Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN SHARED HOSPITAL SERVICESAMS · Entity 8010 | Director | June 25, 2021 | June 29, 2021 |
| Brixmor Property Group Inc.BRX · Entity 3583 | Director | April 22, 2026 | April 24, 2026 |
| DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INCDDF · Entity 139863 | Director | April 30, 2021 | May 03, 2021 |
| DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INCVMM · Entity 11985 | Director | April 30, 2021 | May 03, 2021 |
| Delaware Enhanced Global Dividend & Income FundDEX · Entity 125430 | Director | April 30, 2021 | May 03, 2021 |
| Delaware Investments Colorado Municipal Income Fund, Inc.VCF · Entity 11986 | Director | April 30, 2021 | May 03, 2021 |
| Delaware Ivy High Income Opportunities FundIVH · Entity 137113 | Director | April 30, 2021 | July 02, 2021 |
| Evergy, Inc.EVRG · Entity 3282 | Director | June 02, 2026 | June 04, 2026 |
| SERA PROGNOSTICS, INC.SERA · Entity 304 | Director | July 10, 2026 | July 14, 2026 |
| abrdn National Municipal Income FundVFL · Entity 30644 | Director | April 30, 2021 | May 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN SHARED HOSPITAL SERVICES
Report date June 25, 2021 · Filed June 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, No Par ValueSEC Table I · non-derivative | Direct | 38,373 |
Reported balance
After 2021-06-25 transaction · row 1
1 source rowRow 1 · 2021-06-25 · Grant · Acquired 1,000 · Balance 38,373 F1: THIS REPRESENTS AN AWARD OF RESTRICTED STOCK UNITS. EACH UNIT WILL ENTITLE THE REPORTING PERSON TO ONE SHARE OF THE ISSUER'S COMMON STOCK UPON VESTING. THE UNITS WILL VEST IN FULL UPON THE EARLIER OF (I) THE REPORTING PERSON'S COMPLETION OF ONE YEAR OF SERVICE MEASURED FROM JUNE 25, 2021, OR SUCH INDIVIDUAL'S CONTINUATION IN BOARD SERVICE THROUGH THE DAY IMMEDIATELY PRECEDING THE 2022 ANNUAL SHAREHOLDERS MEETING (THE "VESTING DATE"). |
Filing footnotes · ownership attribution and instrument terms
F1: THIS REPRESENTS AN AWARD OF RESTRICTED STOCK UNITS. EACH UNIT WILL ENTITLE THE REPORTING PERSON TO ONE SHARE OF THE ISSUER'S COMMON STOCK UPON VESTING. THE UNITS WILL VEST IN FULL UPON THE EARLIER OF (I) THE REPORTING PERSON'S COMPLETION OF ONE YEAR OF SERVICE MEASURED FROM JUNE 25, 2021, OR SUCH INDIVIDUAL'S CONTINUATION IN BOARD SERVICE THROUGH THE DAY IMMEDIATELY PRECEDING THE 2022 ANNUAL SHAREHOLDERS MEETING (THE "VESTING DATE").
Brixmor Property Group Inc.
Report date April 22, 2026 · Filed April 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,140 |
Reported balance
After 2026-04-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-22 · Grant · Acquired 3,976 · Balance 27,140 F1: Represents an award of restricted stock. F2: Includes shares acquired pursuant to the Brixmor Property Group Inc. Dividend Reinvestment and Direct Stock Purchase Plan in transactions exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-11 under the Exchange Act. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock.
F2: Includes shares acquired pursuant to the Brixmor Property Group Inc. Dividend Reinvestment and Direct Stock Purchase Plan in transactions exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-11 under the Exchange Act.
DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INC
Report date April 30, 2021 · Filed May 03, 2021
This filing explicitly reported no securities owned.
DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC
Report date April 30, 2021 · Filed May 03, 2021
This filing explicitly reported no securities owned.
Delaware Enhanced Global Dividend & Income Fund
Report date April 30, 2021 · Filed May 03, 2021
This filing explicitly reported no securities owned.
Delaware Investments Colorado Municipal Income Fund, Inc.
Report date April 30, 2021 · Filed May 03, 2021
This filing explicitly reported no securities owned.
Delaware Ivy High Income Opportunities Fund
Report date April 30, 2021 · Filed July 02, 2021
This filing explicitly reported no securities owned.
Evergy, Inc.
Report date June 02, 2026 · Filed June 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 480 |
Ending reported balance
After 2026-06-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-02 · Sale · Disposed 600 · Balance 680 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.3401 to $81.5613. The reporting person undertakes to provide to Evergy, Inc., any security holder of Evergy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) of this Form 4. Row 2 · 2026-06-03 · Sale · Disposed 200 · Balance 480 |
| Director Deferred Share UnitsSEC Table II · derivative / convertible security | Direct | 75,258 |
Reported balance
Holding disclosure · report date 2026-06-02 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 75,258 F2: Director deferred share units represent the right to receive one share of Evergy, Inc. common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.3401 to $81.5613. The reporting person undertakes to provide to Evergy, Inc., any security holder of Evergy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) of this Form 4.
F2: Director deferred share units represent the right to receive one share of Evergy, Inc. common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.
SERA PROGNOSTICS, INC.
Report date July 10, 2026 · Filed July 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 41,175 |
Ending reported balance
After 2026-07-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-07-10 · Grant · Acquired 22,426 · Balance 38,899 F1: Each share is represented by a restricted stock unit ("RSU") granted pursuant to the issuer's Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These RSUs vest on the earlier of July 10, 2027 or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer. Row 2 · 2026-07-10 · Grant · Acquired 2,276 · Balance 41,175 F2: Each share is represented by an additional RSU granted by the Board of Directors. These RSUs vest on the earlier of July 10, 2027 or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.97 · Expires 2036-07-10 | Direct | 34,494 |
Reported balance
After 2026-07-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-07-10 · Grant · Acquired 34,494 · Balance 34,494 F3: Consists of stock options granted pursuant to the issuer's Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the grant date; provided, however, that the stock options shall be fully vested on the earlier of the first anniversary of the grant date or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.97 · Expires 2036-07-10 | Direct | 3,501 |
Reported balance
After 2026-07-10 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-07-10 · Grant · Acquired 3,501 · Balance 3,501 F4: These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the grant date; provided, however, that the stock options shall be fully vested on the earlier of the first anniversary of the grant date or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share is represented by a restricted stock unit ("RSU") granted pursuant to the issuer's Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These RSUs vest on the earlier of July 10, 2027 or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.
F2: Each share is represented by an additional RSU granted by the Board of Directors. These RSUs vest on the earlier of July 10, 2027 or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.
F3: Consists of stock options granted pursuant to the issuer's Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the grant date; provided, however, that the stock options shall be fully vested on the earlier of the first anniversary of the grant date or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.
F4: These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the grant date; provided, however, that the stock options shall be fully vested on the earlier of the first anniversary of the grant date or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.
abrdn National Municipal Income Fund
Report date April 30, 2021 · Filed May 03, 2021
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
WESTAR ENERGY INC /KS
Report date June 04, 2018 · Filed June 04, 2018
Section 16 reporting ended · disclosed 2018-06-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $5.00SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-06-04 transaction · row 1
1 source rowRow 1 · 2018-06-04 · Disposition to issuer · Disposed 54,568 · Balance 0 F1: Westar Energy shares and deferred Westar Energy, Inc. stock units were exchanged for Evergy, Inc. shares and deferred Evergy, Inc. stock units pursuant to a merger agreement between Westar Energy, Inc. and Great Plains Energy Incorporated on a 1 to 1 basis. Includes 18,318 deferred stock units that were moved from Table II to Table I. F2: Solely for purposes of this filing, the estimated market value per share of Evergy, Inc. common stock on 6/4/18 was $55.08 per share (the closing stock price of the common stock of Westar Energy, Inc. as reported on the New York Stock Exchange on 6/1/18). |
Filing footnotes · ownership attribution and instrument terms
F1: Westar Energy shares and deferred Westar Energy, Inc. stock units were exchanged for Evergy, Inc. shares and deferred Evergy, Inc. stock units pursuant to a merger agreement between Westar Energy, Inc. and Great Plains Energy Incorporated on a 1 to 1 basis. Includes 18,318 deferred stock units that were moved from Table II to Table I.
F2: Solely for purposes of this filing, the estimated market value per share of Evergy, Inc. common stock on 6/4/18 was $55.08 per share (the closing stock price of the common stock of Westar Energy, Inc. as reported on the New York Stock Exchange on 6/1/18).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2021 Filed Jan 6, 2021 18:14 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | GrantCommon Stock, No Par Value | 11,521 | $2.17 | $25,000.57 |
DisclosureSEC source: 0000744825-21-000006 · wf-form4_160995683793438.xml · nonDerivative · entry 1 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,373 F1 · security: These Restricted Stock Units vest over a series of four (4) successive quarters from issuance but settlement has been deferred until after termination of the reporting person's service. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:55 UTC | Evergy, Inc. EVRG · Entity 3282 | GrantCommon Stock | 2,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-001050 · form4.xml · nonDerivative · entry 1 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,822 F1 · price: Shares received as partial retainer fee. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 18:03 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | GrantCOMMON SHARE · Derivative | 2,000 | $1.88 Strike: $1.88 | $3,760.00 |
DisclosureSEC source: 0000744825-20-000068 · wf-form4_159354018849392.xml · derivative · entry 2 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: COMMON SHARE · 2,000 shares Expires 2027-06-25 F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 26, 2020, or (II) such individual's continuation in Board service through the day immediately preceding the 2021 Annual Shareholders Meeting (the "Vesting Date"). Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 18:03 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | GrantCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0000744825-20-000068 · wf-form4_159354018849392.xml · nonDerivative · entry 1 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,852 F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 26, 2020, or (II) such individual's continuation in Board service through the day immediately preceding the 2021 Annual Shareholders Meeting (the "Vesting Date"). F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 22:47 UTC | Evergy, Inc. EVRG · Entity 3282 | SaleCommon Stock | 4,280 | $70.70 | $302,596.00 |
DisclosureSEC source: 0001127602-20-009667 · form4.xml · nonDerivative · entry 1 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480 Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:22 UTC | Evergy, Inc. EVRG · Entity 3282 | GrantCommon Stock | 1,998 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-001215 · form4.xml · nonDerivative · entry 1 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,760 F1 · price: Shares received as partial retainer fee. Read SEC document |
| January 02, 2020 Filed Mar 12, 2020 21:09 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | GrantCOMMON SHARE | 7,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-003486 · wf-form4_158404716994218.xml · nonDerivative · entry 1 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,352 Read SEC document |
| June 21, 2019 Filed Aug 2, 2019 23:00 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | GrantStock Options (right to buy) · Derivative | 2,000 | $0.00 Strike: $3.03 | $0.00 |
DisclosureSEC source: 0001306386-19-000003 · wf-form4_156478682264523.xml · derivative · entry 2 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common stock · 2,000 shares Expires 2026-06-20 F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 21, 2019, or (II) such individual's continuation in Board service through the day immediately preceding the 2020 Annual Shareholders Meeting (the "Vesting Date"). Read SEC document |
| June 21, 2019 Filed Aug 2, 2019 23:00 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | GrantCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001306386-19-000003 · wf-form4_156478682264523.xml · nonDerivative · entry 1 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,508 F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 21, 2019, or (II) such individual's continuation in Board service through the day immediately preceding the 2020 Annual Shareholders Meeting (the "Vesting Date"). F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:24 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | GrantCommon Stock, No Par Value | 8,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-000703 · tv510439_4.xml · nonDerivative · entry 1 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,008 F1 · shares: These restricted stock units vest over a series of four (4) successive quarters from issuance but settlement has been deferred until after termination of the reporting person's service. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:24 UTC | Evergy, Inc. EVRG · Entity 3282 | GrantCommon Stock | 2,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001403 · form4.xml · nonDerivative · entry 1 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,762 F1 · price: Shares received as partial retainer fee. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 21:05 UTC | Evergy, Inc. EVRG · Entity 3282 | GrantDirector Deferred Share Units · Derivative | 457 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-029409 · form4.xml · derivative · entry 2 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,690 Underlying: Common Stock · 457 shares Expires not disclosed F1 · derivative.exercise_price: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy) common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person. F2 · kind: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person. F2 · derivative.exercise_date: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person. F2 · derivative.expiration_date: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person. F3 · balance_after: Includes 449 deferred share units acquired through the reinvestment of dividend equivalents. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:00 UTC | Evergy, Inc. EVRG · Entity 3282 | GrantDirector Deferred Share Units · Derivative | 449 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-022573 · form4.xml · derivative · entry 2 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,784 Underlying: Common Stock · 449 shares Expires not disclosed F1 · derivative.exercise_price: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy) common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person. F2 · kind: Director Deferred Share Units received as a partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person. F1 · derivative.exercise_date: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy) common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person. F1 · derivative.expiration_date: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy) common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 21:46 UTC | Evergy, Inc. EVRG · Entity 3282 | GrantDirector Deferred Share Units · Derivative | 410 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021772 · form4.xml · derivative · entry 2 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,335 Underlying: Common Stock · 410 shares Expires not disclosed F1 · derivative.exercise_price: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy) common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person. F2 · kind: Director Deferred Share Units acquired through the reinvestment of dividend equivalents. F1 · derivative.exercise_date: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy) common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person. F1 · derivative.expiration_date: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy) common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 21:53 UTC | Evergy, Inc. EVRG · Entity 3282 | GrantDirector Deferred Share Units · Derivative | 829 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021453 · form4.xml · derivative · entry 2 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,925 Underlying: Common Stock · 829 shares Expires not disclosed F1 · derivative.exercise_price: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy) common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person. F2 · price: As disclosed by Evergy in a Current Report on Form 8-K, dated June 4, 2018, each member of Evergy's board of directors who is a former non-employee member of the Westar Energy, Inc. board of directors is entitled to a stock award with a value of $45,000. The award was subject to Evergy having an effective Registration Statement on Form S-8, which occurred on June 15, 2018. The number of units was determined by dividing the award by $54.25, the closing price of Evergy common stock on June 5, 2018, the date on which Evergy shares were listed on the New York Stock Exchange. F1 · derivative.exercise_date: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy) common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person. F1 · derivative.expiration_date: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy) common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person. Read SEC document |
| June 14, 2018 Filed Jun 19, 2018 00:19 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | GrantStock Options (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.68 | $0.00 |
DisclosureSEC source: 0001144204-18-034680 · tv496640_4.xml · derivative · entry 2 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2025-06-13 F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 14, 2018, or (II) such individual's continuation in Board service through the day immediately preceding the 2019 Annual Shareholders Meeting (the "Vesting Date"). Read SEC document |
| June 14, 2018 Filed Jun 19, 2018 00:19 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | GrantCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-034680 · tv496640_4.xml · nonDerivative · entry 1 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,844 F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 14, 2018, or (II) such individual's continuation in Board service through the day immediately preceding the 2019 Annual Shareholders Meeting (the "Vesting Date"). F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date. Read SEC document |
| June 04, 2018 Filed Jun 4, 2018 21:44 UTC | WESTAR ENERGY INC /KS WR · Entity 166112 | Disposition to issuerCommon Stock, Par Value $5.00 | 54,568 | $55.08 | $3,005,605.44 |
DisclosureSEC source: 0000899243-18-014957 · doc4.xml · nonDerivative · entry 1 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Westar Energy shares and deferred Westar Energy, Inc. stock units were exchanged for Evergy, Inc. shares and deferred Evergy, Inc. stock units pursuant to a merger agreement between Westar Energy, Inc. and Great Plains Energy Incorporated on a 1 to 1 basis. Includes 18,318 deferred stock units that were moved from Table II to Table I. F2 · price: Solely for purposes of this filing, the estimated market value per share of Evergy, Inc. common stock on 6/4/18 was $55.08 per share (the closing stock price of the common stock of Westar Energy, Inc. as reported on the New York Stock Exchange on 6/1/18). Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 22:16 UTC | Evergy, Inc. EVRG · Entity 3282 | GrantDirector Deferred Share Units · Derivative | 54,096 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-020223 · form4.xml · derivative · entry 2 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,096 Underlying: Common Stock · 54,096 shares Expires not disclosed F2 · derivative.exercise_price: Director Deferred Share Units represent the right to receive one share of Evergy common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person. F3 · price: Received in exchange for director deferred share units and shares acquired through the reinvestment of deferred dividend equivalents of Westar. Upon closing of the merger, each director deferred share unit and shares acquired through the reinvestment of deferred dividend equivalents of Westar common stock was converted into one director deferred share unit of Evergy. All of the transactions reported in this Form 4 occurred simultaneously upon closing of the merger. F2 · derivative.exercise_date: Director Deferred Share Units represent the right to receive one share of Evergy common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person. F2 · derivative.expiration_date: Director Deferred Share Units represent the right to receive one share of Evergy common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 22:16 UTC | Evergy, Inc. EVRG · Entity 3282 | GrantCommon Stock | 472 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-020223 · form4.xml · nonDerivative · entry 1 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472 F1 · price: Received in exchange for shares of Westar Energy, Inc. ("Westar") common stock in connection with that certain Amended and Restated Agreement and Plan of Merger dated as of July 9, 2017 by and among Great Plains Energy Incorporated, Westar, Evergy, Inc. ("Evergy") (formerly Monarch Energy Holding, Inc.), King Energy, and for certain limited purposes, GP Star, Inc. Upon closing of the merger, each outstanding share of Westar common stock was converted into one share of common stock of Evergy. On the effective date of the merger, the closing price of Westar's common stock was $54.00 per share, and Evergy's common stock had not yet commenced trading on the New York Stock Exchange. All of the transactions reported in this Form 4 occurred simultaneously upon closing of the merger. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 22:31 UTC | WESTAR ENERGY INC /KS WR · Entity 166112 | GrantStock Units · Derivative | 334 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001236304-18-000039 · edgar.xml · derivative · entry 2 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,318 Underlying: Common Stock · 334 shares Expires not disclosed F2 · derivative.exercise_price: Units convert into common stock on a one for one basis. F3 · kind: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan. F3 · derivative.exercise_date: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan. F3 · derivative.expiration_date: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan. F4 · balance_after: Includes 138 deferred share units acquired through the reinvestment of dividend equivalents. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 20:23 UTC | WESTAR ENERGY INC /KS WR · Entity 166112 | GrantStock Units · Derivative | 331 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001236304-18-000016 · edgar.xml · derivative · entry 2 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,846 Underlying: Common Stock · 331 shares Expires not disclosed F3 · derivative.exercise_price: Units convert into common stock on a one for one basis. F4 · kind: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan. F4 · derivative.exercise_date: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan. F4 · derivative.expiration_date: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan. F5 · balance_after: Includes 132 deferred share units acquired through the reinvestment of dividend equivalents. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 20:23 UTC | WESTAR ENERGY INC /KS WR · Entity 166112 | GrantCommon Stock, Par Value $5.00 | 1,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001236304-18-000016 · edgar.xml · nonDerivative · entry 1 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,976 F1 · kind: Deferred share units received as partial payment of retainer fees. F2 · balance_after: Includes 255 deferred share units acquired through the reinvestment of dividend equivalents. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:30 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | GrantCommon Stock, No Par Value | 7,844 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-000155 · dp84871_4-lawrence.xml · nonDerivative · entry 1 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,344 F1 · shares: Deferred restricted stock units vesting equally over four (4) successive quarters from the transaction date, but not until termination of the reporting person's service to the issuer. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 15:30 UTC | WESTAR ENERGY INC /KS WR · Entity 166112 | GrantStock Units · Derivative | 352 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001236304-17-000051 · edgar.xml · derivative · entry 2 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,383 Underlying: Common Stock · 352 shares Expires not disclosed F2 · derivative.exercise_price: Units convert into common stock on a one for one basis. F3 · kind: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan. F3 · derivative.exercise_date: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan. F3 · derivative.expiration_date: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan. F4 · balance_after: Includes 136 deferred share units acquired through the reinvestment of dividend equivalents. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 15:42 UTC | WESTAR ENERGY INC /KS WR · Entity 166112 | GrantStock Units · Derivative | 123 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001236304-17-000043 · edgar.xml · derivative · entry 3 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,895 Underlying: Common Stock · 123 shares Expires not disclosed F2 · derivative.exercise_price: Units convert into common stock on a one for one basis. F1 · kind: Deferred share units acquired through the reinvestment of dividend equivalents pursuant to a non-employee deferred compensation plan after the suspension of the issuer's broad-based dividend reinvestment plan. F1 · derivative.exercise_date: Deferred share units acquired through the reinvestment of dividend equivalents pursuant to a non-employee deferred compensation plan after the suspension of the issuer's broad-based dividend reinvestment plan. F1 · derivative.expiration_date: Deferred share units acquired through the reinvestment of dividend equivalents pursuant to a non-employee deferred compensation plan after the suspension of the issuer's broad-based dividend reinvestment plan. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 15:42 UTC | WESTAR ENERGY INC /KS WR · Entity 166112 | GrantStock Units · Derivative | 329 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001236304-17-000043 · edgar.xml · derivative · entry 2 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,772 Underlying: Common Stock · 329 shares Expires not disclosed F2 · derivative.exercise_price: Units convert into common stock on a one for one basis. F3 · kind: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan. F3 · derivative.exercise_date: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan. F3 · derivative.expiration_date: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 15:42 UTC | WESTAR ENERGY INC /KS WR · Entity 166112 | GrantCommon Stock, Par Value $5.00 | 249 | $0.00 | $0.00 |
DisclosureSEC source: 0001236304-17-000043 · edgar.xml · nonDerivative · entry 1 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,843 F1 · kind: Deferred share units acquired through the reinvestment of dividend equivalents pursuant to a non-employee deferred compensation plan after the suspension of the issuer's broad-based dividend reinvestment plan. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 16:38 UTC | WESTAR ENERGY INC /KS WR · Entity 166112 | GrantStock Units · Derivative | 322 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001236304-17-000038 · edgar.xml · derivative · entry 2 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,443 Underlying: Common Stock · 322 shares Expires not disclosed F3 · derivative.exercise_price: Units convert into common stock on a one for one basis. F2 · kind: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan. F2 · derivative.exercise_date: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan. F2 · derivative.expiration_date: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan. F4 · balance_after: Includes 119 deferred share units acquired through the reinvestment of dividend equivalents. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 17:01 UTC | WESTAR ENERGY INC /KS WR · Entity 166112 | GrantStock Units · Derivative | 311 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001236304-17-000015 · edgar.xml · derivative · entry 2 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,002 Underlying: Common Stock · 311 shares Expires not disclosed F4 · derivative.exercise_price: Units convert into common stock on a one for one basis. F3 · kind: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan. F3 · derivative.exercise_date: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan. F3 · derivative.expiration_date: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan. F5 · balance_after: Includes 105 deferred share units acquired through the reinvestment of dividend equivalents. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 17:01 UTC | WESTAR ENERGY INC /KS WR · Entity 166112 | GrantCommon Stock, Par Value $5.00 | 1,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001236304-17-000015 · edgar.xml · nonDerivative · entry 1 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,348 F1 · kind: Deferred share units received as partial payment of retainer fees. F2 · balance_after: Includes 213 shares and deferred share units acquired through the reinvestment of dividends and dividend equivalents. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 15:38 UTC | WESTAR ENERGY INC /KS WR · Entity 166112 | GrantStock Units · Derivative | 308 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001236304-16-000101 · edgar.xml · derivative · entry 2 Lawrence Sandra AJ · CIK 0001306386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,586 Underlying: Common Stock · 308 shares Expires not disclosed F3 · derivative.exercise_price: Units convert into common stock on a one for one basis. F2 · kind: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan. F2 · derivative.exercise_date: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan. F2 · derivative.expiration_date: Share units received as a partial payment of retainer fees that have been deferred pursuant to a non-employee director deferred compensation plan. F4 · balance_after: Includes 102 deferred share units acquired through the reinvestment of dividend equivalents. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.