Joseph Wetteny

SEC source: 0001555280-23-000132 · wf-form4_168115869364208.xml · derivative · entry 1

Joseph Wetteny · CIK 0001285781 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,747.0382

Underlying: Common Stock · 95.9309 shares

Expires not disclosed

F1 · security: These phantom stock units, which were acquired pursuant to the Zoetis Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment fund at any time, provided Zoetis may limit the timing, frequency and permissibility of transfers from one investment fund to another at any time.

F2 · derivative.exercise_price: Each phantom stock unit represents a fraction of a phantom share of Zoetis common stock, plus a small amount of cash-equivalent investments (the cash-equivalent investments typically represent around 5% of the total value of the phantom stock unit). Accordingly, the value of each phantom stock unit is determined by reference to the market value of Zoetis common stock and the value of the cash-equivalent investments.

F1 · derivative.exercise_date: These phantom stock units, which were acquired pursuant to the Zoetis Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment fund at any time, provided Zoetis may limit the timing, frequency and permissibility of transfers from one investment fund to another at any time.

F1 · derivative.expiration_date: These phantom stock units, which were acquired pursuant to the Zoetis Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment fund at any time, provided Zoetis may limit the timing, frequency and permissibility of transfers from one investment fund to another at any time.

SEC source: 0001555280-23-000120 · wf-form4_168064286566092.xml · derivative · entry 1

Joseph Wetteny · CIK 0001285781 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,444.6206

Underlying: Common Stock · 156.1894 shares

Expires not disclosed

F1 · security: These phantom stock units, which were acquired pursuant to the Zoetis Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment fund at any time, provided Zoetis may limit the timing, frequency and permissibility of transfers from one investment fund to another at any time.

F2 · derivative.exercise_price: Each phantom stock unit represents a fraction of a phantom share of Zoetis common stock, plus a small amount of cash-equivalent investments (the cash-equivalent investments typically represent around 5% of the total value of the phantom stock unit). Accordingly, the value of each phantom stock unit is determined by reference to the market value of Zoetis common stock and the value of the cash-equivalent investments.

F1 · derivative.exercise_date: These phantom stock units, which were acquired pursuant to the Zoetis Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment fund at any time, provided Zoetis may limit the timing, frequency and permissibility of transfers from one investment fund to another at any time.

F1 · derivative.expiration_date: These phantom stock units, which were acquired pursuant to the Zoetis Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment fund at any time, provided Zoetis may limit the timing, frequency and permissibility of transfers from one investment fund to another at any time.

SEC source: 0001555280-23-000056 · wf-form4_167607164008722.xml · derivative · entry 3

Joseph Wetteny · CIK 0001285781 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,208

Underlying: Common Stock · 15,208 shares

Expires not disclosed

F8 · security: Stock options (right to buy Zoetis Inc. common stock) granted pursuant to the Zoetis Inc. Amended and Restated 2013 Equity and Incentive Plan.

F9 · derivative.exercise_date: One-third of each option will vest on the first, second and third anniversaries of the date of grant.

F10 · derivative.expiration_date: Each option expires on the tenth anniversary of the date of grant.

SEC source: 0001555280-23-000056 · wf-form4_167607164008722.xml · derivative · entry 1

Joseph Wetteny · CIK 0001285781 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,087

Underlying: Common Stock · 4,087 shares

Expires not disclosed

F1 · security: Represents restricted stock units granted pursuant to the Zoetis Inc. Amended and Restated 2013 Equity and Incentive Plan, and dividend equivalent units automatically issued thereon (each an "RSU" and collectively, "RSUs"). One-third of the RSUs vest and are settled in shares of Zoetis common stock on each of the first, second and third anniversaries of the date of grant, respectively, subject to the reporting person's continued service through such vesting date and subject to earlier vesting and settlement upon certain specific events.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Zoetis Inc. common stock.

F3 · derivative.exercise_date: One-third of each RSU will vest and be settled in shares of Zoetis Inc. common stock on the first, second and third anniversaries of the date of grant, subject to the reporting person's continued service through such vesting date and subject to earlier vesting and settlement upon certain specific events.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001127602-23-002342 · form4.xml · derivative · entry 1

Joseph Wetteny · CIK 0001285781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,872

Underlying: Common Stock · 1,365 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock settled Restricted Stock Units granted under Ashland Omnibus Incentive Plan and deferred at the election of the reporting person under Ashland Inc. Independent Director Deferred Compensation Program dated November 17, 2022 until retirement from service as a director. The Restricted Stock Units will vest one year after date of grant. One (1) Restricted Stock Units in the Ashland Inc. Independent Director Deferred Compensation Program is the equivalent of one (1) share of Ashland Common Stock.

F2 · derivative.expiration_date: Grant of stock settled Restricted Stock Units granted under Ashland Omnibus Incentive Plan and deferred at the election of the reporting person under Ashland Inc. Independent Director Deferred Compensation Program dated November 17, 2022 until retirement from service as a director. The Restricted Stock Units will vest one year after date of grant. One (1) Restricted Stock Units in the Ashland Inc. Independent Director Deferred Compensation Program is the equivalent of one (1) share of Ashland Common Stock.

F3 · balance_after: Balance includes 8 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2022, 8 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2022, 8 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2022 and 7 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2022,

SEC source: 0001555280-23-000018 · wf-form4_167407743295645.xml · derivative · entry 1

Joseph Wetteny · CIK 0001285781 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 952.6418

Underlying: Common Stock · 302.037 shares

Expires not disclosed

F1 · security: These phantom stock units, which were acquired pursuant to the Zoetis Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment fund at any time, provided Zoetis may limit the timing, frequency and permissibility of transfers from one investment fund to another at any time.

F2 · derivative.exercise_price: Each phantom stock unit represents a fraction of a phantom share of Zoetis common stock, plus a small amount of cash-equivalent investments (the cash-equivalent investments typically represent around 5% of the total value of the phantom stock unit). Accordingly, the value of each phantom stock unit is determined by reference to the market value of Zoetis common stock and the value of the cash-equivalent investments.

F1 · derivative.exercise_date: These phantom stock units, which were acquired pursuant to the Zoetis Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment fund at any time, provided Zoetis may limit the timing, frequency and permissibility of transfers from one investment fund to another at any time.

F1 · derivative.expiration_date: These phantom stock units, which were acquired pursuant to the Zoetis Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment fund at any time, provided Zoetis may limit the timing, frequency and permissibility of transfers from one investment fund to another at any time.

SEC source: 0001555280-22-000250 · wf-form4_166552053733662.xml · derivative · entry 1

Joseph Wetteny · CIK 0001285781 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 794.3321

Underlying: Common Stock · 252.0389 shares

Expires not disclosed

F1 · security: These phantom stock units, which were acquired pursuant to the Zoetis Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment fund at any time, provided Zoetis may limit the timing, frequency and permissibility of transfers from one investment fund to another at any time.

F2 · derivative.exercise_price: Each phantom stock unit represents a fraction of a phantom share of Zoetis common stock, plus a small amount of cash-equivalent investments (the cash-equivalent investments typically represent around 5% of the total value of the phantom stock unit). Accordingly, the value of each phantom stock unit is determined by reference to the market value of Zoetis common stock and the value of the cash-equivalent investments.

F1 · derivative.exercise_date: These phantom stock units, which were acquired pursuant to the Zoetis Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment fund at any time, provided Zoetis may limit the timing, frequency and permissibility of transfers from one investment fund to another at any time.

F1 · derivative.expiration_date: These phantom stock units, which were acquired pursuant to the Zoetis Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment fund at any time, provided Zoetis may limit the timing, frequency and permissibility of transfers from one investment fund to another at any time.

SEC source: 0001555280-22-000214 · wf-form4_165826541760213.xml · derivative · entry 1

Joseph Wetteny · CIK 0001285781 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592.8111

Underlying: Common Stock · 186.0559 shares

Expires not disclosed

F1 · security: These phantom stock units, which were acquired pursuant to the Zoetis Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment fund at any time, provided Zoetis may limit the timing, frequency and permissibility of transfers from one investment fund to another at any time.

F2 · derivative.exercise_price: Each phantom stock unit represents a fraction of a phantom share of Zoetis common stock, plus a small amount of cash-equivalent investments (the cash-equivalent investments typically represent around 5% of the total value of the phantom stock unit). Accordingly, the value of each phantom stock unit is determined by reference to the market value of Zoetis common stock and the value of the cash-equivalent investments.

F1 · derivative.exercise_date: These phantom stock units, which were acquired pursuant to the Zoetis Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment fund at any time, provided Zoetis may limit the timing, frequency and permissibility of transfers from one investment fund to another at any time.

F1 · derivative.expiration_date: These phantom stock units, which were acquired pursuant to the Zoetis Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment fund at any time, provided Zoetis may limit the timing, frequency and permissibility of transfers from one investment fund to another at any time.

SEC source: 0001555280-22-000157 · wf-form4_164980852223077.xml · derivative · entry 1

Joseph Wetteny · CIK 0001285781 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420.7936

Underlying: Common Stock · 130.8079 shares

Expires not disclosed

F1 · security: These phantom stock units, which were acquired pursuant to the Zoetis Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment fund at any time, provided Zoetis may limit the timing, frequency and permissibility of transfers from one investment fund to another at any time.

F2 · derivative.exercise_price: Each phantom stock unit represents a fraction of a phantom share of Zoetis common stock, plus a small amount of cash-equivalent investments (the cash-equivalent investments typically represent around 5% of the total value of the phantom stock unit). Accordingly, the value of each phantom stock unit is determined by reference to the market value of Zoetis common stock and the value of the cash-equivalent investments.

F1 · derivative.exercise_date: These phantom stock units, which were acquired pursuant to the Zoetis Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment fund at any time, provided Zoetis may limit the timing, frequency and permissibility of transfers from one investment fund to another at any time.

F1 · derivative.expiration_date: These phantom stock units, which were acquired pursuant to the Zoetis Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment fund at any time, provided Zoetis may limit the timing, frequency and permissibility of transfers from one investment fund to another at any time.

SEC source: 0001555280-22-000138 · wf-form4_164885088081475.xml · derivative · entry 1

Joseph Wetteny · CIK 0001285781 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157.0659

Underlying: Common Stock · 28.4863 shares

Expires not disclosed

F1 · security: These phantom stock units, which were acquired pursuant to the Zoetis Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment fund at any time, provided Zoetis may limit the timing, frequency and permissibility of transfers from one investment fund to another at any time.

F2 · derivative.exercise_price: Each phantom stock unit represents a fraction of a phantom share of Zoetis common stock, plus a small amount of cash-equivalent investments (the cash-equivalent investments typically represent around 5% of the total value of the phantom stock unit). Accordingly, the value of each phantom stock unit is determined by reference to the market value of Zoetis common stock and the value of the cash-equivalent investments.

F1 · derivative.exercise_date: These phantom stock units, which were acquired pursuant to the Zoetis Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment fund at any time, provided Zoetis may limit the timing, frequency and permissibility of transfers from one investment fund to another at any time.

F1 · derivative.expiration_date: These phantom stock units, which were acquired pursuant to the Zoetis Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment fund at any time, provided Zoetis may limit the timing, frequency and permissibility of transfers from one investment fund to another at any time.

SEC source: 0001555280-22-000054 · wf-form4_164453620455599.xml · derivative · entry 2

Joseph Wetteny · CIK 0001285781 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,243

Underlying: Common Stock · 11,243 shares

Expires not disclosed

F6 · security: Stock options (right to buy Zoetis Inc. common stock) granted pursuant to the Zoetis Inc. 2013 Equity and Incentive Plan. The options vest on the third anniversary of the date of grant.

F7 · derivative.exercise_price: 11,243 options granted February 8, 2022 at an exercise price of $201.30 per option.

F8 · derivative.exercise_date: Each option vests on the third anniversary of the date of grant.

F9 · derivative.expiration_date: Each option expires on the tenth anniversary of the date of grant.

F7 · balance_after: 11,243 options granted February 8, 2022 at an exercise price of $201.30 per option.

SEC source: 0001555280-22-000054 · wf-form4_164453620455599.xml · derivative · entry 1

Joseph Wetteny · CIK 0001285781 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,332.3751

Underlying: Common Stock · 2,856 shares

Expires not disclosed

F1 · security: Represents restricted stock units granted pursuant to the Zoetis Inc. 2013 Equity and Incentive Plan, and dividend equivalent units automatically issued thereon (collectively, "RSUs"). Restricted stock units vest and are settled in shares of Zoetis common stock on the third anniversary of the date of grant, subject to the reporting person's continued service through such vesting date and subject to earlier vesting and settlement upon certain specific events. Dividend equivalent units vest and are settled in shares of Zoetis common stock on the third anniversary of the date of grant of the underlying restricted stock units, subject to the reporting person's continued service through such vesting date and subject to earlier vesting and settlement upon certain specific events.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Zoetis Inc. common stock.

F3 · derivative.exercise_date: Each RSU will vest and be settled in shares of Zoetis Inc. common stock on the third anniversary of the date of grant, subject to the reporting person's continued service through such vesting date and subject to earlier vesting and settlement upon certain specific events.

F4 · derivative.expiration_date: Not applicable.

F5 · balance_after: The RSUs vest as follows: 27,476.3751 RSUs will vest on June 30, 2024; and 2,856 RSUs will vest on February 8, 2025.

SEC source: 0001127602-22-002072 · form4.xml · derivative · entry 1

Joseph Wetteny · CIK 0001285781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,474

Underlying: Common Stock · 1,139 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F3 · balance_after: Balance includes 4 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2021; 4 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2021; 4 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2021; 4 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2021.

SEC source: 0001555280-22-000019 · wf-form4_164263020650620.xml · derivative · entry 1

Joseph Wetteny · CIK 0001285781 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65.6383

Underlying: Common Stock · 20.3333 shares

Expires not disclosed

F1 · security: These phantom stock units, which were acquired pursuant to the Zoetis Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment fund at any time, provided Zoetis may limit the timing, frequency and permissibility of transfers from one investment fund to another at any time.

F2 · derivative.exercise_price: Each phantom stock unit represents a fraction of a phantom share of Zoetis common stock, plus a small amount of cash-equivalent investments (the cash-equivalent investments typically represent around 5% of the total value of the phantom stock unit). Accordingly, the value of each phantom stock unit is determined by reference to the market value of Zoetis common stock and the value of the cash-equivalent investments.

F1 · derivative.exercise_date: These phantom stock units, which were acquired pursuant to the Zoetis Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment fund at any time, provided Zoetis may limit the timing, frequency and permissibility of transfers from one investment fund to another at any time.

F1 · derivative.expiration_date: These phantom stock units, which were acquired pursuant to the Zoetis Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment fund at any time, provided Zoetis may limit the timing, frequency and permissibility of transfers from one investment fund to another at any time.

SEC source: 0001555280-21-000255 · wf-form4_162525769654890.xml · derivative · entry 2

Joseph Wetteny · CIK 0001285781 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,366

Underlying: Common Stock · 7,512 shares

Expires not disclosed

F5 · security: Represents vested restricted stock units granted pursuant to the Zoetis Inc. 2013 Equity and Incentive Plan, and dividend equivalent units automatically issued thereon. These restricted stock units are settled in shares of Zoetis common stock on the third anniversary of the date of grant, subject to earlier settlement upon certain specific events. Dividend equivalent units are settled in shares of Zoetis common stock on the third anniversary of the date of grant of the underlying restricted stock units, subject to earlier settlement upon certain specific events.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Zoetis Inc. common stock.

F6 · derivative.exercise_date: Each vested restricted stock unit will be settled in shares of Zoetis Inc. common stock on the third anniversary of the date of grant, subject to earlier settlement upon certain specific events.

F4 · derivative.expiration_date: Not applicable.

F5 · balance_after: Represents vested restricted stock units granted pursuant to the Zoetis Inc. 2013 Equity and Incentive Plan, and dividend equivalent units automatically issued thereon. These restricted stock units are settled in shares of Zoetis common stock on the third anniversary of the date of grant, subject to earlier settlement upon certain specific events. Dividend equivalent units are settled in shares of Zoetis common stock on the third anniversary of the date of grant of the underlying restricted stock units, subject to earlier settlement upon certain specific events.

SEC source: 0001555280-21-000255 · wf-form4_162525769654890.xml · derivative · entry 1

Joseph Wetteny · CIK 0001285781 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,854

Underlying: Common Stock · 19,854 shares

Expires not disclosed

F1 · security: Represents restricted stock units granted pursuant to the Zoetis Inc. 2013 Equity and Incentive Plan, and dividend equivalent units automatically issued thereon. These restricted stock units vest and are settled in shares of Zoetis common stock on the third anniversary of the date of grant, subject to the reporting person's continued service through such vesting date and subject to earlier vesting and settlement upon certain specific events. Dividend equivalent units vest and are settled in shares of Zoetis common stock on the third anniversary of the date of grant of the underlying restricted stock units, subject to the reporting person's continued service through such vesting date and subject to earlier vesting and settlement upon certain specific events.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Zoetis Inc. common stock.

F3 · derivative.exercise_date: Each restricted stock unit will vest and be settled in shares of Zoetis Inc. common stock on the third anniversary of the date of grant, subject to the reporting person's continued service through such vesting date and subject to earlier vesting and settlement upon certain specific events.

F4 · derivative.expiration_date: Not applicable.

F1 · balance_after: Represents restricted stock units granted pursuant to the Zoetis Inc. 2013 Equity and Incentive Plan, and dividend equivalent units automatically issued thereon. These restricted stock units vest and are settled in shares of Zoetis common stock on the third anniversary of the date of grant, subject to the reporting person's continued service through such vesting date and subject to earlier vesting and settlement upon certain specific events. Dividend equivalent units vest and are settled in shares of Zoetis common stock on the third anniversary of the date of grant of the underlying restricted stock units, subject to the reporting person's continued service through such vesting date and subject to earlier vesting and settlement upon certain specific events.

SEC source: 0001596783-21-000042 · wf-form4_161366015633591.xml · derivative · entry 8

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,773

Underlying: Common Stock · 3,924 shares

Expires 2029-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to implement a plan of financial diversification.

F9 · derivative.exercise_date: The options vest and become exercisable in four equal annual installments beginning on July 22, 2020.

SEC source: 0001596783-21-000042 · wf-form4_161366015633591.xml · derivative · entry 7

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,631

Underlying: Common Stock · 1,076 shares

Expires 2028-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to implement a plan of financial diversification.

F8 · derivative.exercise_date: The options vest and become exercisable in four equal annual installments beginning on July 23, 2019.

SEC source: 0001596783-21-000042 · wf-form4_161366015633591.xml · nonDerivative · entry 6

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,823

F3 · kind: Shares sold pursuant to the Rule 10b5-1 trading plan noted in footnote 1.

F7 · price: Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $126.87 to $127.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001596783-21-000042 · wf-form4_161366015633591.xml · nonDerivative · entry 5

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,823

F3 · kind: Shares sold pursuant to the Rule 10b5-1 trading plan noted in footnote 1.

F6 · price: Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $125.82 to $126.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001596783-21-000042 · wf-form4_161366015633591.xml · nonDerivative · entry 4

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,824

F3 · kind: Shares sold pursuant to the Rule 10b5-1 trading plan noted in footnote 1.

F5 · price: Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $123.46 to $124.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001596783-21-000042 · wf-form4_161366015633591.xml · nonDerivative · entry 3

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,024

F3 · kind: Shares sold pursuant to the Rule 10b5-1 trading plan noted in footnote 1.

F4 · price: Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $122.46 to $123.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001596783-21-000042 · wf-form4_161366015633591.xml · nonDerivative · entry 2

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to implement a plan of financial diversification.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001596783-21-000042 · wf-form4_161366015633591.xml · nonDerivative · entry 1

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to implement a plan of financial diversification.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001596783-21-000040 · wf-form4_161296589334844.xml · nonDerivative · entry 1

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,823

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to cover tax withholding obligations in connection with the vesting of restricted stock received pursuant to the Issuer's long-term incentive plan. No shares were withheld by or surrendered to the Issuer.

F2 · price: Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $113.63 to $113.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes restricted stock units.

SEC source: 0001127602-21-002834 · form4.xml · derivative · entry 1

Joseph Wetteny · CIK 0001285781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,319

Underlying: Common Stock · 1,319 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

SEC source: 0001596783-21-000018 · wf-form4_160990115198860.xml · nonDerivative · entry 1

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,427

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to cover tax withholding obligations in connection with the vesting of restricted stock units received pursuant to the Issuer's long-term incentive plan. No shares were withheld by or surrendered to the Issuer.

F2 · price: Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $104.27 to $104.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes restricted stock units.

SEC source: 0001596783-20-000172 · wf-form4_159890903274377.xml · nonDerivative · entry 4

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,599

F2 · balance_after: Includes restricted stock units.

SEC source: 0001596783-20-000172 · wf-form4_159890903274377.xml · nonDerivative · entry 3

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,778

F3 · kind: Shares received by the reporting person under the issuer's long-term incentive plan in respect of the fiscal 2017-19 performance period that correct the original vested amount received on August 22, 2019.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001596783-20-000172 · wf-form4_159890903274377.xml · nonDerivative · entry 2

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,415

F2 · balance_after: Includes restricted stock units.

SEC source: 0001596783-20-000172 · wf-form4_159890903274377.xml · nonDerivative · entry 1

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,716

F1 · kind: Received upon the achievement of the fiscal 2018-20 performance-based vesting criteria set forth in certain incentive compensation held by the reporting person under the issuer's long-term incentive plan.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001596783-20-000117 · wf-form4_159647049735556.xml · derivative · entry 2

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,700

Underlying: Common Stock · 11,700 shares

Expires 2030-07-30

F3 · shares: Received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan.

F4 · derivative.exercise_date: The options vest and become exercisable in four equal annual installments beginning on July 30, 2021.

SEC source: 0001596783-20-000117 · wf-form4_159647049735556.xml · nonDerivative · entry 1

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,172

F1 · shares: Restricted stock units (RSUs) received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan. Each RSU represents the right to receive one share of the Issuer's common stock as of the date of vesting, which will occur three (3) years from the date of award.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001596783-20-000081 · wf-form4_159593828162784.xml · nonDerivative · entry 1

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,015

F1 · balance_after: Includes restricted stock units.

SEC source: 0001596783-20-000041 · wf-form4_158679483988706.xml · nonDerivative · entry 1

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,776

F1 · shares: Restricted stock units (RSUs) received in lieu of reporting person's receipt of certain other compensation. Each RSU represents the right to receive one share of the Issuer's common stock as of the date of vesting, which will occur on December 31, 2020.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001596783-19-000160 · wf-form4_156684891234566.xml · nonDerivative · entry 2

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,427

F2 · balance_after: Includes restricted stock units.

SEC source: 0001596783-19-000160 · wf-form4_156684891234566.xml · nonDerivative · entry 1

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,603

F1 · kind: Received upon the achievement of the fiscal 2017-19 performance-based vesting criteria set forth in certain incentive compensation held by the reporting person under the issuer's long-term incentive plan.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001596783-19-000103 · wf-form4_156451807113155.xml · nonDerivative · entry 1

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,342

F1 · balance_after: Includes restricted stock units.

SEC source: 0001596783-19-000080 · wf-form4_156401598974235.xml · derivative · entry 2

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,697

Underlying: Common Stock · 15,697 shares

Expires 2029-07-22

F3 · shares: Received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan.

F4 · derivative.exercise_date: The options vest and become exercisable in four equal annual installments beginning on July 22, 2020.

SEC source: 0001596783-19-000080 · wf-form4_156401598974235.xml · nonDerivative · entry 1

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,296

F1 · shares: Restricted stock units (RSUs) received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan. Each RSU represents the right to receive one share of the Issuer's common stock as of the date of vesting, which will occur three (3) years from the date of award.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001596783-19-000051 · wf-form4_155925684787126.xml · derivative · entry 3

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,453 shares

Expires 2019-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exercised in contemplation of upcoming expiration.

SEC source: 0001596783-19-000051 · wf-form4_155925684787126.xml · nonDerivative · entry 2

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,383

F2 · kind: Represents shares withheld to pay the exercise price and applicable withholding taxes associated with the exercise of stock options.

F1 · balance_after: Includes restricted stock units.

SEC source: 0001596783-19-000051 · wf-form4_155925684787126.xml · nonDerivative · entry 1

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

SEC source: 0001596783-18-000154 · wf-form4_153971970886381.xml · nonDerivative · entry 1

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,607

F1 · shares: Represents shares withheld to pay the applicable withholding taxes associated with the vesting of certain restricted stock units granted by the Issuer to the reporting person pursuant to the Issuer's 2014 Omnibus Incentive Plan.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001596783-18-000118 · wf-form4_153557578299218.xml · nonDerivative · entry 1

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,914

F1 · balance_after: Includes restricted stock units.

SEC source: 0001596783-18-000138 · wf-form4a_153610509689856.xml · nonDerivative · entry 1

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,910

F1 · acquired: The original Form 4, filed on August 29, 2018, is being amended by this Form 4 amendment to correct a clerical error, which misreported a disposition of shares in connection with vesting-related tax withholding as an acquisition in column 4 of Table I. The reporting person's holdings in column 5 of Table I are also adjusted to reflect this correction.

F1 · balance_after: The original Form 4, filed on August 29, 2018, is being amended by this Form 4 amendment to correct a clerical error, which misreported a disposition of shares in connection with vesting-related tax withholding as an acquisition in column 4 of Table I. The reporting person's holdings in column 5 of Table I are also adjusted to reflect this correction.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001596783-18-000094 · wf-form4_153540498458858.xml · nonDerivative · entry 2

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,412

F2 · balance_after: Includes restricted stock units.

SEC source: 0001596783-18-000094 · wf-form4_153540498458858.xml · nonDerivative · entry 1

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,247

F1 · kind: Received upon the achievement of the fiscal 2016-18 performance-based vesting criteria set forth in certain performance share units held by the reporting person.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001596783-18-000048 · wf-form4_153254073781311.xml · derivative · entry 2

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,707

Underlying: Common Stock · 18,707 shares

Expires 2028-07-23

F3 · shares: Received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan.

F4 · derivative.exercise_date: The options vest and become exercisable in four equal annual installments beginning on July 23, 2019.

SEC source: 0001596783-18-000048 · wf-form4_153254073781311.xml · nonDerivative · entry 1

Joseph Wetteny · CIK 0001285781 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,898

F1 · shares: Restricted stock received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan. Subject to forfeiture until vested on third anniversary of grant.

F2 · balance_after: Includes restricted stock units.