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Schundler Russell

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30667
SEC CIK
0001854414

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Liquidia CorpLQDA · Entity 1860General CounselOctober 09, 2026October 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Liquidia Corp

Report date October 09, 2026 · Filed October 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect602,841 Last balance in matching sequence After 2026-10-12 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2026-10-09 · Exercise / conversion · Acquired 3,758 · Balance 610,124

F2: On January 11, 2024, the Reporting Person was granted 60,135 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2025 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 41,343 have vested as of the date of this Form 4.

F1: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F3: Includes (i) 6,510 unvested restricted stock units ("RSUs") of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 34,417 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 57,680 unvested RSUS of the 102,543 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 12,710 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

Row 2 · 2026-10-09 · Exercise / conversion · Acquired 6,409 · Balance 616,533

F4: On January 11, 2025, the Reporting Person was granted 102,543 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2026 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 44,863 have vested as of the date of this Form 4.

F1: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F3: Includes (i) 6,510 unvested restricted stock units ("RSUs") of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 34,417 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 57,680 unvested RSUS of the 102,543 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 12,710 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

Row 3 · 2026-10-12 · Sale · Disposed 13,692 · Balance 602,841

F5: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023.

F6: These shares of common stock were sold to cover taxes associated with the settlement of RSUs and PSUs that were initially granted to the Reporting Person on January 11, 2023, January 11, 2024 and January 11, 2025.

F3: Includes (i) 6,510 unvested restricted stock units ("RSUs") of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 34,417 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 57,680 unvested RSUS of the 102,543 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 12,710 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect18,792 Reported balance After 2026-10-09 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-10-09 · Exercise / conversion · Disposed 3,758 · Balance 18,792

F1: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect57,680 Reported balance After 2026-10-09 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-10-09 · Exercise / conversion · Disposed 6,409 · Balance 57,680

F1: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

Common StockSEC Table I · non-derivativeIndirectBy Spouse14,500 Reported balance Holding disclosure · report date 2026-10-09 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 14,500

F7: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F2: On January 11, 2024, the Reporting Person was granted 60,135 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2025 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 41,343 have vested as of the date of this Form 4.

F3: Includes (i) 6,510 unvested restricted stock units ("RSUs") of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 34,417 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 57,680 unvested RSUS of the 102,543 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 12,710 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

F4: On January 11, 2025, the Reporting Person was granted 102,543 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2026 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 44,863 have vested as of the date of this Form 4.

F5: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023.

F6: These shares of common stock were sold to cover taxes associated with the settlement of RSUs and PSUs that were initially granted to the Reporting Person on January 11, 2023, January 11, 2024 and January 11, 2025.

F7: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 12, 2026 Filed Oct 14, 2026 00:05 UTC Liquidia Corp LQDA · Entity 1860 SaleCommon Stock 13,692 $28.48 $389,948.16
Disclosure

SEC source: 0001104659-26-115650 · tm2627530-9_4seq1.xml · nonDerivative · entry 3

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 602,841

F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023.

F6 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs and PSUs that were initially granted to the Reporting Person on January 11, 2023, January 11, 2024 and January 11, 2025.

F3 · balance_after: Includes (i) 6,510 unvested restricted stock units ("RSUs") of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 34,417 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 57,680 unvested RSUS of the 102,543 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 12,710 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

Read SEC document
October 09, 2026 Filed Oct 14, 2026 00:05 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionPerformance Stock Units · Derivative 6,409 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-115650 · tm2627530-9_4seq1.xml · derivative · entry 6

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,680

Underlying: Common Stock · 6,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

Read SEC document
October 09, 2026 Filed Oct 14, 2026 00:05 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionPerformance Stock Units · Derivative 3,758 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-115650 · tm2627530-9_4seq1.xml · derivative · entry 5

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,792

Underlying: Common Stock · 3,758 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

Read SEC document
October 09, 2026 Filed Oct 14, 2026 00:05 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionCommon Stock 6,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-115650 · tm2627530-9_4seq1.xml · nonDerivative · entry 2

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 616,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: On January 11, 2025, the Reporting Person was granted 102,543 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2026 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 44,863 have vested as of the date of this Form 4.

F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F3 · balance_after: Includes (i) 6,510 unvested restricted stock units ("RSUs") of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 34,417 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 57,680 unvested RSUS of the 102,543 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 12,710 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

Read SEC document
October 09, 2026 Filed Oct 14, 2026 00:05 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionCommon Stock 3,758 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-115650 · tm2627530-9_4seq1.xml · nonDerivative · entry 1

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 610,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On January 11, 2024, the Reporting Person was granted 60,135 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2025 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 41,343 have vested as of the date of this Form 4.

F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F3 · balance_after: Includes (i) 6,510 unvested restricted stock units ("RSUs") of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 34,417 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 57,680 unvested RSUS of the 102,543 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 12,710 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

Read SEC document
July 13, 2026 Filed Jul 15, 2026 00:04 UTC Liquidia Corp LQDA · Entity 1860 SaleCommon Stock 13,692 $71.52 $979,251.84
Disclosure

SEC source: 0001104659-26-083617 · tm2620529-4_4seq1.xml · nonDerivative · entry 4

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 605,962

F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023.

F6 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs and PSUs that were initially granted to the Reporting Person on January 11, 2023, January 11, 2024 and January 11, 2025.

F3 · balance_after: Includes (i) 13,021 unvested restricted stock units ("RSUs") of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 41,300 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 64,089 unvested RSUS of the 102,543 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 12,306 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

Read SEC document
July 13, 2026 Filed Jul 15, 2026 00:04 UTC Liquidia Corp LQDA · Entity 1860 SaleCommon Stock 1,046 $71.39 $74,673.94
Disclosure

SEC source: 0001104659-26-083617 · tm2620529-4_4seq1.xml · nonDerivative · entry 3

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 619,654

F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023.

F6 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs and PSUs that were initially granted to the Reporting Person on January 11, 2023, January 11, 2024 and January 11, 2025.

F3 · balance_after: Includes (i) 13,021 unvested restricted stock units ("RSUs") of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 41,300 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 64,089 unvested RSUS of the 102,543 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 12,306 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

Read SEC document
July 10, 2026 Filed Jul 15, 2026 00:04 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionPerformance Stock Units · Derivative 6,409 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-083617 · tm2620529-4_4seq1.xml · derivative · entry 7

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,089

Underlying: Common Stock · 6,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

Read SEC document
July 10, 2026 Filed Jul 15, 2026 00:04 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionPerformance Stock Units · Derivative 3,759 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-083617 · tm2620529-4_4seq1.xml · derivative · entry 6

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,550

Underlying: Common Stock · 3,759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

Read SEC document
July 10, 2026 Filed Jul 15, 2026 00:04 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionCommon Stock 6,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-083617 · tm2620529-4_4seq1.xml · nonDerivative · entry 2

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 620,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: On January 11, 2025, the Reporting Person was granted 102,543 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2026 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 38,454 have vested as of the date of this Form 4.

F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F3 · balance_after: Includes (i) 13,021 unvested restricted stock units ("RSUs") of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 41,300 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 64,089 unvested RSUS of the 102,543 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 12,306 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

Read SEC document
July 10, 2026 Filed Jul 15, 2026 00:04 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionCommon Stock 3,759 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-083617 · tm2620529-4_4seq1.xml · nonDerivative · entry 1

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 614,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On January 11, 2024, the Reporting Person was granted 60,135 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2025 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 37,585 have vested as of the date of this Form 4.

F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F3 · balance_after: Includes (i) 13,021 unvested restricted stock units ("RSUs") of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 41,300 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 64,089 unvested RSUS of the 102,543 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 12,306 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

Read SEC document
April 13, 2026 Filed Apr 14, 2026 21:05 UTC Liquidia Corp LQDA · Entity 1860 SaleCommon Stock 13,692 $38.37 $525,362.04
Disclosure

SEC source: 0001104659-26-043264 · tm2611789-2_4seq1.xml · nonDerivative · entry 3

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 610,532

F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023.

F6 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs and PSUs that were initially granted to the Reporting Person on January 11, 2023, January 11, 2024 and January 11, 2025.

F3 · balance_after: Includes (i) 19,531 unvested restricted stock units ("RSUs") of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 48,184 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 70,498 unvested RSUS of the 102,543 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 12,306 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

Read SEC document
April 10, 2026 Filed Apr 14, 2026 21:05 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionPerformance Stock Units · Derivative 6,409 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-043264 · tm2611789-2_4seq1.xml · derivative · entry 6

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,498

Underlying: Common Stock · 6,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

Read SEC document
April 10, 2026 Filed Apr 14, 2026 21:05 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionPerformance Stock Units · Derivative 3,758 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-043264 · tm2611789-2_4seq1.xml · derivative · entry 5

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,309

Underlying: Common Stock · 3,758 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

Read SEC document
April 10, 2026 Filed Apr 14, 2026 21:05 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionCommon Stock 6,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-043264 · tm2611789-2_4seq1.xml · nonDerivative · entry 2

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 624,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: On January 11, 2025, the Reporting Person was granted 102,543 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2026 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 32,045 have vested as of the date of this Form 4.

F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F3 · balance_after: Includes (i) 19,531 unvested restricted stock units ("RSUs") of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 48,184 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 70,498 unvested RSUS of the 102,543 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 12,306 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

Read SEC document
April 10, 2026 Filed Apr 14, 2026 21:05 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionCommon Stock 3,758 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-043264 · tm2611789-2_4seq1.xml · nonDerivative · entry 1

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 617,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On January 11, 2024, the Reporting Person was granted 60,135 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2025 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 33,826 have vested as of the date of this Form 4.

F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F3 · balance_after: Includes (i) 19,531 unvested restricted stock units ("RSUs") of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 48,184 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 70,498 unvested RSUS of the 102,543 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 12,306 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

Read SEC document
March 02, 2026 Filed Mar 3, 2026 21:34 UTC Liquidia Corp LQDA · Entity 1860 SaleCommon Stock 1,073 $30.58 $32,812.34
Disclosure

SEC source: 0001104659-26-022908 · tm267863-6_4seq1.xml · nonDerivative · entry 2

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 614,057

F4 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023.

F5 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs that were initially granted to the Reporting Person on January 16, 2022.

F3 · balance_after: Includes (i) 26,042 unvested RSUs of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 55,067 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 76,907 unvested RSUS of the 102,543 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 12,306 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:34 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionRestricted Stock Units · Derivative 2,344 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-022908 · tm267863-6_4seq1.xml · derivative · entry 4

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:34 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionCommon Stock 2,344 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-022908 · tm267863-6_4seq1.xml · nonDerivative · entry 1

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 615,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On January 16, 2022, the Reporting Person was granted 37,500 RSUs with 25% of the RSUs vesting on February 28, 2023 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 37,500 have vested as of the date of this Form 4.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · balance_after: Includes (i) 26,042 unvested RSUs of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 55,067 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 76,907 unvested RSUS of the 102,543 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 12,306 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

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January 16, 2026 Filed Jan 21, 2026 23:16 UTC Liquidia Corp LQDA · Entity 1860 GrantPerformance Stock Units · Derivative 49,433 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-005475 · tm263781-1_4seq1.xml · derivative · entry 3

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,433

Underlying: Common Stock · 49,433 shares

Expires not disclosed

F4 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On January 16, 2026, the Reporting Person was granted 49,433 PSUs which vest upon the following time-based vesting schedule: (i) 25% of the PSUs shall vest on the Initial Vesting Date or, if later, the date on which the Issuer files its Form 10-K for the fiscal year ending December 31, 2026 (the "FY2026 10-K") and (ii) 6.25% of the PSUs vesting every three months following the Initial Vesting Date; so long as it satisfies the milestone-based vesting condition: the applicable percentage of the RSUs vesting based on net product sales revenue from YUTREPIA in 2026 as disclosed in the Issuer's FY2026 10-K.

F5 · derivative.expiration_date: On January 16, 2026, the Reporting Person was granted 49,433 PSUs which vest upon the following time-based vesting schedule: (i) 25% of the PSUs shall vest on the Initial Vesting Date or, if later, the date on which the Issuer files its Form 10-K for the fiscal year ending December 31, 2026 (the "FY2026 10-K") and (ii) 6.25% of the PSUs vesting every three months following the Initial Vesting Date; so long as it satisfies the milestone-based vesting condition: the applicable percentage of the RSUs vesting based on net product sales revenue from YUTREPIA in 2026 as disclosed in the Issuer's FY2026 10-K.

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January 16, 2026 Filed Jan 21, 2026 23:16 UTC Liquidia Corp LQDA · Entity 1860 GrantCommon Stock 32,955 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-005475 · tm263781-1_4seq1.xml · nonDerivative · entry 1

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 612,349

F1 · kind: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · shares: (i) 25% of the RSUs shall vest on January 11, 2027 (the "Initial Vesting Date") and (ii) 6.25% of the RSUs vesting every three months following the Initial Vesting Date.

F3 · balance_after: Includes (i) 26,042 unvested RSUs of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 55,067 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 76,907 unvested RSUS of the 102,543 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 11,869 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

Read SEC document
January 12, 2026 Filed Jan 13, 2026 21:33 UTC Liquidia Corp LQDA · Entity 1860 SaleCommon Stock 27,289 $37.43 $1,021,427.27
Disclosure

SEC source: 0001104659-26-003369 · tm263060-4_4seq1.xml · nonDerivative · entry 3

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 579,394

F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023.

F6 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs and PSUs that were initially granted to the Reporting Person on January 11, 2023, January 11, 2024 and January 11, 2025.

F3 · balance_after: Includes (i) 26,042 unvested restricted stock units ("RSUs") of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 55,067 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 76,907 unvested RSUS of the 102,543 RSUs granted to the Reporting Person on January 11, 2025 and (iv) 11,869 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

Read SEC document
January 09, 2026 Filed Jan 13, 2026 21:33 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionPerformance Stock Units · Derivative 25,636 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-003369 · tm263060-4_4seq1.xml · derivative · entry 6

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 76,907

Underlying: Common Stock · 25,636 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

Read SEC document
January 09, 2026 Filed Jan 13, 2026 21:33 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionPerformance Stock Units · Derivative 3,759 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-003369 · tm263060-4_4seq1.xml · derivative · entry 5

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,067

Underlying: Common Stock · 3,759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

Read SEC document
January 09, 2026 Filed Jan 13, 2026 21:33 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionCommon Stock 25,636 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-003369 · tm263060-4_4seq1.xml · nonDerivative · entry 2

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 606,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: On January 11, 2025, the Reporting Person was granted 102,543 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2026 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 25,636 have vested as of the date of this Form 4.

F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F3 · balance_after: Includes (i) 26,042 unvested restricted stock units ("RSUs") of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 55,067 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 76,907 unvested RSUS of the 102,543 RSUs granted to the Reporting Person on January 11, 2025 and (iv) 11,869 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

Read SEC document
January 09, 2026 Filed Jan 13, 2026 21:33 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionCommon Stock 3,759 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-003369 · tm263060-4_4seq1.xml · nonDerivative · entry 1

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 581,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On January 11, 2024, the Reporting Person was granted 60,135 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2025 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 30,068 have vested as of the date of this Form 4.

F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F3 · balance_after: Includes (i) 26,042 unvested restricted stock units ("RSUs") of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 55,067 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 76,907 unvested RSUS of the 102,543 RSUs granted to the Reporting Person on January 11, 2025 and (iv) 11,869 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 21:34 UTC Liquidia Corp LQDA · Entity 1860 SaleCommon Stock 1,072 $32.19 $34,507.68
Disclosure

SEC source: 0001104659-25-117743 · tm2532579-6_4seq1.xml · nonDerivative · entry 2

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 577,288

F4 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023.

F5 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs that were initially granted to the Reporting Person on January 16, 2022.

F3 · balance_after: Includes (i) 32,552 unvested RSUs of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 61,951 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 102,543 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,869 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

Read SEC document
November 28, 2025 Filed Dec 2, 2025 21:34 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionRestricted Stock Units · Derivative 2,343 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-117743 · tm2532579-6_4seq1.xml · derivative · entry 4

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,344

Underlying: Common Stock · 2,343 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
November 28, 2025 Filed Dec 2, 2025 21:34 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionCommon Stock 2,343 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-117743 · tm2532579-6_4seq1.xml · nonDerivative · entry 1

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 578,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On January 16, 2022, the Reporting Person was granted 37,500 RSUs with 25% vesting on February 28, 2023 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 35,156 have vested as of the date of this Form 4.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · balance_after: Includes (i) 32,552 unvested RSUs of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 61,951 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 102,543 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,869 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

Read SEC document
October 13, 2025 Filed Oct 15, 2025 20:36 UTC Liquidia Corp LQDA · Entity 1860 SaleCommon Stock 7,839 $23.41 $183,510.99
Disclosure

SEC source: 0001104659-25-099756 · tm2528808-8_4seq1.xml · nonDerivative · entry 2

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 576,017

F4 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023.

F5 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs and PSUs that were initially granted to the Reporting Person on January 11, 2023 and January 11, 2024.

F3 · balance_after: Includes (i) 32,552 unvested restricted stock units ("RSUs") of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 61,951 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 102,543 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,869 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

Read SEC document
October 10, 2025 Filed Oct 15, 2025 20:36 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionPerformance Stock Units · Derivative 3,758 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-099756 · tm2528808-8_4seq1.xml · derivative · entry 4

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,826

Underlying: Common Stock · 3,758 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

Read SEC document
October 10, 2025 Filed Oct 15, 2025 20:36 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionCommon Stock 3,758 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-099756 · tm2528808-8_4seq1.xml · nonDerivative · entry 1

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 583,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On January 11, 2024, the Reporting Person was granted 60,135 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2025 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 26,309 have vested as of the date of this Form 4.

F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F3 · balance_after: Includes (i) 32,552 unvested restricted stock units ("RSUs") of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 61,951 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 102,543 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,869 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

Read SEC document
September 02, 2025 Filed Sep 3, 2025 20:33 UTC Liquidia Corp LQDA · Entity 1860 SaleCommon Stock 1,063 $29.05 $30,880.15
Disclosure

SEC source: 0001104659-25-087066 · tm2525145-4_4seq1.xml · nonDerivative · entry 2

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 580,098

F4 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023.

F5 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs that were initially granted to the Reporting Person on January 16, 2022.

F3 · balance_after: Includes (i) 39,062 unvested RSUs of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 68,834 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 102,543 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,869 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

Read SEC document
August 29, 2025 Filed Sep 3, 2025 20:33 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionRestricted Stock Units · Derivative 2,344 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-087066 · tm2525145-4_4seq1.xml · derivative · entry 4

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,687

Underlying: Common Stock · 2,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
August 29, 2025 Filed Sep 3, 2025 20:33 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionCommon Stock 2,344 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-087066 · tm2525145-4_4seq1.xml · nonDerivative · entry 1

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 581,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On January 16, 2022, the Reporting Person was granted 37,500 RSUs with 25% vesting on February 28, 2023 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 32,813 have vested as of the date of this Form 4.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · balance_after: Includes (i) 39,062 unvested RSUs of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 68,834 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 102,543 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,869 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

Read SEC document
July 14, 2025 Filed Jul 15, 2025 20:36 UTC Liquidia Corp LQDA · Entity 1860 SaleCommon Stock 7,836 $14.28 $111,898.08
Disclosure

SEC source: 0001104659-25-068124 · tm2520991-8_4seq1.xml · nonDerivative · entry 2

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 577,977

F4 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023.

F5 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs and PSUs that were initially granted to the Reporting Person on January 11, 2023 and January 11, 2024.

F3 · balance_after: Includes (i) 39,062 unvested restricted stock units ("RSUs") of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 68,834 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 102,543 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,029 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 20:36 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionPerformance Stock Units · Derivative 3,759 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-068124 · tm2520991-8_4seq1.xml · derivative · entry 4

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,584

Underlying: Common Stock · 3,759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 20:36 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionCommon Stock 3,759 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-068124 · tm2520991-8_4seq1.xml · nonDerivative · entry 1

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 585,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On January 11, 2024, the Reporting Person was granted 60,135 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2025 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 22,551 have vested as of the date of this Form 4.

F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F3 · balance_after: Includes (i) 39,062 unvested restricted stock units ("RSUs") of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 68,834 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 102,543 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,029 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

Read SEC document
June 04, 2025 Filed Jun 5, 2025 20:20 UTC Liquidia Corp LQDA · Entity 1860 SaleCommon Stock 8,460 $16.97 $143,566.20
Disclosure

SEC source: 0001104659-25-056856 · tm2517227-6_4seq1.xml · nonDerivative · entry 2

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 582,054

F4 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023.

F5 · shares: These shares of common stock were sold to cover taxes associated with the settlement of PSUs that were initially granted to the Reporting Person on January 11, 2024.

F3 · balance_after: Includes (i) 45,573 unvested restricted stock units ("RSUs") of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 75,718 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 102,543 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,029 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

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June 03, 2025 Filed Jun 5, 2025 20:20 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionPerformance Stock Units · Derivative 18,792 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-056856 · tm2517227-6_4seq1.xml · derivative · entry 4

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,343

Underlying: Common Stock · 18,792 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

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June 03, 2025 Filed Jun 5, 2025 20:20 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionCommon Stock 18,792 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-056856 · tm2517227-6_4seq1.xml · nonDerivative · entry 1

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 590,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On January 11, 2024, the Reporting Person was granted 60,135 PSUs which vest upon the later of (A) the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2025 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter and (B) the first commercial sale of YUTREPIA by the Issuer. Of those PSUs, a total of 18,792 have vested through June 3, 2025.

F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F3 · balance_after: Includes (i) 45,573 unvested restricted stock units ("RSUs") of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 75,718 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 102,543 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,029 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

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June 02, 2025 Filed Jun 3, 2025 20:49 UTC Liquidia Corp LQDA · Entity 1860 SaleCommon Stock 923 $16.74 $15,451.02
Disclosure

SEC source: 0001104659-25-056006 · tm2517010-4_4seq1.xml · nonDerivative · entry 2

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 571,722

F4 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023.

F5 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs that were initially granted to the Reporting Person on January 16, 2022.

F3 · balance_after: Includes (i) 45,573 unvested RSUs of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 75,718 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 102,543 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,029 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

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May 30, 2025 Filed Jun 3, 2025 20:49 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionRestricted Stock Unit · Derivative 2,344 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-056006 · tm2517010-4_4seq1.xml · derivative · entry 4

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,031

Underlying: Common Stock · 2,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

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May 30, 2025 Filed Jun 3, 2025 20:49 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionCommon Stock 2,344 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-056006 · tm2517010-4_4seq1.xml · nonDerivative · entry 1

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 572,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On January 16, 2022, the Reporting Person was granted 37,500 RSUs with 25% vesting on February 28, 2023 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 30,469 have vested through May 30, 2025.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · balance_after: Includes (i) 45,573 unvested RSUs of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 75,718 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 102,543 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,029 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

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April 14, 2025 Filed Apr 16, 2025 21:06 UTC Liquidia Corp LQDA · Entity 1860 SaleCommon Stock 5,964 $13.57 $80,931.48
Disclosure

SEC source: 0001104659-25-035551 · tm2512499-5_4seq1.xml · nonDerivative · entry 1

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 570,301

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023.

F2 · shares: These shares of common stock were sold to cover taxes associated with the settlement of restricted stock units ("RSUs").

F3 · balance_after: Includes (i) 45,573 unvested RSUs of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 75,718 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 102,543 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,029 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

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March 03, 2025 Filed Mar 4, 2025 21:32 UTC Liquidia Corp LQDA · Entity 1860 SaleCommon Stock 930 $15.45 $14,368.50
Disclosure

SEC source: 0001104659-25-020355 · tm258244-4_4seq1.xml · nonDerivative · entry 2

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 576,265

F4 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023.

F5 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs that were initially granted to the Reporting Person on January 16, 2022.

F3 · balance_after: Includes (i) 52,083 unvested RSUs of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 82,601 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 102,543 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,029 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

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February 28, 2025 Filed Mar 4, 2025 21:32 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionRestricted Stock Unit · Derivative 2,343 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-020355 · tm258244-4_4seq1.xml · derivative · entry 4

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 2,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

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February 28, 2025 Filed Mar 4, 2025 21:32 UTC Liquidia Corp LQDA · Entity 1860 Exercise / conversionCommon Stock 2,344 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-020355 · tm258244-4_4seq1.xml · nonDerivative · entry 1

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 577,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On January 16, 2022, the Reporting Person was granted 37,500 RSUs with 25% vesting on February 28, 2023 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 28,125 have vested through February 28, 2025.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · balance_after: Includes (i) 52,083 unvested RSUs of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 82,601 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024, (iii) 102,543 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,029 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

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January 14, 2025 Filed Jan 14, 2025 21:39 UTC Liquidia Corp LQDA · Entity 1860 SaleCommon Stock 16,393 $11.78 $193,109.54
Disclosure

SEC source: 0001104659-25-003476 · tm253294-6_4seq1.xml · nonDerivative · entry 2

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 573,478

F4 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023.

F5 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs that were initially granted to the Reporting Person on January 11, 2023 and January 11, 2024.

F3 · balance_after: Includes (i) 52,083 unvested RSUs of the 104,167 RSUs granted to the Reporting Person on January 11, 2023, (ii) 82,601 unvested RSUs of the 110,135 RSUs granted to the Reporting Person on January 11, 2024 and (iii) 9,656 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.

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January 11, 2025 Filed Jan 14, 2025 21:39 UTC Liquidia Corp LQDA · Entity 1860 GrantPerformance Stock Units · Derivative 102,543 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-003476 · tm253294-6_4seq1.xml · derivative · entry 4

Schundler Russell · CIK 0001854414 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 102,543

Underlying: Common Stock · 102,543 shares

Expires not disclosed

F7 · derivative.exercise_price: Each performance stock unit ("PSU") converts into one share of the Issuer's common stock.

F8 · derivative.exercise_date: On January 11, 2025, the Reporting Person was granted 102,543 PSUs. The PSUs shall vest upon the later of (A) the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2026 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter, and (B) the first commercial sale of YUTREPIA by the Issuer.

F8 · derivative.expiration_date: On January 11, 2025, the Reporting Person was granted 102,543 PSUs. The PSUs shall vest upon the later of (A) the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2026 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter, and (B) the first commercial sale of YUTREPIA by the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.