Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BlackRock 2022 Global Income Opportunity TrustBGIO · Entity 136498 | Portfolio Manager | December 09, 2020 | December 11, 2020 |
| BlackRock Capital Allocation Term TrustBCAT · Entity 4633 | Portfolio Manager | July 13, 2026 | July 15, 2026 |
| BlackRock ESG Capital Allocation Term TrustECAT · Entity 1326 | Portfolio Manager | July 13, 2026 | July 15, 2026 |
| BlackRock Multi-Sector Opportunities TrustNA · Entity 93903 | Portfolio Manager | February 22, 2024 | February 26, 2024 |
| BlackRock Multi-Sector Opportunities Trust IIN/A · Entity 108254 | Portfolio Manager | November 13, 2023 | November 15, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BlackRock 2022 Global Income Opportunity Trust
Report date December 09, 2020 · Filed December 11, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 343,413 |
Ending reported balance
After 2020-12-09 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2020-12-09 · Purchase · Acquired 5,000 · Balance 322,199 Row 2 · 2020-12-09 · Purchase · Acquired 5,000 · Balance 327,199 Row 3 · 2020-12-09 · Purchase · Acquired 3,214 · Balance 330,413 Row 4 · 2020-12-09 · Purchase · Acquired 5,000 · Balance 335,413 Row 5 · 2020-12-09 · Purchase · Acquired 8,000 · Balance 343,413 |
BlackRock Capital Allocation Term Trust
Report date July 13, 2026 · Filed July 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 272,353 |
Reported balance
After 2026-07-13 transaction · row 1
1 source rowRow 1 · 2026-07-13 · Sale · Disposed 35,734 · Balance 272,353 |
BlackRock ESG Capital Allocation Term Trust
Report date July 13, 2026 · Filed July 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 141,464 |
Reported balance
After 2026-07-13 transaction · row 1
1 source rowRow 1 · 2026-07-13 · Purchase · Acquired 35,734 · Balance 141,464 |
BlackRock Multi-Sector Opportunities Trust
Report date February 22, 2024 · Filed February 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-02-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-02-22 · Other · Disposed 40,000 · Balance 0 F1: The transaction reported on this Form 4 was completed in connection with the liquidation of the issuer pursuant to a Plan of Liquidation adopted on November 15, 2023. F2: In accordance with the Plan of Liquidation for the issuer, on or about February 29, 2024, the issuer will distribute to common shareholders including the Reporting Person $64.7999 per share in a final cash liquidating distribution. In addition, for every common share of the issuer held, common shareholders including the Reporting Person will receive one equity interest in a liquidating trust with a fair value of $0.8121 per share of the issuer's common shares. The issuer's final cash liquidating distribution plus the equity interests in the liquidating trust represent substantially all of the issuer's net assets at the time of liquidation. F3: In connection with the liquidation of the issuer detailed above, the Reporting Person will receive $64.7999 per common share of the issuer held by the Reporting Person on February 22, 2024. In addition, for every common share of the issuer held by the Reporting Person, the Reporting Person will receive one equity interest in a liquidating trust with a fair value of $0.8121 per share of the issuer's common shares. F4: As a result of the liquidation of the issuer detailed above, the Reporting Person no longer owns shares of the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction reported on this Form 4 was completed in connection with the liquidation of the issuer pursuant to a Plan of Liquidation adopted on November 15, 2023.
F2: In accordance with the Plan of Liquidation for the issuer, on or about February 29, 2024, the issuer will distribute to common shareholders including the Reporting Person $64.7999 per share in a final cash liquidating distribution. In addition, for every common share of the issuer held, common shareholders including the Reporting Person will receive one equity interest in a liquidating trust with a fair value of $0.8121 per share of the issuer's common shares. The issuer's final cash liquidating distribution plus the equity interests in the liquidating trust represent substantially all of the issuer's net assets at the time of liquidation.
F3: In connection with the liquidation of the issuer detailed above, the Reporting Person will receive $64.7999 per common share of the issuer held by the Reporting Person on February 22, 2024. In addition, for every common share of the issuer held by the Reporting Person, the Reporting Person will receive one equity interest in a liquidating trust with a fair value of $0.8121 per share of the issuer's common shares.
F4: As a result of the liquidation of the issuer detailed above, the Reporting Person no longer owns shares of the issuer.
BlackRock Multi-Sector Opportunities Trust II
Report date November 13, 2023 · Filed November 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-11-13 transaction · row 1
1 source rowRow 1 · 2023-11-13 · Other · Disposed 3,561.617 · Balance 0 F1: Effective as of November 13, 2023, BlackRock Multi-Sector Opportunities Trust II (the "Target Fund") was reorganized into BlackRock Strategic Income Opportunities Portfolio (the "Acquiring Fund"), series of BlackRock Funds V. In the Reorganization, shareholders of the Target Fund received Investor A shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund shares surrendered as determined at the close of business on November 10, 2023, less the costs of the Reorganization. As of November 10, 2023, the Target Fund reported a NAV per share of $67.9207 and the Acquiring Fund reported a NAV per Investor A share of $9.0518. The conversion ratio for the Target Fund's shares was 7.5035573. In the Reorganization, Richard Rieder received 26,724.797 Investor A shares of the Acquiring Fund in exchange for his 3,561.617 shares of the Target Fund. |
| Phantom SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-11-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-11-13 · Other · Disposed 5,523.8122 · Balance 0 F2: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3: Phantom shares vest in equal installments on each of the first three anniversaries of the award. As previously reported on Form 4 dated February 2, 2021, Richard Rieder was previously granted 13,256.6915 phantom shares of the Target Fund on January 29, 2021, payable in cash upon vesting. As of November 10, 2023, Mr. Rieder held 5523.8122 phantom shares of the Target Fund, which were granted on January 29, 2021 (with one annual vesting installment remaining), as reported on the Form 4 dated February 2, 2021. The annual vesting schedule applicable to Mr. Rieder's Target Fund phantom shares was preserved with respect to the phantom shares of the Acquiring Fund that Mr. Rieder received in the Reorganization. F4: In the Reorganization, Mr. Rieder received phantom shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund phantom shares he held as of the close of business on November 10, 2023, calculated using a conversion ratio equal to the NAV per share of the Target Fund relative to the NAV per Investor K share of the Acquiring Fund as of the close of business on November 10, 2023. As of November 10, 2023, the Target Fund reported a NAV per share of $67.9207 and the Acquiring Fund reported a NAV per Investor K share of $9.06. The conversion ratio for the Target Fund's phantom shares was 7.496766. In the Reorganization, Mr. Rieder received 41,410.7276 phantom shares of the Acquiring Fund in exchange for his 5523.8122 phantom shares of the Target Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective as of November 13, 2023, BlackRock Multi-Sector Opportunities Trust II (the "Target Fund") was reorganized into BlackRock Strategic Income Opportunities Portfolio (the "Acquiring Fund"), series of BlackRock Funds V. In the Reorganization, shareholders of the Target Fund received Investor A shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund shares surrendered as determined at the close of business on November 10, 2023, less the costs of the Reorganization. As of November 10, 2023, the Target Fund reported a NAV per share of $67.9207 and the Acquiring Fund reported a NAV per Investor A share of $9.0518. The conversion ratio for the Target Fund's shares was 7.5035573. In the Reorganization, Richard Rieder received 26,724.797 Investor A shares of the Acquiring Fund in exchange for his 3,561.617 shares of the Target Fund.
F2: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.
F3: Phantom shares vest in equal installments on each of the first three anniversaries of the award. As previously reported on Form 4 dated February 2, 2021, Richard Rieder was previously granted 13,256.6915 phantom shares of the Target Fund on January 29, 2021, payable in cash upon vesting. As of November 10, 2023, Mr. Rieder held 5523.8122 phantom shares of the Target Fund, which were granted on January 29, 2021 (with one annual vesting installment remaining), as reported on the Form 4 dated February 2, 2021. The annual vesting schedule applicable to Mr. Rieder's Target Fund phantom shares was preserved with respect to the phantom shares of the Acquiring Fund that Mr. Rieder received in the Reorganization.
F4: In the Reorganization, Mr. Rieder received phantom shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund phantom shares he held as of the close of business on November 10, 2023, calculated using a conversion ratio equal to the NAV per share of the Target Fund relative to the NAV per Investor K share of the Acquiring Fund as of the close of business on November 10, 2023. As of November 10, 2023, the Target Fund reported a NAV per share of $67.9207 and the Acquiring Fund reported a NAV per Investor K share of $9.06. The conversion ratio for the Target Fund's phantom shares was 7.496766. In the Reorganization, Mr. Rieder received 41,410.7276 phantom shares of the Acquiring Fund in exchange for his 5523.8122 phantom shares of the Target Fund.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 12, 2021 Filed Mar 17, 2021 23:05 UTC | BlackRock Capital Allocation Term Trust BCAT · Entity 4633 | PurchaseCommon Stock | 1,009 | $21.13 | $21,320.17 |
DisclosureSEC source: 0000899243-21-012294 · doc4.xml · nonDerivative · entry 6 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,690 Read SEC document |
| March 12, 2021 Filed Mar 17, 2021 23:05 UTC | BlackRock Capital Allocation Term Trust BCAT · Entity 4633 | PurchaseCommon Stock | 2,022 | $21.13 | $42,724.86 |
DisclosureSEC source: 0000899243-21-012294 · doc4.xml · nonDerivative · entry 5 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,681 Read SEC document |
| March 12, 2021 Filed Mar 17, 2021 23:05 UTC | BlackRock Capital Allocation Term Trust BCAT · Entity 4633 | PurchaseCommon Stock | 303 | $21.13 | $6,402.39 |
DisclosureSEC source: 0000899243-21-012294 · doc4.xml · nonDerivative · entry 4 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,659 Read SEC document |
| March 12, 2021 Filed Mar 17, 2021 23:05 UTC | BlackRock Capital Allocation Term Trust BCAT · Entity 4633 | PurchaseCommon Stock | 1,009 | $21.13 | $21,320.17 |
DisclosureSEC source: 0000899243-21-012294 · doc4.xml · nonDerivative · entry 3 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,356 Read SEC document |
| March 12, 2021 Filed Mar 17, 2021 23:05 UTC | BlackRock Capital Allocation Term Trust BCAT · Entity 4633 | PurchaseCommon Stock | 606 | $21.13 | $12,804.78 |
DisclosureSEC source: 0000899243-21-012294 · doc4.xml · nonDerivative · entry 2 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,347 Read SEC document |
| March 12, 2021 Filed Mar 17, 2021 23:05 UTC | BlackRock Capital Allocation Term Trust BCAT · Entity 4633 | PurchaseCommon Stock | 1,009 | $21.13 | $21,320.17 |
DisclosureSEC source: 0000899243-21-012294 · doc4.xml · nonDerivative · entry 1 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,741 Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:17 UTC | BlackRock Capital Allocation Term Trust BCAT · Entity 4633 | PurchaseCommon Stock | 3,452 | $21.20 | $73,178.60 |
DisclosureSEC source: 0000899243-21-011319 · doc4.xml · nonDerivative · entry 2 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,732 Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:17 UTC | BlackRock Capital Allocation Term Trust BCAT · Entity 4633 | PurchaseCommon Stock | 1,848 | $21.20 | $39,175.57 |
DisclosureSEC source: 0000899243-21-011319 · doc4.xml · nonDerivative · entry 1 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,820 Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 20:36 UTC | BlackRock Multi-Sector Opportunities Trust II MSO II · Entity 108254 | GrantPhantom Shares · Derivative | 13,256.6915 | $91.16 | $1,208,480.00 |
DisclosureSEC source: 0000899243-21-004425 · doc4.xml · derivative · entry 1 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,256.6915 Underlying: Common Stock · 13,256.6915 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 20:42 UTC | BlackRock Multi-Sector Opportunities Trust MSO · Entity 93903 | Exercise / conversionPhantom Shares · Derivative | 4,463.637 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-004440 · doc4.xml · derivative · entry 5 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,463.637 Underlying: Common Stock · 4,463.637 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 20:42 UTC | BlackRock Multi-Sector Opportunities Trust MSO · Entity 93903 | Exercise / conversionPhantom Shares · Derivative | 4,642.6587 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-004440 · doc4.xml · derivative · entry 4 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,285.3175 Underlying: Common Stock · 4,642.6587 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 20:42 UTC | BlackRock Multi-Sector Opportunities Trust MSO · Entity 93903 | GrantPhantom Shares · Derivative | 13,648.9722 | $88.54 | $1,208,480.00 |
DisclosureSEC source: 0000899243-21-004440 · doc4.xml · derivative · entry 3 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,648.9722 Underlying: Common Stock · 13,648.9722 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F4 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F4 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F4 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 20:42 UTC | BlackRock Multi-Sector Opportunities Trust MSO · Entity 93903 | Disposition to issuerCommon Stock | 9,106.2958 | $88.54 | $806,271.43 |
DisclosureSEC source: 0000899243-21-004440 · doc4.xml · nonDerivative · entry 2 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F3 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 20:42 UTC | BlackRock Multi-Sector Opportunities Trust MSO · Entity 93903 | Exercise / conversionCommon Stock | 9,106.2958 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-004440 · doc4.xml · nonDerivative · entry 1 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,106.2958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F3 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 02:16 UTC | BlackRock Capital Allocation Term Trust BCAT · Entity 4633 | PurchaseCommon Stock | 8,000 | $21.70 | $173,575.20 |
DisclosureSEC source: 0000899243-21-001033 · doc4.xml · nonDerivative · entry 1 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,432 Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 13:34 UTC | BlackRock 2022 Global Income Opportunity Trust BGIO · Entity 136498 | PurchaseCommon Stock | 8,000 | $8.95 | $71,592.00 |
DisclosureSEC source: 0000899243-20-033539 · doc4.xml · nonDerivative · entry 5 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,413 Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 13:34 UTC | BlackRock 2022 Global Income Opportunity Trust BGIO · Entity 136498 | PurchaseCommon Stock | 5,000 | $8.95 | $44,750.00 |
DisclosureSEC source: 0000899243-20-033539 · doc4.xml · nonDerivative · entry 4 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,413 Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 13:34 UTC | BlackRock 2022 Global Income Opportunity Trust BGIO · Entity 136498 | PurchaseCommon Stock | 3,214 | $8.95 | $28,765.30 |
DisclosureSEC source: 0000899243-20-033539 · doc4.xml · nonDerivative · entry 3 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,413 Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 13:34 UTC | BlackRock 2022 Global Income Opportunity Trust BGIO · Entity 136498 | PurchaseCommon Stock | 5,000 | $8.95 | $44,740.00 |
DisclosureSEC source: 0000899243-20-033539 · doc4.xml · nonDerivative · entry 2 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,199 Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 13:34 UTC | BlackRock 2022 Global Income Opportunity Trust BGIO · Entity 136498 | PurchaseCommon Stock | 5,000 | $8.95 | $44,745.00 |
DisclosureSEC source: 0000899243-20-033539 · doc4.xml · nonDerivative · entry 1 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,199 Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 20:13 UTC | BlackRock Capital Allocation Term Trust BCAT · Entity 4633 | PurchaseCommon Stock | 18,182 | $22.28 | $405,040.41 |
DisclosureSEC source: 0000899243-20-033324 · doc4.xml · nonDerivative · entry 1 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,432 Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 22:18 UTC | BlackRock Capital Allocation Term Trust BCAT · Entity 4633 | PurchaseCommon Stock | 8,000 | $20.60 | $164,790.40 |
DisclosureSEC source: 0000899243-20-030845 · doc4.xml · nonDerivative · entry 1 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,250 Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 17:16 UTC | BlackRock Capital Allocation Term Trust BCAT · Entity 4633 | PurchaseCommon Stock | 5,500 | $20.00 | $110,000.00 |
DisclosureSEC source: 0000899243-20-026454 · doc4.xml · nonDerivative · entry 6 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,500 Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 17:16 UTC | BlackRock Capital Allocation Term Trust BCAT · Entity 4633 | PurchaseCommon Stock | 5,000 | $20.00 | $100,000.00 |
DisclosureSEC source: 0000899243-20-026454 · doc4.xml · nonDerivative · entry 5 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,000 Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 17:16 UTC | BlackRock Capital Allocation Term Trust BCAT · Entity 4633 | PurchaseCommon Stock | 3,750 | $20.00 | $75,000.00 |
DisclosureSEC source: 0000899243-20-026454 · doc4.xml · nonDerivative · entry 4 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,000 Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 17:16 UTC | BlackRock Capital Allocation Term Trust BCAT · Entity 4633 | PurchaseCommon Stock | 2,000 | $20.00 | $40,000.00 |
DisclosureSEC source: 0000899243-20-026454 · doc4.xml · nonDerivative · entry 3 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,250 Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 17:16 UTC | BlackRock Capital Allocation Term Trust BCAT · Entity 4633 | PurchaseCommon Stock | 1,250 | $20.00 | $25,000.00 |
DisclosureSEC source: 0000899243-20-026454 · doc4.xml · nonDerivative · entry 2 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,250 Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 17:16 UTC | BlackRock Capital Allocation Term Trust BCAT · Entity 4633 | PurchaseCommon Stock | 1,000 | $20.00 | $20,000.00 |
DisclosureSEC source: 0000899243-20-026454 · doc4.xml · nonDerivative · entry 1 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,000 Read SEC document |
| September 25, 2020 Filed Dec 14, 2020 23:38 UTC Amendment | BlackRock Capital Allocation Term Trust BCAT · Entity 4633 | PurchaseCommon Stock | 3,750 | $20.00 | $75,000.00 |
DisclosureSEC source: 0000899243-20-033775 · doc4a.xml · nonDerivative · entry 1 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,250 F1 · shares: The original Form 4 filed on September 29, 2020 is amended by this Form 4 amendment to include an additional purchase of Common Stock by the reporting person that was not included in the original Form 4. F1 · balance_after: The original Form 4 filed on September 29, 2020 is amended by this Form 4 amendment to include an additional purchase of Common Stock by the reporting person that was not included in the original Form 4. Read SEC document |
| September 24, 2020 Filed Sep 29, 2020 00:54 UTC | BlackRock Capital Allocation Term Trust BCAT · Entity 4633 | PurchaseCommon Stock | 100,000 | $20.00 | $2,000,000.00 |
DisclosureSEC source: 0000899243-20-026430 · doc4.xml · nonDerivative · entry 1 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 14:27 UTC | BlackRock 2022 Global Income Opportunity Trust BGIO · Entity 136498 | SaleCommon Stock | 15,000 | $8.55 | $128,250.00 |
DisclosureSEC source: 0000899243-20-022271 · doc4.xml · nonDerivative · entry 1 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,199 Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 15:38 UTC | BlackRock 2022 Global Income Opportunity Trust BGIO · Entity 136498 | SaleCommon Stock | 31,669 | $8.52 | $269,724.87 |
DisclosureSEC source: 0000899243-20-022097 · doc4.xml · nonDerivative · entry 1 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,199 Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 14:59 UTC | BlackRock 2022 Global Income Opportunity Trust BGIO · Entity 136498 | SaleCommon Stock | 18,373 | $8.51 | $156,372.60 |
DisclosureSEC source: 0000899243-20-021995 · doc4.xml · nonDerivative · entry 1 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,868 Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 13:48 UTC | BlackRock 2022 Global Income Opportunity Trust BGIO · Entity 136498 | SaleCommon Stock | 3,870 | $8.58 | $33,185.25 |
DisclosureSEC source: 0000899243-20-021852 · doc4.xml · nonDerivative · entry 3 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,241 Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 13:48 UTC | BlackRock 2022 Global Income Opportunity Trust BGIO · Entity 136498 | SaleCommon Stock | 400 | $8.59 | $3,436.00 |
DisclosureSEC source: 0000899243-20-021852 · doc4.xml · nonDerivative · entry 2 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,111 Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 13:48 UTC | BlackRock 2022 Global Income Opportunity Trust BGIO · Entity 136498 | SaleCommon Stock | 5,000 | $8.59 | $42,935.00 |
DisclosureSEC source: 0000899243-20-021852 · doc4.xml · nonDerivative · entry 1 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,511 Read SEC document |
| August 05, 2020 Filed Aug 7, 2020 10:54 UTC | BlackRock 2022 Global Income Opportunity Trust BGIO · Entity 136498 | SaleCommon Stock | 9,224 | $8.52 | $78,579.26 |
DisclosureSEC source: 0000899243-20-021725 · doc4.xml · nonDerivative · entry 1 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,511 Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 16:18 UTC | BlackRock 2022 Global Income Opportunity Trust BGIO · Entity 136498 | SaleCommon Stock | 10,332 | $8.51 | $87,914.99 |
DisclosureSEC source: 0000899243-20-021650 · doc4.xml · nonDerivative · entry 1 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,735 Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 15:46 UTC | BlackRock 2022 Global Income Opportunity Trust BGIO · Entity 136498 | SaleCommon Stock | 5,750 | $8.52 | $48,978.50 |
DisclosureSEC source: 0000899243-20-021437 · doc4.xml · nonDerivative · entry 1 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,067 Read SEC document |
| July 24, 2020 Filed Jul 28, 2020 16:24 UTC | BlackRock 2022 Global Income Opportunity Trust BGIO · Entity 136498 | SaleCommon Stock | 72,080 | $8.27 | $596,317.84 |
DisclosureSEC source: 0000899243-20-020538 · doc4.xml · nonDerivative · entry 1 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,817 Read SEC document |
| July 22, 2020 Filed Jul 24, 2020 13:27 UTC | BlackRock 2022 Global Income Opportunity Trust BGIO · Entity 136498 | SaleCommon Stock | 500 | $8.30 | $4,150.00 |
DisclosureSEC source: 0000899243-20-020353 · doc4.xml · nonDerivative · entry 2 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,897 Read SEC document |
| July 22, 2020 Filed Jul 24, 2020 13:27 UTC | BlackRock 2022 Global Income Opportunity Trust BGIO · Entity 136498 | SaleCommon Stock | 5,000 | $8.30 | $41,505.00 |
DisclosureSEC source: 0000899243-20-020353 · doc4.xml · nonDerivative · entry 1 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,397 Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 11:19 UTC | BlackRock 2022 Global Income Opportunity Trust BGIO · Entity 136498 | SaleCommon Stock | 6,812 | $8.25 | $56,199.00 |
DisclosureSEC source: 0000899243-20-019614 · doc4.xml · nonDerivative · entry 1 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,397 Read SEC document |
| July 15, 2020 Filed Jul 16, 2020 17:41 UTC | BlackRock 2022 Global Income Opportunity Trust BGIO · Entity 136498 | SaleCommon Stock | 2,952 | $8.32 | $24,551.78 |
DisclosureSEC source: 0000899243-20-019385 · doc4.xml · nonDerivative · entry 2 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,193 Read SEC document |
| July 14, 2020 Filed Jul 16, 2020 17:41 UTC | BlackRock 2022 Global Income Opportunity Trust BGIO · Entity 136498 | SaleCommon Stock | 32 | $8.30 | $265.60 |
DisclosureSEC source: 0000899243-20-019385 · doc4.xml · nonDerivative · entry 1 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,145 Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 20:06 UTC | BlackRock Multi-Sector Opportunities Trust MSO · Entity 93903 | Exercise / conversionPhantom Shares · Derivative | 4,006.7282 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-002943 · doc4.xml · derivative · entry 4 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,013.4565 Underlying: Common Stock · 4,006.7282 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 20:06 UTC | BlackRock Multi-Sector Opportunities Trust MSO · Entity 93903 | GrantPhantom Shares · Derivative | 12,778.3198 | $99.63 | $1,273,104.00 |
DisclosureSEC source: 0000899243-20-002943 · doc4.xml · derivative · entry 3 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,778.3198 Underlying: Common Stock · 12,778.3198 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 20:06 UTC | BlackRock Multi-Sector Opportunities Trust MSO · Entity 93903 | Disposition to issuerCommon Stock | 4,006.7282 | $99.63 | $399,190.33 |
DisclosureSEC source: 0000899243-20-002943 · doc4.xml · nonDerivative · entry 2 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 20:06 UTC | BlackRock Multi-Sector Opportunities Trust MSO · Entity 93903 | Exercise / conversionCommon Stock | 4,006.7282 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-002943 · doc4.xml · nonDerivative · entry 1 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,006.7282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| April 17, 2019 Filed Apr 18, 2019 16:21 UTC | BlackRock Multi-Sector Opportunities Trust II MSO II · Entity 108254 | PurchaseCommon Stock | 20,000 | $100.00 | $2,000,000.00 |
DisclosureSEC source: 0001567619-19-008952 · doc1.xml · nonDerivative · entry 1 Rieder Richard M · CIK 0001436848 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.