Fink Nicholas I.

SEC source: 0001549543-26-000007 · wk-form4_1784061441.xml · derivative · entry 2

Fink Nicholas I. · CIK 0001549543 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,114 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date.

F2 · derivative.expiration_date: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date.

SEC source: 0001549543-26-000007 · wk-form4_1784061441.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

SEC source: 0001549543-26-000004 · wk-form4_1777408693.xml · derivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,257

Underlying: Class A Common Stock · 35,257 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F2 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

F2 · derivative.expiration_date: These restricted stock units vest in three equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

SEC source: 0001549543-26-000002 · wk-form4_1776371477.xml · derivative · entry 2

Fink Nicholas I. · CIK 0001549543 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 415,295

Underlying: Class 1 (convertible) Common Stock · 415,295 shares

Expires 2036-04-14

F3 · derivative.exercise_date: This option becomes exercisable at the rate of 34%, 33%, and 33% per year beginning on the date specified.

SEC source: 0001549543-26-000002 · wk-form4_1776371477.xml · derivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,385

Underlying: Class A Common Stock · 85,385 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These restricted stock units vest at the rate of 34%, 33%, and 33% per year beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

F2 · derivative.expiration_date: These restricted stock units vest at the rate of 34%, 33%, and 33% per year beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

SEC source: 0001193125-26-089527 · ownership.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,127

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned following the vesting and settlement of awards, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 30,486 restricted stock units that have not yet vested.

SEC source: 0001193125-26-049324 · ownership.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,467

F1 · kind: Reflects the vesting of performance share awards for the January 2023 to December 2025 performance period under the issuer's Long-Term Incentive Plan in a transaction that is exempt under Rule 16b-3(d).

F2 · balance_after: Includes a total of 60,964 restricted stock units that have not yet vested.

F3 · balance_after: The number of shares reported reflects a scheduled annuity distribution of 32,007 shares from the 2023 Grantor Annuity Trust to Mr. Fink on November 7, 2025, such transfer being exempt under Rule 16b-13.

SEC source: 0000950170-25-110216 · ownership.xml · derivative · entry 10

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,522 shares

Expires 2026-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-110216 · ownership.xml · nonDerivative · entry 4

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,139

F3 · price: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $58.716 to $58.73, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F1 · balance_after: Includes a total of 60,964 restricted stock units that have not yet vested.

F4 · balance_after: The number of shares reported reflects the transfer of 83,486 shares to the 2025 Grantor Annuity Trust #2 on August 19, 2025, for which Mr. Fink serves as Trustee, such transfer being exempt under Rule 16b-13.

SEC source: 0000950170-25-110216 · ownership.xml · nonDerivative · entry 3

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes a total of 60,964 restricted stock units that have not yet vested.

SEC source: 0000950170-25-110216 · ownership.xml · derivative · entry 9

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,522

Underlying: Common Stock · 29,792 shares

Expires 2026-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-110216 · ownership.xml · nonDerivative · entry 2

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,625

F2 · price: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $59.00 to $59.175, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F1 · balance_after: Includes a total of 60,964 restricted stock units that have not yet vested.

SEC source: 0000950170-25-110216 · ownership.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes a total of 60,964 restricted stock units that have not yet vested.

SEC source: 0000016918-25-000108 · wk-form4_1752785002.xml · derivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,114

Underlying: Class A Common Stock · 1,114 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date.

F2 · derivative.expiration_date: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date.

SEC source: 0000016918-25-000080 · wk-form4_1752525519.xml · derivative · entry 2

Fink Nicholas I. · CIK 0001549543 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 503 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date.

F2 · derivative.expiration_date: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date.

SEC source: 0000016918-25-000080 · wk-form4_1752525519.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

SEC source: 0000950170-25-032444 · ownership.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,625

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 60,964 restricted stock units that have not yet vested.

F3 · balance_after: The number of shares reported reflects the transfer of 76,958 shares to the 2025 Grantor Annuity Trust on February 28, 2025, for which Mr. Fink serves as Trustee, such transfer being exempt under Rule 16b-13.

SEC source: 0000950170-25-028151 · ownership.xml · derivative · entry 4

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,791

Underlying: Common Stock · 97,791 shares

Expires 2035-02-24

F3 · kind: Reflects the grant of options under the issuer's Long-Term Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 28, 2026.

SEC source: 0000950170-25-028151 · ownership.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,764

F1 · kind: Reflects the grant of restricted stock units awarded to the reporting person that vest in three equal annual installments, subject to continued employment through such vesting dates. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · balance_after: Includes a total of 126,830 restricted stock units that have not yet vested.

SEC source: 0000950170-25-020135 · ownership.xml · nonDerivative · entry 2

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by trusts for the benefit of heirs

Disclosed balance after: 11,671

SEC source: 0000950170-25-020135 · ownership.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,267

F1 · balance_after: Includes a total of 94,333 restricted stock units that have not yet vested.

F2 · balance_after: The number of shares reported reflects a scheduled annuity distribution of 23,845 shares from the 2023 Grantor Annuity Trust to Mr. Fink on August 26, 2024, such transfer being exempt under Rule 16b-13.

SEC source: 0000950170-24-088694 · ownership.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by 2022 Grantor Retained Annuity Trust

Disclosed balance after: 0

F1 · shares: The number of shares reported reflects the distribution of 15,507 shares from the 2022 Grantor Retained Annuity Trust to Mr. Fink on July 29, 2024, such transfer being exempt under Rule 16b-13.

F2 · shares: The reporting person previously contributed shares of the issuer's common stock to the 2022 Grantor Retained Annuity Trust for the benefit of himself and his heirs. Upon termination of the trust on July 30, 2024, the shares were transferred to trusts held for the benefit of the reporting person's heirs.

SEC source: 0000016918-24-000157 · wk-form4_1721337182.xml · derivative · entry 2

Fink Nicholas I. · CIK 0001549543 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 734

Underlying: Class 1 (convertible) Common Stock · 734 shares

Expires 2034-07-17

SEC source: 0000016918-24-000157 · wk-form4_1721337182.xml · derivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 503

Underlying: Class A Common Stock · 503 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date.

F2 · derivative.expiration_date: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date.

SEC source: 0000016918-24-000134 · wk-form4_1720817476.xml · derivative · entry 2

Fink Nicholas I. · CIK 0001549543 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 463 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date.

F2 · derivative.expiration_date: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date.

SEC source: 0000016918-24-000134 · wk-form4_1720817476.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

SEC source: 0000950170-24-023255 · ownership.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,819

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 94,333 restricted stock units that have not yet vested.

SEC source: 0000950170-24-022341 · ownership.xml · derivative · entry 5

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,324

Underlying: Common Stock · 81,324 shares

Expires 2034-02-26

F3 · kind: Reflects the grant of options under the issuer's Long-Term Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 28, 2025.

SEC source: 0000950170-24-022341 · ownership.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,030

F1 · kind: Reflects the grant of restricted stock units awarded to the reporting person that vest in three equal annual installments, subject to continued employment through such vesting dates. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · balance_after: Includes a total of 119,637 restricted stock units that have not yet vested.

SEC source: 0000950170-24-017144 · ownership.xml · nonDerivative · entry 5

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Spouse

Disclosed balance after: 0

F1 · kind: For financial planning purposes, Mr. Fink and his spouse underwent a series of gifts to trusts for the benefit of their children. Mr. Fink also gifted shares to a charitable donor advised fund.

SEC source: 0000950170-24-017144 · ownership.xml · nonDerivative · entry 3

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by trusts for the benefit of heirs

Disclosed balance after: 5,828

F1 · kind: For financial planning purposes, Mr. Fink and his spouse underwent a series of gifts to trusts for the benefit of their children. Mr. Fink also gifted shares to a charitable donor advised fund.

SEC source: 0000950170-24-017144 · ownership.xml · nonDerivative · entry 2

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,568

F1 · kind: For financial planning purposes, Mr. Fink and his spouse underwent a series of gifts to trusts for the benefit of their children. Mr. Fink also gifted shares to a charitable donor advised fund.

F2 · balance_after: Includes a total of 93,175 restricted stock units that have not yet vested.

SEC source: 0000950170-24-017144 · ownership.xml · nonDerivative · entry 4

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Spouse

Disclosed balance after: 644

F1 · kind: For financial planning purposes, Mr. Fink and his spouse underwent a series of gifts to trusts for the benefit of their children. Mr. Fink also gifted shares to a charitable donor advised fund.

SEC source: 0000950170-24-017144 · ownership.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,395

F1 · kind: For financial planning purposes, Mr. Fink and his spouse underwent a series of gifts to trusts for the benefit of their children. Mr. Fink also gifted shares to a charitable donor advised fund.

F2 · balance_after: Includes a total of 93,175 restricted stock units that have not yet vested.

SEC source: 0000950170-24-010576 · ownership.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,039

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 93,175 restricted stock units that have not yet vested.

SEC source: 0001209191-23-058122 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,503

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 173,228 restricted stock units that have not yet vested.

F3 · balance_after: The number of shares reported reflects the transfer of a total of 55,852 shares to the 2023 Grantor Annuity Trust (149 shares on July 28, 2023 and 55,703 on July 31, 2023), for which Mr. Fink serves as Trustee, such transfer being exempt under Rule 16b-13.

F4 · balance_after: The number of shares reported reflects the distribution of 11,847 shares from the 2022 Grantor Annuity Trust to Mr. Fink on May 2, 2023, such transfer being exempt under Rule 16b-13.

SEC source: 0000016918-23-000168 · wk-form4_1690316526.xml · derivative · entry 2

Fink Nicholas I. · CIK 0001549543 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 658

Underlying: Class 1 (convertible) Common Stock · 658 shares

Expires 2033-07-21

SEC source: 0000016918-23-000168 · wk-form4_1690316526.xml · derivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 463

Underlying: Class A Common Stock · 463 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F2 · derivative.exercise_date: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date.

F2 · derivative.expiration_date: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date.

SEC source: 0000016918-23-000129 · wk-form4_1689108394.xml · derivative · entry 2

Fink Nicholas I. · CIK 0001549543 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 469 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F2 · derivative.exercise_date: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date.

F2 · derivative.expiration_date: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date.

SEC source: 0000016918-23-000129 · wk-form4_1689108394.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

SEC source: 0001209191-23-017279 · doc4.xml · derivative · entry 4

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,039

Underlying: Common Stock · 98,039 shares

Expires 2033-03-06

F3 · kind: Reflects the grant of options under the issuer's Long-Term Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 28, 2024.

SEC source: 0001209191-23-017279 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,006

F1 · kind: Reflects the grant of restricted stock units awarded to the reporting person that vest in three equal annual installments, subject to continued employment through such vesting dates. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · balance_after: Includes a total of 176,669 restricted stock units that have not yet vested.

SEC source: 0001209191-23-014775 · doc4.xml · nonDerivative · entry 6

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by trusts for the benefit of heirs

Disclosed balance after: 4,292

F3 · kind: For financial planning purposes, Mr. Fink and his spouse underwent a series of gifts to trusts for the benefit of their children.

SEC source: 0001209191-23-014775 · doc4.xml · nonDerivative · entry 5

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F3 · kind: For financial planning purposes, Mr. Fink and his spouse underwent a series of gifts to trusts for the benefit of their children.

SEC source: 0001209191-23-014775 · doc4.xml · nonDerivative · entry 4

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 776

F3 · kind: For financial planning purposes, Mr. Fink and his spouse underwent a series of gifts to trusts for the benefit of their children.

SEC source: 0001209191-23-014775 · doc4.xml · nonDerivative · entry 3

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by trusts for the benefit of heirs

Disclosed balance after: 3,516

F3 · kind: For financial planning purposes, Mr. Fink and his spouse underwent a series of gifts to trusts for the benefit of their children.

SEC source: 0001209191-23-014775 · doc4.xml · nonDerivative · entry 2

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,533

F3 · kind: For financial planning purposes, Mr. Fink and his spouse underwent a series of gifts to trusts for the benefit of their children.

F2 · balance_after: Includes a total of 144,196 restricted stock units that have not yet vested.

SEC source: 0001209191-23-014775 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,409

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 144,196 restricted stock units that have not yet vested.

SEC source: 0001209191-23-005104 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,176

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 166,240 restricted stock units that have not yet vested.

SEC source: 0001140361-22-046766 · form4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,449

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 257,031 restricted stock units that have not yet vested.