Fink Nicholas I.

SEC source: 0001209191-22-061943 · doc4.xml · nonDerivative · entry 2

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,973

F3 · kind: Reflects the grant of restricted stock units ("RSUs") payable in shares of the issuer's common stock under its Long-Term Incentive Plans. Pursuant to the Employee Matters Agreement between the issuer and MasterBrand, Inc. dated December 14, 2022 (the "EMA"), in connection with the spin-off of MasterBrand, Inc. from the issuer, each performance share award held by the reporting person immediately before the Spin-Off has been replaced with an RSU award. The number of RSUs granted was based on the number of performance share awards that would have been earned based on projected performance through the end of the performance period. The RSUs vest at the end of the applicable performance period of the corresponding performance share award and are subject to continued employment through the original vesting date.

F4 · balance_after: Includes a total of 260,471 RSUs that have not yet vested or settled. Pursuant to the terms of the EMA, each RSU held by the reporting person immediately before the Spin-Off has been adjusted using a conversion ratio as defined in the EMA. Each adjusted RSU otherwise has substantially the same terms and conditions and shall continue to vest subject to continued employment with the issuer through the original vesting dates. Such adjustment is exempt from Section 16 of the Securities Exchange Act of 1934, as amended ("Exchange Act") pursuant to Rule 16a-9.

SEC source: 0000016918-22-000159 · wf-form4_165843737606708.xml · derivative · entry 2

Fink Nicholas I. · CIK 0001549543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749

Underlying: Class 1 (convertible) Common Stock · 749 shares

Expires 2032-07-19

SEC source: 0000016918-22-000159 · wf-form4_165843737606708.xml · derivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469

Underlying: Class A Common Stock · 469 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F2 · derivative.exercise_date: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date.

F2 · derivative.expiration_date: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date.

SEC source: 0001209191-22-061943 · doc4.xml · nonDerivative · entry 3

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by trusts for the benefit of heirs

Disclosed balance after: 2,416

SEC source: 0001209191-22-061943 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,639

F1 · balance_after: Included a total of 45,137 restricted stock units that had not yet vested.

F2 · balance_after: On April 29, 2022, Mr. Fink contributed 31,320 shares of the issuer's common stock to a grantor retained annuity trust for the benefit of his heirs, of which Mr. Fink is the Trustee.

SEC source: 0001209191-22-014968 · doc4.xml · derivative · entry 4

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,909

Underlying: Common Stock · 68,909 shares

Expires 2032-02-28

F5 · kind: Reflects the grant of options under the issuer's Long-Term Incentive Plan.

F6 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 28, 2023.

SEC source: 0001209191-22-014968 · doc4.xml · nonDerivative · entry 2

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,435

F3 · kind: Reflects the grant of restricted stock units awarded to the reporting person that vest in three equal annual installments, subject to continued employment through such vesting dates. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F4 · balance_after: Includes a total of 45,137 restricted stock units that have not yet vested.

SEC source: 0001209191-22-014968 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,791

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 24,493 restricted stock units that have not yet vested.

SEC source: 0001209191-22-008032 · doc4.xml · nonDerivative · entry 4

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,675

F3 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F1 · balance_after: Includes a total of 42,287 restricted stock units that have not yet vested.

SEC source: 0001209191-22-008032 · doc4.xml · nonDerivative · entry 3

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,573

F2 · kind: Reflects the grant of shares pursuant to a performance award for the period January 2019 to December 2021 under the issuer's Long-Term Incentive Plan in a transaction that is exempt under Rule 16b-3(d).

F1 · balance_after: Includes a total of 42,287 restricted stock units that have not yet vested.

SEC source: 0001209191-22-008032 · doc4.xml · nonDerivative · entry 2

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By trusts for the benefit of Mr. Fink's heirs

Disclosed balance after: 940

SEC source: 0001209191-22-008032 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,607

F1 · balance_after: Includes a total of 42,287 restricted stock units that have not yet vested.

SEC source: 0000016918-21-000194 · wf-form4_162696577530587.xml · derivative · entry 2

Fink Nicholas I. · CIK 0001549543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987

Underlying: Class 1 (convertible) Common Stock · 987 shares

Expires 2031-07-20

SEC source: 0000016918-21-000194 · wf-form4_162696577530587.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 927

F1 · shares: The shares reported herein were granted on July 20, 2021 in the form of restricted stock units. The restricted stock units vest on July 10, 2022.

SEC source: 0000016918-21-000171 · wf-form4_162621067974599.xml · derivative · entry 2

Fink Nicholas I. · CIK 0001549543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction vested on the date specified. Vested shares are delivered to the reporting person as of the vesting date.

F2 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction vested on the date specified. Vested shares are delivered to the reporting person as of the vesting date.

SEC source: 0000016918-21-000171 · wf-form4_162621067974599.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

SEC source: 0001209191-21-030281 · doc4.xml · nonDerivative · entry 2

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,547

F2 · balance_after: Includes a total of 42,287 restricted stock units that have not yet vested.

SEC source: 0001209191-21-030281 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,098

F1 · price: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $106.00 to $106.80, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F2 · balance_after: Includes a total of 42,287 restricted stock units that have not yet vested.

SEC source: 0001209191-21-016843 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,098

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 42,287 restricted stock units that have not yet vested.

SEC source: 0001209191-21-013866 · doc4.xml · derivative · entry 2

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,627

Underlying: Common Stock · 62,627 shares

Expires 2031-02-22

F3 · kind: Reflects the grant of options under the issuer's Long-Term Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 28, 2022.

SEC source: 0001209191-21-013866 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,308

F1 · kind: Reflects the grant of restricted stock units awarded to the reporting person that vest in three equal annual installments, subject to continued employment through such vesting dates. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · balance_after: Includes a total of 56,302 restricted stock units that have not yet vested.

SEC source: 0001209191-21-010591 · doc4.xml · nonDerivative · entry 2

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,669

F3 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 38,663 restricted stock units that have not yet vested.

SEC source: 0001209191-21-010591 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,407

F1 · kind: Reflects the grant of shares pursuant to a performance award for the period January 2018 to December 2020 under the issuer's Long-Term Incentive Plan in a transaction that is exempt under Rule 16b-3(d).

F2 · balance_after: Includes a total of 38,663 restricted stock units that have not yet vested.

SEC source: 0000016918-21-000014 · wf-form4_161014067476673.xml · derivative · entry 2

Fink Nicholas I. · CIK 0001549543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597

Underlying: Class 1 (convertible) Common Stock · 597 shares

Expires 2031-01-06

SEC source: 0000016918-21-000014 · wf-form4_161014067476673.xml · derivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267

Underlying: Class A Common Stock · 267 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F2 · derivative.exercise_date: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date net of any shares that may be withheld to satisfy taxes.

F2 · derivative.expiration_date: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date net of any shares that may be withheld to satisfy taxes.

SEC source: 0001209191-20-062510 · doc4.xml · derivative · entry 2

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,844

Underlying: Common Stock · 21,844 shares

Expires 2030-12-07

F3 · kind: Reflects the grant of options under the issuer's Long-Term Incentive Plan.

F4 · derivative.exercise_date: The options vest in two equal annual installments beginning on December 7, 2022.

SEC source: 0001209191-20-062510 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,751

F1 · kind: Reflects the grant of restricted stock units awarded to the reporting person that vest in two equal annual installments on the second and third anniversary of the grant date, subject to continued employment through such vesting dates. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · balance_after: Includes a total of 38,663 restricted stock units that have not yet vested.

SEC source: 0001209191-20-044503 · doc4.xml · derivative · entry 3

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2025-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-044503 · doc4.xml · nonDerivative · entry 2

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,686

F2 · price: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $76.00 to $76.08, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F1 · balance_after: Includes a total of 32,598 restricted stock units that have not yet vested.

SEC source: 0001209191-20-044503 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes a total of 32,598 restricted stock units that have not yet vested.

SEC source: 0001209191-20-015477 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,686

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 32,598 restricted stock units that have not yet vested.

SEC source: 0001209191-20-013079 · doc4.xml · derivative · entry 2

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,240

Underlying: Common Stock · 98,240 shares

Expires 2030-02-24

F3 · kind: Reflects the grant of options under the issuer's Long-Term Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 28, 2021.

SEC source: 0001209191-20-013079 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,878

F1 · kind: Reflects the grant of restricted stock units awarded to the reporting person that vest in three equal annual installments, subject to continued employment through such vesting dates. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · balance_after: Includes a total of 42,058 restricted stock units that have not yet vested.

SEC source: 0001209191-20-008039 · doc4.xml · nonDerivative · entry 2

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,873

F3 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 22,053 restricted stock units that have not yet vested.

SEC source: 0001209191-20-008039 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,291

F1 · kind: Reflects the grant of shares pursuant to a performance award for the period January 2017 to December 2019 under the issuer's Long-Term Incentive Plan in a transaction that is exempt under Rule 16b-3(d).

F2 · balance_after: Includes a total of 22,053 restricted stock units that have not yet vested.

SEC source: 0001209191-19-017746 · doc4.xml · derivative · entry 2

Fink Nicholas I. · CIK 0001549543 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,964

Underlying: Common Stock · 66,964 shares

Expires 2029-03-05

F3 · kind: Reflects the grant of options under the issuer's Long-Term Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 28, 2020.

SEC source: 0001209191-19-017746 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,157

F1 · kind: Reflects the grant of restricted stock units awarded to the reporting person that vest in three equal annual installments, subject to continued employment through such vesting dates. Each restricted stock until represents a contingent right to receive one share of the issuer's common stock.

F2 · balance_after: Includes a total of 22,053 restricted stock units that have not yet vested.

SEC source: 0001209191-19-015567 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · President-Global Plumbing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,416

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 6,312 restricted stock units that have not yet vested.

SEC source: 0001209191-19-008819 · doc4.xml · nonDerivative · entry 2

Fink Nicholas I. · CIK 0001549543 · President-Global Plumbing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,302

F3 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 12,825 restricted stock units that have not yet vested.

SEC source: 0001209191-19-008819 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · President-Global Plumbing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,884

F1 · kind: Reflects the grant of shares pursuant to a performance award for the period January 2016 to December 2018 under the issuer's Long-Term Incentive Plan in a transaction that is exempt under Rule 16b-3(d).

F2 · balance_after: Includes a total of 12,825 restricted stock units that have not yet vested.

SEC source: 0001209191-18-044407 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · President-Global Plumbing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,741

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 12,825 restricted stock units that have not yet vested.

SEC source: 0001209191-18-015664 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · President-Global Plumbing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,392

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 23,192 restricted stock units that have not yet vested.

SEC source: 0001209191-18-014515 · doc4.xml · derivative · entry 2

Fink Nicholas I. · CIK 0001549543 · President-Global Plumbing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,269

Underlying: Common Stock · 28,269 shares

Expires 2028-02-28

F3 · kind: Reflects the grant of options under the issuer's Long-Term Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 28, 2019.

SEC source: 0001209191-18-014515 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · President-Global Plumbing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,373

F1 · kind: Reflects the grant of restricted stock units awarded to the reporting person that vest in three equal annual installments, subject to continued employment through such vesting dates. Each restricted stock until represents a contingent right to receive one share of the issuer's common stock.

F2 · balance_after: Includes a total of 27,606 restricted stock units that have not yet vested.

SEC source: 0001209191-18-007981 · doc4.xml · nonDerivative · entry 2

Fink Nicholas I. · CIK 0001549543 · President-Global Plumbing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,076

F3 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 21,309 restricted stock units that have not yet vested.

SEC source: 0001209191-18-007981 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · President-Global Plumbing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,374

F1 · kind: Reflects the grant of shares pursuant to a performance award for the period January 2015 to December 2017 under the issuer's Long-Term Incentive Plan in a transaction that is exempt under Rule 16b-3(d).

F2 · balance_after: Includes a total of 21,309 restricted stock units that have not yet vested.

SEC source: 0001209191-17-046590 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · President-Global Plumbing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,689

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the RSU award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 21,309 restricted stock units that have not yet vested.

SEC source: 0001209191-17-015876 · doc4.xml · nonDerivative · entry 2

Fink Nicholas I. · CIK 0001549543 · President-Global Plumbing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,551

F3 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the RSU award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F4 · balance_after: Includes a total of 31,674 restricted stock units that have not yet vested.

SEC source: 0001209191-17-015876 · doc4.xml · derivative · entry 3

Fink Nicholas I. · CIK 0001549543 · President-Global Plumbing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,261

Underlying: Common Stock · 27,261 shares

Expires 2027-02-28

F5 · kind: Reflects the grant of options under the issuer's Long-Term Incentive Plan.

F6 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 28, 2018.

SEC source: 0001209191-17-015876 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · President-Global Plumbing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,603

F1 · kind: Reflects the grant of restricted stock units awarded to the reporting person that vest in three equal annual installments, subject to continued employment through such vesting dates. Each restricted stock until represents a contingent right to receive one share of the issuer's common stock.

F2 · balance_after: Includes a total of 33,974 restricted stock units that have not yet vested.