organization · Reporting owner

MARATHON ASSET MANAGEMENT LP

Disclosed activity across 4 companies

Tapewire entity: 30561
SEC CIK: 0001279913

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
ATI Physical Therapy, Inc.ATIP · Entity 79823	Director · 10% owner	January 30, 2024	February 08, 2024
John Hancock Marathon Asset-Based Lending FundNA · Entity 19949	Sub-Advisor	July 08, 2026	July 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ATI Physical Therapy, Inc.

Report date January 30, 2024 · Filed February 08, 2024

Jointly reported with Marathon Asset Management GP, L.L.C., MARATHON DISTRESSED CREDIT MASTER FUND, MCSP Sub, LLC, MARATHON STEPSTONE MASTER FUND LP, Richards Bruce J, Hanover Louis

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series B Preferred StockSEC Table I · non-derivative	IndirectSee Footnote	49,725	Reported balance After 2024-01-30 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2024-01-30 · Grant · Acquired 8,000 · Balance 49,725 F1: Reflects the issuance of shares of Series B Preferred Stock by the Issuer to the Marathon Funds (as defined below) on January 30, 2024 in connection with the issuance of the Delayed Draw Notes (as described below) in accordance with the terms of that certain Note Purchase Agreement, dated as of April 17, 2023 (as subsequently amended (the "NPA"). F6: Marathon Asset Management, L.P. ("Marathon"), as the investment manager of each of MAM PT, LLC ("MAM"), MCSP SUB LLC ("Empire"), Marathon Distressed Credit Master Fund ("MDCF") and Marathon Stepstone Master Fund LP ("StepStone" and, together with MAM, Empire, MDCF, the "Marathon Funds"), has the sole power to vote and direct the disposition of all the reported securities held by the Marathon Funds. Accordingly, Marathon may be deemed to beneficially own such reported securities. The general partner of Marathon is Marathon Asset Management GP, L.L.C. Bruce Richards and Louis Hanover are the managing members of Marathon Asset Management GP, L.L.C. and, thus, may be deemed to beneficially own the reported securities held by the Marathon Funds. This report is not an admission that any Reporting Person beneficially owns the reported securities. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
Convertible PIK Notes (Delayed Draw)SEC Table II · derivative / convertible security	IndirectSee Footnote	640,000	Reported balance After 2024-01-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2024-01-30 · Grant · Acquired 640,000 · Balance 640,000 F3: Subject to earlier conversion in accordance with their terms, the Delayed Draw Notes will become due and payable on August 24, 2028 (the "Maturity Date") in an amount equal to the principal amount of the Delayed Draw Notes outstanding on such date (plus any accrued but unpaid interest thereon). F4: All or any portion of the Delayed Draw Notes may be converted at the election of the Reporting Persons at any time prior to the close of business on the business day immediately preceding the Maturity Date into a number of shares of Common Stock of the Issuer, determined by dividing (a) the outstanding balance of the principal amount of the Notes being converted (together with the accrued but unpaid interest thereon) as of the applicable conversion date, by (b) a conversion price of $12.50, which such conversion price is subject to certain anti-dilution adjustments in accordance with the terms of the NPA. F2: Reflects the issuance of senior second lien convertible PIK delayed draw notes (the "Delayed Draw Notes") by the Issuer to the Marathon Funds on January 30, 2024. The aggregate principal amount of the Delayed Draw Notes is $8,000,000, and the Delayed Draw Notes accrue interest at a rate of 8.00% per annum. F5: This number represents the number of shares of Common Stock issuable upon conversion of the Delayed Draw Notes if the Reporting Persons elect to convert the Delayed Draw Notes based on the principal amount of the Delayed Draw Notes (as described in footnote 2 above) and the conversion price (as described in footnote 4 above). F6: Marathon Asset Management, L.P. ("Marathon"), as the investment manager of each of MAM PT, LLC ("MAM"), MCSP SUB LLC ("Empire"), Marathon Distressed Credit Master Fund ("MDCF") and Marathon Stepstone Master Fund LP ("StepStone" and, together with MAM, Empire, MDCF, the "Marathon Funds"), has the sole power to vote and direct the disposition of all the reported securities held by the Marathon Funds. Accordingly, Marathon may be deemed to beneficially own such reported securities. The general partner of Marathon is Marathon Asset Management GP, L.L.C. Bruce Richards and Louis Hanover are the managing members of Marathon Asset Management GP, L.L.C. and, thus, may be deemed to beneficially own the reported securities held by the Marathon Funds. This report is not an admission that any Reporting Person beneficially owns the reported securities. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
Series A Preferred StockSEC Table I · non-derivative	IndirectSee Footnote	50,000	Reported balance Holding disclosure · report date 2024-01-30 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 50,000 F6: Marathon Asset Management, L.P. ("Marathon"), as the investment manager of each of MAM PT, LLC ("MAM"), MCSP SUB LLC ("Empire"), Marathon Distressed Credit Master Fund ("MDCF") and Marathon Stepstone Master Fund LP ("StepStone" and, together with MAM, Empire, MDCF, the "Marathon Funds"), has the sole power to vote and direct the disposition of all the reported securities held by the Marathon Funds. Accordingly, Marathon may be deemed to beneficially own such reported securities. The general partner of Marathon is Marathon Asset Management GP, L.L.C. Bruce Richards and Louis Hanover are the managing members of Marathon Asset Management GP, L.L.C. and, thus, may be deemed to beneficially own the reported securities held by the Marathon Funds. This report is not an admission that any Reporting Person beneficially owns the reported securities. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the issuance of shares of Series B Preferred Stock by the Issuer to the Marathon Funds (as defined below) on January 30, 2024 in connection with the issuance of the Delayed Draw Notes (as described below) in accordance with the terms of that certain Note Purchase Agreement, dated as of April 17, 2023 (as subsequently amended (the "NPA").

F2: Reflects the issuance of senior second lien convertible PIK delayed draw notes (the "Delayed Draw Notes") by the Issuer to the Marathon Funds on January 30, 2024. The aggregate principal amount of the Delayed Draw Notes is $8,000,000, and the Delayed Draw Notes accrue interest at a rate of 8.00% per annum.

F3: Subject to earlier conversion in accordance with their terms, the Delayed Draw Notes will become due and payable on August 24, 2028 (the "Maturity Date") in an amount equal to the principal amount of the Delayed Draw Notes outstanding on such date (plus any accrued but unpaid interest thereon).

F4: All or any portion of the Delayed Draw Notes may be converted at the election of the Reporting Persons at any time prior to the close of business on the business day immediately preceding the Maturity Date into a number of shares of Common Stock of the Issuer, determined by dividing (a) the outstanding balance of the principal amount of the Notes being converted (together with the accrued but unpaid interest thereon) as of the applicable conversion date, by (b) a conversion price of $12.50, which such conversion price is subject to certain anti-dilution adjustments in accordance with the terms of the NPA.

F5: This number represents the number of shares of Common Stock issuable upon conversion of the Delayed Draw Notes if the Reporting Persons elect to convert the Delayed Draw Notes based on the principal amount of the Delayed Draw Notes (as described in footnote 2 above) and the conversion price (as described in footnote 4 above).

F6: Marathon Asset Management, L.P. ("Marathon"), as the investment manager of each of MAM PT, LLC ("MAM"), MCSP SUB LLC ("Empire"), Marathon Distressed Credit Master Fund ("MDCF") and Marathon Stepstone Master Fund LP ("StepStone" and, together with MAM, Empire, MDCF, the "Marathon Funds"), has the sole power to vote and direct the disposition of all the reported securities held by the Marathon Funds. Accordingly, Marathon may be deemed to beneficially own such reported securities. The general partner of Marathon is Marathon Asset Management GP, L.L.C. Bruce Richards and Louis Hanover are the managing members of Marathon Asset Management GP, L.L.C. and, thus, may be deemed to beneficially own the reported securities held by the Marathon Funds. This report is not an admission that any Reporting Person beneficially owns the reported securities. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

John Hancock Marathon Asset-Based Lending Fund

Report date July 08, 2026 · Filed July 14, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class I SharesSEC Table I · non-derivative	Direct	0	Reported balance After 2026-07-08 transaction · row 1 1 source row Row 1 · 2026-07-08 · Other · Disposed 1,622,250.817 · Balance 0 F1: In connection with the acquisition of the Reporting Person by certain affiliates of CVC Capital Partners plc, the Reporting Person transferred 1,622,250.817 shares of Class I Shares of the Issuer to Jeffrey Todd Holdings, L.P. on July 8, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the acquisition of the Reporting Person by certain affiliates of CVC Capital Partners plc, the Reporting Person transferred 1,622,250.817 shares of Class I Shares of the Issuer to Jeffrey Todd Holdings, L.P. on July 8, 2026.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Vanguard Natural Resources, Inc.

Report date February 01, 2019 · Filed February 08, 2019

Section 16 reporting ended · disclosed 2019-02-08. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Workhorse Group Inc.

Report date May 06, 2020 · Filed May 08, 2020

Section 16 reporting ended · disclosed 2020-05-08. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnotes	0	Last balance in matching sequence After 2020-05-08 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2020-05-06 · Other · Acquired 3,845,000 · Balance 3,845,000 F1: The warrants are held by funds and accounts (the "Funds and Accounts") that are advised by Marathon Asset Management, L.P. (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds and Accounts, has sole power to direct the disposition of the warrants held by the Funds and Accounts and, following exercise of such warrants, to vote and direct the disposition of the underlying shares of the issuer's common stock. Thus, for the purposes of Rule 13d-3 under the Securities Exchange Act of 1934 (the "Exchange Act"), the Reporting Person may be deemed to beneficially own the securities reported herein. The Reporting Person's interest in such securities is limited to the extent of its pecuniary interest in the Funds and Accounts, if any. The general partner of the Reporting Person is Marathon Asset Management GP, L.L.C. (the "General Partner"). Bruce Richards and Louis Hanover are the managing members of the General Partner. F2: This report shall not be deemed an admission that the Reporting Person, the General Partner, Messrs. Richards or Hanover, the Funds and Accounts or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Exchange Act, or for any other purpose. Row 2 · 2020-05-08 · Sale · Disposed 3,845,000 · Balance 0 F1: The warrants are held by funds and accounts (the "Funds and Accounts") that are advised by Marathon Asset Management, L.P. (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds and Accounts, has sole power to direct the disposition of the warrants held by the Funds and Accounts and, following exercise of such warrants, to vote and direct the disposition of the underlying shares of the issuer's common stock. Thus, for the purposes of Rule 13d-3 under the Securities Exchange Act of 1934 (the "Exchange Act"), the Reporting Person may be deemed to beneficially own the securities reported herein. The Reporting Person's interest in such securities is limited to the extent of its pecuniary interest in the Funds and Accounts, if any. The general partner of the Reporting Person is Marathon Asset Management GP, L.L.C. (the "General Partner"). Bruce Richards and Louis Hanover are the managing members of the General Partner. F2: This report shall not be deemed an admission that the Reporting Person, the General Partner, Messrs. Richards or Hanover, the Funds and Accounts or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Exchange Act, or for any other purpose.
Warrants (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.25 · Expires 2023-12-31	IndirectSee footnotes	4,208,390	Reported balance After 2020-05-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2020-05-06 · Other · Disposed 3,845,000 · Balance 4,208,390 F1: The warrants are held by funds and accounts (the "Funds and Accounts") that are advised by Marathon Asset Management, L.P. (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds and Accounts, has sole power to direct the disposition of the warrants held by the Funds and Accounts and, following exercise of such warrants, to vote and direct the disposition of the underlying shares of the issuer's common stock. Thus, for the purposes of Rule 13d-3 under the Securities Exchange Act of 1934 (the "Exchange Act"), the Reporting Person may be deemed to beneficially own the securities reported herein. The Reporting Person's interest in such securities is limited to the extent of its pecuniary interest in the Funds and Accounts, if any. The general partner of the Reporting Person is Marathon Asset Management GP, L.L.C. (the "General Partner"). Bruce Richards and Louis Hanover are the managing members of the General Partner. F2: This report shall not be deemed an admission that the Reporting Person, the General Partner, Messrs. Richards or Hanover, the Funds and Accounts or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Exchange Act, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The warrants are held by funds and accounts (the "Funds and Accounts") that are advised by Marathon Asset Management, L.P. (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds and Accounts, has sole power to direct the disposition of the warrants held by the Funds and Accounts and, following exercise of such warrants, to vote and direct the disposition of the underlying shares of the issuer's common stock. Thus, for the purposes of Rule 13d-3 under the Securities Exchange Act of 1934 (the "Exchange Act"), the Reporting Person may be deemed to beneficially own the securities reported herein. The Reporting Person's interest in such securities is limited to the extent of its pecuniary interest in the Funds and Accounts, if any. The general partner of the Reporting Person is Marathon Asset Management GP, L.L.C. (the "General Partner"). Bruce Richards and Louis Hanover are the managing members of the General Partner.

F2: This report shall not be deemed an admission that the Reporting Person, the General Partner, Messrs. Richards or Hanover, the Funds and Accounts or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Exchange Act, or for any other purpose.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
July 08, 2026 Filed Jul 14, 2026 22:23 UTC	John Hancock Marathon Asset-Based Lending Fund NA · Entity 19949	OtherClass I Shares	1,622,250.817	Not disclosed	Not disclosed	Disclosure SEC source: 0001493152-26-033236 · ownership.xml · nonDerivative · entry 1 MARATHON ASSET MANAGEMENT LP · CIK 0001279913 · Sub-Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: In connection with the acquisition of the Reporting Person by certain affiliates of CVC Capital Partners plc, the Reporting Person transferred 1,622,250.817 shares of Class I Shares of the Issuer to Jeffrey Todd Holdings, L.P. on July 8, 2026. F1 · price: In connection with the acquisition of the Reporting Person by certain affiliates of CVC Capital Partners plc, the Reporting Person transferred 1,622,250.817 shares of Class I Shares of the Issuer to Jeffrey Todd Holdings, L.P. on July 8, 2026. Read SEC document
March 31, 2026 Filed May 15, 2026 20:15 UTC	John Hancock Marathon Asset-Based Lending Fund NA · Entity 19949	OtherClass I Shares	50,125.313	$19.95	$999,999.99	Disclosure SEC source: 0001493152-26-023786 · ownership.xml · nonDerivative · entry 1 MARATHON ASSET MANAGEMENT LP · CIK 0001279913 · 10% owner · Sub-Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,622,250.817 F1 · kind: Reflects the redemption of Class I Shares by the Issuer. Read SEC document
December 31, 2025 Filed Feb 17, 2026 21:35 UTC	John Hancock Marathon Asset-Based Lending Fund NA · Entity 19949	OtherClass I Shares	49,726.5	$20.11	$999,999.92	Disclosure SEC source: 0001493152-26-007154 · ownership.xml · nonDerivative · entry 1 MARATHON ASSET MANAGEMENT LP · CIK 0001279913 · 10% owner · Sub-Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,672,376.13 F1 · kind: Reflects the redemption of Class I Shares by the Issuer. Read SEC document
September 30, 2025 Filed Nov 14, 2025 21:05 UTC	John Hancock Marathon Asset-Based Lending Fund NA · Entity 19949	SaleClass I Shares	49,067.72	$20.38	$1,000,000.13	Disclosure SEC source: 0001493152-25-023410 · ownership.xml · nonDerivative · entry 1 MARATHON ASSET MANAGEMENT LP · CIK 0001279913 · Sub-Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,771,122.24 F1 · shares: Reflects the redemption of Class I Shares by the Issuer. Read SEC document
September 30, 2025 Filed Feb 17, 2026 21:31 UTC Amendment	John Hancock Marathon Asset-Based Lending Fund NA · Entity 19949	OtherClass I Shares	49,019.61	$20.40	$1,000,000.04	Disclosure SEC source: 0001493152-26-007148 · ownership.xml · nonDerivative · entry 2 MARATHON ASSET MANAGEMENT LP · CIK 0001279913 · 10% owner · Sub-Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,722,102.63 F1 · kind: Reflects the redemption of Class I Shares by the Issuer. F2 · balance_after: On November 14, 2025, the Reporting Person filed a Form 4 (the "Original Form 4") that inadvertently omitted the redemption that occurred on June 30, 2025. This Form 4/A is being filed to amend and restate Table I of the Original Form 4, including the footnotes thereto, to disclose the June 30, 2025 redemption and the correct number of Class I Shares as a result of the redemptions. Read SEC document
June 30, 2025 Filed Feb 17, 2026 21:31 UTC Amendment	John Hancock Marathon Asset-Based Lending Fund NA · Entity 19949	OtherClass I Shares	49,067.71	$20.38	$999,999.93	Disclosure SEC source: 0001493152-26-007148 · ownership.xml · nonDerivative · entry 1 MARATHON ASSET MANAGEMENT LP · CIK 0001279913 · 10% owner · Sub-Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,771,122.24 F1 · kind: Reflects the redemption of Class I Shares by the Issuer. F2 · balance_after: On November 14, 2025, the Reporting Person filed a Form 4 (the "Original Form 4") that inadvertently omitted the redemption that occurred on June 30, 2025. This Form 4/A is being filed to amend and restate Table I of the Original Form 4, including the footnotes thereto, to disclose the June 30, 2025 redemption and the correct number of Class I Shares as a result of the redemptions. Read SEC document
March 31, 2025 Filed Aug 14, 2025 21:05 UTC	John Hancock Marathon Asset-Based Lending Fund N/A · Entity 19949	SaleClass I Shares	73,457.39	$20.42	$1,499,999.90	Disclosure SEC source: 0001641172-25-024161 · ownership.xml · nonDerivative · entry 2 MARATHON ASSET MANAGEMENT LP · CIK 0001279913 · Sub-Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,820,189.96 F2 · shares: Reflects the redemption of Class I Shares by the Issuer. Read SEC document
November 29, 2024 Filed Aug 14, 2025 21:05 UTC	John Hancock Marathon Asset-Based Lending Fund N/A · Entity 19949	OtherClass I Shares	295,130.35	$0.00	$0.00	Disclosure SEC source: 0001641172-25-024161 · ownership.xml · nonDerivative · entry 1 MARATHON ASSET MANAGEMENT LP · CIK 0001279913 · Sub-Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,893,647.35 F1 · kind: Reflects the transfer of Class I Shares by the Reporting Person to a limited partner of the Reporting Person in exchange for no payment. F1 · shares: Reflects the transfer of Class I Shares by the Reporting Person to a limited partner of the Reporting Person in exchange for no payment. F1 · price: Reflects the transfer of Class I Shares by the Reporting Person to a limited partner of the Reporting Person in exchange for no payment. Read SEC document
October 30, 2024 Filed Dec 13, 2024 22:15 UTC	John Hancock Marathon Asset-Based Lending Fund NA · Entity 19949	OtherClass I Shares	3,461.92	$0.00	$0.00	Disclosure SEC source: 0001493152-24-050033 · ownership.xml · nonDerivative · entry 3 MARATHON ASSET MANAGEMENT LP · CIK 0001279913 · Sub-Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,189,618.272 F1 · kind: Reflects transfers of Class I Shares by the Reporting Person to limited partners of the Reporting Person in exchange for no payments. F1 · shares: Reflects transfers of Class I Shares by the Reporting Person to limited partners of the Reporting Person in exchange for no payments. F1 · price: Reflects transfers of Class I Shares by the Reporting Person to limited partners of the Reporting Person in exchange for no payments. Read SEC document
October 30, 2024 Filed Aug 14, 2025 21:00 UTC Amendment	John Hancock Marathon Asset-Based Lending Fund NA · Entity 19949	OtherClass I Shares	3,461.92	$0.00	$0.00	Disclosure SEC source: 0001641172-25-024143 · ownership.xml · nonDerivative · entry 3 MARATHON ASSET MANAGEMENT LP · CIK 0001279913 · Sub-Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,188,777.7 F1 · kind: Reflects transfers of Class I Shares by the Reporting Person to limited partners of the Reporting Person in exchange for no payments. F1 · shares: Reflects transfers of Class I Shares by the Reporting Person to limited partners of the Reporting Person in exchange for no payments. F1 · price: Reflects transfers of Class I Shares by the Reporting Person to limited partners of the Reporting Person in exchange for no payments. Read SEC document
October 22, 2024 Filed Dec 13, 2024 22:15 UTC	John Hancock Marathon Asset-Based Lending Fund NA · Entity 19949	OtherClass I Shares	209,446.12	$0.00	$0.00	Disclosure SEC source: 0001493152-24-050033 · ownership.xml · nonDerivative · entry 2 MARATHON ASSET MANAGEMENT LP · CIK 0001279913 · Sub-Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,193,080.192 F1 · kind: Reflects transfers of Class I Shares by the Reporting Person to limited partners of the Reporting Person in exchange for no payments. F1 · shares: Reflects transfers of Class I Shares by the Reporting Person to limited partners of the Reporting Person in exchange for no payments. F1 · price: Reflects transfers of Class I Shares by the Reporting Person to limited partners of the Reporting Person in exchange for no payments. F3 · balance_after: Includes 285.401 Class I Shares received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. Read SEC document
October 22, 2024 Filed Aug 14, 2025 21:00 UTC Amendment	John Hancock Marathon Asset-Based Lending Fund NA · Entity 19949	OtherClass I Shares	209,446.12	$0.00	$0.00	Disclosure SEC source: 0001641172-25-024143 · ownership.xml · nonDerivative · entry 2 MARATHON ASSET MANAGEMENT LP · CIK 0001279913 · Sub-Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,192,239.62 F1 · kind: Reflects transfers of Class I Shares by the Reporting Person to limited partners of the Reporting Person in exchange for no payments. F1 · shares: Reflects transfers of Class I Shares by the Reporting Person to limited partners of the Reporting Person in exchange for no payments. F1 · price: Reflects transfers of Class I Shares by the Reporting Person to limited partners of the Reporting Person in exchange for no payments. Read SEC document
May 08, 2024 Filed Dec 13, 2024 22:15 UTC	John Hancock Marathon Asset-Based Lending Fund NA · Entity 19949	OtherClass I Shares	133,283.88	$0.00	$0.00	Disclosure SEC source: 0001493152-24-050033 · ownership.xml · nonDerivative · entry 1 MARATHON ASSET MANAGEMENT LP · CIK 0001279913 · Sub-Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,402,240.911 F1 · kind: Reflects transfers of Class I Shares by the Reporting Person to limited partners of the Reporting Person in exchange for no payments. F1 · shares: Reflects transfers of Class I Shares by the Reporting Person to limited partners of the Reporting Person in exchange for no payments. F1 · price: Reflects transfers of Class I Shares by the Reporting Person to limited partners of the Reporting Person in exchange for no payments. F2 · balance_after: Includes 35,524.791 Class I Shares received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the Initial Statement of Beneficial Ownership of Securities was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. Read SEC document
May 08, 2024 Filed Aug 14, 2025 21:00 UTC Amendment	John Hancock Marathon Asset-Based Lending Fund NA · Entity 19949	OtherClass I Shares	133,283.88	$0.00	$0.00	Disclosure SEC source: 0001641172-25-024143 · ownership.xml · nonDerivative · entry 1 MARATHON ASSET MANAGEMENT LP · CIK 0001279913 · Sub-Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,401,685.74 F1 · kind: Reflects transfers of Class I Shares by the Reporting Person to limited partners of the Reporting Person in exchange for no payments. F1 · shares: Reflects transfers of Class I Shares by the Reporting Person to limited partners of the Reporting Person in exchange for no payments. F1 · price: Reflects transfers of Class I Shares by the Reporting Person to limited partners of the Reporting Person in exchange for no payments. F2 · balance_after: Includes 34,969.620 Class I Shares received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F3 · balance_after: On December 13, 2024, the Reporting Person filed a Form 4 (the "Original Form 4") that disclosed an erroneous number of Class I Shares received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan. This Form 4/A is being filed to amend and restate Table I of the Original Form 4, including the footnotes thereto, to disclose the correct number of Class I Shares received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan. Read SEC document
January 30, 2024 Filed Feb 8, 2024 19:06 UTC	ATI Physical Therapy, Inc. ATIP · Entity 79823	GrantConvertible PIK Notes (Delayed Draw) · Derivative	640,000	Not disclosed	Not disclosed	Disclosure SEC source: 0000950103-24-001958 · dp206546_4-marathon.xml · derivative · entry 3 MARATHON ASSET MANAGEMENT LP · CIK 0001279913 · Director · 10% owner Marathon Asset Management GP, L.L.C. · CIK 0001983009 · Director · 10% owner MARATHON DISTRESSED CREDIT MASTER FUND · CIK 0001920239 · Director · 10% owner MCSP Sub, LLC · CIK 0001983012 · Director · 10% owner MARATHON STEPSTONE MASTER FUND LP · CIK 0001920234 · Director · 10% owner Richards Bruce J · CIK 0001983069 · Director · 10% owner Hanover Louis · CIK 0001939267 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 640,000 Underlying: Class A Common Stock · 640,000 shares Expires not disclosed F3 · derivative.exercise_price: Subject to earlier conversion in accordance with their terms, the Delayed Draw Notes will become due and payable on August 24, 2028 (the "Maturity Date") in an amount equal to the principal amount of the Delayed Draw Notes outstanding on such date (plus any accrued but unpaid interest thereon). F4 · derivative.exercise_price: All or any portion of the Delayed Draw Notes may be converted at the election of the Reporting Persons at any time prior to the close of business on the business day immediately preceding the Maturity Date into a number of shares of Common Stock of the Issuer, determined by dividing (a) the outstanding balance of the principal amount of the Notes being converted (together with the accrued but unpaid interest thereon) as of the applicable conversion date, by (b) a conversion price of $12.50, which such conversion price is subject to certain anti-dilution adjustments in accordance with the terms of the NPA. F2 · kind: Reflects the issuance of senior second lien convertible PIK delayed draw notes (the "Delayed Draw Notes") by the Issuer to the Marathon Funds on January 30, 2024. The aggregate principal amount of the Delayed Draw Notes is $8,000,000, and the Delayed Draw Notes accrue interest at a rate of 8.00% per annum. F2 · shares: Reflects the issuance of senior second lien convertible PIK delayed draw notes (the "Delayed Draw Notes") by the Issuer to the Marathon Funds on January 30, 2024. The aggregate principal amount of the Delayed Draw Notes is $8,000,000, and the Delayed Draw Notes accrue interest at a rate of 8.00% per annum. F5 · shares: This number represents the number of shares of Common Stock issuable upon conversion of the Delayed Draw Notes if the Reporting Persons elect to convert the Delayed Draw Notes based on the principal amount of the Delayed Draw Notes (as described in footnote 2 above) and the conversion price (as described in footnote 4 above). F2 · price: Reflects the issuance of senior second lien convertible PIK delayed draw notes (the "Delayed Draw Notes") by the Issuer to the Marathon Funds on January 30, 2024. The aggregate principal amount of the Delayed Draw Notes is $8,000,000, and the Delayed Draw Notes accrue interest at a rate of 8.00% per annum. F3 · derivative.exercise_date: Subject to earlier conversion in accordance with their terms, the Delayed Draw Notes will become due and payable on August 24, 2028 (the "Maturity Date") in an amount equal to the principal amount of the Delayed Draw Notes outstanding on such date (plus any accrued but unpaid interest thereon). F4 · derivative.exercise_date: All or any portion of the Delayed Draw Notes may be converted at the election of the Reporting Persons at any time prior to the close of business on the business day immediately preceding the Maturity Date into a number of shares of Common Stock of the Issuer, determined by dividing (a) the outstanding balance of the principal amount of the Notes being converted (together with the accrued but unpaid interest thereon) as of the applicable conversion date, by (b) a conversion price of $12.50, which such conversion price is subject to certain anti-dilution adjustments in accordance with the terms of the NPA. F3 · derivative.expiration_date: Subject to earlier conversion in accordance with their terms, the Delayed Draw Notes will become due and payable on August 24, 2028 (the "Maturity Date") in an amount equal to the principal amount of the Delayed Draw Notes outstanding on such date (plus any accrued but unpaid interest thereon). F4 · derivative.expiration_date: All or any portion of the Delayed Draw Notes may be converted at the election of the Reporting Persons at any time prior to the close of business on the business day immediately preceding the Maturity Date into a number of shares of Common Stock of the Issuer, determined by dividing (a) the outstanding balance of the principal amount of the Notes being converted (together with the accrued but unpaid interest thereon) as of the applicable conversion date, by (b) a conversion price of $12.50, which such conversion price is subject to certain anti-dilution adjustments in accordance with the terms of the NPA. F2 · derivative.underlying_shares: Reflects the issuance of senior second lien convertible PIK delayed draw notes (the "Delayed Draw Notes") by the Issuer to the Marathon Funds on January 30, 2024. The aggregate principal amount of the Delayed Draw Notes is $8,000,000, and the Delayed Draw Notes accrue interest at a rate of 8.00% per annum. F5 · derivative.underlying_shares: This number represents the number of shares of Common Stock issuable upon conversion of the Delayed Draw Notes if the Reporting Persons elect to convert the Delayed Draw Notes based on the principal amount of the Delayed Draw Notes (as described in footnote 2 above) and the conversion price (as described in footnote 4 above). F5 · balance_after: This number represents the number of shares of Common Stock issuable upon conversion of the Delayed Draw Notes if the Reporting Persons elect to convert the Delayed Draw Notes based on the principal amount of the Delayed Draw Notes (as described in footnote 2 above) and the conversion price (as described in footnote 4 above). F6 · ownership.nature: Marathon Asset Management, L.P. ("Marathon"), as the investment manager of each of MAM PT, LLC ("MAM"), MCSP SUB LLC ("Empire"), Marathon Distressed Credit Master Fund ("MDCF") and Marathon Stepstone Master Fund LP ("StepStone" and, together with MAM, Empire, MDCF, the "Marathon Funds"), has the sole power to vote and direct the disposition of all the reported securities held by the Marathon Funds. Accordingly, Marathon may be deemed to beneficially own such reported securities. The general partner of Marathon is Marathon Asset Management GP, L.L.C. Bruce Richards and Louis Hanover are the managing members of Marathon Asset Management GP, L.L.C. and, thus, may be deemed to beneficially own the reported securities held by the Marathon Funds. This report is not an admission that any Reporting Person beneficially owns the reported securities. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document
January 30, 2024 Filed Feb 8, 2024 19:06 UTC	ATI Physical Therapy, Inc. ATIP · Entity 79823	GrantSeries B Preferred Stock	8,000	$0.00	$0.00	Disclosure SEC source: 0000950103-24-001958 · dp206546_4-marathon.xml · nonDerivative · entry 1 MARATHON ASSET MANAGEMENT LP · CIK 0001279913 · Director · 10% owner Marathon Asset Management GP, L.L.C. · CIK 0001983009 · Director · 10% owner MARATHON DISTRESSED CREDIT MASTER FUND · CIK 0001920239 · Director · 10% owner MCSP Sub, LLC · CIK 0001983012 · Director · 10% owner MARATHON STEPSTONE MASTER FUND LP · CIK 0001920234 · Director · 10% owner Richards Bruce J · CIK 0001983069 · Director · 10% owner Hanover Louis · CIK 0001939267 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,725 F1 · kind: Reflects the issuance of shares of Series B Preferred Stock by the Issuer to the Marathon Funds (as defined below) on January 30, 2024 in connection with the issuance of the Delayed Draw Notes (as described below) in accordance with the terms of that certain Note Purchase Agreement, dated as of April 17, 2023 (as subsequently amended (the "NPA"). F1 · shares: Reflects the issuance of shares of Series B Preferred Stock by the Issuer to the Marathon Funds (as defined below) on January 30, 2024 in connection with the issuance of the Delayed Draw Notes (as described below) in accordance with the terms of that certain Note Purchase Agreement, dated as of April 17, 2023 (as subsequently amended (the "NPA"). F1 · price: Reflects the issuance of shares of Series B Preferred Stock by the Issuer to the Marathon Funds (as defined below) on January 30, 2024 in connection with the issuance of the Delayed Draw Notes (as described below) in accordance with the terms of that certain Note Purchase Agreement, dated as of April 17, 2023 (as subsequently amended (the "NPA"). F6 · ownership.nature: Marathon Asset Management, L.P. ("Marathon"), as the investment manager of each of MAM PT, LLC ("MAM"), MCSP SUB LLC ("Empire"), Marathon Distressed Credit Master Fund ("MDCF") and Marathon Stepstone Master Fund LP ("StepStone" and, together with MAM, Empire, MDCF, the "Marathon Funds"), has the sole power to vote and direct the disposition of all the reported securities held by the Marathon Funds. Accordingly, Marathon may be deemed to beneficially own such reported securities. The general partner of Marathon is Marathon Asset Management GP, L.L.C. Bruce Richards and Louis Hanover are the managing members of Marathon Asset Management GP, L.L.C. and, thus, may be deemed to beneficially own the reported securities held by the Marathon Funds. This report is not an admission that any Reporting Person beneficially owns the reported securities. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document
May 08, 2020 Filed May 8, 2020 21:37 UTC	Workhorse Group Inc. WKHS · Entity 7322	SaleCommon Stock	3,845,000	$2.90	$11,150,500.00	Disclosure SEC source: 0000905718-20-000424 · workhorse_fm4may62020.xml · nonDerivative · entry 2 MARATHON ASSET MANAGEMENT LP · CIK 0001279913 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: The warrants are held by funds and accounts (the "Funds and Accounts") that are advised by Marathon Asset Management, L.P. (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds and Accounts, has sole power to direct the disposition of the warrants held by the Funds and Accounts and, following exercise of such warrants, to vote and direct the disposition of the underlying shares of the issuer's common stock. Thus, for the purposes of Rule 13d-3 under the Securities Exchange Act of 1934 (the "Exchange Act"), the Reporting Person may be deemed to beneficially own the securities reported herein. The Reporting Person's interest in such securities is limited to the extent of its pecuniary interest in the Funds and Accounts, if any. The general partner of the Reporting Person is Marathon Asset Management GP, L.L.C. (the "General Partner"). Bruce Richards and Louis Hanover are the managing members of the General Partner. F2 · ownership.nature: This report shall not be deemed an admission that the Reporting Person, the General Partner, Messrs. Richards or Hanover, the Funds and Accounts or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document
May 06, 2020 Filed May 8, 2020 21:37 UTC	Workhorse Group Inc. WKHS · Entity 7322	OtherWarrants (Right to Buy) · Derivative	3,845,000	$0.00 Strike: $1.25	$0.00	Disclosure SEC source: 0000905718-20-000424 · workhorse_fm4may62020.xml · derivative · entry 3 MARATHON ASSET MANAGEMENT LP · CIK 0001279913 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,208,390 Underlying: Common Stock · 3,845,000 shares Expires 2023-12-31 F1 · ownership.nature: The warrants are held by funds and accounts (the "Funds and Accounts") that are advised by Marathon Asset Management, L.P. (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds and Accounts, has sole power to direct the disposition of the warrants held by the Funds and Accounts and, following exercise of such warrants, to vote and direct the disposition of the underlying shares of the issuer's common stock. Thus, for the purposes of Rule 13d-3 under the Securities Exchange Act of 1934 (the "Exchange Act"), the Reporting Person may be deemed to beneficially own the securities reported herein. The Reporting Person's interest in such securities is limited to the extent of its pecuniary interest in the Funds and Accounts, if any. The general partner of the Reporting Person is Marathon Asset Management GP, L.L.C. (the "General Partner"). Bruce Richards and Louis Hanover are the managing members of the General Partner. F2 · ownership.nature: This report shall not be deemed an admission that the Reporting Person, the General Partner, Messrs. Richards or Hanover, the Funds and Accounts or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document
May 06, 2020 Filed May 8, 2020 21:37 UTC	Workhorse Group Inc. WKHS · Entity 7322	OtherCommon Stock	3,845,000	$1.25	$4,806,250.00	Disclosure SEC source: 0000905718-20-000424 · workhorse_fm4may62020.xml · nonDerivative · entry 1 MARATHON ASSET MANAGEMENT LP · CIK 0001279913 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,845,000 F1 · ownership.nature: The warrants are held by funds and accounts (the "Funds and Accounts") that are advised by Marathon Asset Management, L.P. (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds and Accounts, has sole power to direct the disposition of the warrants held by the Funds and Accounts and, following exercise of such warrants, to vote and direct the disposition of the underlying shares of the issuer's common stock. Thus, for the purposes of Rule 13d-3 under the Securities Exchange Act of 1934 (the "Exchange Act"), the Reporting Person may be deemed to beneficially own the securities reported herein. The Reporting Person's interest in such securities is limited to the extent of its pecuniary interest in the Funds and Accounts, if any. The general partner of the Reporting Person is Marathon Asset Management GP, L.L.C. (the "General Partner"). Bruce Richards and Louis Hanover are the managing members of the General Partner. F2 · ownership.nature: This report shall not be deemed an admission that the Reporting Person, the General Partner, Messrs. Richards or Hanover, the Funds and Accounts or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document
May 18, 2018 Filed May 22, 2018 22:38 UTC	Vanguard Natural Resources, Inc. VNRR · Entity 160418	SaleCommon Stock	1,500	$5.55	$8,325.00	Disclosure SEC source: 0000905718-18-000538 · vanguard_fm4may182018.xml · nonDerivative · entry 1 MARATHON ASSET MANAGEMENT LP · CIK 0001279913 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,888,543 F1 · ownership.nature: The securities (the "Securities") of Vanguard Natural Resources, Inc. (the "Issuer") reported herein are held by one or more funds and accounts (the "Funds and Accounts") advised by Marathon Asset Management, L.P. (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds and Accounts, has sole power to vote and direct the disposition of all Securities held by the Funds and Accounts. Thus, for purposes Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person may be deemed to beneficially own the Securities reported herein. F2 · ownership.nature: This report shall not be deemed an admission that the Reporting Person, each Fund and Account or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Exchange Act, or for any other purpose. The Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest in the Funds and Accounts, if any. Read SEC document
May 16, 2018 Filed May 17, 2018 21:12 UTC	Vanguard Natural Resources, Inc. VNRR · Entity 160418	SaleCommon Stock	10,000	$6.00	$60,000.00	Disclosure SEC source: 0000905718-18-000528 · vanguard_fm4may152018.xml · nonDerivative · entry 2 MARATHON ASSET MANAGEMENT LP · CIK 0001279913 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,890,043 F1 · ownership.nature: The securities (the "Securities") of Vanguard Natural Resources, Inc. (the "Issuer") reported herein are held by one or more funds and accounts (the "Funds and Accounts") advised by Marathon Asset Management, L.P. (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds and Accounts, has sole power to vote and direct the disposition of all Securities held by the Funds and Accounts. Thus, for purposes Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person may be deemed to beneficially own the Securities reported herein. F2 · ownership.nature: This report shall not be deemed an admission that the Reporting Person, each Fund and Account or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Exchange Act, or for any other purpose. The Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest in the Funds and Accounts, if any. Read SEC document
May 15, 2018 Filed May 17, 2018 21:12 UTC	Vanguard Natural Resources, Inc. VNRR · Entity 160418	SaleCommon Stock	25,000	$5.50	$137,500.00	Disclosure SEC source: 0000905718-18-000528 · vanguard_fm4may152018.xml · nonDerivative · entry 1 MARATHON ASSET MANAGEMENT LP · CIK 0001279913 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,900,043 F1 · ownership.nature: The securities (the "Securities") of Vanguard Natural Resources, Inc. (the "Issuer") reported herein are held by one or more funds and accounts (the "Funds and Accounts") advised by Marathon Asset Management, L.P. (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds and Accounts, has sole power to vote and direct the disposition of all Securities held by the Funds and Accounts. Thus, for purposes Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person may be deemed to beneficially own the Securities reported herein. F2 · ownership.nature: This report shall not be deemed an admission that the Reporting Person, each Fund and Account or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Exchange Act, or for any other purpose. The Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest in the Funds and Accounts, if any. Read SEC document
December 21, 2017 Filed Mar 9, 2018 23:29 UTC	Vanguard Natural Resources, Inc. VNRR · Entity 160418	GrantCommon Stock	7,948	$0.00	$0.00	Disclosure SEC source: 0000905718-18-000312 · vanguard_fm4dec212017.xml · nonDerivative · entry 1 MARATHON ASSET MANAGEMENT LP · CIK 0001279913 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,925,043 F3 · price: Securities acquired as a delayed distribution from the Issuer to certain claimholders, including the Reporting Person, in connection with the Issuer's emergence from bankruptcy and in accordance with the Issuer's plan of reorganization which was effectuated on August 1, 2017. For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the acquisition of any direct or indirect pecuniary interest of such Securities by the Reporting Person. F1 · ownership.nature: The securities (the "Securities") of Vanguard Natural Resources, Inc. (the "Issuer") reported herein are held by one or more funds and accounts (the "Funds and Accounts") advised by Marathon Asset Management, L.P. (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds and Accounts, has sole power to vote and direct the disposition of all Securities held by the Funds and Accounts. Thus, for purposes Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person may be deemed to beneficially own the Securities reported herein. F2 · ownership.nature: This report shall not be deemed an admission that the Reporting Person, each Fund and Account or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Exchange Act, or for any other purpose. The Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest in the Funds and Accounts, if any. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.