Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lument Finance Trust, Inc.LFT · Entity 7355 | 10% owner | February 22, 2022 | February 25, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lument Finance Trust, Inc.
Report date February 22, 2022 · Filed February 25, 2022
Jointly reported with OREC Investment Holdings, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,318,614 |
Reported balance
Holding disclosure · report date 2022-02-22 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 14,318,614 |
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HOULIHAN LOKEY, INC.
Report date July 30, 2019 · Filed August 01, 2019
Jointly reported with ORIX HLHZ Holding LLC
Section 16 reporting ended · disclosed 2019-08-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-07-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-07-30 · Sale · Disposed 3,377,935 · Balance 0 F1: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. |
Filing footnotes · ownership attribution and instrument terms
F1: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.
ORMAT TECHNOLOGIES, INC.
Report date December 13, 2024 · Filed December 13, 2024
Section 16 reporting ended · disclosed 2024-12-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 2,976,077 |
Reported balance
After 2024-12-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-12-13 · Sale · Disposed 3,700,000 · Balance 2,976,077 F1: On December 13, 2024, ORIX Corporation ("ORIX") completed the sale of 3,700,000 of their shares of common stock, par value $0.001 per share ("Shares") of the Issuer pursuant to that certain Underwriting Agreement by and among ORIX, the Issuer and Goldman Sachs & Co. LLC (the "Underwriter"), dated December 11, 2024. The Underwriter has not yet exercised its option to purchase up to an additional 555,000 Shares, which option is exercisable for a period of 30 days after December 11, 2024 ("Over-Allotment Option"). F2: The sales price of $75.38 represents the $76.20 public offering price per Share, less the underwriting discount of $0.82 per Share. F3: In addition to the reported transaction, 555,000 Shares that continue to be held by the Reporting Person are subject to the Over-Allotment Option. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 13, 2024, ORIX Corporation ("ORIX") completed the sale of 3,700,000 of their shares of common stock, par value $0.001 per share ("Shares") of the Issuer pursuant to that certain Underwriting Agreement by and among ORIX, the Issuer and Goldman Sachs & Co. LLC (the "Underwriter"), dated December 11, 2024. The Underwriter has not yet exercised its option to purchase up to an additional 555,000 Shares, which option is exercisable for a period of 30 days after December 11, 2024 ("Over-Allotment Option").
F2: The sales price of $75.38 represents the $76.20 public offering price per Share, less the underwriting discount of $0.82 per Share.
F3: In addition to the reported transaction, 555,000 Shares that continue to be held by the Reporting Person are subject to the Over-Allotment Option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2017 Filed Mar 17, 2017 18:04 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass B Common Stock · Derivative | 900,000 | $28.08 | $25,272,000.00 |
DisclosureSEC source: 0001140361-17-012531 · doc1.xml · derivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,710,331 Underlying: Class A Common Stock · 900,000 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F2 · kind: Sale to Issuer of an additional 900,000 shares of Class B Common Stock, with settlement to occur on April 5, 2017. Prior to settlement, the Reporting Person will retain all voting rights in respect of such shares. Pursuant to an existing purchase agreement, this sale of additional shares was effective upon the March 15, 2017 closing of the underwriters' optional purchase of additional shares of Class A common stock from the Issuer as part of the Issuer's recent registered offering. F1 · derivative.exercise_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F1 · derivative.expiration_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F3 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 19:51 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass B Common Stock · Derivative | 6,000,000 | $28.08 | $168,480,000.00 |
DisclosureSEC source: 0001140361-17-007655 · doc1.xml · derivative · entry 1 ORIX HLHZ Holding LLC · CIK 0001650299 · 10% owner ORIX CORP · CIK 0001070304 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,610,331 Underlying: Class A Common Stock · 6,000,000 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F2 · kind: Sale to Issuer pursuant to an agreement effective as of February 14, 2017, with settlement to occur on April 5, 2017. Prior to settlement, the Reporting Person will retain all voting rights in respect of such shares. F1 · derivative.exercise_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F1 · derivative.expiration_date: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates. F3 · ownership.direct: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.