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person · Reporting owner

ALLEN PATRICK E

Disclosed activity across 5 companies

Tapewire entity
30691
SEC CIK
0001191569

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALLIANT ENERGY CORPLNT · Entity 3298DirectorOctober 09, 2026October 14, 2026
Arxis, Inc.ARXS · Entity 3230DirectorApril 17, 2026April 21, 2026
TENNANT COTNC · Entity 4843DirectorAugust 31, 2026September 23, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALLIANT ENERGY CORP

Report date October 09, 2026 · Filed October 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Common Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct47,271.094 Reported balance After 2026-10-09 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-10-09 · Grant · Acquired 569.476 · Balance 47,271.094

F1: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director.

F2: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Filing footnotes · ownership attribution and instrument terms

F1: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director.

F2: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Arxis, Inc.

Report date April 17, 2026 · Filed April 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect15,357 Ending reported balance After 2026-04-17 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-04-17 · Grant · Acquired 5,357 · Balance 5,357

F1: Represents an award of restricted stock units which will vest on the first anniversary of the grant date.

Row 2 · 2026-04-17 · Purchase · Acquired 10,000 · Balance 15,357

F2: Represents shares of Class A Common Stock purchased by the Reporting Person through the directed share program conducted in connection with the Issuer's initial public offering.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of restricted stock units which will vest on the first anniversary of the grant date.

F2: Represents shares of Class A Common Stock purchased by the Reporting Person through the directed share program conducted in connection with the Issuer's initial public offering.

TENNANT CO

Report date August 31, 2026 · Filed September 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,927 Reported balance After 2026-08-31 transaction · row 1
1 source row

Row 1 · 2026-08-31 · Purchase · Acquired 3,000 · Balance 4,927

F1: Reflects the weighted average price of 3,000 shares of common stock of Tennant Company purchased by the reporting person in multiple transactions on August 31, 2026 with purchase prices ranging from $69.17 to $69.555 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the weighted average price of 3,000 shares of common stock of Tennant Company purchased by the reporting person in multiple transactions on August 31, 2026 with purchase prices ranging from $69.17 to $69.555 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ROCKWELL COLLINS INC

Report date November 26, 2018 · Filed November 28, 2018

Section 16 reporting ended · disclosed 2018-11-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-11-26 transaction · row 1
1 source row

Row 1 · 2018-11-26 · Disposition to issuer · Disposed 71,908.649 · Balance 0

F1: Includes (a) 61,708.6490 shares of Issuer common stock disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"), (b) 6,200 shares disposed of for Merger Consideration upon immediate vesting of FY'17-19 performance shares at target pursuant to the Merger Agreement and (c) 4,000 restricted stock units and 5,999 FY'18-20 performance shares granted in November 2017 exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement).

Common StockSEC Table I · non-derivativeIndirectBy Savings Plan0 Reported balance After 2018-11-26 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-11-26 · Disposition to issuer · Disposed 7,141.781 · Balance 0

F2: Disposed of for Merger Consideration to be received by the reporting person's account under the Savings Plan.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $53.08 · Expires 2019-11-20Direct0 Reported balance After 2018-11-26 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-11-26 · Exercise / conversion · Disposed 35,200 · Balance 0

F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.75 · Expires 2020-11-19Direct0 Reported balance After 2018-11-26 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-11-26 · Exercise / conversion · Disposed 34,000 · Balance 0

F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.01 · Expires 2021-11-14Direct0 Reported balance After 2018-11-26 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-11-26 · Exercise / conversion · Disposed 36,000 · Balance 0

F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $54.37 · Expires 2022-11-12Direct0 Reported balance After 2018-11-26 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-11-26 · Exercise / conversion · Disposed 40,200 · Balance 0

F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $70.97 · Expires 2023-11-11Direct0 Reported balance After 2018-11-26 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-11-26 · Exercise / conversion · Disposed 27,200 · Balance 0

F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $83.69 · Expires 2024-11-17Direct0 Reported balance After 2018-11-26 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2018-11-26 · Exercise / conversion · Disposed 25,600 · Balance 0

F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $86.75 · Expires 2025-11-09Direct0 Reported balance After 2018-11-26 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2018-11-26 · Exercise / conversion · Disposed 28,200 · Balance 0

F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $88.71 · Expires 2026-11-14Direct0 Reported balance After 2018-11-26 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2018-11-26 · Exercise / conversion · Disposed 32,100 · Balance 0

F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option.

Phantom StockSEC Table II · derivative / convertible securityIndirectBy Non-Qualified Savings Plans0 Reported balance After 2018-11-26 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2018-11-26 · Exercise / conversion · Disposed 3,375.3576 · Balance 0

F5: The price varies based on the date the phantom stock was credited.

F4: Represents phantom shares of common stock held as units in the Issuer's (1) 2005 non-qualified savings plan disposed of for a cash payment based upon the value of the Merger Consideration (as set forth in the Merger Agreement) with respect to 3,354.2405 units and (2) pre 2005 non-qualified savings plan exchanged for number of deferred UTC stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement) with respect to 21.1171 units.

Filing footnotes · ownership attribution and instrument terms

F1: Includes (a) 61,708.6490 shares of Issuer common stock disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"), (b) 6,200 shares disposed of for Merger Consideration upon immediate vesting of FY'17-19 performance shares at target pursuant to the Merger Agreement and (c) 4,000 restricted stock units and 5,999 FY'18-20 performance shares granted in November 2017 exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement).

F2: Disposed of for Merger Consideration to be received by the reporting person's account under the Savings Plan.

F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option.

F4: Represents phantom shares of common stock held as units in the Issuer's (1) 2005 non-qualified savings plan disposed of for a cash payment based upon the value of the Merger Consideration (as set forth in the Merger Agreement) with respect to 3,354.2405 units and (2) pre 2005 non-qualified savings plan exchanged for number of deferred UTC stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement) with respect to 21.1171 units.

F5: The price varies based on the date the phantom stock was credited.

TRIUMPH GROUP INC

Report date July 24, 2025 · Filed July 29, 2025

Section 16 reporting ended · disclosed 2025-07-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-07-24 transaction · row 1
1 source row

Row 1 · 2025-07-24 · Disposition to issuer · Disposed 22,178 · Balance 0

F1: On July 24, 2025, pursuant to the Agreement and Plan of Merger dated February 2, 2025 (the "Merger Agreement") among the Issuer, Titan BW Acquisition Holdco Inc., a Delaware corporation ("Parent"), and Titan BW Acquisition Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.001 per share, of the Issuer ("Common Stock") issued and outstanding immediately prior to the Effective Time was cancelled and converted into the right to receive $26.00 in cash, without interest (the "Merger Consideration").

F2: Includes 10,324 restricted stock units ("RSUs"), each unit representing the contingent right to receive one share of Common Stock. Pursuant to the Merger Agreement, as of the Effective Time, these RSUs were cancelled and exchanged for an amount in cash, less applicable tax withholdings, equal to the product of (i) the total number of shares of Common Stock subject to the RSUs multiplied by (ii) the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: On July 24, 2025, pursuant to the Agreement and Plan of Merger dated February 2, 2025 (the "Merger Agreement") among the Issuer, Titan BW Acquisition Holdco Inc., a Delaware corporation ("Parent"), and Titan BW Acquisition Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.001 per share, of the Issuer ("Common Stock") issued and outstanding immediately prior to the Effective Time was cancelled and converted into the right to receive $26.00 in cash, without interest (the "Merger Consideration").

F2: Includes 10,324 restricted stock units ("RSUs"), each unit representing the contingent right to receive one share of Common Stock. Pursuant to the Merger Agreement, as of the Effective Time, these RSUs were cancelled and exchanged for an amount in cash, less applicable tax withholdings, equal to the product of (i) the total number of shares of Common Stock subject to the RSUs multiplied by (ii) the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 11, 2018 Filed Jan 12, 2018 21:13 UTC ALLIANT ENERGY CORP LNT · Entity 3298 GrantDeferred Common Stock Units · Derivative 1,411.8976 $39.84 Strike: $0.00 $56,250.00
Disclosure

SEC source: 0000352541-18-000002 · wf-form4_151579162528169.xml · derivative · entry 1

ALLEN PATRICK E · CIK 0001191569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,001.6534

Underlying: Common Stock · 1,411.8976 shares

Expires not disclosed

F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director.

F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director.

F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 11:27 UTC ROCKWELL COLLINS INC COL · Entity 162195 Exercise / conversionStock Option (Right to Buy) · Derivative 3,290 $0.00 Strike: $30.39 $0.00
Disclosure

SEC source: 0001137411-17-000164 · edgar.xml · derivative · entry 3

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,290 shares

Expires 2018-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Employee stock options granted pursuant to the Company's stock based plans.

F5 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning 9 years prior to the option expiration date.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 11:27 UTC ROCKWELL COLLINS INC COL · Entity 162195 Exercise / conversionCommon Stock 3,290 $30.39 $99,983.10
Disclosure

SEC source: 0001137411-17-000164 · edgar.xml · nonDerivative · entry 1

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,871.649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2017.

F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of December 1, 2017.

Read SEC document
December 18, 2017 Filed Dec 19, 2017 16:35 UTC ROCKWELL COLLINS INC COL · Entity 162195 Exercise / conversionStock Option (Right to Buy) · Derivative 25,410 $0.00 Strike: $30.39 $0.00
Disclosure

SEC source: 0001137411-17-000160 · edgar.xml · derivative · entry 4

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,290

Underlying: Common Stock · 25,410 shares

Expires 2018-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Employee stock options granted pursuant to the Company's stock based plans.

F6 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning 9 years prior to the option expiration date.

Read SEC document
December 18, 2017 Filed Dec 19, 2017 16:35 UTC ROCKWELL COLLINS INC COL · Entity 162195 SaleCommon Stock 25,410 $135.02 $3,430,858.20
Disclosure

SEC source: 0001137411-17-000160 · edgar.xml · nonDerivative · entry 2

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,581.649

F3 · price: The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.18, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of December 1, 2017.

Read SEC document
December 18, 2017 Filed Dec 19, 2017 16:35 UTC ROCKWELL COLLINS INC COL · Entity 162195 Exercise / conversionCommon Stock 25,410 $30.39 $772,209.90
Disclosure

SEC source: 0001137411-17-000160 · edgar.xml · nonDerivative · entry 1

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,991.649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2017.

F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of December 1, 2017.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 16:26 UTC ROCKWELL COLLINS INC COL · Entity 162195 GrantCommon Stock 5,999 $0.00 $0.00
Disclosure

SEC source: 0001137411-17-000127 · edgar.xml · nonDerivative · entry 3

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,581.649

F3 · kind: Restricted stock units which generally vest in three substantially equal annual installments on the first three anniversaries of the Transaction Date subject to continued employment.

F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 16:26 UTC ROCKWELL COLLINS INC COL · Entity 162195 Tax withholdingCommon Stock 3,009 $133.37 $401,310.33
Disclosure

SEC source: 0001137411-17-000127 · edgar.xml · nonDerivative · entry 2

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,582.649

F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 16:26 UTC ROCKWELL COLLINS INC COL · Entity 162195 GrantCommon Stock 6,274 $0.00 $0.00
Disclosure

SEC source: 0001137411-17-000127 · edgar.xml · nonDerivative · entry 1

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,591.649

F1 · shares: Vesting of performance shares granted under the Company's Long-Term Incentives Plan ("LTIP").

F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 11:51 UTC ROCKWELL COLLINS INC COL · Entity 162195 Exercise / conversionStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $30.39 $0.00
Disclosure

SEC source: 0001137411-17-000111 · edgar.xml · derivative · entry 6

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,700

Underlying: Common Stock · 35,000 shares

Expires 2018-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Employee stock options granted pursuant to the Company's stock based plans.

F7 · derivative.exercise_date: The options are currently exercisable.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 11:51 UTC ROCKWELL COLLINS INC COL · Entity 162195 Exercise / conversionStock Option (Right to Buy) · Derivative 1,350 $0.00 Strike: $74.05 $0.00
Disclosure

SEC source: 0001137411-17-000111 · edgar.xml · derivative · entry 5

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,350 shares

Expires 2017-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Employee stock options granted pursuant to the Company's stock based plans.

F7 · derivative.exercise_date: The options are currently exercisable.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 11:51 UTC ROCKWELL COLLINS INC COL · Entity 162195 SaleCommon Stock 35,000 $135.34 $4,736,900.00
Disclosure

SEC source: 0001137411-17-000111 · edgar.xml · nonDerivative · entry 3

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,317.649

F3 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017.

F4 · price: The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.92, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 11:51 UTC ROCKWELL COLLINS INC COL · Entity 162195 Exercise / conversionCommon Stock 35,000 $30.39 $1,063,650.00
Disclosure

SEC source: 0001137411-17-000111 · edgar.xml · nonDerivative · entry 2

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,317.649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017.

F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 11:51 UTC ROCKWELL COLLINS INC COL · Entity 162195 Exercise / conversionCommon Stock 1,350 $74.05 $99,967.50
Disclosure

SEC source: 0001137411-17-000111 · edgar.xml · nonDerivative · entry 1

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,317.649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2017.

F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017.

Read SEC document
October 12, 2017 Filed Oct 16, 2017 20:53 UTC ALLIANT ENERGY CORP LNT · Entity 3298 GrantDeferred Common Stock Units · Derivative 639.3862 $43.01 Strike: $0.00 $27,500.00
Disclosure

SEC source: 0000352541-17-000093 · wf-form4_150818719023204.xml · derivative · entry 1

ALLEN PATRICK E · CIK 0001191569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,466.6959

Underlying: Common Stock · 639.3862 shares

Expires not disclosed

F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director.

F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director.

F2 · balance_after: Includes shares acquired under the company's dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 13, 2017 Filed Jul 17, 2017 18:00 UTC ALLIANT ENERGY CORP LNT · Entity 3298 GrantDeferred Common Stock Units · Derivative 692.1722 $39.73 Strike: $0.00 $27,500.00
Disclosure

SEC source: 0000352541-17-000070 · wf-form4_150031441856935.xml · derivative · entry 1

ALLEN PATRICK E · CIK 0001191569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,701.7775

Underlying: Common Stock · 692.1722 shares

Expires not disclosed

F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director.

F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director.

F2 · balance_after: Includes shares acquired under the company's dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 21:19 UTC ALLIANT ENERGY CORP LNT · Entity 3298 GrantDeferred Common Stock Units · Derivative 757.1933 $39.62 Strike: $0.00 $30,000.00
Disclosure

SEC source: 0000352541-17-000037 · wf-form4_149246393202461.xml · derivative · entry 1

ALLEN PATRICK E · CIK 0001191569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,883.8282

Underlying: Common Stock · 757.1933 shares

Expires not disclosed

F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director.

F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director.

F2 · balance_after: Includes shares acquired under the company's dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 22, 2017 Filed Mar 23, 2017 11:39 UTC ROCKWELL COLLINS INC COL · Entity 162195 Exercise / conversionStock Option (Right to Buy) · Derivative 1,550 $0.00 Strike: $74.05 $0.00
Disclosure

SEC source: 0001672811-17-000017 · edgar.xml · derivative · entry 4

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,550 shares

Expires 2017-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Employee stock options granted pursuant to the Company's stock based plans.

F5 · derivative.exercise_date: The options are currently exercisable.

Read SEC document
March 22, 2017 Filed Mar 23, 2017 11:39 UTC ROCKWELL COLLINS INC COL · Entity 162195 SaleCommon Stock 1,550 $97.25 $150,737.50
Disclosure

SEC source: 0001672811-17-000017 · edgar.xml · nonDerivative · entry 2

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,844.12

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2017.

F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of March 1, 2017.

Read SEC document
March 22, 2017 Filed Mar 23, 2017 11:39 UTC ROCKWELL COLLINS INC COL · Entity 162195 Exercise / conversionCommon Stock 1,550 $74.05 $114,777.50
Disclosure

SEC source: 0001672811-17-000017 · edgar.xml · nonDerivative · entry 1

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,394.12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2017.

F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of March 1, 2017.

Read SEC document
March 21, 2017 Filed Mar 21, 2017 18:01 UTC ROCKWELL COLLINS INC COL · Entity 162195 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $74.05 $0.00
Disclosure

SEC source: 0001672811-17-000016 · edgar.xml · derivative · entry 7

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,550

Underlying: Common Stock · 2,000 shares

Expires 2017-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Employee stock options granted pursuant to the Company's stock based plans.

F5 · derivative.exercise_date: The options are currently exercisable.

Read SEC document
March 21, 2017 Filed Mar 21, 2017 18:01 UTC ROCKWELL COLLINS INC COL · Entity 162195 SaleCommon Stock 2,000 $99.37 $198,740.00
Disclosure

SEC source: 0001672811-17-000016 · edgar.xml · nonDerivative · entry 4

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,844.12

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2017.

F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of March 1, 2017.

Read SEC document
March 21, 2017 Filed Mar 21, 2017 18:01 UTC ROCKWELL COLLINS INC COL · Entity 162195 Exercise / conversionCommon Stock 2,000 $74.05 $148,100.00
Disclosure

SEC source: 0001672811-17-000016 · edgar.xml · nonDerivative · entry 3

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,844.12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2017.

F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of March 1, 2017.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 18:01 UTC ROCKWELL COLLINS INC COL · Entity 162195 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $74.05 $0.00
Disclosure

SEC source: 0001672811-17-000016 · edgar.xml · derivative · entry 6

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,550

Underlying: Common Stock · 2,000 shares

Expires 2017-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Employee stock options granted pursuant to the Company's stock based plans.

F5 · derivative.exercise_date: The options are currently exercisable.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 18:01 UTC ROCKWELL COLLINS INC COL · Entity 162195 SaleCommon Stock 2,000 $98.93 $197,860.00
Disclosure

SEC source: 0001672811-17-000016 · edgar.xml · nonDerivative · entry 2

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,844.12

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2017.

F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of March 1, 2017.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 18:01 UTC ROCKWELL COLLINS INC COL · Entity 162195 Exercise / conversionCommon Stock 2,000 $74.05 $148,100.00
Disclosure

SEC source: 0001672811-17-000016 · edgar.xml · nonDerivative · entry 1

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,844.12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2017.

F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of March 1, 2017.

Read SEC document
March 17, 2017 Filed Mar 20, 2017 09:56 UTC ROCKWELL COLLINS INC COL · Entity 162195 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $74.05 $0.00
Disclosure

SEC source: 0001672811-17-000013 · edgar.xml · derivative · entry 7

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,550

Underlying: Common Stock · 2,000 shares

Expires 2017-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Employee stock options granted pursuant to the Company's stock based plans.

F5 · derivative.exercise_date: The options are currently exercisable.

Read SEC document
March 17, 2017 Filed Mar 20, 2017 09:56 UTC ROCKWELL COLLINS INC COL · Entity 162195 SaleCommon Stock 2,000 $98.52 $197,040.00
Disclosure

SEC source: 0001672811-17-000013 · edgar.xml · nonDerivative · entry 4

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,844.12

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2017.

F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of March 1, 2017.

Read SEC document
March 17, 2017 Filed Mar 20, 2017 09:56 UTC ROCKWELL COLLINS INC COL · Entity 162195 Exercise / conversionCommon Stock 2,000 $74.05 $148,100.00
Disclosure

SEC source: 0001672811-17-000013 · edgar.xml · nonDerivative · entry 3

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,844.12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2017.

F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of March 1, 2017.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 09:56 UTC ROCKWELL COLLINS INC COL · Entity 162195 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $74.05 $0.00
Disclosure

SEC source: 0001672811-17-000013 · edgar.xml · derivative · entry 6

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,550

Underlying: Common Stock · 2,000 shares

Expires 2017-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Employee stock options granted pursuant to the Company's stock based plans.

F5 · derivative.exercise_date: The options are currently exercisable.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 09:56 UTC ROCKWELL COLLINS INC COL · Entity 162195 SaleCommon Stock 2,000 $98.16 $196,320.00
Disclosure

SEC source: 0001672811-17-000013 · edgar.xml · nonDerivative · entry 2

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,844.12

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2017.

F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of March 1, 2017.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 09:56 UTC ROCKWELL COLLINS INC COL · Entity 162195 Exercise / conversionCommon Stock 2,000 $74.05 $148,100.00
Disclosure

SEC source: 0001672811-17-000013 · edgar.xml · nonDerivative · entry 1

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,844.12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2017.

F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of March 1, 2017.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 09:55 UTC ROCKWELL COLLINS INC COL · Entity 162195 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $74.05 $0.00
Disclosure

SEC source: 0001672811-17-000012 · edgar.xml · derivative · entry 7

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,550

Underlying: Common Stock · 2,000 shares

Expires 2017-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Employee stock options granted pursuant to the Company's stock based plans.

F5 · derivative.exercise_date: The options are currently exercisable.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 09:55 UTC ROCKWELL COLLINS INC COL · Entity 162195 SaleCommon Stock 2,000 $97.98 $195,960.00
Disclosure

SEC source: 0001672811-17-000012 · edgar.xml · nonDerivative · entry 4

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,844.12

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2017.

F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of March 1, 2017.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 09:55 UTC ROCKWELL COLLINS INC COL · Entity 162195 Exercise / conversionCommon Stock 2,000 $74.05 $148,100.00
Disclosure

SEC source: 0001672811-17-000012 · edgar.xml · nonDerivative · entry 3

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,844.12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2017.

F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of March 1, 2017.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 09:55 UTC ROCKWELL COLLINS INC COL · Entity 162195 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $74.05 $0.00
Disclosure

SEC source: 0001672811-17-000012 · edgar.xml · derivative · entry 6

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,550

Underlying: Common Stock · 2,000 shares

Expires 2017-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Employee stock options granted pursuant to the Company's stock based plans.

F5 · derivative.exercise_date: The options are currently exercisable.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 09:55 UTC ROCKWELL COLLINS INC COL · Entity 162195 SaleCommon Stock 2,000 $98.78 $197,560.00
Disclosure

SEC source: 0001672811-17-000012 · edgar.xml · nonDerivative · entry 2

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,844.12

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2017.

F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of March 1, 2017.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 09:55 UTC ROCKWELL COLLINS INC COL · Entity 162195 Exercise / conversionCommon Stock 2,000 $74.05 $148,100.00
Disclosure

SEC source: 0001672811-17-000012 · edgar.xml · nonDerivative · entry 1

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,844.12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2017.

F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of March 1, 2017.

Read SEC document
January 12, 2017 Filed Jan 17, 2017 14:02 UTC ALLIANT ENERGY CORP LNT · Entity 3298 GrantDeferred Common Stock Units · Derivative 796.8128 $37.65 Strike: $0.00 $30,000.00
Disclosure

SEC source: 0000352541-17-000004 · wf-form4_148466170316755.xml · derivative · entry 1

ALLEN PATRICK E · CIK 0001191569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000.7625

Underlying: Common Stock · 796.8128 shares

Expires not disclosed

F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director.

F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director.

F2 · balance_after: Includes shares acquired under the company's dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 17:40 UTC ROCKWELL COLLINS INC COL · Entity 162195 GrantStock Option (Right to Buy) · Derivative 32,100 $0.00 Strike: $88.71 $0.00
Disclosure

SEC source: 0001672811-16-000001 · edgar.xml · derivative · entry 4

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,100

Underlying: Common Stock · 32,100 shares

Expires 2026-11-14

F4 · security: Employee stock options granted under the LTIP.

F5 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning November 14, 2017.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 17:40 UTC ROCKWELL COLLINS INC COL · Entity 162195 Tax withholdingCommon Stock 2,303 $88.71 $204,299.13
Disclosure

SEC source: 0001672811-16-000001 · edgar.xml · nonDerivative · entry 2

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,704.746

F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 3, 2016.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 17:40 UTC ROCKWELL COLLINS INC COL · Entity 162195 GrantCommon Stock 6,905 $0.00 $0.00
Disclosure

SEC source: 0001672811-16-000001 · edgar.xml · nonDerivative · entry 1

ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,007.746

F1 · shares: Vesting of performance shares granted under the Company's Long-Term Incentives Plan ("LTIP").

F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 3, 2016.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 16:34 UTC ALLIANT ENERGY CORP LNT · Entity 3298 GrantDeferred Common Stock Units · Derivative 721.8641 $37.23 Strike: $0.00 $26,875.00
Disclosure

SEC source: 0000352541-16-000184 · wf-form4_147672207606247.xml · derivative · entry 1

ALLEN PATRICK E · CIK 0001191569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,038.9628

Underlying: Common Stock · 721.8641 shares

Expires not disclosed

F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director.

F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director.

F2 · balance_after: Includes shares acquired under the company's dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.