person · Reporting owner

Kaseta Michael

Disclosed activity across 4 companies

Tapewire entity: 30464
SEC CIK: 0001724346

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Aralez Pharmaceuticals Inc.ARLZ · Entity 165961	Chief Financial Officer	March 15, 2018	March 19, 2018
HERON THERAPEUTICS, INC. /DE/HRTX · Entity 7133	Director	January 30, 2026	February 03, 2026
Liquidia CorpLQDA · Entity 1860	CFO and COO	October 09, 2026	October 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Aralez Pharmaceuticals Inc.

Report date March 15, 2018 · Filed March 19, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Shares, without par valueSEC Table I · non-derivative	Direct	15,000	Reported balance After 2018-03-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2018-03-15 · Grant · Acquired 12,500 · Balance 15,000 F1: Restricted Stock Units granted pursuant to the Aralez Pharmaceuticals Inc. 2016 Amended and Restated Long-Term Incentive Plan, which vest 33.3% annually over three years commencing upon the first anniversary of the date of grant, subject to continued employment or service to the Company. F2: Includes 833 shares of Common Stock and 14,167 Restricted Stock Units.
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.75 · Expires 2028-03-15	Direct	25,000	Reported balance After 2018-03-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2018-03-15 · Grant · Acquired 25,000 · Balance 25,000 F3: The option vests as to 25% of the shares on March 15, 2019, and the remainder vests in substantially equal monthly installments over the 36 months immediately following such date, subject to continued employment or service to the Company.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units granted pursuant to the Aralez Pharmaceuticals Inc. 2016 Amended and Restated Long-Term Incentive Plan, which vest 33.3% annually over three years commencing upon the first anniversary of the date of grant, subject to continued employment or service to the Company.

F2: Includes 833 shares of Common Stock and 14,167 Restricted Stock Units.

F3: The option vests as to 25% of the shares on March 15, 2019, and the remainder vests in substantially equal monthly installments over the 36 months immediately following such date, subject to continued employment or service to the Company.

HERON THERAPEUTICS, INC. /DE/

Report date January 30, 2026 · Filed February 03, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	53,960	Reported balance After 2026-01-30 transaction · row 1 1 source row Row 1 · 2026-01-30 · Grant · Acquired 53,960 · Balance 53,960 F1: The shares were granted as restricted stock units which vest in full on January 30, 2027. Each restricted stock unit represents a contigent right to receive one share of common stock.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were granted as restricted stock units which vest in full on January 30, 2027. Each restricted stock unit represents a contigent right to receive one share of common stock.

Liquidia Corp

Report date October 09, 2026 · Filed October 14, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	340,148	Last balance in matching sequence After 2026-10-12 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 3 source rows Row 1 · 2026-10-09 · Exercise / conversion · Acquired 5,828 · Balance 352,037 F2: On January 11, 2024, the Reporting Person was granted 93,250 PSUs with 25% of the PSUs vesting on January 11, 2025 and the remaining PSUs vesting ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 64,110 have vested as of the date of this Form 4. F1: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F3: Includes (i) 7,792 unvested restricted stock units ("RSUs") of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 29,140 unvested RSUs and 15,625 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 63,448 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 3,054 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan ("ESPP"). Row 2 · 2026-10-09 · Exercise / conversion · Acquired 7,049 · Balance 359,086 F4: On January 11, 2025, the Reporting Person was granted 112,797 PSUs with 25% of the PSUs vesting on January 11, 2026 and the remaining PSUs vesting ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 49,349 have vested as of the date of this Form 4. F1: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F3: Includes (i) 7,792 unvested restricted stock units ("RSUs") of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 29,140 unvested RSUs and 15,625 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 63,448 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 3,054 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan ("ESPP"). Row 3 · 2026-10-12 · Sale · Disposed 18,938 · Balance 340,148 F5: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F6: These shares of common stock were sold to cover taxes associated with the settlement of RSUs and PSUs that were initially granted to the Reporting Person on January 11, 2023, January 11, 2024, January 15, 2024 and January 11, 2025. F3: Includes (i) 7,792 unvested restricted stock units ("RSUs") of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 29,140 unvested RSUs and 15,625 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 63,448 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 3,054 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan ("ESPP").
Performance Stock UnitsSEC Table II · derivative / convertible security	Direct	29,140	Reported balance After 2026-10-09 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2026-10-09 · Exercise / conversion · Disposed 5,828 · Balance 29,140 F1: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.
Performance Stock UnitsSEC Table II · derivative / convertible security	Direct	63,448	Reported balance After 2026-10-09 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2026-10-09 · Exercise / conversion · Disposed 7,049 · Balance 63,448 F1: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

Filing footnotes · ownership attribution and instrument terms

F1: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.

F2: On January 11, 2024, the Reporting Person was granted 93,250 PSUs with 25% of the PSUs vesting on January 11, 2025 and the remaining PSUs vesting ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 64,110 have vested as of the date of this Form 4.

F3: Includes (i) 7,792 unvested restricted stock units ("RSUs") of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 29,140 unvested RSUs and 15,625 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 63,448 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 3,054 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan ("ESPP").

F4: On January 11, 2025, the Reporting Person was granted 112,797 PSUs with 25% of the PSUs vesting on January 11, 2026 and the remaining PSUs vesting ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 49,349 have vested as of the date of this Form 4.

F5: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023.

F6: These shares of common stock were sold to cover taxes associated with the settlement of RSUs and PSUs that were initially granted to the Reporting Person on January 11, 2023, January 11, 2024, January 15, 2024 and January 11, 2025.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ALIMERA SCIENCES INC

Report date September 16, 2024 · Filed September 18, 2024

Section 16 reporting ended · disclosed 2024-09-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.99 · Expires 2033-10-01	Direct	0	Reported balance After 2024-09-16 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2024-09-16 · Disposition to issuer · Disposed 50,000 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 21, 2024 (the "Merger Agreement"), by and among the Issuer, ANI Pharmaceuticals, Inc., a Delaware corporation ("Parent") and ANIP Merger Sub INC., a Delaware corporation and a wholly owned indirect subsidiary of Parent, as of the effective time of the merger (the "Effective Time"), at the Effective Time, each stock option granted by the Issuer to purchase shares (each, an "Option") that was outstanding and unvested immediately prior to the Effective Time vested in full, and each Option that was outstanding and unexercised which had a per share exercise price that was less than ) $5.50 in cash, without interest (such amount, the "Closing Cash Consideration") was converted into the right to receive the sum of an amount in cash (without interest and subject to deduction for any required withholding as contemplated in the Merger Agreement) equal to: F2: (A) the excess, if any, of the Closing Cash Consideration over the exercise price per share of such Option; multiplied by the number of shares underlying such Option and (B) one contingent value right ("CVR") representing the right to receive contingent cash payments subject to the achievement of certain milestones and the terms and conditions set forth in a contingent value rights agreement entered into between Parent and a rights agent.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.85 · Expires 2033-03-25	Direct	0	Reported balance After 2024-09-16 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2024-09-16 · Disposition to issuer · Disposed 1,825 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 21, 2024 (the "Merger Agreement"), by and among the Issuer, ANI Pharmaceuticals, Inc., a Delaware corporation ("Parent") and ANIP Merger Sub INC., a Delaware corporation and a wholly owned indirect subsidiary of Parent, as of the effective time of the merger (the "Effective Time"), at the Effective Time, each stock option granted by the Issuer to purchase shares (each, an "Option") that was outstanding and unvested immediately prior to the Effective Time vested in full, and each Option that was outstanding and unexercised which had a per share exercise price that was less than ) $5.50 in cash, without interest (such amount, the "Closing Cash Consideration") was converted into the right to receive the sum of an amount in cash (without interest and subject to deduction for any required withholding as contemplated in the Merger Agreement) equal to: F2: (A) the excess, if any, of the Closing Cash Consideration over the exercise price per share of such Option; multiplied by the number of shares underlying such Option and (B) one contingent value right ("CVR") representing the right to receive contingent cash payments subject to the achievement of certain milestones and the terms and conditions set forth in a contingent value rights agreement entered into between Parent and a rights agent.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 21, 2024 (the "Merger Agreement"), by and among the Issuer, ANI Pharmaceuticals, Inc., a Delaware corporation ("Parent") and ANIP Merger Sub INC., a Delaware corporation and a wholly owned indirect subsidiary of Parent, as of the effective time of the merger (the "Effective Time"), at the Effective Time, each stock option granted by the Issuer to purchase shares (each, an "Option") that was outstanding and unvested immediately prior to the Effective Time vested in full, and each Option that was outstanding and unexercised which had a per share exercise price that was less than ) $5.50 in cash, without interest (such amount, the "Closing Cash Consideration") was converted into the right to receive the sum of an amount in cash (without interest and subject to deduction for any required withholding as contemplated in the Merger Agreement) equal to:

F2: (A) the excess, if any, of the Closing Cash Consideration over the exercise price per share of such Option; multiplied by the number of shares underlying such Option and (B) one contingent value right ("CVR") representing the right to receive contingent cash payments subject to the achievement of certain milestones and the terms and conditions set forth in a contingent value rights agreement entered into between Parent and a rights agent.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
October 12, 2026 Filed Oct 14, 2026 00:00 UTC	Liquidia Corp LQDA · Entity 1860	SaleCommon Stock	18,938	$28.48	$539,354.24	Disclosure SEC source: 0001104659-26-115644 · tm2627530-4_4seq1.xml · nonDerivative · entry 3 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 340,148 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F6 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs and PSUs that were initially granted to the Reporting Person on January 11, 2023, January 11, 2024, January 15, 2024 and January 11, 2025. F3 · balance_after: Includes (i) 7,792 unvested restricted stock units ("RSUs") of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 29,140 unvested RSUs and 15,625 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 63,448 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 3,054 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan ("ESPP"). Read SEC document
October 09, 2026 Filed Oct 14, 2026 00:00 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionPerformance Stock Units · Derivative	7,049	$0.00	$0.00	Disclosure SEC source: 0001104659-26-115644 · tm2627530-4_4seq1.xml · derivative · entry 5 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,448 Underlying: Common Stock · 7,049 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document
October 09, 2026 Filed Oct 14, 2026 00:00 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionPerformance Stock Units · Derivative	5,828	$0.00	$0.00	Disclosure SEC source: 0001104659-26-115644 · tm2627530-4_4seq1.xml · derivative · entry 4 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 29,140 Underlying: Common Stock · 5,828 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document
October 09, 2026 Filed Oct 14, 2026 00:00 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionCommon Stock	7,049	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-26-115644 · tm2627530-4_4seq1.xml · nonDerivative · entry 2 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 359,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: On January 11, 2025, the Reporting Person was granted 112,797 PSUs with 25% of the PSUs vesting on January 11, 2026 and the remaining PSUs vesting ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 49,349 have vested as of the date of this Form 4. F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F3 · balance_after: Includes (i) 7,792 unvested restricted stock units ("RSUs") of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 29,140 unvested RSUs and 15,625 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 63,448 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 3,054 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan ("ESPP"). Read SEC document
October 09, 2026 Filed Oct 14, 2026 00:00 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionCommon Stock	5,828	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-26-115644 · tm2627530-4_4seq1.xml · nonDerivative · entry 1 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 352,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 11, 2024, the Reporting Person was granted 93,250 PSUs with 25% of the PSUs vesting on January 11, 2025 and the remaining PSUs vesting ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 64,110 have vested as of the date of this Form 4. F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F3 · balance_after: Includes (i) 7,792 unvested restricted stock units ("RSUs") of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 29,140 unvested RSUs and 15,625 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 63,448 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 3,054 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan ("ESPP"). Read SEC document
July 13, 2026 Filed Jul 15, 2026 00:08 UTC	Liquidia Corp LQDA · Entity 1860	SaleCommon Stock	18,977	$71.52	$1,357,235.04	Disclosure SEC source: 0001104659-26-083620 · tm2620529-7_4seq1.xml · nonDerivative · entry 4 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 345,805 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F6 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs and PSUs that were initially granted to the Reporting Person on January 11, 2023, January 11, 2024, January 15, 2024 and January 11, 2025. F3 · balance_after: Includes (i) 15,583 unvested restricted stock units ("RSUs") of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 34,968 unvested RSUs and 18,750 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 70,497 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 2,650 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan ("ESPP"). Read SEC document
July 13, 2026 Filed Jul 15, 2026 00:08 UTC	Liquidia Corp LQDA · Entity 1860	SaleCommon Stock	1,453	$71.39	$103,729.67	Disclosure SEC source: 0001104659-26-083620 · tm2620529-7_4seq1.xml · nonDerivative · entry 3 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 364,782 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F6 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs and PSUs that were initially granted to the Reporting Person on January 11, 2023, January 11, 2024, January 15, 2024 and January 11, 2025. F3 · balance_after: Includes (i) 15,583 unvested restricted stock units ("RSUs") of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 34,968 unvested RSUs and 18,750 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 70,497 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 2,650 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan ("ESPP"). Read SEC document
July 10, 2026 Filed Jul 15, 2026 00:08 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionPerformance Stock Units · Derivative	7,050	$0.00	$0.00	Disclosure SEC source: 0001104659-26-083620 · tm2620529-7_4seq1.xml · derivative · entry 6 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 70,497 Underlying: Common Stock · 7,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document
July 10, 2026 Filed Jul 15, 2026 00:08 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionPerformance Stock Units · Derivative	5,829	$0.00	$0.00	Disclosure SEC source: 0001104659-26-083620 · tm2620529-7_4seq1.xml · derivative · entry 5 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 34,968 Underlying: Common Stock · 5,829 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document
July 10, 2026 Filed Jul 15, 2026 00:08 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionCommon Stock	7,050	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-26-083620 · tm2620529-7_4seq1.xml · nonDerivative · entry 2 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 366,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: On January 11, 2025, the Reporting Person was granted 112,797 PSUs with 25% of the PSUs vesting on January 11, 2026 and the remaining PSUs vesting ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 42,300 have vested as of the date of this Form 4. F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F3 · balance_after: Includes (i) 15,583 unvested restricted stock units ("RSUs") of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 34,968 unvested RSUs and 18,750 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 70,497 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 2,650 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan ("ESPP"). Read SEC document
July 10, 2026 Filed Jul 15, 2026 00:08 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionCommon Stock	5,829	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-26-083620 · tm2620529-7_4seq1.xml · nonDerivative · entry 1 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 359,185 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 11, 2024, the Reporting Person was granted 93,250 PSUs with 25% of the PSUs vesting on January 11, 2025 and the remaining PSUs vesting ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 58,282 have vested as of the date of this Form 4. F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F3 · balance_after: Includes (i) 15,583 unvested restricted stock units ("RSUs") of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 34,968 unvested RSUs and 18,750 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 70,497 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 2,650 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan ("ESPP"). Read SEC document
April 15, 2026 Filed Apr 17, 2026 00:37 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionIncentive Stock Option (right to buy) · Derivative	86,971	$0.00 Strike: $2.79	$0.00	Disclosure SEC source: 0001104659-26-044511 · tm2612047-1_4seq1.xml · derivative · entry 8 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,534 Underlying: Common Stock · 86,971 shares Expires 2030-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option vested over a four-year period with 25% vesting on November 30, 2021 and the remaining 75% vesting ratably on a monthly basis over three years thereafter and became fully vested on November 30, 2024. Read SEC document
April 15, 2026 Filed Apr 17, 2026 00:37 UTC	Liquidia Corp LQDA · Entity 1860	SaleCommon Stock	43,375	$40.14	$1,741,111.54	Disclosure SEC source: 0001104659-26-044511 · tm2612047-1_4seq1.xml · nonDerivative · entry 6 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 353,356 F6 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on November 5, 2025. F4 · price: Price is the volume weighted average price of all transactions made by the Reporting Person on the transaction date for prices ranging from $40.00 to $40.39. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes (i) 23,375 unvested restricted stock units ("RSUs") of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 40,797 unvested RSUs and 21,875 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 77,547 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 2,650 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan ("ESPP"). Read SEC document
April 15, 2026 Filed Apr 17, 2026 00:37 UTC	Liquidia Corp LQDA · Entity 1860	SaleCommon Stock	86,971	$40.14	$3,491,094.21	Disclosure SEC source: 0001104659-26-044511 · tm2612047-1_4seq1.xml · nonDerivative · entry 5 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 396,731 F5 · kind: Represents the subsequent sale of the underlying shares from the exercise of stock options on April 15, 2026 reported on this Form 4. Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on November 5, 2025. F4 · price: Price is the volume weighted average price of all transactions made by the Reporting Person on the transaction date for prices ranging from $40.00 to $40.39. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes (i) 23,375 unvested restricted stock units ("RSUs") of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 40,797 unvested RSUs and 21,875 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 77,547 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 2,650 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan ("ESPP"). Read SEC document
April 15, 2026 Filed Apr 17, 2026 00:37 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionCommon Stock	86,971	$2.79	$242,649.09	Disclosure SEC source: 0001104659-26-044511 · tm2612047-1_4seq1.xml · nonDerivative · entry 4 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 483,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes (i) 23,375 unvested restricted stock units ("RSUs") of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 40,797 unvested RSUs and 21,875 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 77,547 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 2,650 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan ("ESPP"). Read SEC document
April 15, 2026 Filed Apr 17, 2026 00:37 UTC	Liquidia Corp LQDA · Entity 1860	SaleCommon Stock	9,044	$40.14	$363,034.30	Disclosure SEC source: 0001104659-26-044511 · tm2612047-1_4seq1.xml · nonDerivative · entry 3 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 396,731 F3 · kind: Represents the subsequent sale of shares acquired under the ESPP reported on this Form 4. Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on November 5, 2025. F4 · price: Price is the volume weighted average price of all transactions made by the Reporting Person on the transaction date for prices ranging from $40.00 to $40.39. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes (i) 23,375 unvested restricted stock units ("RSUs") of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 40,797 unvested RSUs and 21,875 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 77,547 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 2,650 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan ("ESPP"). Read SEC document
April 14, 2026 Filed Apr 17, 2026 00:37 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionIncentive Stock Option (right to buy) · Derivative	3,000	$0.00 Strike: $2.79	$0.00	Disclosure SEC source: 0001104659-26-044511 · tm2612047-1_4seq1.xml · derivative · entry 7 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 97,505 Underlying: Common Stock · 3,000 shares Expires 2030-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option vested over a four-year period with 25% vesting on November 30, 2021 and the remaining 75% vesting ratably on a monthly basis over three years thereafter and became fully vested on November 30, 2024. Read SEC document
April 14, 2026 Filed Apr 17, 2026 00:37 UTC	Liquidia Corp LQDA · Entity 1860	SaleCommon Stock	3,000	$40.00	$120,000.00	Disclosure SEC source: 0001104659-26-044511 · tm2612047-1_4seq1.xml · nonDerivative · entry 2 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 405,775 F2 · kind: Represents the subsequent sale of the underlying shares from the exercise of stock options on April 14, 2026 reported on this Form 4. Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on November 5, 2025. F1 · balance_after: Includes (i) 23,375 unvested restricted stock units ("RSUs") of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 40,797 unvested RSUs and 21,875 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 77,547 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 2,650 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan ("ESPP"). Read SEC document
April 14, 2026 Filed Apr 17, 2026 00:37 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionCommon Stock	3,000	$2.79	$8,370.00	Disclosure SEC source: 0001104659-26-044511 · tm2612047-1_4seq1.xml · nonDerivative · entry 1 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 408,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes (i) 23,375 unvested restricted stock units ("RSUs") of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 40,797 unvested RSUs and 21,875 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 77,547 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 2,650 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan ("ESPP"). Read SEC document
April 13, 2026 Filed Apr 14, 2026 21:07 UTC	Liquidia Corp LQDA · Entity 1860	SaleCommon Stock	18,958	$38.37	$727,418.46	Disclosure SEC source: 0001104659-26-043269 · tm2611789-5_4seq1.xml · nonDerivative · entry 5 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 405,775 F7 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F8 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs and PSUs that were initially granted to the Reporting Person on January 11, 2023, January 11, 2024, January 15, 2024 and January 11, 2025. F1 · balance_after: Includes (i) 23,375 unvested restricted stock units ("RSUs") of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 40,797 unvested RSUs and 21,875 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 77,547 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 11,694 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document
April 10, 2026 Filed Apr 14, 2026 21:07 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionPerformance Stock Units · Derivative	7,050	$0.00	$0.00	Disclosure SEC source: 0001104659-26-043269 · tm2611789-5_4seq1.xml · derivative · entry 8 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 77,547 Underlying: Common Stock · 7,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis F4 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis F4 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis Read SEC document
April 10, 2026 Filed Apr 14, 2026 21:07 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionPerformance Stock Units · Derivative	5,828	$0.00	$0.00	Disclosure SEC source: 0001104659-26-043269 · tm2611789-5_4seq1.xml · derivative · entry 7 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 40,797 Underlying: Common Stock · 5,828 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis F4 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis F4 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis Read SEC document
April 10, 2026 Filed Apr 14, 2026 21:07 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionIncentive Stock Option (right to buy) · Derivative	23,821	$0.00 Strike: $2.79	$0.00	Disclosure SEC source: 0001104659-26-043269 · tm2611789-5_4seq1.xml · derivative · entry 6 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 100,505 Underlying: Common Stock · 23,821 shares Expires 2030-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: The option vested over a four-year period with 25% vesting on November 30, 2021 and the remaining 75% vesting ratably on a monthly basis over three years thereafter and became fully vested on November 30, 2024. Read SEC document
April 10, 2026 Filed Apr 14, 2026 21:07 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionCommon Stock	7,050	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-26-043269 · tm2611789-5_4seq1.xml · nonDerivative · entry 4 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 424,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: On January 11, 2025, the Reporting Person was granted 112,797 PSUs with 25% of the RSUs vesting on January 11, 2026 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 35,250 have vested as of the date of this Form 4. F4 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis F1 · balance_after: Includes (i) 23,375 unvested restricted stock units ("RSUs") of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 40,797 unvested RSUs and 21,875 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 77,547 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 11,694 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document
April 10, 2026 Filed Apr 14, 2026 21:07 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionCommon Stock	5,828	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-26-043269 · tm2611789-5_4seq1.xml · nonDerivative · entry 3 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 417,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On January 11, 2024, the Reporting Person was granted 93,250 PSUs with 25% of the RSUs vesting on January 11, 2025 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 52,453 have vested as of the date of this Form 4. F4 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis F1 · balance_after: Includes (i) 23,375 unvested restricted stock units ("RSUs") of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 40,797 unvested RSUs and 21,875 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 77,547 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 11,694 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document
April 10, 2026 Filed Apr 14, 2026 21:07 UTC	Liquidia Corp LQDA · Entity 1860	SaleCommon Stock	23,821	$40.14	$956,248.79	Disclosure SEC source: 0001104659-26-043269 · tm2611789-5_4seq1.xml · nonDerivative · entry 2 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 411,855 F2 · kind: Represents the subsequent sale of the underlying shares from the exercise of stock options reported on this Form 4. Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on November 5, 2025. F3 · price: Price is the volume weighted average price of all transactions made by the Reporting Person on the transaction date for prices ranging from $40.00 to $40.62. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes (i) 23,375 unvested restricted stock units ("RSUs") of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 40,797 unvested RSUs and 21,875 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 77,547 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 11,694 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document
April 10, 2026 Filed Apr 14, 2026 21:07 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionCommon Stock	23,821	$2.79	$66,460.59	Disclosure SEC source: 0001104659-26-043269 · tm2611789-5_4seq1.xml · nonDerivative · entry 1 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 435,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes (i) 23,375 unvested restricted stock units ("RSUs") of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 40,797 unvested RSUs and 21,875 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 77,547 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 11,694 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document
April 09, 2026 Filed Apr 13, 2026 21:47 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	9,272	$0.00 Strike: $2.54	$0.00	Disclosure SEC source: 0001104659-26-042710 · tm2611705-1_4seq1.xml · derivative · entry 11 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,272 shares Expires 2031-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 50% of the shares underlying the option vested on November 5, 2021 upon achievement of the acceleration event related to the Issuer's receipt of tentative approval from FDA of the Issuer's New Drug Application for YUTREPIA, 12.5% of the shares underlying the option vested on July 21, 2022 and the remaining shares vest in 36 monthly installments thereafter such that the option became fully vested on July 21, 2025. Read SEC document
April 09, 2026 Filed Apr 13, 2026 21:47 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionIncentive Stock Option (right to buy) · Derivative	728	$0.00 Strike: $2.54	$0.00	Disclosure SEC source: 0001104659-26-042710 · tm2611705-1_4seq1.xml · derivative · entry 10 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 728 shares Expires 2031-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 50% of the shares underlying the option vested on November 5, 2021 upon achievement of the acceleration event related to the Issuer's receipt of tentative approval from FDA of the Issuer's New Drug Application for YUTREPIA, 12.5% of the shares underlying the option vested on July 21, 2022 and the remaining shares vest in 36 monthly installments thereafter such that the option became fully vested on July 21, 2025. Read SEC document
April 09, 2026 Filed Apr 13, 2026 21:47 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	18,115	$0.00 Strike: $2.97	$0.00	Disclosure SEC source: 0001104659-26-042710 · tm2611705-1_4seq1.xml · derivative · entry 9 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,115 shares Expires 2031-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested ratably on a monthly basis over a four-year period and became fully vested on January 19, 2025. Read SEC document
April 09, 2026 Filed Apr 13, 2026 21:47 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	86,632	$0.00 Strike: $2.79	$0.00	Disclosure SEC source: 0001104659-26-042710 · tm2611705-1_4seq1.xml · derivative · entry 8 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 86,632 shares Expires 2030-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested over a four-year period with 25% vesting on November 30, 2021 and the remaining 75% vesting ratably on a monthly basis over three years thereafter and became fully vested on November 30, 2024. Read SEC document
April 09, 2026 Filed Apr 13, 2026 21:47 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionIncentive Stock Option (right to buy) · Derivative	19,042	$0.00 Strike: $2.79	$0.00	Disclosure SEC source: 0001104659-26-042710 · tm2611705-1_4seq1.xml · derivative · entry 7 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 124,326 Underlying: Common Stock · 19,042 shares Expires 2030-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested over a four-year period with 25% vesting on November 30, 2021 and the remaining 75% vesting ratably on a monthly basis over three years thereafter and became fully vested on November 30, 2024. Read SEC document
April 09, 2026 Filed Apr 13, 2026 21:47 UTC	Liquidia Corp LQDA · Entity 1860	SaleCommon Stock	133,789	$40.24	$5,383,388.40	Disclosure SEC source: 0001104659-26-042710 · tm2611705-1_4seq1.xml · nonDerivative · entry 6 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 411,855 F2 · kind: Represents the subsequent sale of the underlying shares from the exercise of stock options reported on this Form 4. Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on November 5, 2025. F3 · price: Price is the volume weighted average price of all transactions made by the Reporting Person on the transaction date for prices ranging from $40.00 to $40.50. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes (i) 31,167 unvested RSUs of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 46,625 unvested RSUs and 25,000 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 84,597 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 11,694 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document
April 09, 2026 Filed Apr 13, 2026 21:47 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionCommon Stock	9,272	$2.54	$23,550.88	Disclosure SEC source: 0001104659-26-042710 · tm2611705-1_4seq1.xml · nonDerivative · entry 5 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 545,644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes (i) 31,167 unvested RSUs of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 46,625 unvested RSUs and 25,000 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 84,597 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 11,694 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document
April 09, 2026 Filed Apr 13, 2026 21:47 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionCommon Stock	728	$2.54	$1,849.12	Disclosure SEC source: 0001104659-26-042710 · tm2611705-1_4seq1.xml · nonDerivative · entry 4 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 536,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes (i) 31,167 unvested RSUs of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 46,625 unvested RSUs and 25,000 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 84,597 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 11,694 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document
April 09, 2026 Filed Apr 13, 2026 21:47 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionCommon Stock	18,115	$2.97	$53,801.55	Disclosure SEC source: 0001104659-26-042710 · tm2611705-1_4seq1.xml · nonDerivative · entry 3 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 535,644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes (i) 31,167 unvested RSUs of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 46,625 unvested RSUs and 25,000 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 84,597 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 11,694 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document
April 09, 2026 Filed Apr 13, 2026 21:47 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionCommon Stock	86,632	$2.79	$241,703.28	Disclosure SEC source: 0001104659-26-042710 · tm2611705-1_4seq1.xml · nonDerivative · entry 2 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 517,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes (i) 31,167 unvested RSUs of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 46,625 unvested RSUs and 25,000 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 84,597 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 11,694 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document
April 09, 2026 Filed Apr 13, 2026 21:47 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionCommon Stock	19,042	$2.79	$53,127.18	Disclosure SEC source: 0001104659-26-042710 · tm2611705-1_4seq1.xml · nonDerivative · entry 1 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 430,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes (i) 31,167 unvested RSUs of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 46,625 unvested RSUs and 25,000 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 84,597 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 11,694 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document
March 02, 2026 Filed Mar 3, 2026 21:31 UTC	Liquidia Corp LQDA · Entity 1860	SaleCommon Stock	1,165	$30.58	$35,625.70	Disclosure SEC source: 0001104659-26-022901 · tm267863-3_4seq1.xml · nonDerivative · entry 2 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 411,855 F4 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F5 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs that were initially granted to the Reporting Person on January 16, 2022. F3 · balance_after: Includes (i) 31,167 unvested RSUs of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 46,625 unvested RSUs and 25,000 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 84,597 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 11,694 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:31 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionRestricted Stock Units · Derivative	2,344	$0.00	$0.00	Disclosure SEC source: 0001104659-26-022901 · tm267863-3_4seq1.xml · derivative · entry 3 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,344 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis F1 · derivative.exercise_date: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis F1 · derivative.expiration_date: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:31 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionCommon Stock	2,344	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-26-022901 · tm267863-3_4seq1.xml · nonDerivative · entry 1 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 413,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 16, 2022, the Reporting Person was granted 37,500 RSUs with 25% of the RSUs vesting on February 28, 2023 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 37,500 have vested as of the date of this Form 4. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis F3 · balance_after: Includes (i) 31,167 unvested RSUs of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 46,625 unvested RSUs and 25,000 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 84,597 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 11,694 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document
January 30, 2026 Filed Feb 3, 2026 15:00 UTC	HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133	GrantCommon Stock	53,960	$0.00	$0.00	Disclosure SEC source: 0001193125-26-034631 · ownership.xml · nonDerivative · entry 1 Kaseta Michael · CIK 0001724346 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,960 F1 · shares: The shares were granted as restricted stock units which vest in full on January 30, 2027. Each restricted stock unit represents a contigent right to receive one share of common stock. Read SEC document
January 16, 2026 Filed Jan 21, 2026 23:23 UTC	Liquidia Corp LQDA · Entity 1860	GrantPerformance Stock Units · Derivative	88,980	$0.00	$0.00	Disclosure SEC source: 0001104659-26-005483 · tm263781-6_4seq1.xml · derivative · entry 2 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,980 Underlying: Common Stock · 88,980 shares Expires not disclosed F4 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On January 16, 2026, the Reporting Person was granted 88,980 PSUs which vest upon the following time-based vesting schedule: (i) 25% of the PSUs shall vest on the Initial Vesting Date or, if later, the date on which the Issuer files its Form 10-K for the fiscal year ending December 31, 2026 (the "FY2026 10-K") and (ii) 6.25% of the PSUs vesting every three months following the Initial Vesting Date; so long as it satisfies the milestone-based vesting condition: the applicable percentage of the RSUs vesting based on net product sales revenue from YUTREPIA in 2026 as disclosed in the Issuer's FY2026 10-K. F5 · derivative.expiration_date: On January 16, 2026, the Reporting Person was granted 88,980 PSUs which vest upon the following time-based vesting schedule: (i) 25% of the PSUs shall vest on the Initial Vesting Date or, if later, the date on which the Issuer files its Form 10-K for the fiscal year ending December 31, 2026 (the "FY2026 10-K") and (ii) 6.25% of the PSUs vesting every three months following the Initial Vesting Date; so long as it satisfies the milestone-based vesting condition: the applicable percentage of the RSUs vesting based on net product sales revenue from YUTREPIA in 2026 as disclosed in the Issuer's FY2026 10-K. Read SEC document
January 16, 2026 Filed Jan 21, 2026 23:23 UTC	Liquidia Corp LQDA · Entity 1860	GrantCommon Stock	59,320	$0.00	$0.00	Disclosure SEC source: 0001104659-26-005483 · tm263781-6_4seq1.xml · nonDerivative · entry 1 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 410,239 F1 · kind: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis F2 · shares: (i) 25% of the RSUs shall vest on January 11, 2027 (the "Initial Vesting Date") and (ii) 6.25% of the RSUs vesting every three months following the Initial Vesting Date. F3 · balance_after: Includes (i) 31,167 unvested RSUs of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 46,625 unvested RSUs and 25,000 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 84,597 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025, (iv) 59,320 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 11,257 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document
January 12, 2026 Filed Jan 13, 2026 21:34 UTC	Liquidia Corp LQDA · Entity 1860	SaleCommon Stock	36,932	$37.43	$1,382,364.76	Disclosure SEC source: 0001104659-26-003374 · tm263060-6_4seq1.xml · nonDerivative · entry 3 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 350,919 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F6 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs that were initially granted to the Reporting Person on January 11, 2023, January 11, 2024, January 15, 2024 and January 11, 2025. F3 · balance_after: Includes (i) 31,167 unvested restricted stock units ("RSUs") of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 46,625 unvested RSUs and 25,000 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 84,597 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025 and (iv) 11,257 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document
January 09, 2026 Filed Jan 13, 2026 21:34 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionPerformance Stock Units · Derivative	28,200	$0.00	$0.00	Disclosure SEC source: 0001104659-26-003374 · tm263060-6_4seq1.xml · derivative · entry 5 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 84,597 Underlying: Common Stock · 28,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis Read SEC document
January 09, 2026 Filed Jan 13, 2026 21:34 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionPerformance Stock Units · Derivative	5,828	$0.00	$0.00	Disclosure SEC source: 0001104659-26-003374 · tm263060-6_4seq1.xml · derivative · entry 4 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 46,625 Underlying: Common Stock · 5,828 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis Read SEC document
January 09, 2026 Filed Jan 13, 2026 21:34 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionCommon Stock	28,200	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-26-003374 · tm263060-6_4seq1.xml · nonDerivative · entry 2 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 387,851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: On January 11, 2025, the Reporting Person was granted 112,797 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2026 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 28,200 have vested as of the date of this Form 4. F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis F3 · balance_after: Includes (i) 31,167 unvested restricted stock units ("RSUs") of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 46,625 unvested RSUs and 25,000 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 84,597 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025 and (iv) 11,257 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document
January 09, 2026 Filed Jan 13, 2026 21:34 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionCommon Stock	5,828	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-26-003374 · tm263060-6_4seq1.xml · nonDerivative · entry 1 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 359,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 11, 2024, the Reporting Person was granted 93,250 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2025 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 46,625 have vested as of the date of this Form 4. F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis F3 · balance_after: Includes (i) 31,167 unvested restricted stock units ("RSUs") of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 46,625 unvested RSUs and 25,000 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 84,597 unvested RSUs of the 112,797 RSUs granted to the Reporting Person on January 11, 2025 and (iv) 11,257 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document
December 01, 2025 Filed Dec 2, 2025 21:32 UTC	Liquidia Corp LQDA · Entity 1860	SaleCommon Stock	1,166	$32.19	$37,533.54	Disclosure SEC source: 0001104659-25-117739 · tm2532579-4_4seq1.xml · nonDerivative · entry 2 Kaseta Michael · CIK 0001724346 · CFO and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 353,823 F4 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F5 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs that were initially granted to the Reporting Person on January 16, 2022. F3 · balance_after: Includes (i) 38,958 unvested RSUs of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 52,453 unvested RSUs and 28,125 unvested RSUs of the 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, (iii) 112,797 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,257 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.