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YUM BRANDS INC

Disclosed activity across 1 company

Tapewire entity
3067
SEC CIK
0001041061

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Yum China Holdings, Inc.

Report date October 31, 2016 · Filed November 01, 2016

Section 16 reporting ended · disclosed 2016-11-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2016-10-31 transaction · row 1
1 source row

Row 1 · 2016-10-31 · Other · Disposed 363,758,219 · Balance 0

F1: On October 31, 2016, Yum! Brands, Inc. ("YUM ") distributed all of the outstanding shares of common stock of Yum China Holdings, Inc. ("Yum China") to its shareholders in a previously announced pro rata distribution. The 363,758,219 shares disposed of by YUM in the distribution consisted of 1003 shares previously reported as owned by YUM on October 7, 2016 and 363,757,216 additional shares received by YUM on October 27, 2016 as a stock dividend in a transaction exempt under Rule 16a-9 under the Securities Exchange Act of 1934. Additional information about this transaction can be found in Yum China's Registration Statement on Form 10, as amended

Filing footnotes · ownership attribution and instrument terms

F1: On October 31, 2016, Yum! Brands, Inc. ("YUM ") distributed all of the outstanding shares of common stock of Yum China Holdings, Inc. ("Yum China") to its shareholders in a previously announced pro rata distribution. The 363,758,219 shares disposed of by YUM in the distribution consisted of 1003 shares previously reported as owned by YUM on October 7, 2016 and 363,757,216 additional shares received by YUM on October 27, 2016 as a stock dividend in a transaction exempt under Rule 16a-9 under the Securities Exchange Act of 1934. Additional information about this transaction can be found in Yum China's Registration Statement on Form 10, as amended

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 31, 2016 Filed Nov 1, 2016 21:09 UTC Yum China Holdings, Inc. YUMC · Entity 1255 OtherCommon Stock 363,758,219 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065704 · form4.xml · nonDerivative · entry 1

YUM BRANDS INC · CIK 0001041061 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On October 31, 2016, Yum! Brands, Inc. ("YUM ") distributed all of the outstanding shares of common stock of Yum China Holdings, Inc. ("Yum China") to its shareholders in a previously announced pro rata distribution. The 363,758,219 shares disposed of by YUM in the distribution consisted of 1003 shares previously reported as owned by YUM on October 7, 2016 and 363,757,216 additional shares received by YUM on October 27, 2016 as a stock dividend in a transaction exempt under Rule 16a-9 under the Securities Exchange Act of 1934. Additional information about this transaction can be found in Yum China's Registration Statement on Form 10, as amended

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.