Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hercules Capital, Inc.HTGC · Entity 4164 | President | October 09, 2026 | October 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hercules Capital, Inc.
Report date October 09, 2026 · Filed October 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 429,131 |
Ending reported balance
After 2026-10-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-10-09 · Tax withholding · Disposed 3,011 · Balance 432,589 F1: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2026. Row 2 · 2026-10-09 · Tax withholding · Disposed 3,458 · Balance 429,131 F1: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 13, 2022 Filed Jul 14, 2022 23:42 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 3,125 | $13.78 | $43,062.50 |
DisclosureSEC source: 0001562180-22-005673 · primarydocument.xml · nonDerivative · entry 2 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,867 F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 13, 2022. Read SEC document |
| July 12, 2022 Filed Jul 14, 2022 23:42 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 3,083 | $13.77 | $42,452.91 |
DisclosureSEC source: 0001562180-22-005673 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,992 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 12, 2022. Read SEC document |
| April 13, 2022 Filed Apr 14, 2022 22:43 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 3,125 | $18.54 | $57,937.50 |
DisclosureSEC source: 0001562180-22-003406 · primarydocument.xml · nonDerivative · entry 2 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,075 F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 13, 2022. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 22:43 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 3,083 | $18.30 | $56,418.90 |
DisclosureSEC source: 0001562180-22-003406 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,200 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 12, 2022. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 23:04 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 1,668 | $17.02 | $28,389.36 |
DisclosureSEC source: 0001562180-22-002685 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,283 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on March 14, 2022. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 22:42 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 2,180 | $17.73 | $38,651.40 |
DisclosureSEC source: 0001562180-22-000495 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,951 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 13, 2022. Read SEC document |
| January 12, 2022 Filed Jan 14, 2022 21:23 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 9,020 | $17.75 | $160,105.00 |
DisclosureSEC source: 0001562180-22-000478 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,131 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 12, 2022. Read SEC document |
| January 11, 2022 Filed Jan 12, 2022 21:18 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 72,857 | $17.50 | $1,274,997.50 |
DisclosureSEC source: 0001562180-22-000424 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,151 F1 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 23:00 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 1,668 | $16.32 | $27,221.76 |
DisclosureSEC source: 0001562180-21-007731 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,294 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on December 14, 2021. Read SEC document |
| October 13, 2021 Filed Oct 15, 2021 20:29 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 3,143 | $17.27 | $54,279.61 |
DisclosureSEC source: 0001562180-21-006472 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,962 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 13, 2021. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 21:13 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 1,517 | $16.57 | $25,136.69 |
DisclosureSEC source: 0001562180-21-005969 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,105 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on September 14, 2021. Read SEC document |
| July 13, 2021 Filed Jul 15, 2021 20:09 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 2,767 | $17.25 | $47,730.75 |
DisclosureSEC source: 0001562180-21-004951 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,622 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 13, 2021. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 20:11 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 1,477 | $17.41 | $25,714.57 |
DisclosureSEC source: 0001562180-21-004269 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,389 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on June 14, 2021. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 21:56 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 2,767 | $16.90 | $46,762.30 |
DisclosureSEC source: 0001437749-21-009062 · rdgdoc.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,866 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 13, 2021. Read SEC document |
| March 14, 2021 Filed Mar 16, 2021 20:20 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 1,477 | $16.22 | $23,956.94 |
DisclosureSEC source: 0001437749-21-006166 · rdgdoc.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,633 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on March 14, 2021. Read SEC document |
| January 13, 2021 Filed Jan 14, 2021 21:15 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 7,704 | $14.65 | $112,863.60 |
DisclosureSEC source: 0001437749-21-000722 · rdgdoc.xml · nonDerivative · entry 2 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,110 F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 13, 2021. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 21:15 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 74,606 | $14.59 | $1,088,501.54 |
DisclosureSEC source: 0001437749-21-000722 · rdgdoc.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,814 F1 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions with one-third vesting on January 12, 2022 followed by quarterly vesting over the following 24 months. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:17 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 975 | $13.92 | $13,572.00 |
DisclosureSEC source: 0001437749-20-025487 · rdgdoc.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,208 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on December 14, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 20:11 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 975 | $11.68 | $11,388.00 |
DisclosureSEC source: 0001437749-20-019768 · rdgdoc.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,183 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on September 14, 2020. Read SEC document |
| March 14, 2020 Filed Mar 17, 2020 21:04 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 4,652 | $10.57 | $49,171.64 |
DisclosureSEC source: 0001437749-20-005482 · rdgdoc.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,321 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on March 14, 2020. Read SEC document |
| March 14, 2020 Filed Jun 16, 2020 21:03 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 1,163 | $10.91 | $12,688.33 |
DisclosureSEC source: 0001437749-20-013247 · rdgdoc.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,158 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on June 14, 2020. Read SEC document |
| January 13, 2020 Filed Jan 13, 2020 22:13 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 75,618 | $14.15 | $1,069,994.70 |
DisclosureSEC source: 0001437749-20-000555 · rdgdoc.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,973 F1 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions with one-third vesting on January 13, 2021 followed by quarterly vesting over the following 24 months. Read SEC document |
| March 14, 2019 Filed Mar 21, 2019 20:02 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 40,355 | $12.39 | $499,998.45 |
DisclosureSEC source: 0001437749-19-005418 · rdgdoc.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,355 F1 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on March 14, 2020 followed by quarterly vesting over the following 24 months. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.