Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rocky Mountain Chocolate Factory, Inc.RMCF · Entity 1473 | Interim CEO | July 10, 2026 | July 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rocky Mountain Chocolate Factory, Inc.
Report date July 10, 2026 · Filed July 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 124,519 |
Reported balance
After 2026-07-08 transaction · row 1
1 source rowRow 1 · 2026-07-08 · Grant · Acquired 107,399 · Balance 124,519 F1: Represents executive compensation stock grant in accordance with employment agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents executive compensation stock grant in accordance with employment agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 08, 2026 Filed Jul 13, 2026 21:29 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | GrantCommon Stock | 107,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001209750-26-000005 · primary_doc.xml · nonDerivative · entry 1 Harper Allen C · CIK 0001209750 · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,519 F1 · kind: Represents executive compensation stock grant in accordance with employment agreement. Read SEC document |
| May 04, 2026 Filed May 8, 2026 21:46 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon Stock | 50,000 | $2.45 | $122,500.00 |
DisclosureSEC source: 0001209750-26-000003 · primary_doc.xml · nonDerivative · entry 2 Harper Allen C · CIK 0001209750 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By American Heritage Railways, Inc. Disclosed balance after: 860,000 F1 · ownership.nature: By American Heritage Railways, Inc. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 01, 2026 Filed May 8, 2026 21:46 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon Stock | 35,900 | $2.45 | $87,955.00 |
DisclosureSEC source: 0001209750-26-000003 · primary_doc.xml · nonDerivative · entry 1 Harper Allen C · CIK 0001209750 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By American Heritage Railways, Inc. Disclosed balance after: 910,000 F1 · ownership.nature: By American Heritage Railways, Inc. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 05, 2026 Filed Apr 17, 2026 00:04 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon Stock | 8,918 | $2.60 | $23,186.80 |
DisclosureSEC source: 0001209750-26-000002 · primary_doc.xml · nonDerivative · entry 7 Harper Allen C · CIK 0001209750 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By American Heritage Railways, Inc. Disclosed balance after: 945,900 F1 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 04, 2026 Filed Apr 17, 2026 00:04 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon Stock | 11,297 | $2.60 | $29,372.20 |
DisclosureSEC source: 0001209750-26-000002 · primary_doc.xml · nonDerivative · entry 6 Harper Allen C · CIK 0001209750 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By American Heritage Railways, Inc. Disclosed balance after: 954,818 F1 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 27, 2026 Filed Apr 17, 2026 00:04 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon Stock | 5,241 | $2.60 | $13,626.60 |
DisclosureSEC source: 0001209750-26-000002 · primary_doc.xml · nonDerivative · entry 5 Harper Allen C · CIK 0001209750 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By American Heritage Railways, Inc. Disclosed balance after: 966,115 F1 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 26, 2026 Filed Apr 17, 2026 00:04 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon Stock | 18,715 | $2.61 | $48,782.52 |
DisclosureSEC source: 0001209750-26-000002 · primary_doc.xml · nonDerivative · entry 4 Harper Allen C · CIK 0001209750 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By American Heritage Railways, Inc. Disclosed balance after: 971,356 F1 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 25, 2026 Filed Apr 17, 2026 00:04 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon Stock | 430 | $2.60 | $1,118.43 |
DisclosureSEC source: 0001209750-26-000002 · primary_doc.xml · nonDerivative · entry 3 Harper Allen C · CIK 0001209750 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By American Heritage Railways, Inc. Disclosed balance after: 990,071 F1 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 20, 2026 Filed Apr 17, 2026 00:04 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon Stock | 7,499 | $2.60 | $19,508.65 |
DisclosureSEC source: 0001209750-26-000002 · primary_doc.xml · nonDerivative · entry 2 Harper Allen C · CIK 0001209750 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By American Heritage Railways, Inc. Disclosed balance after: 990,501 F1 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 19, 2026 Filed Apr 17, 2026 00:04 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon Stock | 2,000 | $2.62 | $5,238.00 |
DisclosureSEC source: 0001209750-26-000002 · primary_doc.xml · nonDerivative · entry 1 Harper Allen C · CIK 0001209750 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By American Heritage Railways, Inc. Disclosed balance after: 998,000 F1 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 03, 2025 Filed Jan 3, 2025 22:56 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | GrantCommon Stock | 15,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-000342 · rdgdoc.xml · nonDerivative · entry 1 HARPER ALLEN C · CIK 0001209750 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,120 F1 · kind: Represents the annual common stock grant to non-employee directors pursuant to the Board of Directors compensation program. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.