organization · Reporting owner

Cohen & Company, LLC

Disclosed activity across 8 companies

Tapewire entity: 30784
SEC CIK: 0001510279

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Columbus Circle Capital Corp IIICCCTU · Entity 5697	10% owner	July 10, 2026	July 13, 2026
INSU ACQUISITION CORP IIIIIII · Entity 144388	10% owner	December 22, 2020	December 24, 2020
Inflection Point Acquisition Corp. VIICMIIU · Entity 5897	10% owner	February 12, 2026	February 18, 2026
International Money Express, Inc.IMXI · Entity 5575	Member 13d group owns over 10%	July 27, 2018	August 01, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Columbus Circle Capital Corp III

Report date July 10, 2026 · Filed July 13, 2026

Jointly reported with COLUMBUS CIRCLE 3 SPONSOR Corp LLC, Cohen & Co Inc.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A ordinary sharesSEC Table I · non-derivative	Direct	265,000	Reported balance After 2026-07-10 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-07-10 · Purchase · Acquired 265,000 · Balance 265,000 F1: Represents shares underlying units (each unit consisting of one Class A ordinary share and one-third of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Columbus Circle 3 Sponsor Corporation LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Columbus Circle Capital Corp III (the "Issuer"). Does not include 7,666,667 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-296208). F2: Cohen & Company, LLC ("Cohen LLC"), the managing member of Columbus Circle 3 Sponsor Corporation LLC (the "Sponsor") holds voting and investment discretion with respect to the securities held of record by the Sponsor. Cohen & Company Inc. ("Cohen") controls, through subsidiaries, the Sponsor. Each of Cohen and Cohen LLC disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest each of them may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares underlying units (each unit consisting of one Class A ordinary share and one-third of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Columbus Circle 3 Sponsor Corporation LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Columbus Circle Capital Corp III (the "Issuer"). Does not include 7,666,667 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-296208).

F2: Cohen & Company, LLC ("Cohen LLC"), the managing member of Columbus Circle 3 Sponsor Corporation LLC (the "Sponsor") holds voting and investment discretion with respect to the securities held of record by the Sponsor. Cohen & Company Inc. ("Cohen") controls, through subsidiaries, the Sponsor. Each of Cohen and Cohen LLC disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest each of them may have therein, directly or indirectly.

INSU ACQUISITION CORP III

Report date December 22, 2020 · Filed December 24, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Dioptra Advisors III, LLC	5,865,000	Reported balance After 2020-12-22 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2020-12-22 · Other · Disposed 23,333 · Balance 5,865,000 F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2: Forfeiture and cancellation of shares of Class B common stock for no consideration because the underwriters' over-allotment option was not exercised in full. F3: These shares are held directly by one of the issuer's sponsors, Insurance Acquisition Sponsor III, LLC or Dioptra Advisors III, LLC, each of which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Insurance Acquisition Sponsor III, LLC	2,660,000	Reported balance Holding disclosure · report date 2020-12-22 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance 2,660,000 F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3: These shares are held directly by one of the issuer's sponsors, Insurance Acquisition Sponsor III, LLC or Dioptra Advisors III, LLC, each of which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date.

F2: Forfeiture and cancellation of shares of Class B common stock for no consideration because the underwriters' over-allotment option was not exercised in full.

F3: These shares are held directly by one of the issuer's sponsors, Insurance Acquisition Sponsor III, LLC or Dioptra Advisors III, LLC, each of which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.

Inflection Point Acquisition Corp. VII

Report date February 12, 2026 · Filed February 18, 2026

Jointly reported with COLUMBUS CIRCLE 2 SPONSOR Corp LLC, Cohen & Co Inc.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A ordinary sharesSEC Table I · non-derivative	Direct	265,000	Reported balance After 2026-02-12 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-02-12 · Purchase · Acquired 265,000 · Balance 265,000 F1: Represents shares underlying units (each unit consisting of one Class A ordinary share and one-third of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Columbus Circle 2 Sponsor Corporation LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Columbus Circle Capital Corp II (the "Issuer"). Does not include 7,666,667 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-292861). F2: Cohen & Company, LLC ("Cohen LLC"), the managing member of Columbus Circle 2 Sponsor Corporation LLC (the "Sponsor") holds voting and investment discretion with respect to the securities held of record by the Sponsor. Cohen & Company Inc. ("Cohen") controls, through subsidiaries, the Sponsor. Each of Cohen and Cohen LLC disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest each of them may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares underlying units (each unit consisting of one Class A ordinary share and one-third of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Columbus Circle 2 Sponsor Corporation LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Columbus Circle Capital Corp II (the "Issuer"). Does not include 7,666,667 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-292861).

F2: Cohen & Company, LLC ("Cohen LLC"), the managing member of Columbus Circle 2 Sponsor Corporation LLC (the "Sponsor") holds voting and investment discretion with respect to the securities held of record by the Sponsor. Cohen & Company Inc. ("Cohen") controls, through subsidiaries, the Sponsor. Each of Cohen and Cohen LLC disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest each of them may have therein, directly or indirectly.

International Money Express, Inc.

Report date July 27, 2018 · Filed August 01, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy wholly owned subsidiary	247,500	Reported balance After 2018-07-27 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2018-07-27 · Sale · Disposed 2,500 · Balance 247,500
Common StockSEC Table I · non-derivative	IndirectBy wholly owned subsdiariy	245,000	Reported balance After 2018-07-27 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2018-07-27 · Sale · Disposed 2,500 · Balance 245,000
Common StockSEC Table I · non-derivative	Direct	80,000	Reported balance Holding disclosure · report date 2018-07-27 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 80,000

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

10X Capital Venture Acquisition Corp

Report date November 24, 2020 · Filed November 28, 2020

Section 16 reporting ended · disclosed 2020-11-28. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
UnitsSEC Table I · non-derivative	IndirectBy J.V.B. Financial Group, LLC	113,748	Reported balance After 2020-11-24 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2020-11-24 · Sale · Disposed 1,536,252 · Balance 113,748 F1: Each Unit consists of one share of Class A Common Stock and one-half of one redeemable warrant. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.94 to $10.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
UnitsSEC Table I · non-derivative	IndirectBy managed account	250,000	Reported balance After 2020-11-24 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2020-11-24 · Sale · Disposed 1,400,000 · Balance 250,000 F1: Each Unit consists of one share of Class A Common Stock and one-half of one redeemable warrant. F3: These shares were held directly by an account managed by Cohen & Company Financial Management, LLC, a subsidiary of the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person was the beneficial owner of such securities for any other purpose. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.98 to $10.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4

Filing footnotes · ownership attribution and instrument terms

F1: Each Unit consists of one share of Class A Common Stock and one-half of one redeemable warrant.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.94 to $10.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3: These shares were held directly by an account managed by Cohen & Company Financial Management, LLC, a subsidiary of the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person was the beneficial owner of such securities for any other purpose.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.98 to $10.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4

Columbus Circle Capital Corp. I

Report date December 03, 2025 · Filed December 11, 2025

Jointly reported with Cohen & Co Inc.

Section 16 reporting ended · disclosed 2025-12-11. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B ordinary sharesSEC Table II · derivative / convertible security	Direct	2,239,166	Reported balance After 2025-12-03 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2025-12-03 · Other · Acquired 2,151,666 · Balance 2,239,166 F1: On December 3, 2025, Columbus Circle 1 Sponsor Corp (the "Sponsor") distributed (i) 8,245,833 of its Class B ordinary shares (the "Class B Ordinary Shares"), par value $0.0001 per share, of Columbus Circle Capital Corp I (the "Issuer") and (ii) all of its 265,000 private placement units (the "Private Placement Units"), each Private Placement Unit consisting of one Class A ordinary share, par value $0.0001 per share, of the Issuer (the "Class A Ordinary Shares") and one-half of one warrant (with each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share) to its members and members of Columbus Circle 1E Sponsor Corporation LLC ("Columbus Circle 1E"), a member of the Sponsor, for no consideration (the "Sponsor Distribution"). Cohen & Company, LLC ("Cohen LLC"), the managing member of the Sponsor, received 2,151,666 Class B Ordinary Shares pursuant to the Sponsor Distribution. Cohen & Company Inc. ("Cohen") is the parent company of Cohen LLC. F2: The Class B Ordinary Shares have no expiration date, will automatically convert into Class A Ordinary Shares upon the closing of the Issuer's initial business combination (the "Closing"), are subject to certain time and price vesting conditions pursuant to the Sponsor Letter Agreement, effective as of December 3, 2025, by and between the Sponsor and ProCap Financial, Inc, and are subject to a six-month lock-up restrictions on transfer following the Closing pursuant to the Insider Letter Agreement, dated May 15, 2025, by and among the Issuer, the Sponsor, and other parties thereto. F3: Includes the 87,500 Class B Ordinary Shares held by the Sponsor, for which Cohen LLC holds voting and investment discretion. Each of Cohen and Cohen LLC disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest each of them may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: On December 3, 2025, Columbus Circle 1 Sponsor Corp (the "Sponsor") distributed (i) 8,245,833 of its Class B ordinary shares (the "Class B Ordinary Shares"), par value $0.0001 per share, of Columbus Circle Capital Corp I (the "Issuer") and (ii) all of its 265,000 private placement units (the "Private Placement Units"), each Private Placement Unit consisting of one Class A ordinary share, par value $0.0001 per share, of the Issuer (the "Class A Ordinary Shares") and one-half of one warrant (with each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share) to its members and members of Columbus Circle 1E Sponsor Corporation LLC ("Columbus Circle 1E"), a member of the Sponsor, for no consideration (the "Sponsor Distribution"). Cohen & Company, LLC ("Cohen LLC"), the managing member of the Sponsor, received 2,151,666 Class B Ordinary Shares pursuant to the Sponsor Distribution. Cohen & Company Inc. ("Cohen") is the parent company of Cohen LLC.

F2: The Class B Ordinary Shares have no expiration date, will automatically convert into Class A Ordinary Shares upon the closing of the Issuer's initial business combination (the "Closing"), are subject to certain time and price vesting conditions pursuant to the Sponsor Letter Agreement, effective as of December 3, 2025, by and between the Sponsor and ProCap Financial, Inc, and are subject to a six-month lock-up restrictions on transfer following the Closing pursuant to the Insider Letter Agreement, dated May 15, 2025, by and among the Issuer, the Sponsor, and other parties thereto.

F3: Includes the 87,500 Class B Ordinary Shares held by the Sponsor, for which Cohen LLC holds voting and investment discretion. Each of Cohen and Cohen LLC disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest each of them may have therein, directly or indirectly.

Metromile, LLC

Report date December 30, 2020 · Filed February 10, 2021

Section 16 reporting ended · disclosed 2021-02-10. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectBy Insurance Acquisition Sponsor II, LLC	2,841,000	Reported balance After 2021-02-09 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2021-02-09 · Exercise / conversion · Acquired 2,388,500 · Balance 2,841,000 F4: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F5: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class A Common StockSEC Table I · non-derivative	IndirectBy Dioptra Advisors II, LLC	4,281,167	Reported balance After 2021-02-09 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2021-02-09 · Exercise / conversion · Acquired 4,281,167 · Balance 4,281,167 F4: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F5: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class A Common StockSEC Table I · non-derivative	IndirectBy INSU PIPE Sponsor II, LLC	2,500,000	Reported balance After 2021-02-09 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2021-02-09 · Grant · Acquired 2,500,000 · Balance 2,500,000 F5: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy DioptraAdvisors II, LLC	5,036,667	Reported balance After 2020-12-30 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2020-12-30 · Other · Disposed 500,000 · Balance 5,036,667 F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2: Represents shares of Class B common stock transferred by Dioptra Advisors II, LLC to Insurance Acquisition Sponsor II, LLC for no consideration. F5: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Insurance Acquisition Sponsor II, LLC	2,810,000	Reported balance After 2020-12-30 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2020-12-30 · Other · Acquired 500,000 · Balance 2,810,000 F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2: Represents shares of Class B common stock transferred by Dioptra Advisors II, LLC to Insurance Acquisition Sponsor II, LLC for no consideration. F5: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Insurance Acquisition Sponsor II, LLC	2,388,500	Reported balance After 2021-02-09 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2021-02-09 · Other · Disposed 421,500 · Balance 2,388,500 F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3: Represents shares of Class B common stock forfeited to the issuer for no consideration in connection with the issuer's initial business combination. F5: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Insurance Acquisition Sponsor II, LLC	0	Reported balance After 2021-02-09 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2021-02-09 · Exercise / conversion · Disposed 2,388,500 · Balance 0 F4: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Dioptra Advisors II, LLC	4,281,167	Reported balance After 2021-02-09 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2021-02-09 · Other · Disposed 755,500 · Balance 4,281,167 F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3: Represents shares of Class B common stock forfeited to the issuer for no consideration in connection with the issuer's initial business combination. F5: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Dioptra Advisors II, LLC	0	Reported balance After 2021-02-09 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2021-02-09 · Exercise / conversion · Disposed 4,281,167 · Balance 0 F4: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F2: Represents shares of Class B common stock transferred by Dioptra Advisors II, LLC to Insurance Acquisition Sponsor II, LLC for no consideration.

F3: Represents shares of Class B common stock forfeited to the issuer for no consideration in connection with the issuer's initial business combination.

F4: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date.

F5: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.

SHIFT TECHNOLOGIES, INC.

Report date October 13, 2020 · Filed October 15, 2020

Section 16 reporting ended · disclosed 2020-10-15. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	600,000	Reported balance After 2020-10-13 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2020-10-13 · Grant · Acquired 600,000 · Balance 600,000 F1: These shares are held directly by INSU Pipe Sponsor, LLC, which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	2,431,570	Reported balance After 2020-10-13 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2020-10-13 · Exercise / conversion · Acquired 2,056,570 · Balance 2,431,570 F2: On October 13, 2020, the issuer acquired Shift Technologies, Inc. ("Shift") by the merger (the "Merger") of IAC Merger Sub, Inc., a wholly-owned subsidiary of the issuer, with and into Shift, with Shift surviving as a wholly-owned subsidiary of the issuer. As a result of the Merger, each of the issuer's outstanding shares of Class B Common Stock converted automatically into 1.096837 shares of Class A Common Stock. F3: These shares are held directly by Insurance Acquisition Sponsor, LLC, which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	3,540,956	Reported balance After 2020-10-13 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2020-10-13 · Exercise / conversion · Acquired 3,540,956 · Balance 3,540,956 F2: On October 13, 2020, the issuer acquired Shift Technologies, Inc. ("Shift") by the merger (the "Merger") of IAC Merger Sub, Inc., a wholly-owned subsidiary of the issuer, with and into Shift, with Shift surviving as a wholly-owned subsidiary of the issuer. As a result of the Merger, each of the issuer's outstanding shares of Class B Common Stock converted automatically into 1.096837 shares of Class A Common Stock. F4: These shares are held directly by Dioptra Advisors, LLC, which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSee footnote	0	Reported balance After 2020-10-13 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2020-10-13 · Exercise / conversion · Disposed 1,875,000 · Balance 0 F2: On October 13, 2020, the issuer acquired Shift Technologies, Inc. ("Shift") by the merger (the "Merger") of IAC Merger Sub, Inc., a wholly-owned subsidiary of the issuer, with and into Shift, with Shift surviving as a wholly-owned subsidiary of the issuer. As a result of the Merger, each of the issuer's outstanding shares of Class B Common Stock converted automatically into 1.096837 shares of Class A Common Stock. F3: These shares are held directly by Insurance Acquisition Sponsor, LLC, which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSee footnote	0	Reported balance After 2020-10-13 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2020-10-13 · Exercise / conversion · Disposed 3,228,333 · Balance 0 F2: On October 13, 2020, the issuer acquired Shift Technologies, Inc. ("Shift") by the merger (the "Merger") of IAC Merger Sub, Inc., a wholly-owned subsidiary of the issuer, with and into Shift, with Shift surviving as a wholly-owned subsidiary of the issuer. As a result of the Merger, each of the issuer's outstanding shares of Class B Common Stock converted automatically into 1.096837 shares of Class A Common Stock. F4: These shares are held directly by Dioptra Advisors, LLC, which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2025-10-13	IndirectSee footnote	187,500	Reported balance Holding disclosure · report date 2020-10-13 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance 187,500 F5: These warrants are held directly by Insurance Acquisition Sponsor, LLC, which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held directly by INSU Pipe Sponsor, LLC, which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.

F2: On October 13, 2020, the issuer acquired Shift Technologies, Inc. ("Shift") by the merger (the "Merger") of IAC Merger Sub, Inc., a wholly-owned subsidiary of the issuer, with and into Shift, with Shift surviving as a wholly-owned subsidiary of the issuer. As a result of the Merger, each of the issuer's outstanding shares of Class B Common Stock converted automatically into 1.096837 shares of Class A Common Stock.

F3: These shares are held directly by Insurance Acquisition Sponsor, LLC, which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.

F4: These shares are held directly by Dioptra Advisors, LLC, which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.

F5: These warrants are held directly by Insurance Acquisition Sponsor, LLC, which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
July 10, 2026 Filed Jul 13, 2026 23:20 UTC	Columbus Circle Capital Corp III CCCTU · Entity 5697	PurchaseClass A ordinary shares	265,000	$10.00	$2,650,000.00	Disclosure SEC source: 0001185185-26-002924 · ownership.xml · nonDerivative · entry 1 COLUMBUS CIRCLE 3 SPONSOR Corp LLC · CIK 0002137455 · 10% owner Cohen & Company, LLC · CIK 0001510279 · 10% owner Cohen & Co Inc. · CIK 0001270436 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 265,000 F1 · shares: Represents shares underlying units (each unit consisting of one Class A ordinary share and one-third of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Columbus Circle 3 Sponsor Corporation LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Columbus Circle Capital Corp III (the "Issuer"). Does not include 7,666,667 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-296208). F2 · balance_after: Cohen & Company, LLC ("Cohen LLC"), the managing member of Columbus Circle 3 Sponsor Corporation LLC (the "Sponsor") holds voting and investment discretion with respect to the securities held of record by the Sponsor. Cohen & Company Inc. ("Cohen") controls, through subsidiaries, the Sponsor. Each of Cohen and Cohen LLC disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest each of them may have therein, directly or indirectly. F2 · ownership.direct: Cohen & Company, LLC ("Cohen LLC"), the managing member of Columbus Circle 3 Sponsor Corporation LLC (the "Sponsor") holds voting and investment discretion with respect to the securities held of record by the Sponsor. Cohen & Company Inc. ("Cohen") controls, through subsidiaries, the Sponsor. Each of Cohen and Cohen LLC disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest each of them may have therein, directly or indirectly. Read SEC document
February 12, 2026 Filed Feb 18, 2026 01:42 UTC	Inflection Point Acquisition Corp. VII CMIIU · Entity 5897	PurchaseClass A ordinary shares	265,000	$10.00	$2,650,000.00	Disclosure SEC source: 0001213900-26-017612 · ownership.xml · nonDerivative · entry 1 COLUMBUS CIRCLE 2 SPONSOR Corp LLC · CIK 0002098190 · 10% owner Cohen & Company, LLC · CIK 0001510279 · 10% owner Cohen & Co Inc. · CIK 0001270436 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 265,000 F1 · shares: Represents shares underlying units (each unit consisting of one Class A ordinary share and one-third of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Columbus Circle 2 Sponsor Corporation LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Columbus Circle Capital Corp II (the "Issuer"). Does not include 7,666,667 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-292861). F2 · balance_after: Cohen & Company, LLC ("Cohen LLC"), the managing member of Columbus Circle 2 Sponsor Corporation LLC (the "Sponsor") holds voting and investment discretion with respect to the securities held of record by the Sponsor. Cohen & Company Inc. ("Cohen") controls, through subsidiaries, the Sponsor. Each of Cohen and Cohen LLC disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest each of them may have therein, directly or indirectly. F2 · ownership.direct: Cohen & Company, LLC ("Cohen LLC"), the managing member of Columbus Circle 2 Sponsor Corporation LLC (the "Sponsor") holds voting and investment discretion with respect to the securities held of record by the Sponsor. Cohen & Company Inc. ("Cohen") controls, through subsidiaries, the Sponsor. Each of Cohen and Cohen LLC disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest each of them may have therein, directly or indirectly. Read SEC document
December 03, 2025 Filed Dec 11, 2025 19:58 UTC	Columbus Circle Capital Corp. I BRR · Entity 71783	OtherClass B ordinary shares · Derivative	2,151,666	$0.00	$0.00	Disclosure SEC source: 0001213900-25-120608 · ownership.xml · derivative · entry 1 Cohen & Company, LLC · CIK 0001510279 · 10% owner Cohen & Co Inc. · CIK 0001270436 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,239,166 Underlying: Class A ordinary shares · 2,151,666 shares Expires not disclosed F1 · derivative.exercise_price: On December 3, 2025, Columbus Circle 1 Sponsor Corp (the "Sponsor") distributed (i) 8,245,833 of its Class B ordinary shares (the "Class B Ordinary Shares"), par value $0.0001 per share, of Columbus Circle Capital Corp I (the "Issuer") and (ii) all of its 265,000 private placement units (the "Private Placement Units"), each Private Placement Unit consisting of one Class A ordinary share, par value $0.0001 per share, of the Issuer (the "Class A Ordinary Shares") and one-half of one warrant (with each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share) to its members and members of Columbus Circle 1E Sponsor Corporation LLC ("Columbus Circle 1E"), a member of the Sponsor, for no consideration (the "Sponsor Distribution"). Cohen & Company, LLC ("Cohen LLC"), the managing member of the Sponsor, received 2,151,666 Class B Ordinary Shares pursuant to the Sponsor Distribution. Cohen & Company Inc. ("Cohen") is the parent company of Cohen LLC. F1 · kind: On December 3, 2025, Columbus Circle 1 Sponsor Corp (the "Sponsor") distributed (i) 8,245,833 of its Class B ordinary shares (the "Class B Ordinary Shares"), par value $0.0001 per share, of Columbus Circle Capital Corp I (the "Issuer") and (ii) all of its 265,000 private placement units (the "Private Placement Units"), each Private Placement Unit consisting of one Class A ordinary share, par value $0.0001 per share, of the Issuer (the "Class A Ordinary Shares") and one-half of one warrant (with each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share) to its members and members of Columbus Circle 1E Sponsor Corporation LLC ("Columbus Circle 1E"), a member of the Sponsor, for no consideration (the "Sponsor Distribution"). Cohen & Company, LLC ("Cohen LLC"), the managing member of the Sponsor, received 2,151,666 Class B Ordinary Shares pursuant to the Sponsor Distribution. Cohen & Company Inc. ("Cohen") is the parent company of Cohen LLC. F1 · derivative.exercise_date: On December 3, 2025, Columbus Circle 1 Sponsor Corp (the "Sponsor") distributed (i) 8,245,833 of its Class B ordinary shares (the "Class B Ordinary Shares"), par value $0.0001 per share, of Columbus Circle Capital Corp I (the "Issuer") and (ii) all of its 265,000 private placement units (the "Private Placement Units"), each Private Placement Unit consisting of one Class A ordinary share, par value $0.0001 per share, of the Issuer (the "Class A Ordinary Shares") and one-half of one warrant (with each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share) to its members and members of Columbus Circle 1E Sponsor Corporation LLC ("Columbus Circle 1E"), a member of the Sponsor, for no consideration (the "Sponsor Distribution"). Cohen & Company, LLC ("Cohen LLC"), the managing member of the Sponsor, received 2,151,666 Class B Ordinary Shares pursuant to the Sponsor Distribution. Cohen & Company Inc. ("Cohen") is the parent company of Cohen LLC. F2 · derivative.expiration_date: The Class B Ordinary Shares have no expiration date, will automatically convert into Class A Ordinary Shares upon the closing of the Issuer's initial business combination (the "Closing"), are subject to certain time and price vesting conditions pursuant to the Sponsor Letter Agreement, effective as of December 3, 2025, by and between the Sponsor and ProCap Financial, Inc, and are subject to a six-month lock-up restrictions on transfer following the Closing pursuant to the Insider Letter Agreement, dated May 15, 2025, by and among the Issuer, the Sponsor, and other parties thereto. F2 · derivative.underlying_shares: The Class B Ordinary Shares have no expiration date, will automatically convert into Class A Ordinary Shares upon the closing of the Issuer's initial business combination (the "Closing"), are subject to certain time and price vesting conditions pursuant to the Sponsor Letter Agreement, effective as of December 3, 2025, by and between the Sponsor and ProCap Financial, Inc, and are subject to a six-month lock-up restrictions on transfer following the Closing pursuant to the Insider Letter Agreement, dated May 15, 2025, by and among the Issuer, the Sponsor, and other parties thereto. F1 · balance_after: On December 3, 2025, Columbus Circle 1 Sponsor Corp (the "Sponsor") distributed (i) 8,245,833 of its Class B ordinary shares (the "Class B Ordinary Shares"), par value $0.0001 per share, of Columbus Circle Capital Corp I (the "Issuer") and (ii) all of its 265,000 private placement units (the "Private Placement Units"), each Private Placement Unit consisting of one Class A ordinary share, par value $0.0001 per share, of the Issuer (the "Class A Ordinary Shares") and one-half of one warrant (with each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share) to its members and members of Columbus Circle 1E Sponsor Corporation LLC ("Columbus Circle 1E"), a member of the Sponsor, for no consideration (the "Sponsor Distribution"). Cohen & Company, LLC ("Cohen LLC"), the managing member of the Sponsor, received 2,151,666 Class B Ordinary Shares pursuant to the Sponsor Distribution. Cohen & Company Inc. ("Cohen") is the parent company of Cohen LLC. F3 · balance_after: Includes the 87,500 Class B Ordinary Shares held by the Sponsor, for which Cohen LLC holds voting and investment discretion. Each of Cohen and Cohen LLC disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest each of them may have therein, directly or indirectly. F1 · ownership.direct: On December 3, 2025, Columbus Circle 1 Sponsor Corp (the "Sponsor") distributed (i) 8,245,833 of its Class B ordinary shares (the "Class B Ordinary Shares"), par value $0.0001 per share, of Columbus Circle Capital Corp I (the "Issuer") and (ii) all of its 265,000 private placement units (the "Private Placement Units"), each Private Placement Unit consisting of one Class A ordinary share, par value $0.0001 per share, of the Issuer (the "Class A Ordinary Shares") and one-half of one warrant (with each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share) to its members and members of Columbus Circle 1E Sponsor Corporation LLC ("Columbus Circle 1E"), a member of the Sponsor, for no consideration (the "Sponsor Distribution"). Cohen & Company, LLC ("Cohen LLC"), the managing member of the Sponsor, received 2,151,666 Class B Ordinary Shares pursuant to the Sponsor Distribution. Cohen & Company Inc. ("Cohen") is the parent company of Cohen LLC. Read SEC document
May 19, 2025 Filed May 21, 2025 16:54 UTC	Columbus Circle Capital Corp. I CCCM · Entity 71783	OtherClass B ordinary shares · Derivative	100,000	$0.00	$0.00	Disclosure SEC source: 0001213900-25-046476 · ownership.xml · derivative · entry 2 COLUMBUS CIRCLE 1 SPONSOR Corp LLC · CIK 0002068275 · 10% owner Cohen & Company, LLC · CIK 0001510279 · 10% owner Cohen & Co Inc. · CIK 0001270436 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,333,333 Underlying: Class A ordinary shares · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: As described in the Issuer's registration statement on Form S-1 (File No. 333-286778) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination, or at any time and from time to time at the option of the holder, on a one-for-one basis, subject to adjustment for share sub-divisions, share dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights. F2 · kind: As contemplated in connection with the initial public offering of Columbus Circle Capital Corp. I (the "Issuer"), 100,000 Class B ordinary shares were surrendered by Columbus Circle 1 Sponsor Corp LLC (the "Sponsor") to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not fully exercised by the underwriters. F1 · derivative.exercise_date: As described in the Issuer's registration statement on Form S-1 (File No. 333-286778) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination, or at any time and from time to time at the option of the holder, on a one-for-one basis, subject to adjustment for share sub-divisions, share dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights. F1 · derivative.expiration_date: As described in the Issuer's registration statement on Form S-1 (File No. 333-286778) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination, or at any time and from time to time at the option of the holder, on a one-for-one basis, subject to adjustment for share sub-divisions, share dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights. F3 · ownership.direct: Cohen & Company, LLC ("Cohen LLC"), the managing member of the Sponsor, holds voting and investment discretion with respect to the securities held of record by the Sponsor. Cohen & Company Inc. ("Cohen") controls, through subsidiaries, the Sponsor. Each of Cohen and Cohen LLC disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest each of them may have therein, directly or indirectly. Read SEC document
May 19, 2025 Filed May 21, 2025 16:54 UTC	Columbus Circle Capital Corp. I CCCM · Entity 71783	PurchaseClass A ordinary shares	265,000	$10.00	$2,650,000.00	Disclosure SEC source: 0001213900-25-046476 · ownership.xml · nonDerivative · entry 1 COLUMBUS CIRCLE 1 SPONSOR Corp LLC · CIK 0002068275 · 10% owner Cohen & Company, LLC · CIK 0001510279 · 10% owner Cohen & Co Inc. · CIK 0001270436 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,598,333 F4 · shares: Reflects the 265,000 Class A ordinary shares of the Issuer that are included in the 265,000 private placement units of the Issuer purchased by the Sponsor. Each private placement unit was purchased for $10 per unit and consists of one Class A ordinary share and one-half of a warrant, each whole warrant exercisable into one Class A ordinary share at an exercise price of $11.50 per ordinary share. F3 · balance_after: Cohen & Company, LLC ("Cohen LLC"), the managing member of the Sponsor, holds voting and investment discretion with respect to the securities held of record by the Sponsor. Cohen & Company Inc. ("Cohen") controls, through subsidiaries, the Sponsor. Each of Cohen and Cohen LLC disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest each of them may have therein, directly or indirectly. F5 · ownership.direct: Represents (i) the 265,000 Class A ordinary shares referred to in footnote 5 and (ii) 8,333,333 Class B ordinary shares held by the Sponsor acquired pursuant to a subscription agreement by and between the Issuer and the Sponsor. Read SEC document
February 09, 2021 Filed Feb 10, 2021 16:59 UTC	Metromile, LLC INAQ · Entity 125017	Exercise / conversionClass B Common Stock · Derivative	4,281,167	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-21-008082 · ownership.xml · derivative · entry 9 Cohen & Company, LLC · CIK 0001510279 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Dioptra Advisors II, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 4,281,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F4 · price: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F4 · derivative.exercise_date: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F4 · derivative.expiration_date: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. Read SEC document
February 09, 2021 Filed Feb 10, 2021 16:59 UTC	Metromile, LLC INAQ · Entity 125017	OtherClass B Common Stock · Derivative	755,500	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-21-008082 · ownership.xml · derivative · entry 8 Cohen & Company, LLC · CIK 0001510279 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Dioptra Advisors II, LLC Disclosed balance after: 4,281,167 Underlying: Class A Common Stock · 755,500 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3 · kind: Represents shares of Class B common stock forfeited to the issuer for no consideration in connection with the issuer's initial business combination. F3 · price: Represents shares of Class B common stock forfeited to the issuer for no consideration in connection with the issuer's initial business combination. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F5 · balance_after: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document
February 09, 2021 Filed Feb 10, 2021 16:59 UTC	Metromile, LLC INAQ · Entity 125017	Exercise / conversionClass B Common Stock · Derivative	2,388,500	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-21-008082 · ownership.xml · derivative · entry 7 Cohen & Company, LLC · CIK 0001510279 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Insurance Acquisition Sponsor II, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 2,388,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F4 · price: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F4 · derivative.exercise_date: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F4 · derivative.expiration_date: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. Read SEC document
February 09, 2021 Filed Feb 10, 2021 16:59 UTC	Metromile, LLC INAQ · Entity 125017	OtherClass B Common Stock · Derivative	421,500	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-21-008082 · ownership.xml · derivative · entry 6 Cohen & Company, LLC · CIK 0001510279 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Insurance Acquisition Sponsor II, LLC Disclosed balance after: 2,388,500 Underlying: Class A Common Stock · 421,500 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3 · kind: Represents shares of Class B common stock forfeited to the issuer for no consideration in connection with the issuer's initial business combination. F3 · price: Represents shares of Class B common stock forfeited to the issuer for no consideration in connection with the issuer's initial business combination. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F5 · balance_after: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document
February 09, 2021 Filed Feb 10, 2021 16:59 UTC	Metromile, LLC INAQ · Entity 125017	GrantClass A Common Stock	2,500,000	$10.00	$25,000,000.00	Disclosure SEC source: 0001213900-21-008082 · ownership.xml · nonDerivative · entry 3 Cohen & Company, LLC · CIK 0001510279 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By INSU PIPE Sponsor II, LLC Disclosed balance after: 2,500,000 F5 · balance_after: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document
February 09, 2021 Filed Feb 10, 2021 16:59 UTC	Metromile, LLC INAQ · Entity 125017	Exercise / conversionClass A Common Stock	4,281,167	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-21-008082 · ownership.xml · nonDerivative · entry 2 Cohen & Company, LLC · CIK 0001510279 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Dioptra Advisors II, LLC Disclosed balance after: 4,281,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F5 · balance_after: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document
February 09, 2021 Filed Feb 10, 2021 16:59 UTC	Metromile, LLC INAQ · Entity 125017	Exercise / conversionClass A Common Stock	2,388,500	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-21-008082 · ownership.xml · nonDerivative · entry 1 Cohen & Company, LLC · CIK 0001510279 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Insurance Acquisition Sponsor II, LLC Disclosed balance after: 2,841,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F5 · balance_after: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document
December 30, 2020 Filed Feb 10, 2021 16:59 UTC	Metromile, LLC INAQ · Entity 125017	OtherClass B Common Stock · Derivative	500,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-21-008082 · ownership.xml · derivative · entry 5 Cohen & Company, LLC · CIK 0001510279 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Insurance Acquisition Sponsor II, LLC Disclosed balance after: 2,810,000 Underlying: Class A Common Stock · 500,000 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2 · kind: Represents shares of Class B common stock transferred by Dioptra Advisors II, LLC to Insurance Acquisition Sponsor II, LLC for no consideration. F1 · price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F5 · balance_after: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document
December 30, 2020 Filed Feb 10, 2021 16:59 UTC	Metromile, LLC INAQ · Entity 125017	OtherClass B Common Stock · Derivative	500,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-21-008082 · ownership.xml · derivative · entry 4 Cohen & Company, LLC · CIK 0001510279 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By DioptraAdvisors II, LLC Disclosed balance after: 5,036,667 Underlying: Class A Common Stock · 500,000 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2 · kind: Represents shares of Class B common stock transferred by Dioptra Advisors II, LLC to Insurance Acquisition Sponsor II, LLC for no consideration. F1 · price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F5 · balance_after: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document
December 22, 2020 Filed Dec 24, 2020 01:35 UTC	INSU ACQUISITION CORP III IIII · Entity 144388	OtherClass B Common Stock · Derivative	23,333	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-20-044484 · ownership.xml · derivative · entry 1 Cohen & Company, LLC · CIK 0001510279 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Dioptra Advisors III, LLC Disclosed balance after: 5,865,000 Underlying: Class A Common Stock · 23,333 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2 · kind: Forfeiture and cancellation of shares of Class B common stock for no consideration because the underwriters' over-allotment option was not exercised in full. F2 · price: Forfeiture and cancellation of shares of Class B common stock for no consideration because the underwriters' over-allotment option was not exercised in full. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3 · balance_after: These shares are held directly by one of the issuer's sponsors, Insurance Acquisition Sponsor III, LLC or Dioptra Advisors III, LLC, each of which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document
November 24, 2020 Filed Nov 28, 2020 02:23 UTC	10X Capital Venture Acquisition Corp VCVCU · Entity 136986	SaleUnits	1,400,000	$10.00	$14,000,000.00	Disclosure SEC source: 0001104659-20-130168 · a4.xml · nonDerivative · entry 2 Cohen & Company, LLC · CIK 0001510279 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By managed account Disclosed balance after: 250,000 F1 · security: Each Unit consists of one share of Class A Common Stock and one-half of one redeemable warrant. F3 · shares: These shares were held directly by an account managed by Cohen & Company Financial Management, LLC, a subsidiary of the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person was the beneficial owner of such securities for any other purpose. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.98 to $10.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4 Read SEC document
November 24, 2020 Filed Nov 28, 2020 02:23 UTC	10X Capital Venture Acquisition Corp VCVCU · Entity 136986	SaleUnits	1,536,252	$9.96	$15,301,069.92	Disclosure SEC source: 0001104659-20-130168 · a4.xml · nonDerivative · entry 1 Cohen & Company, LLC · CIK 0001510279 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By J.V.B. Financial Group, LLC Disclosed balance after: 113,748 F1 · security: Each Unit consists of one share of Class A Common Stock and one-half of one redeemable warrant. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.94 to $10.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document
October 13, 2020 Filed Oct 15, 2020 00:33 UTC	SHIFT TECHNOLOGIES, INC. SFT · Entity 108083	Exercise / conversionClass B Common Stock · Derivative	3,228,333	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-20-031347 · ownership.xml · derivative · entry 5 Cohen & Company, LLC · CIK 0001510279 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 3,540,956 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On October 13, 2020, the issuer acquired Shift Technologies, Inc. ("Shift") by the merger (the "Merger") of IAC Merger Sub, Inc., a wholly-owned subsidiary of the issuer, with and into Shift, with Shift surviving as a wholly-owned subsidiary of the issuer. As a result of the Merger, each of the issuer's outstanding shares of Class B Common Stock converted automatically into 1.096837 shares of Class A Common Stock. F2 · price: On October 13, 2020, the issuer acquired Shift Technologies, Inc. ("Shift") by the merger (the "Merger") of IAC Merger Sub, Inc., a wholly-owned subsidiary of the issuer, with and into Shift, with Shift surviving as a wholly-owned subsidiary of the issuer. As a result of the Merger, each of the issuer's outstanding shares of Class B Common Stock converted automatically into 1.096837 shares of Class A Common Stock. F2 · derivative.exercise_date: On October 13, 2020, the issuer acquired Shift Technologies, Inc. ("Shift") by the merger (the "Merger") of IAC Merger Sub, Inc., a wholly-owned subsidiary of the issuer, with and into Shift, with Shift surviving as a wholly-owned subsidiary of the issuer. As a result of the Merger, each of the issuer's outstanding shares of Class B Common Stock converted automatically into 1.096837 shares of Class A Common Stock. F2 · derivative.expiration_date: On October 13, 2020, the issuer acquired Shift Technologies, Inc. ("Shift") by the merger (the "Merger") of IAC Merger Sub, Inc., a wholly-owned subsidiary of the issuer, with and into Shift, with Shift surviving as a wholly-owned subsidiary of the issuer. As a result of the Merger, each of the issuer's outstanding shares of Class B Common Stock converted automatically into 1.096837 shares of Class A Common Stock. F4 · ownership.nature: These shares are held directly by Dioptra Advisors, LLC, which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document
October 13, 2020 Filed Oct 15, 2020 00:33 UTC	SHIFT TECHNOLOGIES, INC. SFT · Entity 108083	Exercise / conversionClass B Common Stock · Derivative	1,875,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-20-031347 · ownership.xml · derivative · entry 4 Cohen & Company, LLC · CIK 0001510279 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 2,056,570 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On October 13, 2020, the issuer acquired Shift Technologies, Inc. ("Shift") by the merger (the "Merger") of IAC Merger Sub, Inc., a wholly-owned subsidiary of the issuer, with and into Shift, with Shift surviving as a wholly-owned subsidiary of the issuer. As a result of the Merger, each of the issuer's outstanding shares of Class B Common Stock converted automatically into 1.096837 shares of Class A Common Stock. F2 · price: On October 13, 2020, the issuer acquired Shift Technologies, Inc. ("Shift") by the merger (the "Merger") of IAC Merger Sub, Inc., a wholly-owned subsidiary of the issuer, with and into Shift, with Shift surviving as a wholly-owned subsidiary of the issuer. As a result of the Merger, each of the issuer's outstanding shares of Class B Common Stock converted automatically into 1.096837 shares of Class A Common Stock. F2 · derivative.exercise_date: On October 13, 2020, the issuer acquired Shift Technologies, Inc. ("Shift") by the merger (the "Merger") of IAC Merger Sub, Inc., a wholly-owned subsidiary of the issuer, with and into Shift, with Shift surviving as a wholly-owned subsidiary of the issuer. As a result of the Merger, each of the issuer's outstanding shares of Class B Common Stock converted automatically into 1.096837 shares of Class A Common Stock. F2 · derivative.expiration_date: On October 13, 2020, the issuer acquired Shift Technologies, Inc. ("Shift") by the merger (the "Merger") of IAC Merger Sub, Inc., a wholly-owned subsidiary of the issuer, with and into Shift, with Shift surviving as a wholly-owned subsidiary of the issuer. As a result of the Merger, each of the issuer's outstanding shares of Class B Common Stock converted automatically into 1.096837 shares of Class A Common Stock. F3 · ownership.nature: These shares are held directly by Insurance Acquisition Sponsor, LLC, which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document
October 13, 2020 Filed Oct 15, 2020 00:33 UTC	SHIFT TECHNOLOGIES, INC. SFT · Entity 108083	Exercise / conversionClass A Common Stock	3,540,956	$0.00	$0.00	Disclosure SEC source: 0001213900-20-031347 · ownership.xml · nonDerivative · entry 3 Cohen & Company, LLC · CIK 0001510279 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,540,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On October 13, 2020, the issuer acquired Shift Technologies, Inc. ("Shift") by the merger (the "Merger") of IAC Merger Sub, Inc., a wholly-owned subsidiary of the issuer, with and into Shift, with Shift surviving as a wholly-owned subsidiary of the issuer. As a result of the Merger, each of the issuer's outstanding shares of Class B Common Stock converted automatically into 1.096837 shares of Class A Common Stock. F4 · ownership.nature: These shares are held directly by Dioptra Advisors, LLC, which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document
October 13, 2020 Filed Oct 15, 2020 00:33 UTC	SHIFT TECHNOLOGIES, INC. SFT · Entity 108083	Exercise / conversionClass A Common Stock	2,056,570	$0.00	$0.00	Disclosure SEC source: 0001213900-20-031347 · ownership.xml · nonDerivative · entry 2 Cohen & Company, LLC · CIK 0001510279 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,431,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On October 13, 2020, the issuer acquired Shift Technologies, Inc. ("Shift") by the merger (the "Merger") of IAC Merger Sub, Inc., a wholly-owned subsidiary of the issuer, with and into Shift, with Shift surviving as a wholly-owned subsidiary of the issuer. As a result of the Merger, each of the issuer's outstanding shares of Class B Common Stock converted automatically into 1.096837 shares of Class A Common Stock. F3 · ownership.nature: These shares are held directly by Insurance Acquisition Sponsor, LLC, which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document
October 13, 2020 Filed Oct 15, 2020 00:33 UTC	SHIFT TECHNOLOGIES, INC. SFT · Entity 108083	GrantClass A Common Stock	600,000	$10.00	$6,000,000.00	Disclosure SEC source: 0001213900-20-031347 · ownership.xml · nonDerivative · entry 1 Cohen & Company, LLC · CIK 0001510279 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 600,000 F1 · ownership.nature: These shares are held directly by INSU Pipe Sponsor, LLC, which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document
July 27, 2018 Filed Aug 1, 2018 12:21 UTC	International Money Express, Inc. IMXI · Entity 5575	SaleCommon Stock	2,500	$9.95	$24,875.00	Disclosure SEC source: 0001213900-18-009988 · ownership.xml · nonDerivative · entry 2 Cohen & Company, LLC · CIK 0001510279 · Member 13d group owns over 10% 10b5-1 filing: Not disclosed Ownership: Indirect · By wholly owned subsdiariy Disclosed balance after: 245,000 Read SEC document
July 27, 2018 Filed Aug 1, 2018 12:21 UTC	International Money Express, Inc. IMXI · Entity 5575	SaleCommon Stock	2,500	$9.90	$24,750.00	Disclosure SEC source: 0001213900-18-009988 · ownership.xml · nonDerivative · entry 1 Cohen & Company, LLC · CIK 0001510279 · Member 13d group owns over 10% 10b5-1 filing: Not disclosed Ownership: Indirect · By wholly owned subsidiary Disclosed balance after: 247,500 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.