Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OCTAVE SPECIALTY GROUP INCOSG · Entity 6308 | Exec VP, CFO & Treasurer | October 03, 2026 | October 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OCTAVE SPECIALTY GROUP INC
Report date October 03, 2026 · Filed October 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 270,143 |
Reported balance
After 2026-10-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-03 · Exercise / conversion · Acquired 3,047 · Balance 270,143 F1: The reporting person acquired shares of common stock Octave Specialty Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's restricted stock unit ("RSU") awards as part of their 2025 Long Term Incentive Plan. |
| Common StockSEC Table I · non-derivative | Direct | 267,096 |
Reported balance
After 2026-10-03 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-10-03 · Tax withholding · Disposed 3,047 · Balance 267,096 F2: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 58,459 |
Reported balance
After 2026-10-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-10-03 · Exercise / conversion · Disposed 66,519 · Balance 58,459 F3: Each RSU represents a contingent right to receive one share of the common stock of the Company's common stock. F4: Represents the aggregate amount of RSUs that vested. |
| Deferred Share UnitsSEC Table II · derivative / convertible security | Direct | 120,015 |
Reported balance
After 2026-10-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-10-03 · Exercise / conversion · Acquired 63,472 · Balance 120,015 F5: Each deferred share unit ("DSU") represents a contingent right to receive one share of common stock of the Company. F6: Represents the aggregate amount of RSUs that were converted into an equivalent number of DSUs pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired shares of common stock Octave Specialty Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's restricted stock unit ("RSU") awards as part of their 2025 Long Term Incentive Plan.
F2: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations.
F3: Each RSU represents a contingent right to receive one share of the common stock of the Company's common stock.
F4: Represents the aggregate amount of RSUs that vested.
F5: Each deferred share unit ("DSU") represents a contingent right to receive one share of common stock of the Company.
F6: Represents the aggregate amount of RSUs that were converted into an equivalent number of DSUs pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2021 Filed Mar 3, 2021 21:08 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 2,945 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000042 · wf-form4_161480568127750.xml · nonDerivative · entry 3 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On March 2, 2021 there were 2,945 restricted stock units ("RSUs") that vested and settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:08 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 17,994 | $17.39 | $312,915.66 |
DisclosureSEC source: 0000874501-21-000042 · wf-form4_161480568127750.xml · nonDerivative · entry 2 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,602 F2 · shares: As part of the vesting and settlement of the 2018 LTIP, 17,994 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:08 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 35,344 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000042 · wf-form4_161480568127750.xml · nonDerivative · entry 1 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 35,344 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2018 Long Term Incentive Plan ("2018 LTIP") award, which had a three year performance period and vested on March 1, 2021. Read SEC document |
| January 02, 2021 Filed Jan 4, 2021 21:04 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 6,230 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000004 · wf-form4_160979423448008.xml · derivative · entry 3 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,808 Underlying: Common Stock · 6,230 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company. F1 · derivative.exercise_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2019 and 2020 Long Term Incentive Plan award. F1 · derivative.expiration_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2019 and 2020 Long Term Incentive Plan award. Read SEC document |
| January 02, 2021 Filed Jan 4, 2021 21:04 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 3,382 | $15.38 | $52,015.16 |
DisclosureSEC source: 0000874501-21-000004 · wf-form4_160979423448008.xml · nonDerivative · entry 2 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,252 F2 · shares: Represents the aggregate amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| January 02, 2021 Filed Jan 4, 2021 21:04 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 6,230 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000004 · wf-form4_160979423448008.xml · nonDerivative · entry 1 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,634 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2019 and 2020 Long Term Incentive Plan award. Read SEC document |
| May 18, 2020 Filed May 20, 2020 20:31 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 6,244 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000104 · wf-form4_159000670027194.xml · derivative · entry 3 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,038 Underlying: Common Stock · 6,244 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company. F1 · derivative.exercise_date: On May 18, 2020 there were 6,244 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On May 18, 2020 there were 6,244 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| May 18, 2020 Filed May 20, 2020 20:31 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 2,910 | $13.69 | $39,837.90 |
DisclosureSEC source: 0000874501-20-000104 · wf-form4_159000670027194.xml · nonDerivative · entry 2 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,404 F2 · shares: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| May 18, 2020 Filed May 20, 2020 20:31 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 6,244 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000104 · wf-form4_159000670027194.xml · nonDerivative · entry 1 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 18, 2020 there were 6,244 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:24 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 10,897 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000062 · wf-form4_158352986147228.xml · derivative · entry 4 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,282 Underlying: Common Stock · 10,897 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. F5 · derivative.exercise_date: On March 4, 2020 the reporting person received a grant of 10,897 RSUs as part of his 2020 Long Term Incentive Plan award. The RSUs will vest in three equal installments commencing January 2, 2021, January 2, 2022, and January 2, 2023. F5 · derivative.expiration_date: On March 4, 2020 the reporting person received a grant of 10,897 RSUs as part of his 2020 Long Term Incentive Plan award. The RSUs will vest in three equal installments commencing January 2, 2021, January 2, 2022, and January 2, 2023. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:24 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionDeferred Share Units · Derivative | 3,470 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000062 · wf-form4_158352986147228.xml · derivative · entry 3 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,470 Underlying: Common Stock · 3,470 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: On March 4, 2020, there were 3,470 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On March 4, 2020, there were 3,470 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:24 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 1,617 | $19.50 | $31,531.50 |
DisclosureSEC source: 0000874501-20-000062 · wf-form4_158352986147228.xml · nonDerivative · entry 2 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,070 F2 · shares: Represents DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:24 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 3,470 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000062 · wf-form4_158352986147228.xml · nonDerivative · entry 1 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 4, 2020, there were 3,470 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:22 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 2,945 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000044 · wf-form4_158335691335388.xml · derivative · entry 8 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,385 Underlying: Common Stock · 2,945 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F5 · derivative.exercise_date: On March 2, 2020 there were 2,945 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. F5 · derivative.expiration_date: On March 2, 2020 there were 2,945 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:22 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionDeferred Share Units · Derivative | 4,498 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000044 · wf-form4_158335691335388.xml · derivative · entry 7 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,940 Underlying: Common Stock · 4,498 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: On March 2, 2020 there were 4,498 deferred share units ("DSUs") that settled, and were converted into shares of common stock of the Company. F3 · derivative.expiration_date: On March 2, 2020 there were 4,498 deferred share units ("DSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:22 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 1,000 | $19.85 | $19,850.00 |
DisclosureSEC source: 0000874501-20-000044 · wf-form4_158335691335388.xml · nonDerivative · entry 6 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,217 F6 · shares: Represents RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:22 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 2,945 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000044 · wf-form4_158335691335388.xml · nonDerivative · entry 5 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On March 2, 2020 there were 2,945 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:22 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 1,422 | $19.85 | $28,226.70 |
DisclosureSEC source: 0000874501-20-000044 · wf-form4_158335691335388.xml · nonDerivative · entry 4 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,272 F4 · shares: Represents DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:22 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 4,498 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000044 · wf-form4_158335691335388.xml · nonDerivative · entry 3 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On March 2, 2020 there were 4,498 deferred share units ("DSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:22 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 6,465 | $19.85 | $128,330.25 |
DisclosureSEC source: 0000874501-20-000044 · wf-form4_158335691335388.xml · nonDerivative · entry 2 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,196 F2 · shares: As part of the vesting and settlement of the 2017 LTIP, 6,465 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:22 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 19,036 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000044 · wf-form4_158335691335388.xml · nonDerivative · entry 1 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,661 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 19,036 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2017 Long Term Incentive Plan ("2017 LTIP") award, which had a three year performance period and vested on March 2, 2020. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:42 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 2,599 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000004 · wf-form4_157834694826954.xml · derivative · entry 3 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,330 Underlying: Common Stock · 2,599 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company. F1 · derivative.exercise_date: On January 2, 2020 there were 2,599 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On January 2, 2020 there were 2,599 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:42 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 1,020 | $21.76 | $22,195.20 |
DisclosureSEC source: 0000874501-20-000004 · wf-form4_157834694826954.xml · nonDerivative · entry 2 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,625 F2 · shares: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:42 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 2,599 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000004 · wf-form4_157834694826954.xml · nonDerivative · entry 1 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 2, 2020 there were 2,599 restricted stock unit ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 20:06 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock | 2,000 | $15.16 | $30,320.00 |
DisclosureSEC source: 0000874501-19-000098 · wf-form4_155959237139458.xml · nonDerivative · entry 1 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,046 Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:07 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 6,243 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000076 · wf-form4_155812365319320.xml · derivative · entry 3 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,929 Underlying: Common Stock · 6,243 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company. F1 · derivative.exercise_date: On May 16, 2019 there were 6,243 restricted stock units ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On May 16, 2019 there were 6,243 restricted stock units ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:07 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 2,910 | $16.84 | $49,004.40 |
DisclosureSEC source: 0000874501-19-000076 · wf-form4_155812365319320.xml · nonDerivative · entry 2 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,046 F2 · shares: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:07 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 6,243 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000076 · wf-form4_155812365319320.xml · nonDerivative · entry 1 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 16, 2019 there were 6,243 restricted stock units ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| May 13, 2019 Filed May 13, 2019 20:07 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock | 3,000 | $16.68 | $50,040.00 |
DisclosureSEC source: 0000874501-19-000070 · wf-form4_155777806353182.xml · nonDerivative · entry 1 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,713 Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 01:24 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 7,795 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000029 · wf-form4_155183543684959.xml · derivative · entry 7 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,172 Underlying: Common Stock · 7,795 shares Expires not disclosed F5 · security: Each RSU represents a contingent right to receive one share of common stock of the Company. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F7 · derivative.exercise_date: On March 4, 2019 the reporting person received a grant of 7,795 restricted stock units ("RSUs") as part of their 2019 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing January 2, 2020, January 2, 2021, and January 2, 2022. F7 · derivative.expiration_date: On March 4, 2019 the reporting person received a grant of 7,795 restricted stock units ("RSUs") as part of their 2019 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing January 2, 2020, January 2, 2021, and January 2, 2022. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 01:24 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantDeferred Share Units · Derivative | 7,186 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000029 · wf-form4_155183543684959.xml · derivative · entry 6 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,438 Underlying: Common Stock · 7,186 shares Expires not disclosed F4 · security: Each DSU represents a contingent right to receive one share of the Company's common stock. F4 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F6 · derivative.exercise_date: On March 4, 2019, there were 7,186 DSUs granted as part of the 2019 Short Term Incentive Plan. DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 4, 2020, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 4, 2021; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. F6 · derivative.expiration_date: On March 4, 2019, there were 7,186 DSUs granted as part of the 2019 Short Term Incentive Plan. DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 4, 2020, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 4, 2021; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 01:24 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 2,946 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000029 · wf-form4_155183543684959.xml · derivative · entry 5 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,377 Underlying: Common Stock · 2,946 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: On March 4, 2019, there were 2,946 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. F3 · derivative.expiration_date: On March 4, 2019, there were 2,946 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 01:24 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionDeferred Share Units · Derivative | 7,958 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000029 · wf-form4_155183543684959.xml · derivative · entry 4 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,252 Underlying: Common Stock · 7,958 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each DSU represents a contingent right to receive one share of the Company's common stock. F4 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: Represents the aggregate amount of deferred share units ("DSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2017 and 2018 Short Term Incentive Plan award and a limited number of DSUs awarded pursuant to the 2019 Short Term Incentive Plan that were settled in order to satisfy certain tax withholding obligations imposed upon the Company. F1 · derivative.expiration_date: Represents the aggregate amount of deferred share units ("DSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2017 and 2018 Short Term Incentive Plan award and a limited number of DSUs awarded pursuant to the 2019 Short Term Incentive Plan that were settled in order to satisfy certain tax withholding obligations imposed upon the Company. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 01:24 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 2,946 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000029 · wf-form4_155183543684959.xml · nonDerivative · entry 3 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On March 4, 2019, there were 2,946 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 01:24 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 3,684 | $20.11 | $74,085.24 |
DisclosureSEC source: 0000874501-19-000029 · wf-form4_155183543684959.xml · nonDerivative · entry 2 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,767 F2 · shares: Represents the aggregate amount of DSUs and RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 01:24 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 7,958 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000029 · wf-form4_155183543684959.xml · nonDerivative · entry 1 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the aggregate amount of deferred share units ("DSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2017 and 2018 Short Term Incentive Plan award and a limited number of DSUs awarded pursuant to the 2019 Short Term Incentive Plan that were settled in order to satisfy certain tax withholding obligations imposed upon the Company. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:27 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 5,120 | $19.71 | $100,915.20 |
DisclosureSEC source: 0000874501-19-000012 · wf-form4_155130283208219.xml · nonDerivative · entry 2 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,493 F2 · shares: As part of this vesting and settlement, 5,120 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:27 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantCommon Stock | 15,076 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000012 · wf-form4_155130283208219.xml · nonDerivative · entry 1 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,613 F1 · shares: The reporting person acquired 15,076 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2016 Long Term Incentive Plan award, which had a three year performance period and vested on February 25, 2019. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 21:55 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 4,296 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000004 · wf-form4_155087252721257.xml · derivative · entry 3 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,323 Underlying: Common Stock · 4,296 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F2 · derivative.exercise_date: On February 21, 2019, there were 4,296 restricted stock units that settled, and were converted into shares of common stock of the Company. F2 · derivative.expiration_date: On February 21, 2019, there were 4,296 restricted stock units that settled, and were converted into shares of common stock of the Company. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 21:55 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 1,484 | $19.87 | $29,487.08 |
DisclosureSEC source: 0000874501-19-000004 · wf-form4_155087252721257.xml · nonDerivative · entry 2 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,537 Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 21:55 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 4,296 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000004 · wf-form4_155087252721257.xml · nonDerivative · entry 1 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:13 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 575 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-18-000079 · wf-form4_152667438319627.xml · derivative · entry 4 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,619 Underlying: Common Stock · 575 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F1 · derivative.exercise_date: On May 16, 2018, the Grant Date, 575 restricted stock units ("RSUs") vested, and were settled and converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. F1 · derivative.expiration_date: On May 16, 2018, the Grant Date, 575 restricted stock units ("RSUs") vested, and were settled and converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:13 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 13,062 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-18-000079 · wf-form4_152667438319627.xml · derivative · entry 3 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,194 Underlying: Common Stock · 13,062 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: On May 16, 2018, there were 13,062 RSUs granted in recognition of the reporting person's efforts to bring about the successful exit of the Segregated Account of Ambac Assurance Corporation from Rehabilitation. The RSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the RSUs shall settle and convert into shares of common stock on May 16, 2019, and the remaining 50% of the RSUs shall settle and convert into shares of common stock on May 16, 2020; provided however, that if the reporting person's employment with the Company is terminated for any reason (other than termination for cause), all of the RSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested RSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. F3 · derivative.expiration_date: On May 16, 2018, there were 13,062 RSUs granted in recognition of the reporting person's efforts to bring about the successful exit of the Segregated Account of Ambac Assurance Corporation from Rehabilitation. The RSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the RSUs shall settle and convert into shares of common stock on May 16, 2019, and the remaining 50% of the RSUs shall settle and convert into shares of common stock on May 16, 2020; provided however, that if the reporting person's employment with the Company is terminated for any reason (other than termination for cause), all of the RSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested RSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:13 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 575 | $19.14 | $11,005.50 |
DisclosureSEC source: 0000874501-18-000079 · wf-form4_152667438319627.xml · nonDerivative · entry 2 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,725 F1 · shares: On May 16, 2018, the Grant Date, 575 restricted stock units ("RSUs") vested, and were settled and converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:13 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 575 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-18-000079 · wf-form4_152667438319627.xml · nonDerivative · entry 1 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 16, 2018, the Grant Date, 575 restricted stock units ("RSUs") vested, and were settled and converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:58 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionDeferred Share Units · Derivative | 3,612 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-18-000043 · wf-form4_152037711370575.xml · derivative · entry 5 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,210 Underlying: Common Stock · 3,612 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: Represents the aggregate amount of deferred share units ("DSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2016 and 2017 Short Term Incentive award. F1 · derivative.expiration_date: Represents the aggregate amount of deferred share units ("DSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2016 and 2017 Short Term Incentive award. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:58 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantDeferred Share Units · Derivative | 9,394 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-18-000043 · wf-form4_152037711370575.xml · derivative · entry 4 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,822 Underlying: Common Stock · 9,394 shares Expires not disclosed F5 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F6 · derivative.exercise_date: On March 2, 2018, there were 9,394 DSUs granted as part of the 2018 Short Term Incentive Plan. The DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2019, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2020; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. F6 · derivative.expiration_date: On March 2, 2018, there were 9,394 DSUs granted as part of the 2018 Short Term Incentive Plan. The DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2019, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2020; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:58 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 8,836 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-18-000043 · wf-form4_152037711370575.xml · derivative · entry 3 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,132 Underlying: Common Stock · 8,836 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSUs") represents a contingent right to receive one share of common stock of the Company. F4 · derivative.exercise_date: On March 2, 2018 the reporting person received a grant of 8,836 RSUs as part of their 2018 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 2, 2019, March 2, 2020, and March 2, 2021. F4 · derivative.expiration_date: On March 2, 2018 the reporting person received a grant of 8,836 RSUs as part of their 2018 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 2, 2019, March 2, 2020, and March 2, 2021. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:58 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 1,832 | $15.09 | $27,644.88 |
DisclosureSEC source: 0000874501-18-000043 · wf-form4_152037711370575.xml · nonDerivative · entry 2 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,725 F2 · shares: Represents the aggregate amount of DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:58 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 3,612 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-18-000043 · wf-form4_152037711370575.xml · nonDerivative · entry 1 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the aggregate amount of deferred share units ("DSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2016 and 2017 Short Term Incentive award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.