Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HEALTHEQUITY, INC.HQY · Entity 3639 | Director · FOUNDER AND VICE CHAIRMAN | October 06, 2026 | October 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HEALTHEQUITY, INC.
Report date October 06, 2026 · Filed October 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 136,470 |
Reported balance
After 2026-10-06 transaction · row 1
1 source rowRow 1 · 2026-10-06 · Tax withholding · Disposed 1,095 · Balance 136,470 |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 408,235 |
Reported balance
Holding disclosure · report date 2026-10-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 408,235 F1: Shares held of record by the Stephen and Christine Neeleman Trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 140,000 |
Reported balance
Holding disclosure · report date 2026-10-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 140,000 F2: The securities are beneficially owned by the Reporting Person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 203,000 |
Reported balance
Holding disclosure · report date 2026-10-06 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 203,000 F3: Shares held of record by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.28 · Expires 2027-03-27 | Direct | 19,897 |
Reported balance
Holding disclosure · report date 2026-10-06 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 19,897 F4: The option is immediately exercisable. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.72 · Expires 2028-03-27 | Direct | 14,228 |
Reported balance
Holding disclosure · report date 2026-10-06 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 14,228 F4: The option is immediately exercisable. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $73.61 · Expires 2029-03-26 | Direct | 15,337 |
Reported balance
Holding disclosure · report date 2026-10-06 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 15,337 F4: The option is immediately exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held of record by the Stephen and Christine Neeleman Trust.
F2: The securities are beneficially owned by the Reporting Person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F3: Shares held of record by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes.
F4: The option is immediately exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2018 Filed May 11, 2018 00:38 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 74 | $70.25 | $5,198.50 |
DisclosureSEC source: 0001179110-18-006594 · edgar.xml · nonDerivative · entry 6 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 667,467 F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Stephen and Christine Neeleman Trust on March 23, 2018. F5 · ownership.nature: Shares held of record by the Stephen and Christine Neeleman Trust. Read SEC document |
| May 08, 2018 Filed May 11, 2018 00:38 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 65,744 | $69.59 | $4,574,947.45 |
DisclosureSEC source: 0001179110-18-006594 · edgar.xml · nonDerivative · entry 5 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 667,541 F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Stephen and Christine Neeleman Trust on March 23, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.21 to $70.14, inclusive. F5 · ownership.nature: Shares held of record by the Stephen and Christine Neeleman Trust. Read SEC document |
| May 08, 2018 Filed May 11, 2018 00:38 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 21 | $70.25 | $1,475.25 |
DisclosureSEC source: 0001179110-18-006594 · edgar.xml · nonDerivative · entry 4 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2018. Read SEC document |
| May 08, 2018 Filed May 11, 2018 00:38 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 17,818 | $69.59 | $1,239,906.51 |
DisclosureSEC source: 0001179110-18-006594 · edgar.xml · nonDerivative · entry 3 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21 F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.21 to $70.14, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (7), (9), (10), (11), (12), (13), (14), (15), (16) and (17) to this Form 4. Read SEC document |
| May 08, 2018 Filed May 11, 2018 00:38 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionCommon Stock | 17,185 | $14.00 | $240,590.00 |
DisclosureSEC source: 0001179110-18-006594 · edgar.xml · nonDerivative · entry 2 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2018. Read SEC document |
| May 08, 2018 Filed May 11, 2018 00:38 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionCommon Stock | 654 | $1.25 | $817.50 |
DisclosureSEC source: 0001179110-18-006594 · edgar.xml · nonDerivative · entry 1 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2018. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 20:29 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GrantStock Option (right to buy) · Derivative | 14,228 | $0.00 Strike: $61.72 | $0.00 |
DisclosureSEC source: 0001179110-18-004916 · edgar.xml · derivative · entry 6 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,228 Underlying: Common Stock · 14,228 shares Expires 2028-03-27 F6 · derivative.exercise_date: The option becomes exercisable in four equal installments of 3,557 shares on March 27, 2019, 2020, 2021, and 2022. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 20:29 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GrantStock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001179110-18-004916 · edgar.xml · derivative · entry 5 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 60,000 shares Expires 2024-07-30 F4 · shares: On June 30, 2014, the reporting person was granted an option to purchase 200,000 shares of common stock. The option vests in annual installments based on the issuer's satisfaction of certain performance criteria for each of the fiscal years ending January 31, 2016 (10%), 2017 (20%), 2018 (30%) and 2019 (40%). The performance criteria for 2018 were met, resulting in the vesting of the option as to 60,000 shares. F5 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 00:05 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GiftCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-015551 · edgar.xml · nonDerivative · entry 2 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 733,285 F1 · ownership.nature: Shares held of record by the Stephen and Christine Neeleman Trust. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 23:13 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001140361-17-035944 · doc1.xml · derivative · entry 7 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 1,000 shares Expires 2024-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. F10 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 23:13 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 275 | $45.98 | $12,644.06 |
DisclosureSEC source: 0001140361-17-035944 · doc1.xml · nonDerivative · entry 6 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 253,000 F6 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.93 to $46.00, inclusive. F8 · ownership.nature: Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 23:13 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 4,725 | $45.21 | $213,610.64 |
DisclosureSEC source: 0001140361-17-035944 · doc1.xml · nonDerivative · entry 5 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 253,275 F6 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.84 to $45.80, inclusive. F8 · ownership.nature: Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 23:13 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 100 | $45.98 | $4,598.00 |
DisclosureSEC source: 0001140361-17-035944 · doc1.xml · nonDerivative · entry 4 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 740,285 F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Stephen and Christine Neeleman Trust on December 13, 2016. F5 · ownership.nature: Shares held of record by the Stephen and Christine Neeleman Trust. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 23:13 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 2,400 | $45.22 | $108,521.04 |
DisclosureSEC source: 0001140361-17-035944 · doc1.xml · nonDerivative · entry 3 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 740,385 F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Stephen and Christine Neeleman Trust on December 13, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.85 to $45.84, inclusive. F5 · ownership.nature: Shares held of record by the Stephen and Christine Neeleman Trust. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 23:13 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 1,000 | $45.15 | $45,145.90 |
DisclosureSEC source: 0001140361-17-035944 · doc1.xml · nonDerivative · entry 2 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.86 to $45.74, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (7) and (9) to this Form 4. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 23:13 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionCommon Stock | 1,000 | $14.00 | $14,000.00 |
DisclosureSEC source: 0001140361-17-035944 · doc1.xml · nonDerivative · entry 1 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 19:17 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001140361-17-032588 · doc1.xml · derivative · entry 5 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,000 Underlying: Common Stock · 1,000 shares Expires 2024-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. F9 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 19:17 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 5,000 | $46.65 | $233,236.50 |
DisclosureSEC source: 0001140361-17-032588 · doc1.xml · nonDerivative · entry 4 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 258,000 F6 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.16 to $47.01, inclusive. F8 · ownership.nature: Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 19:17 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 2,500 | $46.65 | $116,617.50 |
DisclosureSEC source: 0001140361-17-032588 · doc1.xml · nonDerivative · entry 3 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 742,785 F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Stephen and Christine Neeleman Trust on December 13, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.16 to $47.02, inclusive. F5 · ownership.nature: Shares held of record by the Stephen and Christine Neeleman Trust. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 19:17 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 1,000 | $46.69 | $46,689.00 |
DisclosureSEC source: 0001140361-17-032588 · doc1.xml · nonDerivative · entry 2 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.45 to $46.97, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (7) to this Form 4. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 19:17 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionCommon Stock | 1,000 | $14.00 | $14,000.00 |
DisclosureSEC source: 0001140361-17-032588 · doc1.xml · nonDerivative · entry 1 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. Read SEC document |
| July 17, 2017 Filed Jul 20, 2017 01:21 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001140361-17-028227 · doc1.xml · derivative · entry 6 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 Underlying: Common Stock · 1,000 shares Expires 2024-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. F10 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 17, 2017 Filed Jul 20, 2017 01:21 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 200 | $51.26 | $10,252.00 |
DisclosureSEC source: 0001140361-17-028227 · doc1.xml · nonDerivative · entry 5 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 263,000 F6 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.25 to $51.27, inclusive. F8 · ownership.nature: Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. Read SEC document |
| July 17, 2017 Filed Jul 20, 2017 01:21 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 4,800 | $50.83 | $243,973.92 |
DisclosureSEC source: 0001140361-17-028227 · doc1.xml · nonDerivative · entry 4 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 263,200 F6 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.23 to $51.22, inclusive. F8 · ownership.nature: Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. Read SEC document |
| July 17, 2017 Filed Jul 20, 2017 01:21 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 2,500 | $50.82 | $127,056.25 |
DisclosureSEC source: 0001140361-17-028227 · doc1.xml · nonDerivative · entry 3 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 745,285 F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Stephen and Christine Neeleman Trust on December 13, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.26 to $51.15, inclusive. F5 · ownership.nature: Shares held of record by the Stephen and Christine Neeleman Trust. Read SEC document |
| July 17, 2017 Filed Jul 20, 2017 01:21 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 1,000 | $50.76 | $50,761.60 |
DisclosureSEC source: 0001140361-17-028227 · doc1.xml · nonDerivative · entry 2 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.26 to $51.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (7) and (9) to this Form 4. Read SEC document |
| July 17, 2017 Filed Jul 20, 2017 01:21 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionCommon Stock | 1,000 | $14.00 | $14,000.00 |
DisclosureSEC source: 0001140361-17-028227 · doc1.xml · nonDerivative · entry 1 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 22:40 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025511 · doc1.xml · derivative · entry 7 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,000 Underlying: Common Stock · 1,000 shares Expires 2024-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. F11 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 22:40 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 1,264 | $50.81 | $64,220.05 |
DisclosureSEC source: 0001140361-17-025511 · doc1.xml · nonDerivative · entry 6 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 268,000 F7 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016. F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.78 to $50.97, inclusive. F9 · ownership.nature: Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 22:40 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 3,736 | $50.26 | $187,779.21 |
DisclosureSEC source: 0001140361-17-025511 · doc1.xml · nonDerivative · entry 5 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 269,264 F7 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.73 to $50.68, inclusive. F9 · ownership.nature: Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 22:40 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 575 | $50.81 | $29,215.23 |
DisclosureSEC source: 0001140361-17-025511 · doc1.xml · nonDerivative · entry 4 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 747,785 F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Stephen and Christine Neeleman Trust on December 13, 2016. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.76 to $50.95, inclusive. F5 · ownership.nature: Shares held of record by the Stephen and Christine Neeleman Trust. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 22:40 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 1,925 | $50.28 | $96,785.15 |
DisclosureSEC source: 0001140361-17-025511 · doc1.xml · nonDerivative · entry 3 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 748,360 F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Stephen and Christine Neeleman Trust on December 13, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.73 to $50.69, inclusive. F5 · ownership.nature: Shares held of record by the Stephen and Christine Neeleman Trust. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 22:40 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 1,000 | $50.39 | $50,394.80 |
DisclosureSEC source: 0001140361-17-025511 · doc1.xml · nonDerivative · entry 2 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.97 to $50.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (6), (8) and (10) to this Form 4. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 22:40 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionCommon Stock | 1,000 | $14.00 | $14,000.00 |
DisclosureSEC source: 0001140361-17-025511 · doc1.xml · nonDerivative · entry 1 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. Read SEC document |
| June 07, 2017 Filed Jun 10, 2017 01:09 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 11,745 | $52.45 | $616,034.65 |
DisclosureSEC source: 0001140361-17-024621 · doc1.xml · nonDerivative · entry 4 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 750,285 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Stephen and Christine Neeleman Trust on December 13, 2016. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.02 to $52.80, inclusive. F3 · ownership.nature: Shares held of record by the Stephen and Christine Neeleman Trust. Read SEC document |
| June 07, 2017 Filed Jun 10, 2017 01:09 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 6,344 | $51.64 | $327,572.44 |
DisclosureSEC source: 0001140361-17-024621 · doc1.xml · nonDerivative · entry 3 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 762,030 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Stephen and Christine Neeleman Trust on December 13, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.02 to $51.96, inclusive. F3 · ownership.nature: Shares held of record by the Stephen and Christine Neeleman Trust. Read SEC document |
| June 07, 2017 Filed Jun 10, 2017 01:09 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 21,911 | $50.26 | $1,101,216.18 |
DisclosureSEC source: 0001140361-17-024621 · doc1.xml · nonDerivative · entry 2 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 768,374 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Stephen and Christine Neeleman Trust on December 13, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.95, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4. F3 · ownership.nature: Shares held of record by the Stephen and Christine Neeleman Trust. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 00:35 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 40,000 | $48.36 | $1,934,572.00 |
DisclosureSEC source: 0001140361-17-023871 · doc1.xml · nonDerivative · entry 2 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 790,285 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Stephen and Christine Neeleman Trust on December 13, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.02 to $48.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · ownership.nature: Shares held of record by the Stephen and Christine Neeleman Trust. Read SEC document |
| May 15, 2017 Filed May 17, 2017 21:44 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001140361-17-021228 · doc1.xml · derivative · entry 5 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 Underlying: Common Stock · 1,000 shares Expires 2024-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. F9 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| May 15, 2017 Filed May 17, 2017 21:44 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 5,000 | $45.77 | $228,864.50 |
DisclosureSEC source: 0001140361-17-021228 · doc1.xml · nonDerivative · entry 4 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 273,000 F6 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.40 to $46.02, inclusive. F8 · ownership.nature: Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. Read SEC document |
| May 15, 2017 Filed May 17, 2017 21:44 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 2,500 | $45.77 | $114,422.75 |
DisclosureSEC source: 0001140361-17-021228 · doc1.xml · nonDerivative · entry 3 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 830,285 F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Stephen and Christine Neeleman Trust on December 13, 2016 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.42 to $46.05, inclusive. F5 · ownership.nature: Shares held of record by the Stephen and Christine Neeleman Trust. Read SEC document |
| May 15, 2017 Filed May 17, 2017 21:44 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 1,000 | $45.72 | $45,719.00 |
DisclosureSEC source: 0001140361-17-021228 · doc1.xml · nonDerivative · entry 2 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.47 to $46.03, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), and (7) to this Form 4. Read SEC document |
| May 15, 2017 Filed May 17, 2017 21:44 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionCommon Stock | 1,000 | $14.00 | $14,000.00 |
DisclosureSEC source: 0001140361-17-021228 · doc1.xml · nonDerivative · entry 1 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. Read SEC document |
| May 01, 2017 Filed May 3, 2017 19:38 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 8,613 | $46.12 | $397,261.71 |
DisclosureSEC source: 0001140361-17-018075 · doc1.xml · nonDerivative · entry 3 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 278,000 F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. F4 · ownership.nature: Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. Read SEC document |
| April 17, 2017 Filed Apr 20, 2017 00:18 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001140361-17-016211 · doc1.xml · derivative · entry 5 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 1,000 shares Expires 2024-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. F9 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| April 17, 2017 Filed Apr 20, 2017 00:18 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 5,000 | $43.44 | $217,205.50 |
DisclosureSEC source: 0001140361-17-016211 · doc1.xml · nonDerivative · entry 4 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 286,613 F6 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company, on December 13, 2016. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.06 to $43.74, inclusive. F8 · ownership.nature: Shares held of record by Family Holdings. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. Read SEC document |
| April 17, 2017 Filed Apr 20, 2017 00:18 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 2,500 | $43.46 | $108,645.00 |
DisclosureSEC source: 0001140361-17-016211 · doc1.xml · nonDerivative · entry 3 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 832,785 F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Stephen and Christine Neeleman Trust on December 13, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.74, inclusive. F5 · ownership.nature: Shares held of record by the Stephen and Christine Neeleman Trust. Read SEC document |
| April 17, 2017 Filed Apr 20, 2017 00:18 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 1,000 | $43.46 | $43,458.70 |
DisclosureSEC source: 0001140361-17-016211 · doc1.xml · nonDerivative · entry 2 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.19 to $43.73, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), and (7) to this Form 4. Read SEC document |
| April 17, 2017 Filed Apr 20, 2017 00:18 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionCommon Stock | 1,000 | $14.00 | $14,000.00 |
DisclosureSEC source: 0001140361-17-016211 · doc1.xml · nonDerivative · entry 1 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016. Read SEC document |
| April 07, 2017 Filed Apr 12, 2017 00:32 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-015608 · doc1.xml · nonDerivative · entry 2 Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 835,285 F1 · ownership.nature: Shares held of record by the Stephen and Christine Neeleman Trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.