Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALLIANT ENERGY CORPLNT · Entity 3298 | Director | October 09, 2026 | October 14, 2026 |
| Arxis, Inc.ARXS · Entity 3230 | Director | April 17, 2026 | April 21, 2026 |
| TENNANT COTNC · Entity 4843 | Director | August 31, 2026 | September 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALLIANT ENERGY CORP
Report date October 09, 2026 · Filed October 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Common Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 47,271.094 |
Reported balance
After 2026-10-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-09 · Grant · Acquired 569.476 · Balance 47,271.094 F1: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F2: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director.
F2: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
Arxis, Inc.
Report date April 17, 2026 · Filed April 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 15,357 |
Ending reported balance
After 2026-04-17 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-04-17 · Grant · Acquired 5,357 · Balance 5,357 F1: Represents an award of restricted stock units which will vest on the first anniversary of the grant date. Row 2 · 2026-04-17 · Purchase · Acquired 10,000 · Balance 15,357 F2: Represents shares of Class A Common Stock purchased by the Reporting Person through the directed share program conducted in connection with the Issuer's initial public offering. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock units which will vest on the first anniversary of the grant date.
F2: Represents shares of Class A Common Stock purchased by the Reporting Person through the directed share program conducted in connection with the Issuer's initial public offering.
TENNANT CO
Report date August 31, 2026 · Filed September 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,927 |
Reported balance
After 2026-08-31 transaction · row 1
1 source rowRow 1 · 2026-08-31 · Purchase · Acquired 3,000 · Balance 4,927 F1: Reflects the weighted average price of 3,000 shares of common stock of Tennant Company purchased by the reporting person in multiple transactions on August 31, 2026 with purchase prices ranging from $69.17 to $69.555 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the weighted average price of 3,000 shares of common stock of Tennant Company purchased by the reporting person in multiple transactions on August 31, 2026 with purchase prices ranging from $69.17 to $69.555 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ROCKWELL COLLINS INC
Report date November 26, 2018 · Filed November 28, 2018
Section 16 reporting ended · disclosed 2018-11-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 1
1 source rowRow 1 · 2018-11-26 · Disposition to issuer · Disposed 71,908.649 · Balance 0 F1: Includes (a) 61,708.6490 shares of Issuer common stock disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"), (b) 6,200 shares disposed of for Merger Consideration upon immediate vesting of FY'17-19 performance shares at target pursuant to the Merger Agreement and (c) 4,000 restricted stock units and 5,999 FY'18-20 performance shares granted in November 2017 exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement). |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan | 0 |
Reported balance
After 2018-11-26 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-11-26 · Disposition to issuer · Disposed 7,141.781 · Balance 0 F2: Disposed of for Merger Consideration to be received by the reporting person's account under the Savings Plan. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $53.08 · Expires 2019-11-20 | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-11-26 · Exercise / conversion · Disposed 35,200 · Balance 0 F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.75 · Expires 2020-11-19 | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-11-26 · Exercise / conversion · Disposed 34,000 · Balance 0 F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.01 · Expires 2021-11-14 | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-11-26 · Exercise / conversion · Disposed 36,000 · Balance 0 F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $54.37 · Expires 2022-11-12 | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-11-26 · Exercise / conversion · Disposed 40,200 · Balance 0 F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $70.97 · Expires 2023-11-11 | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-11-26 · Exercise / conversion · Disposed 27,200 · Balance 0 F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $83.69 · Expires 2024-11-17 | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-11-26 · Exercise / conversion · Disposed 25,600 · Balance 0 F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $86.75 · Expires 2025-11-09 | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-11-26 · Exercise / conversion · Disposed 28,200 · Balance 0 F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $88.71 · Expires 2026-11-14 | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2018-11-26 · Exercise / conversion · Disposed 32,100 · Balance 0 F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. |
| Phantom StockSEC Table II · derivative / convertible security | IndirectBy Non-Qualified Savings Plans | 0 |
Reported balance
After 2018-11-26 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2018-11-26 · Exercise / conversion · Disposed 3,375.3576 · Balance 0 F5: The price varies based on the date the phantom stock was credited. F4: Represents phantom shares of common stock held as units in the Issuer's (1) 2005 non-qualified savings plan disposed of for a cash payment based upon the value of the Merger Consideration (as set forth in the Merger Agreement) with respect to 3,354.2405 units and (2) pre 2005 non-qualified savings plan exchanged for number of deferred UTC stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement) with respect to 21.1171 units. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes (a) 61,708.6490 shares of Issuer common stock disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"), (b) 6,200 shares disposed of for Merger Consideration upon immediate vesting of FY'17-19 performance shares at target pursuant to the Merger Agreement and (c) 4,000 restricted stock units and 5,999 FY'18-20 performance shares granted in November 2017 exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement).
F2: Disposed of for Merger Consideration to be received by the reporting person's account under the Savings Plan.
F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option.
F4: Represents phantom shares of common stock held as units in the Issuer's (1) 2005 non-qualified savings plan disposed of for a cash payment based upon the value of the Merger Consideration (as set forth in the Merger Agreement) with respect to 3,354.2405 units and (2) pre 2005 non-qualified savings plan exchanged for number of deferred UTC stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement) with respect to 21.1171 units.
F5: The price varies based on the date the phantom stock was credited.
TRIUMPH GROUP INC
Report date July 24, 2025 · Filed July 29, 2025
Section 16 reporting ended · disclosed 2025-07-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-07-24 transaction · row 1
1 source rowRow 1 · 2025-07-24 · Disposition to issuer · Disposed 22,178 · Balance 0 F1: On July 24, 2025, pursuant to the Agreement and Plan of Merger dated February 2, 2025 (the "Merger Agreement") among the Issuer, Titan BW Acquisition Holdco Inc., a Delaware corporation ("Parent"), and Titan BW Acquisition Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.001 per share, of the Issuer ("Common Stock") issued and outstanding immediately prior to the Effective Time was cancelled and converted into the right to receive $26.00 in cash, without interest (the "Merger Consideration"). F2: Includes 10,324 restricted stock units ("RSUs"), each unit representing the contingent right to receive one share of Common Stock. Pursuant to the Merger Agreement, as of the Effective Time, these RSUs were cancelled and exchanged for an amount in cash, less applicable tax withholdings, equal to the product of (i) the total number of shares of Common Stock subject to the RSUs multiplied by (ii) the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 24, 2025, pursuant to the Agreement and Plan of Merger dated February 2, 2025 (the "Merger Agreement") among the Issuer, Titan BW Acquisition Holdco Inc., a Delaware corporation ("Parent"), and Titan BW Acquisition Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.001 per share, of the Issuer ("Common Stock") issued and outstanding immediately prior to the Effective Time was cancelled and converted into the right to receive $26.00 in cash, without interest (the "Merger Consideration").
F2: Includes 10,324 restricted stock units ("RSUs"), each unit representing the contingent right to receive one share of Common Stock. Pursuant to the Merger Agreement, as of the Effective Time, these RSUs were cancelled and exchanged for an amount in cash, less applicable tax withholdings, equal to the product of (i) the total number of shares of Common Stock subject to the RSUs multiplied by (ii) the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 09, 2026 Filed Oct 14, 2026 15:12 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantDeferred Common Stock Units · Derivative | 569.476 | $65.85 Strike: $0.00 | $37,499.99 |
DisclosureSEC source: 0001191569-26-000013 · wk-form4_1791990736.xml · derivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,271.094 Underlying: Common Stock · 569.476 shares Expires not disclosed F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 31, 2026 Filed Sep 23, 2026 20:28 UTC | TENNANT CO TNC · Entity 4843 | PurchaseCommon Stock | 3,000 | $69.42 | $208,250.40 |
DisclosureSEC source: 0001191569-26-000012 · form4-09232026_080956.xml · nonDerivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,927 F1 · price: Reflects the weighted average price of 3,000 shares of common stock of Tennant Company purchased by the reporting person in multiple transactions on August 31, 2026 with purchase prices ranging from $69.17 to $69.555 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| July 10, 2026 Filed Jul 14, 2026 14:36 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantDeferred Common Stock Units · Derivative | 490.838 | $76.40 Strike: $0.00 | $37,500.02 |
DisclosureSEC source: 0001191569-26-000010 · wk-form4_1784039797.xml · derivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,349.141 Underlying: Common Stock · 490.838 shares Expires not disclosed F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 07, 2026 Filed May 11, 2026 20:41 UTC | TENNANT CO TNC · Entity 4843 | GrantCommon Stock | 1,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001191569-26-000009 · form4-05112026_080558.xml · nonDerivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,927 F1 · shares: Non-Employee Director restricted stock unit grant. Read SEC document |
| April 17, 2026 Filed Apr 21, 2026 01:04 UTC | Arxis, Inc. ARXS · Entity 3230 | PurchaseClass A Common Stock | 10,000 | $28.00 | $280,000.00 |
DisclosureSEC source: 0001193125-26-164665 · ownership.xml · nonDerivative · entry 2 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,357 F2 · shares: Represents shares of Class A Common Stock purchased by the Reporting Person through the directed share program conducted in connection with the Issuer's initial public offering. Read SEC document |
| April 17, 2026 Filed Apr 21, 2026 01:04 UTC | Arxis, Inc. ARXS · Entity 3230 | GrantClass A Common Stock | 5,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-164665 · ownership.xml · nonDerivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,357 F1 · shares: Represents an award of restricted stock units which will vest on the first anniversary of the grant date. Read SEC document |
| April 10, 2026 Filed Apr 14, 2026 20:25 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantDeferred Common Stock Units · Derivative | 512.996 | $73.10 Strike: $0.00 | $37,500.01 |
DisclosureSEC source: 0001191569-26-000007 · wk-form4_1776198301.xml · derivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,514.856 Underlying: Common Stock · 512.996 shares Expires not disclosed F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 26, 2026 Filed Mar 2, 2026 22:32 UTC | TENNANT CO TNC · Entity 4843 | GrantCommon Stock | 437 | $0.00 | $0.00 |
DisclosureSEC source: 0001191569-26-000006 · form4-03022026_100311.xml · nonDerivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 437 F1 · shares: Non-Employee Director restricted stock unit grant. Read SEC document |
| January 09, 2026 Filed Jan 12, 2026 19:38 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantDeferred Common Stock Units · Derivative | 576.746 | $65.02 Strike: $0.00 | $37,500.02 |
DisclosureSEC source: 0001191569-26-000002 · wk-form4_1768246683.xml · derivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,665.768 Underlying: Common Stock · 576.746 shares Expires not disclosed F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| July 24, 2025 Filed Jul 29, 2025 15:50 UTC | TRIUMPH GROUP INC TGI · Entity 77123 | Disposition to issuerCommon Stock | 22,178 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-099601 · ownership.xml · nonDerivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: On July 24, 2025, pursuant to the Agreement and Plan of Merger dated February 2, 2025 (the "Merger Agreement") among the Issuer, Titan BW Acquisition Holdco Inc., a Delaware corporation ("Parent"), and Titan BW Acquisition Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.001 per share, of the Issuer ("Common Stock") issued and outstanding immediately prior to the Effective Time was cancelled and converted into the right to receive $26.00 in cash, without interest (the "Merger Consideration"). F2 · shares: Includes 10,324 restricted stock units ("RSUs"), each unit representing the contingent right to receive one share of Common Stock. Pursuant to the Merger Agreement, as of the Effective Time, these RSUs were cancelled and exchanged for an amount in cash, less applicable tax withholdings, equal to the product of (i) the total number of shares of Common Stock subject to the RSUs multiplied by (ii) the Merger Consideration. F1 · price: On July 24, 2025, pursuant to the Agreement and Plan of Merger dated February 2, 2025 (the "Merger Agreement") among the Issuer, Titan BW Acquisition Holdco Inc., a Delaware corporation ("Parent"), and Titan BW Acquisition Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.001 per share, of the Issuer ("Common Stock") issued and outstanding immediately prior to the Effective Time was cancelled and converted into the right to receive $26.00 in cash, without interest (the "Merger Consideration"). F2 · price: Includes 10,324 restricted stock units ("RSUs"), each unit representing the contingent right to receive one share of Common Stock. Pursuant to the Merger Agreement, as of the Effective Time, these RSUs were cancelled and exchanged for an amount in cash, less applicable tax withholdings, equal to the product of (i) the total number of shares of Common Stock subject to the RSUs multiplied by (ii) the Merger Consideration. Read SEC document |
| October 11, 2024 Filed Oct 15, 2024 18:17 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantDeferred Common Stock Units · Derivative | 628.46 | $59.67 Strike: $0.00 | $37,500.21 |
DisclosureSEC source: 0000352541-24-000093 · wk-form4_1729016238.xml · derivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,382.556 Underlying: Common Stock · 628.46 shares Expires not disclosed F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 08, 2024 Filed Aug 12, 2024 10:47 UTC | TRIUMPH GROUP INC TGI · Entity 77123 | GrantCommon Stock | 10,324 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-095162 · ownership.xml · nonDerivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,178 F1 · shares: The reporting person received 10,324 restricted stock units, each unit representing the contingent right to receive one share of common stock. These restricted stock units vest on the first anniversay of the date of grant, unless earlier terminated or accelerated in accordance with the Company's 2016 Director's Equity Compensation Plan or deferred in accordance with the Company's Directors' Deferred Compensation Plan. Read SEC document |
| July 12, 2024 Filed Jul 16, 2024 16:11 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantDeferred Common Stock Units · Derivative | 696.1203 | $53.87 Strike: $0.00 | $37,500.00 |
DisclosureSEC source: 0000352541-24-000081 · wk-form4_1721146271.xml · derivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,405.0541 Underlying: Common Stock · 696.1203 shares Expires not disclosed F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 12, 2024 Filed Apr 16, 2024 14:28 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantDeferred Common Stock Units · Derivative | 781.25 | $48.00 Strike: $0.00 | $37,500.00 |
DisclosureSEC source: 0000352541-24-000052 · wk-form4_1713277688.xml · derivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,336.5251 Underlying: Common Stock · 781.25 shares Expires not disclosed F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 12, 2024 Filed Jan 17, 2024 20:46 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantDeferred Common Stock Units · Derivative | 744.343 | $50.38 Strike: $0.00 | $37,500.00 |
DisclosureSEC source: 0000352541-24-000007 · wk-form4_1705524368.xml · derivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,166.843 Underlying: Common Stock · 744.343 shares Expires not disclosed F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| July 25, 2023 Filed Jul 27, 2023 14:10 UTC | TRIUMPH GROUP INC TGI · Entity 77123 | GrantCommon Stock | 11,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-043500 · doc4.xml · nonDerivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,854 F1 · shares: The reporting person received 11,854 restricted stock units, each unit representing the contingent right to receive one share of common stock. These restricted stock units vest on the first anniversary of the date of grant, unless earlier terminated or accelerated in accordance with the Company's 2016 Director's Equity Compensation Plan or deferred in accordance with the Company's Directors' Deferred Compensation Plan. Read SEC document |
| October 11, 2022 Filed Oct 13, 2022 20:56 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantDeferred Common Stock Units · Derivative | 696.1018 | $50.28 Strike: $0.00 | $35,000.00 |
DisclosureSEC source: 0000899243-22-033567 · doc4.xml · derivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,812.5964 Underlying: Common Stock · 696.1018 shares Expires not disclosed F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| July 11, 2022 Filed Jul 13, 2022 14:06 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantDeferred Common Stock Units · Derivative | 604.2818 | $57.92 Strike: $0.00 | $35,000.00 |
DisclosureSEC source: 0000352541-22-000066 · wf-form4_165772119786923.xml · derivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,876.2893 Underlying: Common Stock · 604.2818 shares Expires not disclosed F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 13, 2022 Filed Apr 14, 2022 19:03 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantDeferred Common Stock Units · Derivative | 560.2296 | $63.59 Strike: $0.00 | $35,625.00 |
DisclosureSEC source: 0000352541-22-000052 · wf-form4_164996298576959.xml · derivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,017.6746 Underlying: Common Stock · 560.2296 shares Expires not disclosed F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 22:46 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantDeferred Common Stock Units · Derivative | 584.1122 | $60.99 Strike: $0.00 | $35,625.00 |
DisclosureSEC source: 0000352541-22-000009 · wf-form4_164194116953562.xml · derivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,198.0014 Underlying: Common Stock · 584.1122 shares Expires not disclosed F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| October 08, 2021 Filed Oct 12, 2021 15:32 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantDeferred Common Stock Units · Derivative | 591.9407 | $55.96 Strike: $0.00 | $33,125.00 |
DisclosureSEC source: 0000352541-21-000084 · wf-form4_163405275602813.xml · derivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,375.0299 Underlying: Common Stock · 591.9407 shares Expires not disclosed F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 13:34 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantDeferred Common Stock Units · Derivative | 583.5976 | $56.76 Strike: $0.00 | $33,125.00 |
DisclosureSEC source: 0000352541-21-000063 · wf-form4_162618327740554.xml · derivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,570.4091 Underlying: Common Stock · 583.5976 shares Expires not disclosed F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 08, 2021 Filed Apr 9, 2021 20:10 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantDeferred Common Stock Units · Derivative | 577.1006 | $54.15 Strike: $0.00 | $31,250.00 |
DisclosureSEC source: 0000352541-21-000046 · wf-form4_161799900476274.xml · derivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,760.4733 Underlying: Common Stock · 577.1006 shares Expires not disclosed F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 18:36 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantDeferred Common Stock Units · Derivative | 633.232 | $49.35 Strike: $0.00 | $31,250.00 |
DisclosureSEC source: 0000352541-21-000008 · wf-form4_161047659691960.xml · derivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,923.093 Underlying: Common Stock · 633.232 shares Expires not disclosed F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 14:15 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantDeferred Common Stock Units · Derivative | 570.8805 | $54.74 Strike: $0.00 | $31,250.00 |
DisclosureSEC source: 0000352541-20-000096 · wf-form4_160259852442819.xml · derivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,087.2893 Underlying: Common Stock · 570.8805 shares Expires not disclosed F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| July 10, 2020 Filed Jul 13, 2020 19:57 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantDeferred Common Stock Units · Derivative | 637.2349 | $49.04 Strike: $0.00 | $31,250.00 |
DisclosureSEC source: 0000352541-20-000080 · wf-form4_159467024091047.xml · derivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,309.7723 Underlying: Common Stock · 637.2349 shares Expires not disclosed F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 22:36 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantDeferred Common Stock Units · Derivative | 623.1652 | $53.14 Strike: $0.00 | $33,115.00 |
DisclosureSEC source: 0000352541-20-000054 · wf-form4_158681734869148.xml · derivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,437.3648 Underlying: Common Stock · 623.1652 shares Expires not disclosed F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 10, 2020 Filed Jan 13, 2020 22:32 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantDeferred Common Stock Units · Derivative | 601.6888 | $55.07 Strike: $0.00 | $33,135.00 |
DisclosureSEC source: 0000352541-20-000010 · wf-form4_157895473157219.xml · derivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,639.6285 Underlying: Common Stock · 601.6888 shares Expires not disclosed F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| October 11, 2019 Filed Oct 15, 2019 15:47 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantDeferred Common Stock Units · Derivative | 601.1315 | $53.03 Strike: $0.00 | $31,875.00 |
DisclosureSEC source: 0000352541-19-000095 · wf-form4_157115444874270.xml · derivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,857.6358 Underlying: Common Stock · 601.1315 shares Expires not disclosed F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| July 11, 2019 Filed Jul 15, 2019 16:02 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantDeferred Common Stock Units · Derivative | 633.8239 | $50.29 Strike: $0.00 | $31,875.00 |
DisclosureSEC source: 0000352541-19-000074 · wf-form4_156320654508108.xml · derivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,076.9945 Underlying: Common Stock · 633.8239 shares Expires not disclosed F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 22:04 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantDeferred Common Stock Units · Derivative | 50 | $50.00 Strike: $0.00 | $2,500.00 |
DisclosureSEC source: 0000352541-19-000066 · wf-form4_156080904828448.xml · derivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,443.1706 Underlying: Common Stock · 50 shares Expires not disclosed F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 18:53 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantDeferred Common Stock Units · Derivative | 629.9593 | $46.63 Strike: $0.00 | $29,375.00 |
DisclosureSEC source: 0000352541-19-000046 · wf-form4_155535440585952.xml · derivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,204.0467 Underlying: Common Stock · 629.9593 shares Expires not disclosed F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 10, 2019 Filed Jan 15, 2019 00:30 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantDeferred Common Stock Units · Derivative | 691.0139 | $42.51 Strike: $0.00 | $29,375.00 |
DisclosureSEC source: 0000899243-19-001148 · doc4.xml · derivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,381.6579 Underlying: Common Stock · 691.0139 shares Expires not disclosed F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:03 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionPhantom Stock · Derivative | 3,375.3576 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001137411-18-000123 · edgar.xml · derivative · entry 11 ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Non-Qualified Savings Plans Disclosed balance after: 0 Underlying: Common Stock · 3,375.3576 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The price varies based on the date the phantom stock was credited. F5 · price: The price varies based on the date the phantom stock was credited. F4 · derivative.exercise_date: Represents phantom shares of common stock held as units in the Issuer's (1) 2005 non-qualified savings plan disposed of for a cash payment based upon the value of the Merger Consideration (as set forth in the Merger Agreement) with respect to 3,354.2405 units and (2) pre 2005 non-qualified savings plan exchanged for number of deferred UTC stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement) with respect to 21.1171 units. F4 · derivative.expiration_date: Represents phantom shares of common stock held as units in the Issuer's (1) 2005 non-qualified savings plan disposed of for a cash payment based upon the value of the Merger Consideration (as set forth in the Merger Agreement) with respect to 3,354.2405 units and (2) pre 2005 non-qualified savings plan exchanged for number of deferred UTC stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement) with respect to 21.1171 units. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:03 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 32,100 | $0.00 Strike: $88.71 | $0.00 |
DisclosureSEC source: 0001137411-18-000123 · edgar.xml · derivative · entry 10 ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,100 shares Expires 2026-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:03 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 28,200 | $0.00 Strike: $86.75 | $0.00 |
DisclosureSEC source: 0001137411-18-000123 · edgar.xml · derivative · entry 9 ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,200 shares Expires 2025-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:03 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,600 | $0.00 Strike: $83.69 | $0.00 |
DisclosureSEC source: 0001137411-18-000123 · edgar.xml · derivative · entry 8 ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,600 shares Expires 2024-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:03 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 27,200 | $0.00 Strike: $70.97 | $0.00 |
DisclosureSEC source: 0001137411-18-000123 · edgar.xml · derivative · entry 7 ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,200 shares Expires 2023-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:03 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 40,200 | $0.00 Strike: $54.37 | $0.00 |
DisclosureSEC source: 0001137411-18-000123 · edgar.xml · derivative · entry 6 ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,200 shares Expires 2022-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:03 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 36,000 | $0.00 Strike: $55.01 | $0.00 |
DisclosureSEC source: 0001137411-18-000123 · edgar.xml · derivative · entry 5 ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,000 shares Expires 2021-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:03 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 34,000 | $0.00 Strike: $55.75 | $0.00 |
DisclosureSEC source: 0001137411-18-000123 · edgar.xml · derivative · entry 4 ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,000 shares Expires 2020-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:03 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 35,200 | $0.00 Strike: $53.08 | $0.00 |
DisclosureSEC source: 0001137411-18-000123 · edgar.xml · derivative · entry 3 ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,200 shares Expires 2019-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:03 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Disposition to issuerCommon Stock | 7,141.781 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001137411-18-000123 · edgar.xml · nonDerivative · entry 2 ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Disclosed balance after: 0 F2 · shares: Disposed of for Merger Consideration to be received by the reporting person's account under the Savings Plan. F2 · price: Disposed of for Merger Consideration to be received by the reporting person's account under the Savings Plan. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:03 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Disposition to issuerCommon Stock | 71,908.649 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001137411-18-000123 · edgar.xml · nonDerivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes (a) 61,708.6490 shares of Issuer common stock disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"), (b) 6,200 shares disposed of for Merger Consideration upon immediate vesting of FY'17-19 performance shares at target pursuant to the Merger Agreement and (c) 4,000 restricted stock units and 5,999 FY'18-20 performance shares granted in November 2017 exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement). F1 · price: Includes (a) 61,708.6490 shares of Issuer common stock disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"), (b) 6,200 shares disposed of for Merger Consideration upon immediate vesting of FY'17-19 performance shares at target pursuant to the Merger Agreement and (c) 4,000 restricted stock units and 5,999 FY'18-20 performance shares granted in November 2017 exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement). Read SEC document |
| November 13, 2018 Filed Nov 13, 2018 18:20 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Tax withholdingCommon Stock | 828 | $131.48 | $108,865.44 |
DisclosureSEC source: 0001137411-18-000093 · edgar.xml · nonDerivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,708.649 F1 · shares: Tax withholding in respect of the portion of the RSUs granted on November 13, 2017 that vested on November 13, 2018. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan. Read SEC document |
| October 11, 2018 Filed Oct 16, 2018 20:38 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantDeferred Common Stock Units · Derivative | 1,319.8029 | $42.62 Strike: $0.00 | $56,250.00 |
DisclosureSEC source: 0000352541-18-000081 · wf-form4_153972231483187.xml · derivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,516.0462 Underlying: Common Stock · 1,319.8029 shares Expires not disclosed F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 16:34 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Tax withholdingCommon Stock | 2,906 | $141.27 | $410,530.62 |
DisclosureSEC source: 0001137411-18-000075 · edgar.xml · nonDerivative · entry 2 ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,536.649 F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 16:34 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | GrantCommon Stock | 6,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001137411-18-000075 · edgar.xml · nonDerivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,442.649 F1 · shares: Vesting of performance shares granted on November 9, 2015 under the Company's Long-Term Incentives Plan ("LTIP"). F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan. Read SEC document |
| July 12, 2018 Filed Jul 16, 2018 23:51 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantDeferred Common Stock Units · Derivative | 1,303.8943 | $43.14 Strike: $0.00 | $56,250.00 |
DisclosureSEC source: 0000352541-18-000064 · wf-form4_153178504409296.xml · derivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,024.7346 Underlying: Common Stock · 1,303.8943 shares Expires not disclosed F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 12, 2018 Filed Apr 13, 2018 20:28 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantDeferred Common Stock Units · Derivative | 1,388.2034 | $40.52 Strike: $0.00 | $56,250.00 |
DisclosureSEC source: 0000352541-18-000040 · wf-form4_152365131780080.xml · derivative · entry 1 ALLEN PATRICK E · CIK 0001191569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,553.111 Underlying: Common Stock · 1,388.2034 shares Expires not disclosed F1 · derivative.exercise_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F1 · derivative.expiration_date: Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.