Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HEALTHEQUITY, INC.HQY · Entity 3639 | Director · FOUNDER AND VICE CHAIRMAN | October 06, 2026 | October 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HEALTHEQUITY, INC.
Report date October 06, 2026 · Filed October 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 136,470 |
Reported balance
After 2026-10-06 transaction · row 1
1 source rowRow 1 · 2026-10-06 · Tax withholding · Disposed 1,095 · Balance 136,470 |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 408,235 |
Reported balance
Holding disclosure · report date 2026-10-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 408,235 F1: Shares held of record by the Stephen and Christine Neeleman Trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 140,000 |
Reported balance
Holding disclosure · report date 2026-10-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 140,000 F2: The securities are beneficially owned by the Reporting Person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 203,000 |
Reported balance
Holding disclosure · report date 2026-10-06 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 203,000 F3: Shares held of record by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.28 · Expires 2027-03-27 | Direct | 19,897 |
Reported balance
Holding disclosure · report date 2026-10-06 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 19,897 F4: The option is immediately exercisable. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.72 · Expires 2028-03-27 | Direct | 14,228 |
Reported balance
Holding disclosure · report date 2026-10-06 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 14,228 F4: The option is immediately exercisable. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $73.61 · Expires 2029-03-26 | Direct | 15,337 |
Reported balance
Holding disclosure · report date 2026-10-06 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 15,337 F4: The option is immediately exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held of record by the Stephen and Christine Neeleman Trust.
F2: The securities are beneficially owned by the Reporting Person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F3: Shares held of record by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes.
F4: The option is immediately exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 27, 2017 Filed Mar 30, 2017 01:09 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001140361-17-013837 · doc1.xml · derivative · entry 5 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,000 Underlying: Common Stock · 40,000 shares Expires 2024-07-30 F4 · shares: On June 30, 2014, the reporting person was granted an option to purchase 200,000 shares of common stock. The option vests in annual installments based on the issuer's satisfaction of certain performance criteria for each of the fiscal years ending January 31, 2016 (10%), 2017 (20%), 2018 (30%) and 2019 (40%). The performance criteria for 2017 were met, resulting in the vesting of the option as to 40,000 shares. F5 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| March 27, 2017 Filed Mar 30, 2017 01:09 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GrantStock Option (right to buy) · Derivative | 19,897 | $0.00 Strike: $41.28 | $0.00 |
DisclosureSEC source: 0001140361-17-013837 · doc1.xml · derivative · entry 4 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,897 Underlying: Common Stock · 19,897 shares Expires 2027-03-27 F3 · derivative.exercise_date: The option becomes exercisable in three annual installments of 4,974 shares on March 27, 2018, 2019, and 2020 and in one installment of 4,975 shares on March 27, 2021. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 01:09 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 900 | $46.22 | $41,595.03 |
DisclosureSEC source: 0001140361-17-013105 · doc1.xml · nonDerivative · entry 4 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 291,613 F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.02 to $46.49, inclusive. F4 · ownership.nature: Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. Read SEC document |
| March 21, 2017 Filed Mar 24, 2017 01:09 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 300 | $46.06 | $13,818.99 |
DisclosureSEC source: 0001140361-17-013105 · doc1.xml · nonDerivative · entry 3 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 292,513 F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (5) to this Form 4. F4 · ownership.nature: Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 00:56 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 2,300 | $46.00 | $105,808.97 |
DisclosureSEC source: 0001104659-17-018411 · a4.xml · nonDerivative · entry 4 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 292,813 F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.03, inclusive. F4 · ownership.nature: Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. Read SEC document |
| March 17, 2017 Filed Mar 22, 2017 00:56 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 53,218 | $46.20 | $2,458,783.36 |
DisclosureSEC source: 0001104659-17-018411 · a4.xml · nonDerivative · entry 3 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 295,113 F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.44, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (5) to this Form 4. F4 · ownership.nature: Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 22:06 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 1,316 | $46.24 | $60,853.02 |
DisclosureSEC source: 0001140361-17-012638 · doc1.xml · nonDerivative · entry 8 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 348,331 F8 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016. F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.55, inclusive. F10 · ownership.nature: Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:06 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001140361-17-012638 · doc1.xml · derivative · entry 9 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 1,000 shares Expires 2024-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. F13 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:06 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 31,453 | $46.03 | $1,447,662.07 |
DisclosureSEC source: 0001140361-17-012638 · doc1.xml · nonDerivative · entry 7 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 349,647 F8 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016. F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.94 to $46.11, inclusive. F10 · ownership.nature: Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:06 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 3,900 | $45.61 | $177,874.32 |
DisclosureSEC source: 0001140361-17-012638 · doc1.xml · nonDerivative · entry 6 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 381,100 F8 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.94 to $45.93, inclusive. F10 · ownership.nature: Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:06 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 500 | $45.99 | $22,995.00 |
DisclosureSEC source: 0001140361-17-012638 · doc1.xml · nonDerivative · entry 5 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 845,285 F4 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Stephen and Christine Neeleman Trust on December 13, 2016. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.96 to $46.07, inclusive. F6 · ownership.nature: Shares held of record by the Stephen and Christine Neeleman Trust. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:06 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 2,000 | $45.60 | $91,203.60 |
DisclosureSEC source: 0001140361-17-012638 · doc1.xml · nonDerivative · entry 4 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 845,785 F4 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Stephen and Christine Neeleman Trust on December 13, 2016. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.94 to $45.93, inclusive. F6 · ownership.nature: Shares held of record by the Stephen and Christine Neeleman Trust. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:06 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 300 | $46.00 | $13,800.00 |
DisclosureSEC source: 0001140361-17-012638 · doc1.xml · nonDerivative · entry 3 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.96 to $46.05, inclusive. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:06 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 700 | $45.51 | $31,853.99 |
DisclosureSEC source: 0001140361-17-012638 · doc1.xml · nonDerivative · entry 2 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300 F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.94 to $45.86, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (5), (7), (9), (11) and (12) to this Form 4. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:06 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionCommon Stock | 1,000 | $14.00 | $14,000.00 |
DisclosureSEC source: 0001140361-17-012638 · doc1.xml · nonDerivative · entry 1 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. Read SEC document |
| March 01, 2017 Filed Mar 4, 2017 01:06 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 18,401 | $44.31 | $815,372.23 |
DisclosureSEC source: 0001140361-17-010649 · doc1.xml · nonDerivative · entry 3 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 385,000 F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. F4 · ownership.nature: Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 23:23 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 1,600 | $44.02 | $70,428.00 |
DisclosureSEC source: 0001140361-17-010065 · doc1.xml · nonDerivative · entry 4 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 403,401 F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.06, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. F3 · ownership.nature: Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 23:23 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 215 | $44.00 | $9,460.00 |
DisclosureSEC source: 0001140361-17-010065 · doc1.xml · nonDerivative · entry 3 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 405,001 F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016. F3 · ownership.nature: Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 20:42 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionStock Option (right to buy) · Derivative | 13,000 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008096 · doc1.xml · derivative · entry 7 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 13,000 shares Expires 2024-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. F9 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 20:42 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionStock Option (right to buy) · Derivative | 33,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001140361-17-008096 · doc1.xml · derivative · entry 6 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654 Underlying: Common Stock · 33,000 shares Expires 2021-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. F9 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 20:42 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 44,784 | $43.88 | $1,965,287.62 |
DisclosureSEC source: 0001140361-17-008096 · doc1.xml · nonDerivative · entry 5 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 405,216 F6 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.44 to $44.25, inclusive. F8 · ownership.nature: Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 20:42 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 2,500 | $43.85 | $109,630.50 |
DisclosureSEC source: 0001140361-17-008096 · doc1.xml · nonDerivative · entry 4 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 847,785 F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Stephen and Christine Neeleman Trust on December 13, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.49 to $44.15, inclusive. F5 · ownership.nature: Shares held of record by the Stephen and Christine Neeleman Trust. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 20:42 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 46,000 | $43.84 | $2,016,759.60 |
DisclosureSEC source: 0001140361-17-008096 · doc1.xml · nonDerivative · entry 3 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.45 to $44.19, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (7) to this Form 4. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 20:42 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionCommon Stock | 13,000 | $14.00 | $182,000.00 |
DisclosureSEC source: 0001140361-17-008096 · doc1.xml · nonDerivative · entry 2 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 20:42 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionCommon Stock | 33,000 | $1.25 | $41,250.00 |
DisclosureSEC source: 0001140361-17-008096 · doc1.xml · nonDerivative · entry 1 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 13:42 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001140361-16-082826 · doc1.xml · derivative · entry 5 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,654 Underlying: Common Stock · 30,000 shares Expires 2021-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2015. F5 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 13:42 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 30,000 | $36.19 | $1,085,709.00 |
DisclosureSEC source: 0001140361-16-082826 · doc1.xml · nonDerivative · entry 2 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2015. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.73 to $36.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 13:42 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionCommon Stock | 30,000 | $1.25 | $37,500.00 |
DisclosureSEC source: 0001140361-16-082826 · doc1.xml · nonDerivative · entry 1 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2015. Read SEC document |
| September 14, 2016 Filed Sep 15, 2016 22:53 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-079940 · doc1.xml · nonDerivative · entry 4 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 850,285 F4 · ownership.nature: Shares held of record by the Stephen and Christine Neeleman Trust. Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 22:53 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001140361-16-079940 · doc1.xml · derivative · entry 6 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,654 Underlying: Common Stock · 30,000 shares Expires 2021-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2015. F6 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 22:53 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 3,365 | $33.67 | $113,307.96 |
DisclosureSEC source: 0001140361-16-079940 · doc1.xml · nonDerivative · entry 3 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2015. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.65 to $33.72, inclusive. Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 22:53 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 26,635 | $33.17 | $883,440.33 |
DisclosureSEC source: 0001140361-16-079940 · doc1.xml · nonDerivative · entry 2 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,365 F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2015. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.65 to $33.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnotes (2) and (3) to this Form 4. Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 22:53 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionCommon Stock | 30,000 | $1.25 | $37,500.00 |
DisclosureSEC source: 0001140361-16-079940 · doc1.xml · nonDerivative · entry 1 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.