person · Reporting owner
Houston Daniel Joseph
Disclosed activity across 5 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADT Inc.ADT · Entity 3866 | Director | October 01, 2026 | October 05, 2026 |
| ARCH CAPITAL GROUP LTD.ACGL · Entity 3120 | Director | May 05, 2026 | May 07, 2026 |
| PRINCIPAL FINANCIAL GROUP INCPFG · Entity 3209 | Director · Executive Chairman | June 27, 2025 | July 01, 2025 |
| Principal Private Credit FundN/A · Entity 53435 | Director of PGI | April 16, 2024 | April 25, 2024 |
| Principal Real Asset FundNA · Entity 9033 | Director - PGI | June 25, 2019 | June 27, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADT Inc.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 101,610.777 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 234.513 · Balance 101,610.777 F1: Represents dividend equivalent units, which accrued in accordance with the terms of the restricted stock units based on the closing price per share of Common Stock as of October 1, 2026, and which vest on May 27, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent units, which accrued in accordance with the terms of the restricted stock units based on the closing price per share of Common Stock as of October 1, 2026, and which vest on May 27, 2027.
ARCH CAPITAL GROUP LTD.
Report date May 05, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, $.0011 par value per shareSEC Table I · non-derivative | Direct | 13,313 |
Ending reported balance
After 2026-05-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-05 · Grant · Acquired 2,071 · Balance 11,986 F1: Subject to the terms of the restricted share agreement, represents restricted shares that will become vested on the date that is the earlier of 1) one year following the grant date or 2) Arch Capital Group Ltd.'s next Annual General Meeting of Shareholders. Row 2 · 2026-05-05 · Grant · Acquired 1,327 · Balance 13,313 F2: Represents shares granted as part of the director-elected annual retainer for serving as a director of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Subject to the terms of the restricted share agreement, represents restricted shares that will become vested on the date that is the earlier of 1) one year following the grant date or 2) Arch Capital Group Ltd.'s next Annual General Meeting of Shareholders.
F2: Represents shares granted as part of the director-elected annual retainer for serving as a director of the Issuer.
PRINCIPAL FINANCIAL GROUP INC
Report date June 27, 2025 · Filed July 01, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 271,613 |
Reported balance
After 2025-06-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-06-27 · Grant · Acquired 859 · Balance 271,613 F1: Grant of restricted stock units. F2: Includes 915 shares acquired pursuant to and held within the Principal Financial Group, Inc. Employee Stock Purchase Plan. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,909 |
Reported balance
After 2025-06-27 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-06-27 · Grant · Acquired 18 · Balance 1,909 F5: The units convert to common stock on a one-for-one basis. F6: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 45,823 |
Reported balance
Holding disclosure · report date 2025-06-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 45,823 F3: Joan M. Houston 2021 Trust |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 125,000 |
Reported balance
Holding disclosure · report date 2025-06-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 125,000 F4: Daniel J. Houston 2019 DGT Exempt Trust |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 4,117 |
Reported balance
Holding disclosure · report date 2025-06-27 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 4,117 |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units.
F2: Includes 915 shares acquired pursuant to and held within the Principal Financial Group, Inc. Employee Stock Purchase Plan.
F3: Joan M. Houston 2021 Trust
F4: Daniel J. Houston 2019 DGT Exempt Trust
F5: The units convert to common stock on a one-for-one basis.
F6: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.
Principal Private Credit Fund
Report date April 16, 2024 · Filed April 25, 2024
This filing explicitly reported no securities owned.
Principal Real Asset Fund
Report date June 25, 2019 · Filed June 27, 2019
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 5, 2026 21:09 UTC | ADT Inc. ADT · Entity 3866 | GrantCommon Stock | 234.513 | $0.00 | $0.00 |
DisclosureSEC source: 0001326278-26-000012 · wk-form4_1791234544.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,610.777 F1 · shares: Represents dividend equivalent units, which accrued in accordance with the terms of the restricted stock units based on the closing price per share of Common Stock as of October 1, 2026, and which vest on May 27, 2027. Read SEC document |
| July 07, 2026 Filed Jul 9, 2026 20:23 UTC | ADT Inc. ADT · Entity 3866 | GrantCommon Stock | 209.767 | $0.00 | $0.00 |
DisclosureSEC source: 0001326278-26-000011 · wk-form4_1783628605.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,376.264 F1 · shares: Represents dividend equivalent units, which accrued in accordance with the terms of the restricted stock units based on the closing price per share of Common Stock as of July 7, 2027, and which vest on May 27, 2027. Read SEC document |
| May 27, 2026 Filed May 29, 2026 20:23 UTC | ADT Inc. ADT · Entity 3866 | GrantCommon Stock | 26,354.319 | $0.00 | $0.00 |
DisclosureSEC source: 0001326278-26-000009 · wk-form4_1780086225.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,166.497 F1 · shares: Reflects the 2026 annual grant of Restricted Stock Units which vest 100% on 5/27/2027. The Reporting Person has elected to defer receipt of the shares of common stock underlying the restricted stock units until retirement from the Board of Directors, pursuant to the terms of the Issuer's Deferred Compensation Plan. Read SEC document |
| May 08, 2026 Filed May 12, 2026 20:34 UTC | ADT Inc. ADT · Entity 3866 | PurchaseCommon Stock | 36,450 | $6.87 | $250,411.50 |
DisclosureSEC source: 0001326278-26-000007 · wk-form4_1778618067.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,812.178 Read SEC document |
| May 05, 2026 Filed May 7, 2026 20:48 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GrantCommon Shares, $.0011 par value per share | 1,327 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-032259 · wk-form4_1778186924.xml · nonDerivative · entry 2 Houston Daniel Joseph · CIK 0001326278 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,313 F2 · price: Represents shares granted as part of the director-elected annual retainer for serving as a director of the Issuer. Read SEC document |
| May 05, 2026 Filed May 7, 2026 20:48 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GrantCommon Shares, $.0011 par value per share | 2,071 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-032259 · wk-form4_1778186924.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,986 F1 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will become vested on the date that is the earlier of 1) one year following the grant date or 2) Arch Capital Group Ltd.'s next Annual General Meeting of Shareholders. Read SEC document |
| April 30, 2026 Filed May 4, 2026 21:10 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | PurchaseCommon Shares, $.0011 par value per share | 5,300 | $94.09 | $498,650.50 |
DisclosureSEC source: 0001628280-26-029927 · wk-form4_1777929009.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,915 F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $94.02 to $94.11. Upon request, the full information regarding the number of shares sold at each separate price within the range will be provided to the issuer, any security holder of the issuer or the staff of the Securities Exchange Commission. Read SEC document |
| April 02, 2026 Filed Apr 6, 2026 21:27 UTC | ADT Inc. ADT · Entity 3866 | GrantCommon Stock | 150.194 | $0.00 | $0.00 |
DisclosureSEC source: 0001326278-26-000005 · wk-form4_1775510876.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,362.178 F1 · shares: Represents dividend equivalent units, which accrued in accordance with the terms of the restricted stock units based on the closing price per share of Common Stock as of April 2, 2026, and which vest on May 21, 2026. Read SEC document |
| January 08, 2026 Filed Jan 12, 2026 21:52 UTC | ADT Inc. ADT · Entity 3866 | GrantCommon Stock | 119.81 | $0.00 | $0.00 |
DisclosureSEC source: 0001326278-26-000002 · wk-form4_1768254740.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,211.984 F1 · shares: Represents dividend equivalent units, which accrued in accordance with the terms of the restricted stock units based on the closing price per share of Common Stock as of January 8, 2026, and which vest on May 21, 2026. Read SEC document |
| October 02, 2025 Filed Oct 6, 2025 20:22 UTC | ADT Inc. ADT · Entity 3866 | GrantCommon Stock | 112.174 | $0.00 | $0.00 |
DisclosureSEC source: 0001326278-25-000007 · wk-form4_1759782149.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,092.174 F1 · shares: Represents dividend equivalent units, which accrued in accordance with the terms of the restricted stock units based on the closing price per share of Common Stock as of October 2, 2025, and which vest on May 21, 2026. F2 · shares: Amounts include fractional shares, which were not previously reported due to brokerage reporting practices. Read SEC document |
| July 08, 2025 Filed Jul 10, 2025 21:08 UTC | ADT Inc. ADT · Entity 3866 | GrantCommon Stock | 247 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-25-000119 · wk-form4_1752181690.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,980 F1 · shares: Represents dividend equivalent units, which accrued in accordance with the terms of the restricted stock units based on the closing price per share of Common Stock as of July 8, 2025, and which vest on May 21, 2026. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:25 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 18 | $79.19 | $1,425.42 |
DisclosureSEC source: 0001062993-25-012390 · form4.xml · derivative · entry 5 Houston Daniel Joseph · CIK 0001326278 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,909 Underlying: Common Stock · 18 shares Expires not disclosed F5 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F6 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F6 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:25 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 859 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012390 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 271,613 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 915 shares acquired pursuant to and held within the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| May 21, 2025 Filed May 23, 2025 20:06 UTC | ADT Inc. ADT · Entity 3866 | GrantCommon Stock | 17,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-25-000091 · wk-form4_1748030771.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,733 F1 · shares: Reflects the 2025 annual grant of Restricted Stock Units which vest 100% on 5/21/2026. Read SEC document |
| May 07, 2025 Filed May 9, 2025 21:11 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GrantCommon Shares, $.0011 par value per share | 1,348 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-012551 · form4-05092025_090501.xml · nonDerivative · entry 2 Houston Daniel Joseph · CIK 0001326278 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,615 F2 · price: Represents shares granted as part of the director-elected annual retainer for serving as a director of the Issuer. Read SEC document |
| May 07, 2025 Filed May 9, 2025 21:11 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GrantCommon Shares, $.0011 par value per share | 1,564 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-012551 · form4-05092025_090501.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,267 F1 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will become vested on the date that is the earlier of 1) one year following the grant date or 2) Arch Capital Group Ltd.'s next Annual General Meeting of Shareholders. Read SEC document |
| April 10, 2025 Filed Apr 11, 2025 20:16 UTC | ADT Inc. ADT · Entity 3866 | GrantCommon Stock | 135 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-25-000055 · wk-form4_1744402603.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,003 F1 · shares: Represents dividend equivalent units, which accrued in accordance with the terms of the restricted stock units based on the closing price per share of Common Stock as of April 3, 2025, and which vest on June 14, 2025. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:26 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 17 | $83.06 | $1,412.02 |
DisclosureSEC source: 0001062993-25-006738 · form4.xml · derivative · entry 5 Houston Daniel Joseph · CIK 0001326278 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,891 Underlying: Common Stock · 17 shares Expires not disclosed F5 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F6 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F6 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:26 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 1,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006738 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 270,449 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 610 shares acquired pursuant to and held within the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 23:27 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Tax withholdingCommon Stock | 16,148 | $89.04 | $1,437,817.92 |
DisclosureSEC source: 0001062993-25-004422 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 268,965 F1 · balance_after: Includes 605 shares acquired pursuant to and held within the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:12 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 52,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003639 · form4.xml · nonDerivative · entry 2 Houston Daniel Joseph · CIK 0001326278 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 285,113 F5 · price: Settlement of performance-based restricted stock units granted 3/7/2022. F2 · balance_after: Includes 605 shares acquired pursuant to and held within the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:12 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 49,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003639 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 232,659 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 605 shares acquired pursuant to and held within the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| January 09, 2025 Filed Jan 13, 2025 21:23 UTC | ADT Inc. ADT · Entity 3866 | GrantRestricted Stock Units | 155 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-25-000011 · wk-form4_1736803413.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,868 F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on June 14, 2025. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 20:06 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 18 | $74.91 | $1,348.38 |
DisclosureSEC source: 0001062993-24-021052 · form4.xml · derivative · entry 5 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,874 Underlying: Common Stock · 18 shares Expires not disclosed F5 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F6 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 20:06 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 1,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021052 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,841 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 605 shares acquired pursuant to and held within the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| October 04, 2024 Filed Oct 8, 2024 20:08 UTC | ADT Inc. ADT · Entity 3866 | GrantRestricted Stock Units | 149 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-24-000095 · wk-form4_1728418116.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,713 F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on June 14, 2025. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:33 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 15 | $86.09 | $1,291.35 |
DisclosureSEC source: 0001062993-24-017133 · form4.xml · derivative · entry 5 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,856 Underlying: Common Stock · 15 shares Expires not disclosed F5 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F6 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:33 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 931 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017133 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,742 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 599 shares acquired pursuant to and held within the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| August 27, 2024 Filed Aug 29, 2024 20:26 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GrantCommon Shares, $.0011 par value per share | 785 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-022540 · form4-08292024_080854.xml · nonDerivative · entry 2 Houston Daniel Joseph · CIK 0001326278 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,703 F2 · price: Represents shares granted as part of the director elected annual retainer (pro-rata) for serving as a director of the Issuer Read SEC document |
| August 27, 2024 Filed Aug 29, 2024 20:26 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GrantCommon Shares, $.0011 par value per share | 918 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-022540 · form4-08292024_080854.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 918 F1 · price: Subject to the terms of the restricted share agreement, represents restricted shares (pro-rata) that will vest on May 9, 2025. Read SEC document |
| June 28, 2024 Filed Jul 1, 2024 21:49 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 16 | $79.46 | $1,271.36 |
DisclosureSEC source: 0001062993-24-013233 · form4.xml · derivative · entry 5 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,840 Underlying: Common Stock · 16 shares Expires not disclosed F5 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F6 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 28, 2024 Filed Jul 1, 2024 21:49 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 985 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-013233 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,807 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 594 shares acquired pursuant to and held within the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 14, 2024 Filed Jun 17, 2024 21:20 UTC | ADT Inc. ADT · Entity 3866 | GrantRestricted Stock Units | 19,564 | $7.29 | $142,621.56 |
DisclosureSEC source: 0001703056-24-000068 · wk-form4_1718659251.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,564 F1 · shares: Represents a grant of restricted stock units that vest 100% on June 14, 2025. This grant was made pursuant to the board of director's existing compensation policy for newly appointed directors as of their date of appointment. Read SEC document |
| June 03, 2024 Filed Jun 4, 2024 17:18 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GiftCommon Stock | 30,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-011725 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,527 F1 · balance_after: Includes an accumulative total of 7,119 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:06 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 14 | $86.31 | $1,208.34 |
DisclosureSEC source: 0001062993-24-007638 · form4.xml · derivative · entry 5 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,824 Underlying: Common Stock · 14 shares Expires not disclosed F5 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F6 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:06 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 1,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007638 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,202 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 7,119 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:42 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 50,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004828 · form4.xml · nonDerivative · entry 2 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 208,867 F3 · price: Settlement of performance-based restricted stock units granted 03/05/2021. F2 · balance_after: Includes an accumulative total of 7,062 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:42 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 38,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004828 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 158,578 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 7,062 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:49 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 15 | $78.36 | $1,175.40 |
DisclosureSEC source: 0001062993-23-023133 · form4.xml · derivative · entry 5 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,810 Underlying: Common Stock · 15 shares Expires not disclosed F5 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F6 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:49 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 605 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023133 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,474 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 7,062 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 21, 2023 Filed Nov 22, 2023 16:08 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GiftCommon Stock | 34,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-021329 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,809 F1 · balance_after: Includes an accumulative total of 7,002 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:53 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 16 | $72.07 | $1,153.12 |
DisclosureSEC source: 0001062993-23-018868 · form4.xml · derivative · entry 5 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,794 Underlying: Common Stock · 16 shares Expires not disclosed F5 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F6 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:53 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 632 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018868 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,332 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 7,002 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| August 04, 2023 Filed Aug 8, 2023 18:31 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GiftCommon Stock | 592 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-015986 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,637 F1 · balance_after: Includes an accumulative total of 6,939 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 15 | $75.84 | $1,137.60 |
DisclosureSEC source: 0001062993-23-014570 · form4.xml · derivative · entry 6 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,778 Underlying: Common Stock · 15 shares Expires not disclosed F5 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F6 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 586 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014570 · form4.xml · nonDerivative · entry 2 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,229 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 6,939 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| May 22, 2023 Filed Jul 6, 2023 01:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | OtherCommon Stock | 592 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014570 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,287 Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 22:41 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 15 | $74.32 | $1,114.80 |
DisclosureSEC source: 0001062993-23-008685 · form4.xml · derivative · entry 5 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,763 Underlying: Common Stock · 15 shares Expires not disclosed F5 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F6 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 22:41 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 960 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008685 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,192 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 6,583 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:14 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 42,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005418 · form4.xml · nonDerivative · entry 2 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,175 F3 · price: Settlement of performance-based restricted stock units granted February 24, 2020. F2 · balance_after: Includes 6,526 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.