Fulmer Hugh Andrew

SEC source: 0001209191-21-030109 · doc4.xml · nonDerivative · entry 1

Fulmer Hugh Andrew · CIK 0001817761 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,531

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: Includes 951 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2021.

SEC source: 0001209191-21-021498 · doc4.xml · nonDerivative · entry 1

Fulmer Hugh Andrew · CIK 0001817761 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,613

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-21-019137 · doc4.xml · nonDerivative · entry 1

Fulmer Hugh Andrew · CIK 0001817761 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,642

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-20-051691 · doc4.xml · nonDerivative · entry 1

Fulmer Hugh Andrew · CIK 0001817761 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,707

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.99 to $13.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

SEC source: 0001209191-20-049998 · doc4.xml · derivative · entry 2

Fulmer Hugh Andrew · CIK 0001817761 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,736

Underlying: Common Stock · 19,736 shares

Expires 2023-09-08

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

SEC source: 0001209191-20-049998 · doc4.xml · nonDerivative · entry 1

Fulmer Hugh Andrew · CIK 0001817761 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,707

F1 · shares: One-quarter of the restricted stock units shall vest and be delivered, net of tax withholding, on each of the first, second, third, and fourth anniversaries of the date of grant.

SEC source: 0001209191-20-048567 · doc4.xml · nonDerivative · entry 2

Fulmer Hugh Andrew · CIK 0001817761 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,839

F2 · shares: Consists of an aggregate of 8,982 shares of common stock underlying restricted stock units ("RSUs") previously granted by SWBI and converted into RSUs of the Issuer taking into account the Distribution Ratio, which includes (i) 111 shares underlying RSUs, all of which are vested and will be delivered, net of tax withholding, on March 15, 2021; (ii) 314 shares underlying RSUs, all of which are vested and will be delivered, net of tax withholding, on June 15, 2021; (iii) 565 shares underlying RSUs, 279 of which are vested and will be delivered, net of tax withholding, on June 15, 2021 and 286 of which shall vest on June 15, 2021 and be delivered, net of tax withholding, on the anniversary thereof;

F3 · shares: (Continued from footnote (2)) (iv) 850 shares underlying RSUs, 278 of which are vested and will be delivered, net of tax withholding, on June 15, 2021 and 286 of which shall vest on each of June 15, 2021 and June 15, 2022 and be delivered, net of tax withholding, on the anniversary of the applicable vesting date; (v) 1,136 shares underlying RSUs, 278 of which are vested and will be delivered, net of tax withholding, on June 15, 2021 and 286 of which shall vest on each of June 15, 2021, June 15, 2022, and June 15, 2023 and be delivered, net of tax withholding, on the anniversary of the applicable vesting date; (vi) 2,000 shares underlying RSUs, all of which will vest on March 6, 2021 and will be delivered, net of tax withholding, on March 6, 2022; and

F4 · shares: (Continued from footnote (3)) (vii) 4,006 shares underlying RSUs, one-quarter of which shall vest on each of the first, second, third, and fourth anniversaries of May 1, 2020 and be delivered, net of tax withholding, on the anniversary of the applicable vesting date.

SEC source: 0001209191-20-048567 · doc4.xml · derivative · entry 3

Fulmer Hugh Andrew · CIK 0001817761 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,012

Underlying: Common Stock · 8,012 shares

Expires 2024-05-01

F5 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on market cap performance over a three-year performance period beginning on May 1, 2020, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F6 · kind: In connection with the Distribution, the Reporting Person received a performance-based restricted stock unit award ("PSU") from the Issuer for each SWBI PSU held as of the Record Date, with the number of target shares for each award determined based on the Distribution Ratio.

F5 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on market cap performance over a three-year performance period beginning on May 1, 2020, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

SEC source: 0001209191-20-048567 · doc4.xml · nonDerivative · entry 1

Fulmer Hugh Andrew · CIK 0001817761 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,857

F1 · kind: Smith & Wesson Brands, Inc. ("SWBI") authorized the distribution of 100% of the Issuer's outstanding common stock to holders of SWBI common stock (the "Distribution") as of the close of business on August 10, 2020 (the "Record Date"), with a distribution date of August 24, 2020. In connection with the Distribution, the Reporting Person received one share of the Issuer's common stock for every four shares of SWBI common stock held as of the Record Date (the "Distribution Ratio").