PRUDENTIAL PLC

SEC source: 0001104659-22-086683 · tm2222459-1_4seq1.xml · nonDerivative · entry 1

PRUDENTIAL PLC · CIK 0001116578 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,635,443

F1 · price: The Reporting Person sold the shares of the Issuer's Class A Common Stock to an unaffiliated financial institution at a price based on the volume weighted average price of the Issuer's Class A Common Stock over the financial institution's hedging period undertaken pursuant to a post-paid forward transaction.

SEC source: 0001104659-22-071168 · tm2218343-1_4seq1.xml · nonDerivative · entry 2

PRUDENTIAL PLC · CIK 0001116578 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,135,443

F2 · price: The Reporting Person sold the shares of Class A Common Stock to an unaffiliated financial institution at a price based on the volume weighted average price of Class A Common Stock over the financial institution's hedging period undertaken pursuant to a post-paid forward transaction.

SEC source: 0001104659-22-071168 · tm2218343-1_4seq1.xml · nonDerivative · entry 1

PRUDENTIAL PLC · CIK 0001116578 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,335,443

F1 · shares: Represents the sale of shares by the Reporting Person of the Issuer's Class A Common Stock (the "Class A Common Stock") pursuant to a Class A Common Stock Repurchase Agreement filed as Exhibit 10.1 to the Current Report on Form 8-K filed by the Issuer with the Securities Exchange Commission on December 13, 2021.

SEC source: 0001209191-21-055160 · doc4.xml · nonDerivative · entry 4

PRUDENTIAL PLC · CIK 0001116578 · 10% owner

Prudential (US Holdco 1) Ltd · CIK 0001857459 · 10% owner

Prudential Corp Asia Ltd · CIK 0001857456 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177

F1 · kind: On September 8, 2021, Prudential (US Holdco 1) Limited ("PUSH") transferred all of the 800 shares of Class A common stock of the Issuer of which it is the record holder to Prudential Corporation Asia Limited ("PCAL"), and PCAL transferred all such 800 shares to Prudential plc ("Prudential"). Following these transfers, Prudential is the record holder of all 800 shares of Class A common stock of the Issuer directly, and PUSH and PCAL ceased to beneficially own any securities. As previously reported on September 2, 2021, Prudential will distribute approximately 77.9% of the shares of Class A common stock of the Issuer it holds on a pro rata basis to Prudential shareholders as of the record date of September 2, 2021. As a result, as of September 2, 2021, Prudential's reported beneficial ownership of shares of Class A common stock of the Issuer was reduced to 177 shares.

F4 · shares: Prudential currently is the record holder of 800 shares of Class A common stock of the Issuer, before giving effect to the 104,960.3836276-for-1 stock split to be effected prior to the distribution date. The distribution date will be September 13, 2021 for Prudential shareholders on the register of members of Prudential kept in the UK, September 17, 2021 for Prudential ADRs and September 24, 2021 for Prudential shareholders on the Hong Kong overseas branch register of members of Prudential. The number of shares of Class A common stock of the Issuer to be distributed by Prudential will be based on the distribution ratio of one share of Class A common stock of the Issuer for every 40 Prudential ordinary shares held by record holders on the record date of September 2, 2021.

F4 · balance_after: Prudential currently is the record holder of 800 shares of Class A common stock of the Issuer, before giving effect to the 104,960.3836276-for-1 stock split to be effected prior to the distribution date. The distribution date will be September 13, 2021 for Prudential shareholders on the register of members of Prudential kept in the UK, September 17, 2021 for Prudential ADRs and September 24, 2021 for Prudential shareholders on the Hong Kong overseas branch register of members of Prudential. The number of shares of Class A common stock of the Issuer to be distributed by Prudential will be based on the distribution ratio of one share of Class A common stock of the Issuer for every 40 Prudential ordinary shares held by record holders on the record date of September 2, 2021.

SEC source: 0001209191-21-055160 · doc4.xml · nonDerivative · entry 3

PRUDENTIAL PLC · CIK 0001116578 · 10% owner

Prudential (US Holdco 1) Ltd · CIK 0001857459 · 10% owner

Prudential Corp Asia Ltd · CIK 0001857456 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By PCAL

Disclosed balance after: 0

F1 · kind: On September 8, 2021, Prudential (US Holdco 1) Limited ("PUSH") transferred all of the 800 shares of Class A common stock of the Issuer of which it is the record holder to Prudential Corporation Asia Limited ("PCAL"), and PCAL transferred all such 800 shares to Prudential plc ("Prudential"). Following these transfers, Prudential is the record holder of all 800 shares of Class A common stock of the Issuer directly, and PUSH and PCAL ceased to beneficially own any securities. As previously reported on September 2, 2021, Prudential will distribute approximately 77.9% of the shares of Class A common stock of the Issuer it holds on a pro rata basis to Prudential shareholders as of the record date of September 2, 2021. As a result, as of September 2, 2021, Prudential's reported beneficial ownership of shares of Class A common stock of the Issuer was reduced to 177 shares.

F1 · shares: On September 8, 2021, Prudential (US Holdco 1) Limited ("PUSH") transferred all of the 800 shares of Class A common stock of the Issuer of which it is the record holder to Prudential Corporation Asia Limited ("PCAL"), and PCAL transferred all such 800 shares to Prudential plc ("Prudential"). Following these transfers, Prudential is the record holder of all 800 shares of Class A common stock of the Issuer directly, and PUSH and PCAL ceased to beneficially own any securities. As previously reported on September 2, 2021, Prudential will distribute approximately 77.9% of the shares of Class A common stock of the Issuer it holds on a pro rata basis to Prudential shareholders as of the record date of September 2, 2021. As a result, as of September 2, 2021, Prudential's reported beneficial ownership of shares of Class A common stock of the Issuer was reduced to 177 shares.

F1 · balance_after: On September 8, 2021, Prudential (US Holdco 1) Limited ("PUSH") transferred all of the 800 shares of Class A common stock of the Issuer of which it is the record holder to Prudential Corporation Asia Limited ("PCAL"), and PCAL transferred all such 800 shares to Prudential plc ("Prudential"). Following these transfers, Prudential is the record holder of all 800 shares of Class A common stock of the Issuer directly, and PUSH and PCAL ceased to beneficially own any securities. As previously reported on September 2, 2021, Prudential will distribute approximately 77.9% of the shares of Class A common stock of the Issuer it holds on a pro rata basis to Prudential shareholders as of the record date of September 2, 2021. As a result, as of September 2, 2021, Prudential's reported beneficial ownership of shares of Class A common stock of the Issuer was reduced to 177 shares.

F3 · ownership.nature: The securities reported were held directly by PCAL and may have been deemed to be beneficially owned by Prudential because Prudential is the direct owner of PCAL.

SEC source: 0001209191-21-055160 · doc4.xml · nonDerivative · entry 2

PRUDENTIAL PLC · CIK 0001116578 · 10% owner

Prudential (US Holdco 1) Ltd · CIK 0001857459 · 10% owner

Prudential Corp Asia Ltd · CIK 0001857456 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By PCAL

Disclosed balance after: 177

F1 · kind: On September 8, 2021, Prudential (US Holdco 1) Limited ("PUSH") transferred all of the 800 shares of Class A common stock of the Issuer of which it is the record holder to Prudential Corporation Asia Limited ("PCAL"), and PCAL transferred all such 800 shares to Prudential plc ("Prudential"). Following these transfers, Prudential is the record holder of all 800 shares of Class A common stock of the Issuer directly, and PUSH and PCAL ceased to beneficially own any securities. As previously reported on September 2, 2021, Prudential will distribute approximately 77.9% of the shares of Class A common stock of the Issuer it holds on a pro rata basis to Prudential shareholders as of the record date of September 2, 2021. As a result, as of September 2, 2021, Prudential's reported beneficial ownership of shares of Class A common stock of the Issuer was reduced to 177 shares.

F1 · shares: On September 8, 2021, Prudential (US Holdco 1) Limited ("PUSH") transferred all of the 800 shares of Class A common stock of the Issuer of which it is the record holder to Prudential Corporation Asia Limited ("PCAL"), and PCAL transferred all such 800 shares to Prudential plc ("Prudential"). Following these transfers, Prudential is the record holder of all 800 shares of Class A common stock of the Issuer directly, and PUSH and PCAL ceased to beneficially own any securities. As previously reported on September 2, 2021, Prudential will distribute approximately 77.9% of the shares of Class A common stock of the Issuer it holds on a pro rata basis to Prudential shareholders as of the record date of September 2, 2021. As a result, as of September 2, 2021, Prudential's reported beneficial ownership of shares of Class A common stock of the Issuer was reduced to 177 shares.

F1 · balance_after: On September 8, 2021, Prudential (US Holdco 1) Limited ("PUSH") transferred all of the 800 shares of Class A common stock of the Issuer of which it is the record holder to Prudential Corporation Asia Limited ("PCAL"), and PCAL transferred all such 800 shares to Prudential plc ("Prudential"). Following these transfers, Prudential is the record holder of all 800 shares of Class A common stock of the Issuer directly, and PUSH and PCAL ceased to beneficially own any securities. As previously reported on September 2, 2021, Prudential will distribute approximately 77.9% of the shares of Class A common stock of the Issuer it holds on a pro rata basis to Prudential shareholders as of the record date of September 2, 2021. As a result, as of September 2, 2021, Prudential's reported beneficial ownership of shares of Class A common stock of the Issuer was reduced to 177 shares.

F3 · ownership.nature: The securities reported were held directly by PCAL and may have been deemed to be beneficially owned by Prudential because Prudential is the direct owner of PCAL.

SEC source: 0001209191-21-055160 · doc4.xml · nonDerivative · entry 1

PRUDENTIAL PLC · CIK 0001116578 · 10% owner

Prudential (US Holdco 1) Ltd · CIK 0001857459 · 10% owner

Prudential Corp Asia Ltd · CIK 0001857456 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By PUSH

Disclosed balance after: 0

F1 · kind: On September 8, 2021, Prudential (US Holdco 1) Limited ("PUSH") transferred all of the 800 shares of Class A common stock of the Issuer of which it is the record holder to Prudential Corporation Asia Limited ("PCAL"), and PCAL transferred all such 800 shares to Prudential plc ("Prudential"). Following these transfers, Prudential is the record holder of all 800 shares of Class A common stock of the Issuer directly, and PUSH and PCAL ceased to beneficially own any securities. As previously reported on September 2, 2021, Prudential will distribute approximately 77.9% of the shares of Class A common stock of the Issuer it holds on a pro rata basis to Prudential shareholders as of the record date of September 2, 2021. As a result, as of September 2, 2021, Prudential's reported beneficial ownership of shares of Class A common stock of the Issuer was reduced to 177 shares.

F1 · shares: On September 8, 2021, Prudential (US Holdco 1) Limited ("PUSH") transferred all of the 800 shares of Class A common stock of the Issuer of which it is the record holder to Prudential Corporation Asia Limited ("PCAL"), and PCAL transferred all such 800 shares to Prudential plc ("Prudential"). Following these transfers, Prudential is the record holder of all 800 shares of Class A common stock of the Issuer directly, and PUSH and PCAL ceased to beneficially own any securities. As previously reported on September 2, 2021, Prudential will distribute approximately 77.9% of the shares of Class A common stock of the Issuer it holds on a pro rata basis to Prudential shareholders as of the record date of September 2, 2021. As a result, as of September 2, 2021, Prudential's reported beneficial ownership of shares of Class A common stock of the Issuer was reduced to 177 shares.

F1 · balance_after: On September 8, 2021, Prudential (US Holdco 1) Limited ("PUSH") transferred all of the 800 shares of Class A common stock of the Issuer of which it is the record holder to Prudential Corporation Asia Limited ("PCAL"), and PCAL transferred all such 800 shares to Prudential plc ("Prudential"). Following these transfers, Prudential is the record holder of all 800 shares of Class A common stock of the Issuer directly, and PUSH and PCAL ceased to beneficially own any securities. As previously reported on September 2, 2021, Prudential will distribute approximately 77.9% of the shares of Class A common stock of the Issuer it holds on a pro rata basis to Prudential shareholders as of the record date of September 2, 2021. As a result, as of September 2, 2021, Prudential's reported beneficial ownership of shares of Class A common stock of the Issuer was reduced to 177 shares.

F2 · ownership.nature: The securities reported were held directly by PUSH and may have been deemed to be beneficially owned by PCAL and Prudential, because PCAL is the direct owner of PUSH, and Prudential is the direct owner of PCAL.

SEC source: 0001209191-21-054392 · doc4.xml · nonDerivative · entry 1

PRUDENTIAL PLC · CIK 0001116578 · 10% owner

Prudential (US Holdco 1) Ltd · CIK 0001857459 · 10% owner

Prudential Corp Asia Ltd · CIK 0001857456 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By corporation

Disclosed balance after: 177

F1 · kind: The record date for Prudential plc's ("Prudential") in-specie distribution of shares of Class A common stock of Jackson Financial Inc. ("JFI") was 6:00 p.m. UK time on September 2, 2021 for Prudential shareholders on the UK Register and Prudential ADR holders, and 5:00 p.m. Hong Kong time on September 2, 2021 for Prudential shareholders on the Hong Kong Register. Prudential will distribute approximately 77.9% of the shares of JFI Class A common stock it owns on a pro rata basis to Prudential shareholders as of the record date. Prudential currently owns 800 shares of JFI Class A common stock, before giving effect to the 104,960.3836276-for-1 stock split to be effected prior to the distribution date. The distribution date will be September 13, 2021 for Prudential shareholders on the UK Register, September 17, 2021 for Prudential ADRs and September 24, 2021 for Prudential shareholders on the Hong Kong Register.

F2 · kind: The actual number of shares of JFI Class A common stock to be distributed by Prudential will be based on the distribution ratio of one share of JFI Class A common stock for every 40 Prudential ordinary shares held by record holders on the record date.

F1 · shares: The record date for Prudential plc's ("Prudential") in-specie distribution of shares of Class A common stock of Jackson Financial Inc. ("JFI") was 6:00 p.m. UK time on September 2, 2021 for Prudential shareholders on the UK Register and Prudential ADR holders, and 5:00 p.m. Hong Kong time on September 2, 2021 for Prudential shareholders on the Hong Kong Register. Prudential will distribute approximately 77.9% of the shares of JFI Class A common stock it owns on a pro rata basis to Prudential shareholders as of the record date. Prudential currently owns 800 shares of JFI Class A common stock, before giving effect to the 104,960.3836276-for-1 stock split to be effected prior to the distribution date. The distribution date will be September 13, 2021 for Prudential shareholders on the UK Register, September 17, 2021 for Prudential ADRs and September 24, 2021 for Prudential shareholders on the Hong Kong Register.

F2 · shares: The actual number of shares of JFI Class A common stock to be distributed by Prudential will be based on the distribution ratio of one share of JFI Class A common stock for every 40 Prudential ordinary shares held by record holders on the record date.

F1 · balance_after: The record date for Prudential plc's ("Prudential") in-specie distribution of shares of Class A common stock of Jackson Financial Inc. ("JFI") was 6:00 p.m. UK time on September 2, 2021 for Prudential shareholders on the UK Register and Prudential ADR holders, and 5:00 p.m. Hong Kong time on September 2, 2021 for Prudential shareholders on the Hong Kong Register. Prudential will distribute approximately 77.9% of the shares of JFI Class A common stock it owns on a pro rata basis to Prudential shareholders as of the record date. Prudential currently owns 800 shares of JFI Class A common stock, before giving effect to the 104,960.3836276-for-1 stock split to be effected prior to the distribution date. The distribution date will be September 13, 2021 for Prudential shareholders on the UK Register, September 17, 2021 for Prudential ADRs and September 24, 2021 for Prudential shareholders on the Hong Kong Register.

F2 · balance_after: The actual number of shares of JFI Class A common stock to be distributed by Prudential will be based on the distribution ratio of one share of JFI Class A common stock for every 40 Prudential ordinary shares held by record holders on the record date.

F3 · ownership.nature: The securities reported are held directly by Prudential (US Holdco 1) Limited ("PUSH") and may be deemed to be beneficially owned by Prudential Corporation Asia Limited ("PCAL") and Prudential, because PCAL is the direct owner of PUSH, and Prudential is the direct owner of PCAL.

SEC source: 0001209191-21-055642 · doc4a.xml · nonDerivative · entry 1

PRUDENTIAL PLC · CIK 0001116578 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,577,959

F1 · kind: The record date for Prudential plc's ("Prudential") in-specie distribution of shares of Class A common stock of Jackson Financial Inc. ("JFI") was 6:00 p.m. UK time on September 2, 2021 for Prudential shareholders on the register of members of Prudential kept in the UK (the "UK Register") and Prudential ADR holders, and 5:00 p.m. Hong Kong time on September 2, 2021 for Prudential shareholders on the Hong Kong overseas branch register of members of Prudential (the "Hong Kong Register"). Prudential distributed 65,390,347 shares of JFI Class A common stock on a pro rata basis to Prudential shareholders as of the record date. The distribution date is September 13, 2021 for Prudential shareholders on the UK Register, September 17, 2021 for Prudential ADRs and September 24, 2021 for Prudential shareholders on the Hong Kong Register. The balance of Prudential's direct ownership following the distribution consists of the 18,577,959 shares that Prudential did not distribute.

F1 · shares: The record date for Prudential plc's ("Prudential") in-specie distribution of shares of Class A common stock of Jackson Financial Inc. ("JFI") was 6:00 p.m. UK time on September 2, 2021 for Prudential shareholders on the register of members of Prudential kept in the UK (the "UK Register") and Prudential ADR holders, and 5:00 p.m. Hong Kong time on September 2, 2021 for Prudential shareholders on the Hong Kong overseas branch register of members of Prudential (the "Hong Kong Register"). Prudential distributed 65,390,347 shares of JFI Class A common stock on a pro rata basis to Prudential shareholders as of the record date. The distribution date is September 13, 2021 for Prudential shareholders on the UK Register, September 17, 2021 for Prudential ADRs and September 24, 2021 for Prudential shareholders on the Hong Kong Register. The balance of Prudential's direct ownership following the distribution consists of the 18,577,959 shares that Prudential did not distribute.

F1 · balance_after: The record date for Prudential plc's ("Prudential") in-specie distribution of shares of Class A common stock of Jackson Financial Inc. ("JFI") was 6:00 p.m. UK time on September 2, 2021 for Prudential shareholders on the register of members of Prudential kept in the UK (the "UK Register") and Prudential ADR holders, and 5:00 p.m. Hong Kong time on September 2, 2021 for Prudential shareholders on the Hong Kong overseas branch register of members of Prudential (the "Hong Kong Register"). Prudential distributed 65,390,347 shares of JFI Class A common stock on a pro rata basis to Prudential shareholders as of the record date. The distribution date is September 13, 2021 for Prudential shareholders on the UK Register, September 17, 2021 for Prudential ADRs and September 24, 2021 for Prudential shareholders on the Hong Kong Register. The balance of Prudential's direct ownership following the distribution consists of the 18,577,959 shares that Prudential did not distribute.