Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OPTICAL CABLE CORPOCC · Entity 6682 | EVP and CFO | June 30, 2026 | July 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OPTICAL CABLE CORP
Report date June 30, 2026 · Filed July 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 329,826 |
Ending reported balance
After 2026-07-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-30 · Sale · Disposed 32 · Balance 346,279 Row 2 · 2026-07-09 · Sale · Disposed 16,453 · Balance 329,826 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 09, 2026 Filed Jul 10, 2026 16:22 UTC | OPTICAL CABLE CORP OCC · Entity 6682 | SaleCommon Stock | 16,453 | $17.23 | $283,485.19 |
DisclosureSEC source: 0001437749-26-023330 · rdgdoc.xml · nonDerivative · entry 2 SMITH TRACY G · CIK 0001241192 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 329,826 Read SEC document |
| June 30, 2026 Filed Jul 10, 2026 16:22 UTC | OPTICAL CABLE CORP OCC · Entity 6682 | SaleCommon Stock | 32 | $22.00 | $704.00 |
DisclosureSEC source: 0001437749-26-023330 · rdgdoc.xml · nonDerivative · entry 1 SMITH TRACY G · CIK 0001241192 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 346,279 Read SEC document |
| January 31, 2026 Filed Feb 3, 2026 21:48 UTC | OPTICAL CABLE CORP OCC · Entity 6682 | Tax withholdingCommon Stock | 4,341 | $4.93 | $21,401.13 |
DisclosureSEC source: 0001437749-26-002827 · rdgdoc.xml · nonDerivative · entry 1 SMITH TRACY G · CIK 0001241192 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 346,311 F1 · shares: 4,341 shares are being surrendered as allowed by the Company's 2017 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares. Read SEC document |
| January 31, 2025 Filed Feb 3, 2025 21:28 UTC | OPTICAL CABLE CORP OCC · Entity 6682 | Tax withholdingCommon Stock | 2,624 | $4.93 | $12,936.32 |
DisclosureSEC source: 0001437749-25-002599 · rdgdoc.xml · nonDerivative · entry 1 SMITH TRACY G · CIK 0001241192 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 350,652 F1 · shares: 2,624 shares are being surrendered as allowed by the Company's 2017 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares. Read SEC document |
| August 07, 2024 Filed Aug 9, 2024 20:11 UTC | OPTICAL CABLE CORP OCC · Entity 6682 | GrantCommon Stock | 36,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-025871 · rdgdoc.xml · nonDerivative · entry 1 SMITH TRACY G · CIK 0001241192 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 353,276 F1 · shares: Represents an award of restricted stock under the issuer's 2017 Stock Incentive Plan, as amended. The award in the amount of 36,630 shares generally vests annually over approximately five years if certain performance goals are achieved in fiscal years 2025, 2026, 2027, 2028 and 2029 with the first possible vesting date being January 31, 2026. Read SEC document |
| January 31, 2024 Filed Feb 1, 2024 22:06 UTC | OPTICAL CABLE CORP OCC · Entity 6682 | Tax withholdingCommon Stock | 5,142 | $2.67 | $13,729.14 |
DisclosureSEC source: 0001437749-24-002844 · rdgdoc.xml · nonDerivative · entry 1 SMITH TRACY G · CIK 0001241192 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 316,646 F1 · shares: 5,142 shares are being surrendered as allowed by the Company's 2017 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares. Read SEC document |
| January 31, 2023 Filed Feb 1, 2023 21:10 UTC | OPTICAL CABLE CORP OCC · Entity 6682 | Tax withholdingCommon Stock | 2,955 | $4.09 | $12,085.95 |
DisclosureSEC source: 0001437749-23-002254 · rdgdoc.xml · nonDerivative · entry 1 SMITH TRACY G · CIK 0001241192 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,788 F1 · shares: 2,955 shares are being surrendered as allowed by the Company's 2017 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares. Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 22:42 UTC | OPTICAL CABLE CORP OCC · Entity 6682 | Tax withholdingCommon Stock | 4,207 | $4.72 | $19,857.04 |
DisclosureSEC source: 0001437749-22-002125 · rdgdoc.xml · nonDerivative · entry 1 SMITH TRACY G · CIK 0001241192 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,743 F1 · shares: 4,207 shares are being surrendered as allowed by the Company's Amended and Restated 2011 Stock Incentive Plan and 2017 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares. Read SEC document |
| September 16, 2021 Filed Sep 16, 2021 22:08 UTC | OPTICAL CABLE CORP OCC · Entity 6682 | GrantCommon Stock | 33,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-022280 · rdgdoc.xml · nonDerivative · entry 1 SMITH TRACY G · CIK 0001241192 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,950 F1 · shares: Represents an award of restricted stock under the issuer's 2017 Stock Incentive Plan. The award in the amount of 33,393 shares generally vests annually over approximately four years if certain performance goals are achieved in fiscal years 2022, 2023, 2024, and 2025 with the first possible vesting date being January 31, 2023. Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 15:53 UTC | OPTICAL CABLE CORP OCC · Entity 6682 | GiftCommon Stock | 875 | $2.73 | $2,388.75 |
DisclosureSEC source: 0001437749-20-026192 · rdgdoc.xml · nonDerivative · entry 1 SMITH TRACY G · CIK 0001241192 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,557 F1 · shares: The stock was inherited by Mrs. Smith's husband upon his mother's death on November 1, 2020 and was transferred to an account in his name on November 23, 2020. The stock was transferred into a joint account of Mr. and Mrs. Smith on December 30, 2020. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 21:13 UTC | OPTICAL CABLE CORP OCC · Entity 6682 | Tax withholdingCommon Stock | 243 | $3.46 | $840.78 |
DisclosureSEC source: 0001437749-20-001553 · rdgdoc.xml · nonDerivative · entry 1 SMITH TRACY G · CIK 0001241192 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,682 F1 · shares: The transaction is a result of the partial forfeiture by Executive of unvested restricted shares granted on April 1, 2014 pursuant to the terms of the restricted share award, whereby a portion of the restricted shares did not vest (and were forfeited) as a result of the Company not meeting certain operating performance-based objectives during certain vesting periods since the date of grant. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 22:06 UTC | OPTICAL CABLE CORP OCC · Entity 6682 | Tax withholdingCommon Stock | 35,280 | $3.61 | $127,360.80 |
DisclosureSEC source: 0001437749-19-001798 · rdgdoc.xml · nonDerivative · entry 1 SMITH TRACY G · CIK 0001241192 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,925 F1 · shares: 35,280 shares are being surrendered as allowed by the Company's Amended and Restated 2011 Stock Incentive Plan and 2017 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares. Read SEC document |
| April 30, 2018 Filed May 1, 2018 20:20 UTC | OPTICAL CABLE CORP OCC · Entity 6682 | Tax withholdingCommon Stock | 2,328 | $2.80 | $6,518.40 |
DisclosureSEC source: 0001437749-18-008268 · rdgdoc.xml · nonDerivative · entry 1 SMITH TRACY G · CIK 0001241192 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,205 F1 · shares: 2,328 shares are being surrendered as allowed by the Company's Amended and Restated 2011 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 22:39 UTC | OPTICAL CABLE CORP OCC · Entity 6682 | Tax withholdingCommon Stock | 8,944 | $2.35 | $21,018.40 |
DisclosureSEC source: 0001209191-18-007105 · doc4.xml · nonDerivative · entry 1 SMITH TRACY G · CIK 0001241192 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,533 F1 · shares: 8,944 shares are being surrendered as allowed by the Company's Amended and Restated 2011 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 22:13 UTC | OPTICAL CABLE CORP OCC · Entity 6682 | GrantCommon stock | 51,824 | $2.50 | $129,560.00 |
DisclosureSEC source: 0001209191-18-006249 · doc4.xml · nonDerivative · entry 1 SMITH TRACY G · CIK 0001241192 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,477 F1 · shares: Represents an award of restricted stock under the issuer's 2017 Stock Incentive Plan. The award in the amount of 51,824 shares vests annually over approximately five years if certain performance goals are achieved in fiscal years 2018, 2019, 2020, 2021 and 2022 with the first possible vesting date being January 31, 2019. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 21:11 UTC | OPTICAL CABLE CORP OCC · Entity 6682 | Tax withholdingCommon Stock | 418 | $2.45 | $1,024.10 |
DisclosureSEC source: 0001209191-17-058650 · doc4.xml · nonDerivative · entry 1 SMITH TRACY G · CIK 0001241192 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,653 F1 · shares: 418 shares are being surrendered as allowed by the Company's Amended and Restated 2011 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 20:29 UTC | OPTICAL CABLE CORP OCC · Entity 6682 | Tax withholdingCommon Stock | 407 | $2.30 | $936.10 |
DisclosureSEC source: 0001209191-17-046918 · doc4.xml · nonDerivative · entry 1 SMITH TRACY G · CIK 0001241192 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,071 F1 · shares: 407 shares are being surrendered as allowed by the Company's Amended and Restated 2011 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares. Read SEC document |
| April 30, 2017 Filed May 2, 2017 20:16 UTC | OPTICAL CABLE CORP OCC · Entity 6682 | Tax withholdingCommon Stock | 3,552 | $2.95 | $10,478.40 |
DisclosureSEC source: 0001209191-17-029177 · doc4.xml · nonDerivative · entry 1 SMITH TRACY G · CIK 0001241192 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,478 F1 · shares: 3,552 shares are being surrendered as allowed by the Company's Amended and Restated 2011 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:10 UTC | OPTICAL CABLE CORP OCC · Entity 6682 | Tax withholdingCommon stock | 5,131 | $3.27 | $16,778.37 |
DisclosureSEC source: 0001209191-17-007069 · doc4.xml · nonDerivative · entry 2 SMITH TRACY G · CIK 0001241192 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,030 F2 · shares: The transaction is a result of the partial forfeiture by Executive of unvested restricted shares granted on April 3, 2012 pursuant to the terms of the restricted share awards, whereby a portion of the restricted shares did not vest (and were forfeited) as a result of the Company not meeting certain operating performance-based objectives during certain vesting periods since the date of grant. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:10 UTC | OPTICAL CABLE CORP OCC · Entity 6682 | Tax withholdingCommon Stock | 977 | $3.27 | $3,194.79 |
DisclosureSEC source: 0001209191-17-007069 · doc4.xml · nonDerivative · entry 1 SMITH TRACY G · CIK 0001241192 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,161 F1 · shares: 977 shares are being surrendered as allowed by the Company's Amended and Restated 2011 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 23:57 UTC | OPTICAL CABLE CORP OCC · Entity 6682 | GrantCommon stock | 40,071 | $3.45 | $138,244.95 |
DisclosureSEC source: 0001209191-17-005404 · doc4.xml · nonDerivative · entry 1 SMITH TRACY G · CIK 0001241192 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,138 F1 · shares: Represents an award of restricted stock under the issuer's Second Amended and Restated 2011 Stock Incentive Plan. The award in the amount of 40,071 shares vests annually over approximately five years if certain performance goals are achieved in each of fiscal years 2017, 2018, 2019, 2020 and 2021 with the first possible vesting date being January 31, 2018. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 22:02 UTC | OPTICAL CABLE CORP OCC · Entity 6682 | Tax withholdingCommon Stock | 842 | $2.80 | $2,357.60 |
DisclosureSEC source: 0001209191-16-148027 · doc4.xml · nonDerivative · entry 1 SMITH TRACY G · CIK 0001241192 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,067 F1 · shares: 842 shares are being surrendered as allowed by the Company's Amended and Restated 2011 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.