partners Select II, L.P. ("Select II") without consideration to its partners (including Lightspeed General Partner Select II, L.P., the general partner of Select II).

F8: Lightspeed General Partner Select II, L.P. ("Select II GP") is the general partner of Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("Select II UGP") is the general partner of Select II GP. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their pecuniary interest therein.

Row 10 · 2020-03-11 · Other · Disposed 171,750 · Balance 0

F9: Represents in-kind distribution by Select II GP without consideration to its partners

F8: Lightspeed General Partner Select II, L.P. ("Select II GP") is the general partner of Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("Select II UGP") is the general partner of Select II GP. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Nieh Family Investments LP - Fund 414,760 Reported balance After 2020-03-11 transaction · row 14 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 14 · 2020-03-11 · Other · Acquired 14,760 · Balance 14,760

F9: Represents in-kind distribution by Select II GP without consideration to its partners

F10: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4.

Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Affiliates X, L.P.67,036 Reported balance Holding disclosure · report date 2020-03-11 · row 15 Holding and transaction disclosures are not merged.
1 source row

Row 15 · Balance 67,036

F2: Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X and Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates"). Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed X and Lightspeed Affiliates except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Ravi Mhatre66,743 Reported balance Holding disclosure · report date 2020-03-11 · row 16 Holding and transaction disclosures are not merged.
1 source row

Row 16 · Balance 66,743

Common StockSEC Table I · non-derivativeIndirectBy Mhatre Investments LP - Fund 166,743 Reported balance Holding disclosure · report date 2020-03-11 · row 17 Holding and transaction disclosures are not merged.
1 source row

Row 17 · Balance 66,743

F11: Ravi Mhatre serves as trustee of the general partner of Mhatre Investments LP- Fund 1.

Common StockSEC Table I · non-derivativeIndirectBy Mhatre 2011 Irrevocable Children's Trust33,372 Reported balance Holding disclosure · report date 2020-03-11 · row 18 Holding and transaction disclosures are not merged.
1 source row

Row 18 · Balance 33,372

F12: Ravi Mhatre serves as trustee of Mhatre 2011 Irrevocable Children's Trust.

Common StockSEC Table I · non-derivativeIndirectBy Peter Nieh67,500 Reported balance Holding disclosure · report date 2020-03-11 · row 19 Holding and transaction disclosures are not merged.
1 source row

Row 19 · Balance 67,500

Filing footnotes · ownership attribution and instrument terms

F1: Represents in-kind distribution by Lightspeed Venture Partners X, L.P. ("Lightspeed X") without consideration to its partners (including Lightspeed General Partner X, L.P., the general partner of Lightspeed X).

F2: Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X and Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates"). Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed X and Lightspeed Affiliates except to the extent of their pecuniary interest therein.

F3: Represents in-kind distribution by LGP X without consideration to its partners

F4: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2.

F5: Ravi Mhatre serves as trustee of the general partner of Mhatre Investments LP- Fund 3.

F6: Peter Nieh serves as co-trustee of the general partner of Nieh Investments LP - Fund 3.

F7: Represents in-kind distribution by Lightspeed Venture Partners Select II, L.P. ("Select II") without consideration to its partners (including Lightspeed General Partner Select II, L.P., the general partner of Select II).

F8: Lightspeed General Partner Select II, L.P. ("Select II GP") is the general partner of Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("Select II UGP") is the general partner of Select II GP. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their pecuniary interest therein.

F9: Represents in-kind distribution by Select II GP without consideration to its partners

F10: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4.

F11: Ravi Mhatre serves as trustee of the general partner of Mhatre Investments LP- Fund 1.

F12: Ravi Mhatre serves as trustee of Mhatre 2011 Irrevocable Children's Trust.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Venture Partners X, L.P.16,881,575 Reported balance After 2026-07-07 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-07-07 · Other · Disposed 2,979,102 · Balance 16,881,575

F1: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Lightspeed Venture Partners X, L.P. ("Lightspeed X") to its general partner and limited partners without additional consideration.

F2: Shares are held by Lightspeed X. Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Each of LGP X and LUGP X disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Affiliates X, L.P.0 Reported balance After 2026-07-07 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2026-07-07 · Other · Disposed 192,885 · Balance 0

F3: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Lightspeed Affiliates X, L.P. ("Affiliates X") to its limited partners without additional consideration.

F4: Shares are held by Affiliates X. LGP X is the general partner of Affiliates X. LUGP X is the general partner of LGP X. Each of LGP X and LUGP X disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Venture Partners Select II, L.P.10,736,057 Reported balance After 2026-07-07 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2026-07-07 · Other · Disposed 1,894,598 · Balance 10,736,057

F5: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II") to its general partner and limited partners without additional consideration.

F6: Shares are held by Lightspeed Select II. Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Each of LGP Select II and LUGP Select II disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed General Partner X, L.P.0 Last balance in matching sequence After 2026-07-07 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 4 · 2026-07-07 · Other · Acquired 670,005 · Balance 670,005

F7: Represents receipt of shares in the distribution in kind described in footnote (1).

F8: Shares are held by LGP X. LUGP X is the general partner of LGP X. LUGP X disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

Row 5 · 2026-07-07 · Other · Disposed 670,005 · Balance 0

F9: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by LGP X to its limited partners without additional consideration.

F8: Shares are held by LGP X. LUGP X is the general partner of LGP X. LUGP X disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed General Partner Select II, L.P.0 Last balance in matching sequence After 2026-07-07 transaction · row 7 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 6 · 2026-07-07 · Other · Acquired 401,655 · Balance 401,655

F10: Represents receipt of shares in the distribution in kind described in footnote (5).

F11: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. LUGP Select II disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

Row 7 · 2026-07-07 · Other · Disposed 401,655 · Balance 0

F12: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by LGP Select II to its limited partners without additional consideration.

F11: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. LUGP Select II disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Management Company, L.L.C.0 Last balance in matching sequence After 2026-07-08 transaction · row 9 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 8 · 2026-07-07 · Other · Acquired 8,983 · Balance 8,983

F13: Represents receipt of shares in the distributions in kind described in footnotes (9) and (12).

F14: The shares held by Lightspeed Management Company, L.L.C.

Row 9 · 2026-07-08 · Sale · Disposed 8,983 · Balance 0

F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.27 to $25.53 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F14: The shares held by Lightspeed Management Company, L.L.C.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Opportunity Fund, L.P.2,280,989 Reported balance Holding disclosure · report date 2026-07-07 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 2,280,989

F16: Shares are held by Lightspeed Opportunity Fund, L.P. ("Opportunity"). Lightspeed General Partner Opportunity Fund, L.P. ("LGP Opportunity") is the general partner of Opportunity. Lightspeed Ultimate General Partner Opportunity Fund, Ltd. ("LUGP Opportunity") is the general partner of LGP Opportunity. Each of LGP Opportunity and LUGP Opportunity disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Strategic Partners I L.P.587,965 Reported balance Holding disclosure · report date 2026-07-07 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 587,965

F17: Shares are held by Lightspeed Strategic Partners I L.P. ("Strategic"). Lightspeed Strategic Partners General Partner I L.P. ("LGP Strategic") is the general partner of Strategic. Lightspeed Strategic Partners Ultimate General Partner I L.L.C. ("LUGP Strategic") is the general partner of LGP Strategic. Each of LGP Strategic and LUGP Strategic disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Venture Partners Select III, L.P.6,134,518 Reported balance Holding disclosure · report date 2026-07-07 · row 12 Holding and transaction disclosures are not merged.
1 source row

Row 12 · Balance 6,134,518

F18: Shares are held by Lightspeed Venture Partners Select III, L.P. ("Lightspeed Select III"). Lightspeed General Partner Select III, L.P. ("LGP Select III") is the general partner of Lightspeed Select III. Lightspeed Ultimate General Partner Select III, Ltd. ("LUGP Select III") is the general partner of LGP Select III. Each of LGP Select III and LUGP Select III disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Lightspeed Venture Partners X, L.P. ("Lightspeed X") to its general partner and limited partners without additional consideration.

F2: Shares are held by Lightspeed X. Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Each of LGP X and LUGP X disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

F3: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Lightspeed Affiliates X, L.P. ("Affiliates X") to its limited partners without additional consideration.

F4: Shares are held by Affiliates X. LGP X is the general partner of Affiliates X. LUGP X is the general partner of LGP X. Each of LGP X and LUGP X disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

F5: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II") to its general partner and limited partners without additional consideration.

F6: Shares are held by Lightspeed Select II. Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Each of LGP Select II and LUGP Select II disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

F7: Represents receipt of shares in the distribution in kind described in footnote (1).

F8: Shares are held by LGP X. LUGP X is the general partner of LGP X. LUGP X disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

F9: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by LGP X to its limited partners without additional consideration.

F10: Represents receipt of shares in the distribution in kind described in footnote (5).

F11: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. LUGP Select II disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

F12: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by LGP Select II to its limited partners without additional consideration.

F13: Represents receipt of shares in the distributions in kind described in footnotes (9) and (12).

F14: The shares held by Lightspeed Management Company, L.L.C.

F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.27 to $25.53 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F16: Shares are held by Lightspeed Opportunity Fund, L.P. ("Opportunity"). Lightspeed General Partner Opportunity Fund, L.P. ("LGP Opportunity") is the general partner of Opportunity. Lightspeed Ultimate General Partner Opportunity Fund, Ltd. ("LUGP Opportunity") is the general partner of LGP Opportunity. Each of LGP Opportunity and LUGP Opportunity disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

F17: Shares are held by Lightspeed Strategic Partners I L.P. ("Strategic"). Lightspeed Strategic Partners General Partner I L.P. ("LGP Strategic") is the general partner of Strategic. Lightspeed Strategic Partners Ultimate General Partner I L.L.C. ("LUGP Strategic") is the general partner of LGP Strategic. Each of LGP Strategic and LUGP Strategic disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

F18: Shares are held by Lightspeed Venture Partners Select III, L.P. ("Lightspeed Select III"). Lightspeed General Partner Select III, L.P. ("LGP Select III") is the general partner of Lightspeed Select III. Lightspeed Ultimate General Partner Select III, Ltd. ("LUGP Select III") is the general partner of LGP Select III. Each of LGP Select III and LUGP Select III disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Venture Partners IX, L.P.0 Last balance in matching sequence After 2026-09-10 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2026-09-10 · Conversion · Acquired 3,034,693 · Balance 3,034,693

F1: Each share of Class B common stock was converted into one share of Class A Common Stock for no additional consideration.

F2: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Each of LGP IX and LUGP IX disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Row 2 · 2026-09-10 · Other · Disposed 3,034,693 · Balance 0

F3: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Lightspeed IX to its general partner and limited partners without additional consideration.

F2: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Each of LGP IX and LUGP IX disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed General Partner IX, L.P.0 Last balance in matching sequence After 2026-09-10 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 3 · 2026-09-10 · Other · Acquired 792,813 · Balance 792,813

F4: Represents receipt of shares in the distribution in kind described in footnote (3).

F5: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. LUGP IX disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

Row 4 · 2026-09-10 · Other · Disposed 792,813 · Balance 0

F6: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by LGP IX to its limited partners without additional consideration.

F5: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. LUGP IX disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Management Company, L.L.C.0 Last balance in matching sequence After 2026-09-11 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 5 · 2026-09-10 · Other · Acquired 10,621 · Balance 10,621

F7: Represents receipt of shares in the distribution in kind described in footnote (6).

F8: Shares are held by Lightspeed Management Company, L.L.C.

Row 6 · 2026-09-11 · Sale · Disposed 10,621 · Balance 0

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.60 to $15.00 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: Shares are held by Lightspeed Management Company, L.L.C.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed Venture Partners IX, L.P.14,161,900 Reported balance After 2026-09-10 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-09-10 · Conversion · Disposed 3,034,693 · Balance 14,161,900

F1: Each share of Class B common stock was converted into one share of Class A Common Stock for no additional consideration.

F10: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the holder or (B) automatically on September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation.

F2: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Each of LGP IX and LUGP IX disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed SPV II, LLC15,608,645 Reported balance Holding disclosure · report date 2026-09-10 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 15,608,645

F10: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the holder or (B) automatically on September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation.

F11: Shares are held by Lightspeed SPV II, LLC ("Lightspeed SPV II"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV II. LS SPV disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed SPV II-B, LLC7,765,561 Reported balance Holding disclosure · report date 2026-09-10 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 7,765,561

F10: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the holder or (B) automatically on September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation.

F12: Shares are held by Lightspeed SPV II-B, LLC ("Lightspeed SPV II-B"). LS SPV is the manager of Lightspeed SPV II-B. LS SPV disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed Venture Partners Select, L.P.8,818,610 Reported balance Holding disclosure · report date 2026-09-10 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 8,818,610

F10: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the holder or (B) automatically on September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation.

F13: Shares are held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Each of LGP Select and LUGP Select disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed Venture Partners Select II, L.P.7,508,890 Reported balance Holding disclosure · report date 2026-09-10 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 7,508,890

F10: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the holder or (B) automatically on September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation.

F14: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Each of LGP Select II and LUGP Select II disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed Opportunity Fund, L.P.2,690,640 Reported balance Holding disclosure · report date 2026-09-10 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 2,690,640

F10: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the holder or (B) automatically on September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation.

F15: Shares are held by Lightspeed Opportunity Fund, L.P. ("Opportunity"). Lightspeed General Partner Opportunity Fund, L.P. ("LGP Opportunity") is the general partner of Opportunity. Lightspeed Ultimate General Partner Opportunity Fund, Ltd. ("LUGP Opportunity") is the general partner of LGP Opportunity. Each of LGP Opportunity and LUGP Opportunity disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy LSS Fund II, LLC500 Reported balance Holding disclosure · report date 2026-09-10 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 500

F10: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the holder or (B) automatically on September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation.

F16: Shares are held by LSS Fund II, LLC ("LSS Fund II"). Lightspeed Scout Management, LLC ("Scout Mgmt") is the manager of LSS Fund II. Each of the Reporting Persons disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B common stock was converted into one share of Class A Common Stock for no additional consideration.

F2: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Each of LGP IX and LUGP IX disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

F3: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Lightspeed IX to its general partner and limited partners without additional consideration.

F4: Represents receipt of shares in the distribution in kind described in footnote (3).

F5: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. LUGP IX disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

F6: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by LGP IX to its limited partners without additional consideration.

F7: Represents receipt of shares in the distribution in kind described in footnote (6).

F8: Shares are held by Lightspeed Management Company, L.L.C.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.60 to $15.00 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the holder or (B) automatically on September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation.

F11: Shares are held by Lightspeed SPV II, LLC ("Lightspeed SPV II"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV II. LS SPV disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

F12: Shares are held by Lightspeed SPV II-B, LLC ("Lightspeed SPV II-B"). LS SPV is the manager of Lightspeed SPV II-B. LS SPV disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

F13: Shares are held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Each of LGP Select and LUGP Select disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

F14: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Each of LGP Select II and LUGP Select II disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

F15: Shares are held by Lightspeed Opportunity Fund, L.P. ("Opportunity"). Lightspeed General Partner Opportunity Fund, L.P. ("LGP Opportunity") is the general partner of Opportunity. Lightspeed Ultimate General Partner Opportunity Fund, Ltd. ("LUGP Opportunity") is the general partner of LGP Opportunity. Each of LGP Opportunity and LUGP Opportunity disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

F16: Shares are held by LSS Fund II, LLC ("LSS Fund II"). Lightspeed Scout Management, LLC ("Scout Mgmt") is the manager of LSS Fund II. Each of the Reporting Persons disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect4,440,000 Reported balance After 2025-06-26 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-06-26 · Conversion · Acquired 4,440,000 · Balance 4,440,000

F1: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-06-26 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2025-06-26 · Other · Disposed 4,440,000 · Balance 0

F6: Represents an in-kind distribution by Lightspeed IX without consideration to its partners (including LGP IX).

F1: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeDirect59,182 Reported balance After 2025-06-26 transaction · row 18 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 18 · 2025-06-26 · Other · Acquired 37,961 · Balance 59,182

F23: Represents receipt of shares in the distribution in kind described in footnote (19).

F24: Shares are held by Barry Eggers.

Class A Common StockSEC Table I · non-derivativeDirect59,182 Reported balance After 2025-06-26 transaction · row 20 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 20 · 2025-06-26 · Other · Acquired 37,961 · Balance 59,182

F23: Represents receipt of shares in the distribution in kind described in footnote (19).

F26: Shares are held by Peter Nieh.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Venture Partners Select II, L.P.0 Last balance in matching sequence After 2025-06-26 transaction · row 9 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2025-06-26 · Conversion · Acquired 1,031,000 · Balance 1,031,000

F2: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Row 9 · 2025-06-26 · Other · Disposed 1,031,000 · Balance 0

F10: Represents an in-kind distribution by Lightspeed Select II without consideration to its partners (including LGP Select II).

F2: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed SPV I, LLC0 Last balance in matching sequence After 2025-06-26 transaction · row 12 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 3 · 2025-06-26 · Conversion · Acquired 2,004,000 · Balance 2,004,000

F3: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Row 12 · 2025-06-26 · Other · Disposed 2,004,000 · Balance 0

F14: Represents an in-kind distribution by Lightspeed SPV I without consideration to its members (including LS SPV).

F3: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed SPV I-B, LLC0 Last balance in matching sequence After 2025-06-26 transaction · row 13 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 4 · 2025-06-26 · Conversion · Acquired 1,274,000 · Balance 1,274,000

F4: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Row 13 · 2025-06-26 · Other · Disposed 1,274,000 · Balance 0

F15: Represents an in-kind distribution by Lightspeed SPV I-B without consideration to its members.

F4: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed SPV I-C, LLC0 Last balance in matching sequence After 2025-06-26 transaction · row 14 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 5 · 2025-06-26 · Conversion · Acquired 892,000 · Balance 892,000

F5: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Row 14 · 2025-06-26 · Other · Disposed 892,000 · Balance 0

F16: Represents an in-kind distribution by Lightspeed SPV I-C without consideration to its members.

F5: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed General Partner IX, L.P.0 Last balance in matching sequence After 2025-06-26 transaction · row 8 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 7 · 2025-06-26 · Other · Acquired 1,159,950 · Balance 1,159,950

F7: Represents receipt of shares in the distribution in kind described in footnote (6).

F8: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by LGP IX. Each of LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Row 8 · 2025-06-26 · Other · Disposed 1,159,950 · Balance 0

F9: Represents an in-kind distribution by LGP IX without consideration to its partners.

F8: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by LGP IX. Each of LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed General Partner Select II, L.P.0 Last balance in matching sequence After 2025-06-26 transaction · row 11 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 10 · 2025-06-26 · Other · Acquired 218,572 · Balance 218,572

F11: Represents receipt of shares in the distribution in kind described in footnote (10).

F12: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by LGP Select II. Each of LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Row 11 · 2025-06-26 · Other · Disposed 218,572 · Balance 0

F13: Represents an in-kind distribution by LGP Select II without consideration to its partners.

F12: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by LGP Select II. Each of LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeIndirectBy LS SPV Management, LLC0 Last balance in matching sequence After 2025-06-26 transaction · row 16 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 15 · 2025-06-26 · Other · Acquired 400,800 · Balance 400,800

F17: Represents receipt of shares in the distribution in kind described in footnote (14).

F18: Shares are held by LS SPV. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by LS SPV. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Row 16 · 2025-06-26 · Other · Disposed 400,800 · Balance 0

F19: Represents an in-kind distribution by LS SPV without consideration to its members.

F18: Shares are held by LS SPV. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by LS SPV. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Management Company, L.L.C.16,984 Reported balance After 2025-06-26 transaction · row 17 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 17 · 2025-06-26 · Other · Acquired 16,984 · Balance 16,984

F20: Represents receipt of shares in the distribution in kind described in footnote (9).

F21: Represents receipt of shares in the distribution in kind described in footnote (13).

F22: Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). Barry Eggers, Ravi Mhatre, and Peter Nieh are managing members of LMC and share voting and dispositive power with respect to the shares held by LMC. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeIndirectBy Eggers Investments LP - Fund 2356,242 Reported balance After 2025-06-26 transaction · row 19 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 19 · 2025-06-26 · Other · Acquired 166,963 · Balance 356,242

F20: Represents receipt of shares in the distribution in kind described in footnote (9).

F21: Represents receipt of shares in the distribution in kind described in footnote (13).

F25: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2.

Class A Common StockSEC Table I · non-derivativeIndirectBy Nieh Family Investments LP - Fund 2396,874 Reported balance After 2025-06-26 transaction · row 21 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 21 · 2025-06-26 · Other · Acquired 146,773 · Balance 396,874

F20: Represents receipt of shares in the distribution in kind described in footnote (9).

F27: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 2.

Class A Common StockSEC Table I · non-derivativeIndirectBy Nieh Family Investments LP - Fund 450,331 Reported balance After 2025-06-26 transaction · row 22 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 22 · 2025-06-26 · Other · Acquired 20,190 · Balance 50,331

F21: Represents receipt of shares in the distribution in kind described in footnote (13).

F28: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4.

Class B Common StockSEC Table II · derivative / convertible securityDirect5,549,816 Reported balance After 2025-06-26 transaction · row 25 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 25 · 2025-06-26 · Conversion · Disposed 4,440,000 · Balance 5,549,816

F31: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F1: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed Venture Partners Select II, L.P.1,288,410 Reported balance After 2025-06-26 transaction · row 26 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 26 · 2025-06-26 · Conversion · Disposed 1,031,000 · Balance 1,288,410

F31: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F2: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed SPV I, LLC2,507,457 Reported balance After 2025-06-26 transaction · row 27 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 27 · 2025-06-26 · Conversion · Disposed 2,004,000 · Balance 2,507,457

F31: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F3: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed SPV I-B, LLC1,973,511 Reported balance After 2025-06-26 transaction · row 28 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 28 · 2025-06-26 · Conversion · Disposed 1,274,000 · Balance 1,973,511

F31: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F4: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed SPV I-C, LLC1,381,358 Reported balance After 2025-06-26 transaction · row 29 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 29 · 2025-06-26 · Conversion · Disposed 892,000 · Balance 1,381,358

F31: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F5: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeIndirectBy Nieh Family Investments LP - Fund 1649 Reported balance Holding disclosure · report date 2025-06-26 · row 23 Holding and transaction disclosures are not merged.
1 source row

Row 23 · Balance 649

F29: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 1.

Class A Common StockSEC Table I · non-derivativeIndirectBy Nieh Family Investments LP - Fund 38,387 Reported balance Holding disclosure · report date 2025-06-26 · row 24 Holding and transaction disclosures are not merged.
1 source row

Row 24 · Balance 8,387

F30: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 3.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed Venture Partners X, L.P.101,659 Reported balance Holding disclosure · report date 2025-06-26 · row 30 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 30 · Balance 101,659

F31: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F32: Shares are held by Lightspeed Venture Partners X, L.P. ("Lightspeed X"). Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X. Each of LGP X, LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Filing footnotes · ownership attribution and instrument terms

F1: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

F2: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

F3: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

F4: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

F5: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

F6: Represents an in-kind distribution by Lightspeed IX without consideration to its partners (including LGP IX).

F7: Represents receipt of shares in the distribution in kind described in footnote (6).

F8: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by LGP IX. Each of LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

F9: Represents an in-kind distribution by LGP IX without consideration to its partners.

F10: Represents an in-kind distribution by Lightspeed Select II without consideration to its partners (including LGP Select II).

F11: Represents receipt of shares in the distribution in kind described in footnote (10).

F12: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by LGP Select II. Each of LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

F13: Represents an in-kind distribution by LGP Select II without consideration to its partners.

F14: Represents an in-kind distribution by Lightspeed SPV I without consideration to its members (including LS SPV).

F15: Represents an in-kind distribution by Lightspeed SPV I-B without consideration to its members.

F16: Represents an in-kind distribution by Lightspeed SPV I-C without consideration to its members.

F17: Represents receipt of shares in the distribution in kind described in footnote (14).

F18: Shares are held by LS SPV. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by LS SPV. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

F19: Represents an in-kind distribution by LS SPV without consideration to its members.

F20: Represents receipt of shares in the distribution in kind described in footnote (9).

F21: Represents receipt of shares in the distribution in kind described in footnote (13).

F22: Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). Barry Eggers, Ravi Mhatre, and Peter Nieh are managing members of LMC and share voting and dispositive power with respect to the shares held by LMC. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

F23: Represents receipt of shares in the distribution in kind described in footnote (19).

F24: Shares are held by Barry Eggers.

F25: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2.

F26: Shares are held by Peter Nieh.

F27: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 2.

F28: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4.

F29: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 1.

F30: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 3.

F31: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F32: Shares are held by Lightspeed Venture Partners X, L.P. ("Lightspeed X"). Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X. Each of LGP X, LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 774,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 11

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P.

Disclosed balance after: 0

F12 · kind: Represents an in-kind distribution by Lightspeed Select II without consideration to its partners (including LGP Select II).

F2 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 869,963 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 10

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed General Partner IX, L.P.

Disclosed balance after: 0

F11 · kind: Represents an in-kind distribution by LGP IX without consideration to its partners.

F10 · ownership.nature: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by LGP IX. Each of LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 869,963 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 9

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed General Partner IX, L.P.

Disclosed balance after: 869,963

F9 · kind: Represents receipt of shares in the distribution in kind described in footnote (8).

F10 · ownership.nature: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by LGP IX. Each of LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 3,330,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 8

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F8 · kind: Represents an in-kind distribution by Lightspeed IX without consideration to its partners (including LGP IX).

F1 · ownership.direct: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 18,084 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 7

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed Affiliates X, L.P.

Disclosed balance after: 18,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · ownership.nature: Shares are held by Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates X"). LGP X, is the general partner of Lightspeed Affiliates X. LUGP X is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each of LGP X, LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 304,978 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 6

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed Venture Partners X, L.P.

Disclosed balance after: 304,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · ownership.nature: Shares are held by Lightspeed Venture Partners X, L.P. ("Lightspeed X"). Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X. Each of LGP X, LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 758,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 5

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed SPV I-C, LLC

Disclosed balance after: 758,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · ownership.nature: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 1,083,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 4

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed SPV I-B, LLC

Disclosed balance after: 1,083,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · ownership.nature: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

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March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 1,504,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 3

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed SPV I, LLC

Disclosed balance after: 1,504,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

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March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 774,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 2

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P.

Disclosed balance after: 774,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

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March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 3,330,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 1

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,330,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

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September 11, 2024 Filed Sep 13, 2024 00:22 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023332 · form4-09132024_120946.xml · derivative · entry 17

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed SPV I, LLC

Disclosed balance after: 6,015,457

Underlying: Class A Common Stock · 2,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F19 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F19 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F19 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F3 · ownership.nature: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

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September 11, 2024 Filed Sep 13, 2024 00:22 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 1,030,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023332 · form4-09132024_120946.xml · derivative · entry 16

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P.

Disclosed balance after: 3,093,410

Underlying: Class A Common Stock · 1,030,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F19 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F19 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F19 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F2 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

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September 11, 2024 Filed Sep 13, 2024 00:22 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 4,440,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023332 · form4-09132024_120946.xml · derivative · entry 15

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,319,816

Underlying: Class A Common Stock · 4,440,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F19 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F19 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F19 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F1 · ownership.direct: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

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September 11, 2024 Filed Sep 13, 2024 00:22 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 16,715 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 14

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Nieh Family Investments LP - Fund 4

Disclosed balance after: 16,715

F14 · kind: Represents receipt of shares in the distribution in kind described in footnote (12).

F18 · ownership.nature: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4.

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September 11, 2024 Filed Sep 13, 2024 00:22 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 140,021 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 13

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Nieh Family Investments LP - Fund 2

Disclosed balance after: 140,021

F13 · kind: Represents receipt of shares in the distribution in kind described in footnote (9).

F17 · ownership.nature: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 2.

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September 11, 2024 Filed Sep 13, 2024 00:22 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 156,736 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 12

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Eggers Investments LP - Fund 2

Disclosed balance after: 156,736

F13 · kind: Represents receipt of shares in the distribution in kind described in footnote (9).

F14 · kind: Represents receipt of shares in the distribution in kind described in footnote (12).

F16 · ownership.nature: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2.

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September 11, 2024 Filed Sep 13, 2024 00:22 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 15,933 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 11

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed Management Company, L.L.C.

Disclosed balance after: 15,933

F13 · kind: Represents receipt of shares in the distribution in kind described in footnote (9).

F14 · kind: Represents receipt of shares in the distribution in kind described in footnote (12).

F15 · ownership.nature: Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LMC and share voting and dispositive power with respect to the shares held by LMC. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

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September 11, 2024 Filed Sep 13, 2024 00:22 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 180,314 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 10

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed General Partner Select II, L.P.

Disclosed balance after: 0

F12 · kind: Represents an in-kind distribution by LGP Select II without consideration to its partners.

F11 · ownership.nature: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by LGP Select II. Each of LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

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September 11, 2024 Filed Sep 13, 2024 00:22 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 180,314 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 9

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed General Partner Select II, L.P.

Disclosed balance after: 180,314

F10 · kind: Represents receipt of shares in the distribution in kind described in footnote (5).

F11 · ownership.nature: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by LGP Select II. Each of LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 00:22 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 1,105,283 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 8

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed General Partner IX, L.P.

Disclosed balance after: 0

F9 · kind: Represents an in-kind distribution by LGP IX without consideration to its partners.

F8 · ownership.nature: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by LGP IX. Each of LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 00:22 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 1,105,283 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 7

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed General Partner IX, L.P.

Disclosed balance after: 1,105,283

F7 · kind: Represents receipt of shares in the distribution in kind described in footnote (4).

F8 · ownership.nature: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by LGP IX. Each of LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 00:22 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 6

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed SPV I, LLC

Disclosed balance after: 0

F6 · kind: Represents an in-kind distribution by Lightspeed SPV I without consideration to its members.

F3 · ownership.nature: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 00:22 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 1,030,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 5

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P.

Disclosed balance after: 0

F5 · kind: Represents an in-kind distribution by Lightspeed Select II without consideration to its partners (including LGP Select II).

F2 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 00:22 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 4,440,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 4

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F4 · kind: Represents an in-kind distribution by Lightspeed IX without consideration to its partners (including LGP IX).

F1 · ownership.direct: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 00:22 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 3

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed SPV I, LLC

Disclosed balance after: 2,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 00:22 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 1,030,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 2

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P.

Disclosed balance after: 1,030,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 00:22 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 4,440,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 1

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,440,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:01 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 3,566,303 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011891 · form4-05012024_100557.xml · derivative · entry 14

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed SPV I-C, LLC

Disclosed balance after: 3,566,303

Underlying: Class A Common Stock · 3,566,303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F3 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F3 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F7 · ownership.nature: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:01 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionSeries E Preferred Stock · Derivative 3,566,303 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011891 · form4-05012024_100557.xml · derivative · entry 13

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed SPV I-C, LLC

Disclosed balance after: 0

Underlying: Class B Common Stock · 3,566,303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F7 · ownership.nature: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:01 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 5,094,719 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011891 · form4-05012024_100557.xml · derivative · entry 12

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed SPV I-B, LLC

Disclosed balance after: 5,094,719

Underlying: Class A Common Stock · 5,094,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F3 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F3 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F6 · ownership.nature: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:01 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionSeries E Preferred Stock · Derivative 5,094,719 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011891 · form4-05012024_100557.xml · derivative · entry 11

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed SPV I-B, LLC

Disclosed balance after: 0

Underlying: Class B Common Stock · 5,094,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F6 · ownership.nature: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:01 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 8,015,457 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011891 · form4-05012024_100557.xml · derivative · entry 10

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed SPV I, LLC

Disclosed balance after: 8,015,457

Underlying: Class A Common Stock · 8,015,457 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F3 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F3 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F5 · ownership.nature: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:01 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionSeries D Preferred Stock · Derivative 8,015,457 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011891 · form4-05012024_100557.xml · derivative · entry 9

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed SPV I, LLC

Disclosed balance after: 0

Underlying: Class B Common Stock · 8,015,457 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F5 · ownership.nature: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:01 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 4,123,410 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011891 · form4-05012024_100557.xml · derivative · entry 8

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P.

Disclosed balance after: 4,123,410

Underlying: Class A Common Stock · 4,123,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F3 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F3 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F4 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:01 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionSeries E Preferred Stock · Derivative 339,648 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011891 · form4-05012024_100557.xml · derivative · entry 7

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 339,648 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F4 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:01 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionSeries D Preferred Stock · Derivative 843,732 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011891 · form4-05012024_100557.xml · derivative · entry 6

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 843,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F4 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:01 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionSeries C Preferred Stock · Derivative 2,940,030 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011891 · form4-05012024_100557.xml · derivative · entry 5

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 2,940,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F4 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:01 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 17,759,816 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011891 · form4-05012024_100557.xml · derivative · entry 4

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,759,816

Underlying: Class A Common Stock · 17,759,816 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F3 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F3 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F2 · ownership.direct: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:01 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionSeries E Preferred Stock · Derivative 297,192 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011891 · form4-05012024_100557.xml · derivative · entry 3

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 297,192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F2 · ownership.direct: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:01 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionSeries B Preferred Stock · Derivative 3,329,928 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011891 · form4-05012024_100557.xml · derivative · entry 2

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 3,329,928 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F2 · ownership.direct: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

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April 29, 2024 Filed May 1, 2024 22:01 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionSeries A Preferred Stock · Derivative 14,132,696 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011891 · form4-05012024_100557.xml · derivative · entry 1

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 14,132,696 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F2 · ownership.direct: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

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March 11, 2020 Filed Mar 14, 2020 00:14 UTC Forty Seven, Inc. FTSV · Entity 16035 OtherCommon Stock 14,760 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-033473 · a4.xml · nonDerivative · entry 14

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nieh Family Investments LP - Fund 4

Disclosed balance after: 14,760

F9 · kind: Represents in-kind distribution by Select II GP without consideration to its partners

F9 · price: Represents in-kind distribution by Select II GP without consideration to its partners

F10 · ownership.nature: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4.

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March 11, 2020 Filed Mar 14, 2020 00:14 UTC Forty Seven, Inc. FTSV · Entity 16035 OtherCommon Stock 19,681 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-033473 · a4.xml · nonDerivative · entry 13

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mhatre Investments LP - Fund 3

Disclosed balance after: 71,086

F9 · kind: Represents in-kind distribution by Select II GP without consideration to its partners

F9 · price: Represents in-kind distribution by Select II GP without consideration to its partners

F5 · ownership.nature: Ravi Mhatre serves as trustee of the general partner of Mhatre Investments LP- Fund 3.

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March 11, 2020 Filed Mar 14, 2020 00:14 UTC Forty Seven, Inc. FTSV · Entity 16035 OtherCommon Stock 19,681 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-033473 · a4.xml · nonDerivative · entry 12

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeremy Liew

Disclosed balance after: 71,086

F9 · kind: Represents in-kind distribution by Select II GP without consideration to its partners

F9 · price: Represents in-kind distribution by Select II GP without consideration to its partners

Read SEC document
March 11, 2020 Filed Mar 14, 2020 00:14 UTC Forty Seven, Inc. FTSV · Entity 16035 OtherCommon Stock 14,760 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-033473 · a4.xml · nonDerivative · entry 11

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eggers Investments LP - Fund 2

Disclosed balance after: 66,165

F9 · kind: Represents in-kind distribution by Select II GP without consideration to its partners

F9 · price: Represents in-kind distribution by Select II GP without consideration to its partners

F4 · ownership.nature: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2.

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March 11, 2020 Filed Mar 14, 2020 00:14 UTC Forty Seven, Inc. FTSV · Entity 16035 OtherCommon Stock 171,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-033473 · a4.xml · nonDerivative · entry 10

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed General Partner Select II, L.P.

Disclosed balance after: 0

F9 · kind: Represents in-kind distribution by Select II GP without consideration to its partners

F9 · price: Represents in-kind distribution by Select II GP without consideration to its partners

F8 · ownership.nature: Lightspeed General Partner Select II, L.P. ("Select II GP") is the general partner of Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("Select II UGP") is the general partner of Select II GP. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their pecuniary interest therein.

Read SEC document
March 11, 2020 Filed Mar 14, 2020 00:14 UTC Forty Seven, Inc. FTSV · Entity 16035 OtherCommon Stock 171,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-033473 · a4.xml · nonDerivative · entry 9

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed General Partner Select II, L.P.

Disclosed balance after: 171,750

F7 · kind: Represents in-kind distribution by Lightspeed Venture Partners Select II, L.P. ("Select II") without consideration to its partners (including Lightspeed General Partner Select II, L.P., the general partner of Select II).

F7 · price: Represents in-kind distribution by Lightspeed Venture Partners Select II, L.P. ("Select II") without consideration to its partners (including Lightspeed General Partner Select II, L.P., the general partner of Select II).

F8 · ownership.nature: Lightspeed General Partner Select II, L.P. ("Select II GP") is the general partner of Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("Select II UGP") is the general partner of Select II GP. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their pecuniary interest therein.

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March 11, 2020 Filed Mar 14, 2020 00:14 UTC Forty Seven, Inc. FTSV · Entity 16035 OtherCommon Stock 1,600,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-033473 · a4.xml · nonDerivative · entry 8

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P.

Disclosed balance after: 496,769

F7 · kind: Represents in-kind distribution by Lightspeed Venture Partners Select II, L.P. ("Select II") without consideration to its partners (including Lightspeed General Partner Select II, L.P., the general partner of Select II).

F7 · price: Represents in-kind distribution by Lightspeed Venture Partners Select II, L.P. ("Select II") without consideration to its partners (including Lightspeed General Partner Select II, L.P., the general partner of Select II).

F8 · ownership.nature: Lightspeed General Partner Select II, L.P. ("Select II GP") is the general partner of Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("Select II UGP") is the general partner of Select II GP. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their pecuniary interest therein.

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March 11, 2020 Filed Mar 14, 2020 00:14 UTC Forty Seven, Inc. FTSV · Entity 16035 OtherCommon Stock 51,405 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-033473 · a4.xml · nonDerivative · entry 7

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Liew Jeremy · CIK 0001700539 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nieh Family Investments LP - Fund 3

Disclosed balance after: 51,405

F3 · kind: Represents in-kind distribution by LGP X without consideration to its partners

F3 · price: Represents in-kind distribution by LGP X without consideration to its partners

F6 · ownership.nature: Peter Nieh serves as co-trustee of the general partner of Nieh Investments LP - Fund 3.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.