Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hercules Capital, Inc.HTGC · Entity 4164 | President | October 09, 2026 | October 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hercules Capital, Inc.
Report date October 09, 2026 · Filed October 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 429,131 |
Ending reported balance
After 2026-10-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-10-09 · Tax withholding · Disposed 3,011 · Balance 432,589 F1: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2026. Row 2 · 2026-10-09 · Tax withholding · Disposed 3,458 · Balance 429,131 F1: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 09, 2026 Filed Oct 13, 2026 19:21 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 3,458 | $16.51 | $57,091.58 |
DisclosureSEC source: 0001768773-26-000011 · primarydocument.xml · nonDerivative · entry 2 Meyer Seth H · CIK 0001768773 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 429,131 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2026. Read SEC document |
| October 09, 2026 Filed Oct 13, 2026 19:21 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 3,011 | $16.51 | $49,711.61 |
DisclosureSEC source: 0001768773-26-000011 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 432,589 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2026. Read SEC document |
| September 09, 2026 Filed Sep 11, 2026 13:50 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 5 | $17.61 | $88.05 |
DisclosureSEC source: 0001768773-26-000010 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 435,600 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on September 9, 2026. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 18:39 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 3,458 | $15.69 | $54,256.02 |
DisclosureSEC source: 0001768773-26-000009 · primarydocument.xml · nonDerivative · entry 2 Meyer Seth H · CIK 0001768773 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 435,605 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 9, 2026. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 18:39 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 3,011 | $15.69 | $47,242.59 |
DisclosureSEC source: 0001768773-26-000009 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 439,063 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 9, 2026. Read SEC document |
| June 09, 2026 Filed Jun 10, 2026 22:27 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 5 | $15.45 | $77.25 |
DisclosureSEC source: 0001768773-26-000007 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 442,074 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on June 9, 2026. Read SEC document |
| April 09, 2026 Filed Apr 13, 2026 21:21 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 3,011 | $14.74 | $44,382.14 |
DisclosureSEC source: 0001768773-26-000006 · primarydocument.xml · nonDerivative · entry 2 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 442,079 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 9, 2026. Read SEC document |
| April 09, 2026 Filed Apr 13, 2026 21:21 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 3,458 | $14.74 | $50,970.92 |
DisclosureSEC source: 0001768773-26-000006 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 445,090 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 9, 2026. Read SEC document |
| March 05, 2026 Filed Mar 9, 2026 19:59 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 5 | $15.11 | $75.55 |
DisclosureSEC source: 0001768773-26-000005 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 448,548 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on March 5, 2026. Read SEC document |
| February 27, 2026 Filed Feb 27, 2026 21:33 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | PurchaseCommon Stock | 7,000 | $14.33 | $100,310.00 |
DisclosureSEC source: 0001768773-26-000003 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 448,553 F1 · price: Average purchase price. Shares purchased at prices between $14.30 and $14.35. Read SEC document |
| February 27, 2026 Filed Mar 2, 2026 22:59 UTC Amendment | Hercules Capital, Inc. HTGC · Entity 4164 | PurchaseCommon Stock | 14,000 | $14.33 | $200,620.00 |
DisclosureSEC source: 0001768773-26-000004 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 448,553 F1 · shares: This Form 4 amendment corrects an administrative error in reporting the number of shares purchased by the Reporting Person. There is no change to the resulting amount of securities beneficially owned by the Reporting Person, which was correct in the original Form 4. F2 · price: Average purchase price. Shares purchased at prices between $14.30 and $14.35. Read SEC document |
| January 11, 2026 Filed Jan 13, 2026 23:46 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 4,052 | $18.59 | $75,326.68 |
DisclosureSEC source: 0001768773-26-000002 · primarydocument.xml · nonDerivative · entry 2 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 434,553 F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2026. Read SEC document |
| January 09, 2026 Filed Jan 13, 2026 23:46 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 15,965 | $18.59 | $296,789.35 |
DisclosureSEC source: 0001768773-26-000002 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 438,605 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 9, 2026. Read SEC document |
| January 08, 2026 Filed Jan 12, 2026 21:28 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 84,978 | $18.24 | $1,549,998.72 |
DisclosureSEC source: 0001768773-26-000001 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 454,570 F1 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months. Read SEC document |
| December 05, 2025 Filed Dec 8, 2025 21:52 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001768773-25-000009 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 369,592 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on December 5, 2025. Read SEC document |
| December 04, 2025 Filed Dec 8, 2025 21:52 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantRestricted Stock Units · Derivative | 7,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001768773-25-000009 · primarydocument.xml · derivative · entry 2 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,184 Underlying: Common Stock · 0 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on December 4, 2025 which will vest 100% on December 4, 2032. F3 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on December 4, 2025 which will vest 100% on December 4, 2032. Read SEC document |
| October 11, 2025 Filed Oct 15, 2025 23:04 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 4,051 | $16.70 | $67,651.70 |
DisclosureSEC source: 0001768773-25-000007 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 369,612 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 11, 2025. Read SEC document |
| October 09, 2025 Filed Oct 14, 2025 21:36 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 3,458 | $17.06 | $58,993.48 |
DisclosureSEC source: 0001768773-25-000006 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 373,663 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2025. Read SEC document |
| July 11, 2025 Filed Jul 15, 2025 21:03 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 4,051 | $18.94 | $76,725.94 |
DisclosureSEC source: 0001562180-25-005425 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 377,121 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 11, 2025. Read SEC document |
| July 09, 2025 Filed Jul 11, 2025 20:22 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 3,458 | $18.56 | $64,180.48 |
DisclosureSEC source: 0001562180-25-005396 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 381,172 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 9, 2025. Read SEC document |
| April 11, 2025 Filed Apr 15, 2025 23:33 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 4,577 | $16.83 | $77,030.91 |
DisclosureSEC source: 0001562180-25-003168 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 384,630 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 11, 2025. Read SEC document |
| April 09, 2025 Filed Apr 11, 2025 21:08 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 3,876 | $17.49 | $67,791.24 |
DisclosureSEC source: 0001562180-25-003122 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 389,207 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 9, 2025. Read SEC document |
| January 11, 2025 Filed Jan 15, 2025 00:42 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 7,721 | $19.73 | $152,335.33 |
DisclosureSEC source: 0001562180-25-000365 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 393,083 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2025. Read SEC document |
| January 09, 2025 Filed Jan 13, 2025 21:06 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 82,583 | $19.98 | $1,650,008.34 |
DisclosureSEC source: 0001562180-25-000326 · primarydocument.xml · nonDerivative · entry 2 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400,804 F2 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months. Read SEC document |
| January 09, 2025 Filed Jan 13, 2025 21:06 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 16,351 | $19.98 | $326,692.98 |
DisclosureSEC source: 0001562180-25-000326 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 318,221 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 9, 2025. Read SEC document |
| December 05, 2024 Filed Dec 10, 2024 01:42 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantRestricted Stock Units · Derivative | 10,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-008282 · primarydocument.xml · derivative · entry 2 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,264 Underlying: Common Stock · 10,576 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on December 5, 2024 which will vest 100% on December 5, 2031. F3 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on December 5, 2024 which will vest 100% on December 5, 2031. Read SEC document |
| December 05, 2024 Filed Dec 10, 2024 01:42 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 132 | $18.91 | $2,496.12 |
DisclosureSEC source: 0001562180-24-008282 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 334,572 F1 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months. Read SEC document |
| October 11, 2024 Filed Oct 15, 2024 20:52 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 7,770 | $19.63 | $152,525.10 |
DisclosureSEC source: 0001562180-24-007324 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 334,440 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 11, 2024. Read SEC document |
| July 11, 2024 Filed Jul 15, 2024 21:32 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 6,708 | $21.11 | $141,605.88 |
DisclosureSEC source: 0001562180-24-005735 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 342,210 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 11, 2024. Read SEC document |
| April 11, 2024 Filed Apr 16, 2024 00:01 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 6,708 | $18.41 | $123,494.28 |
DisclosureSEC source: 0001562180-24-003416 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 348,919 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 11, 2024. Read SEC document |
| January 12, 2024 Filed Jan 18, 2024 00:47 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 2,696 | $17.58 | $47,395.68 |
DisclosureSEC source: 0001562180-24-000513 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 355,492 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 12, 2024. Read SEC document |
| January 11, 2024 Filed Jan 17, 2024 01:28 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 19,217 | $17.48 | $335,913.16 |
DisclosureSEC source: 0001562180-24-000469 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 358,188 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2024. Read SEC document |
| January 11, 2024 Filed Apr 10, 2024 20:37 UTC Amendment | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 19,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-003380 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 358,322 F1 · shares: This Form 4 amendment is to correct an administrative error in reporting the number of shares withheld to pay taxes with respect to the vesting of restricted stock and the resulting amount of securities beneficially owned by the Reporting Person. F1 · balance_after: This Form 4 amendment is to correct an administrative error in reporting the number of shares withheld to pay taxes with respect to the vesting of restricted stock and the resulting amount of securities beneficially owned by the Reporting Person. Read SEC document |
| January 09, 2024 Filed Jan 10, 2024 21:43 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 94,828 | $17.40 | $1,650,007.20 |
DisclosureSEC source: 0001562180-24-000411 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 377,405 F1 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months. Read SEC document |
| December 07, 2023 Filed Dec 11, 2023 22:31 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantRestricted Stock Units · Derivative | 13,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-008277 · primarydocument.xml · derivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,688 Underlying: Common Stock · 13,055 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on December 7, 2023 which will vest 100% on December 7, 2030. F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on December 7, 2023 which will vest 100% on December 7, 2030. Read SEC document |
| October 12, 2023 Filed Oct 16, 2023 20:02 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 2,720 | $16.25 | $44,200.00 |
DisclosureSEC source: 0001562180-23-007304 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 282,577 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 12, 2023. Read SEC document |
| October 11, 2023 Filed Oct 13, 2023 20:15 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 2,657 | $16.26 | $43,202.82 |
DisclosureSEC source: 0001562180-23-007287 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 285,297 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 11, 2023. Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 00:54 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 2,720 | $15.73 | $42,785.60 |
DisclosureSEC source: 0001562180-23-005897 · primarydocument.xml · nonDerivative · entry 2 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 287,963 F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 12, 2023. Read SEC document |
| July 12, 2023 Filed Jul 17, 2023 22:08 UTC Amendment | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 2,720 | $15.73 | $42,785.60 |
DisclosureSEC source: 0001562180-23-005919 · primarydocument.xml · nonDerivative · entry 2 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 287,954 F1 · balance_after: This Form 4 amendment is to correct an administrative error in reporting the number of shares withheld to pay taxes with respect to the vesting of restricted stock and the resulting amount of securities beneficially owned by the Issuer. Read SEC document |
| July 11, 2023 Filed Jul 14, 2023 00:54 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 2,657 | $15.55 | $41,316.35 |
DisclosureSEC source: 0001562180-23-005897 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 290,683 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 11, 2023. Read SEC document |
| July 11, 2023 Filed Jul 17, 2023 22:08 UTC Amendment | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 2,666 | $15.55 | $41,456.30 |
DisclosureSEC source: 0001562180-23-005919 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 290,674 F1 · shares: This Form 4 amendment is to correct an administrative error in reporting the number of shares withheld to pay taxes with respect to the vesting of restricted stock and the resulting amount of securities beneficially owned by the Issuer. F1 · balance_after: This Form 4 amendment is to correct an administrative error in reporting the number of shares withheld to pay taxes with respect to the vesting of restricted stock and the resulting amount of securities beneficially owned by the Issuer. Read SEC document |
| April 12, 2023 Filed Apr 14, 2023 20:15 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 3,083 | $12.45 | $38,383.35 |
DisclosureSEC source: 0001562180-23-003554 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 293,340 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 12, 2023. Read SEC document |
| April 11, 2023 Filed Apr 13, 2023 23:40 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 3,011 | $12.43 | $37,426.73 |
DisclosureSEC source: 0001562180-23-003549 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 296,423 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 11, 2023. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 21:59 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantRestricted Stock Units · Derivative | 13,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-001120 · primarydocument.xml · derivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,633 Underlying: Common Stock · 13,633 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The Reporting Person recieved an award of restricted stock units on February 6, 2023 which will vest 100% on February 6, 2030. F2 · derivative.expiration_date: The Reporting Person recieved an award of restricted stock units on February 6, 2023 which will vest 100% on February 6, 2030. Read SEC document |
| January 13, 2023 Filed Jan 17, 2023 22:42 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 2,180 | $13.65 | $29,757.00 |
DisclosureSEC source: 0001562180-23-000453 · primarydocument.xml · nonDerivative · entry 2 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,434 F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 13, 2023. Read SEC document |
| January 12, 2023 Filed Jan 17, 2023 22:42 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 2,150 | $13.69 | $29,433.50 |
DisclosureSEC source: 0001562180-23-000453 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,614 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 12, 2023. Read SEC document |
| January 11, 2023 Filed Jan 13, 2023 22:16 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 9,006 | $13.50 | $121,581.00 |
DisclosureSEC source: 0001562180-23-000416 · primarydocument.xml · nonDerivative · entry 2 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,764 F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2023. Read SEC document |
| January 11, 2023 Filed Jan 13, 2023 22:16 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 111,111 | $13.50 | $1,499,998.50 |
DisclosureSEC source: 0001562180-23-000416 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,770 F1 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months. Read SEC document |
| October 13, 2022 Filed Oct 14, 2022 20:07 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 3,125 | $12.66 | $39,562.50 |
DisclosureSEC source: 0001562180-22-007192 · primarydocument.xml · nonDerivative · entry 2 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,659 F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 13, 2022. Read SEC document |
| October 12, 2022 Filed Oct 14, 2022 20:07 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 3,083 | $12.10 | $37,304.30 |
DisclosureSEC source: 0001562180-22-007192 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,784 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 12, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.