Rieder Richard M

SEC source: 0001193125-26-304591 · ownership.xml · nonDerivative · entry 1

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,464

SEC source: 0001193125-26-304596 · ownership.xml · nonDerivative · entry 1

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,353

SEC source: 0000950170-24-020298 · ownership.xml · nonDerivative · entry 1

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · date: The transaction reported on this Form 4 was completed in connection with the liquidation of the issuer pursuant to a Plan of Liquidation adopted on November 15, 2023.

F2 · kind: In accordance with the Plan of Liquidation for the issuer, on or about February 29, 2024, the issuer will distribute to common shareholders including the Reporting Person $64.7999 per share in a final cash liquidating distribution. In addition, for every common share of the issuer held, common shareholders including the Reporting Person will receive one equity interest in a liquidating trust with a fair value of $0.8121 per share of the issuer's common shares. The issuer's final cash liquidating distribution plus the equity interests in the liquidating trust represent substantially all of the issuer's net assets at the time of liquidation.

F3 · price: In connection with the liquidation of the issuer detailed above, the Reporting Person will receive $64.7999 per common share of the issuer held by the Reporting Person on February 22, 2024. In addition, for every common share of the issuer held by the Reporting Person, the Reporting Person will receive one equity interest in a liquidating trust with a fair value of $0.8121 per share of the issuer's common shares.

F4 · balance_after: As a result of the liquidation of the issuer detailed above, the Reporting Person no longer owns shares of the issuer.

SEC source: 0000950170-24-010909 · ownership.xml · derivative · entry 3

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,817.4582 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

SEC source: 0000950170-24-010909 · ownership.xml · nonDerivative · entry 2

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

SEC source: 0000950170-24-010909 · ownership.xml · nonDerivative · entry 1

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,817.4582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

SEC source: 0000950170-24-003292 · ownership.xml · nonDerivative · entry 1

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,730

SEC source: 0000899243-23-020393 · doc4.xml · derivative · entry 2

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,523.8122 shares

Expires not disclosed

F2 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: Phantom shares vest in equal installments on each of the first three anniversaries of the award. As previously reported on Form 4 dated February 2, 2021, Richard Rieder was previously granted 13,256.6915 phantom shares of the Target Fund on January 29, 2021, payable in cash upon vesting. As of November 10, 2023, Mr. Rieder held 5523.8122 phantom shares of the Target Fund, which were granted on January 29, 2021 (with one annual vesting installment remaining), as reported on the Form 4 dated February 2, 2021. The annual vesting schedule applicable to Mr. Rieder's Target Fund phantom shares was preserved with respect to the phantom shares of the Acquiring Fund that Mr. Rieder received in the Reorganization.

F4 · kind: In the Reorganization, Mr. Rieder received phantom shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund phantom shares he held as of the close of business on November 10, 2023, calculated using a conversion ratio equal to the NAV per share of the Target Fund relative to the NAV per Investor K share of the Acquiring Fund as of the close of business on November 10, 2023. As of November 10, 2023, the Target Fund reported a NAV per share of $67.9207 and the Acquiring Fund reported a NAV per Investor K share of $9.06. The conversion ratio for the Target Fund's phantom shares was 7.496766. In the Reorganization, Mr. Rieder received 41,410.7276 phantom shares of the Acquiring Fund in exchange for his 5523.8122 phantom shares of the Target Fund.

F3 · shares: Phantom shares vest in equal installments on each of the first three anniversaries of the award. As previously reported on Form 4 dated February 2, 2021, Richard Rieder was previously granted 13,256.6915 phantom shares of the Target Fund on January 29, 2021, payable in cash upon vesting. As of November 10, 2023, Mr. Rieder held 5523.8122 phantom shares of the Target Fund, which were granted on January 29, 2021 (with one annual vesting installment remaining), as reported on the Form 4 dated February 2, 2021. The annual vesting schedule applicable to Mr. Rieder's Target Fund phantom shares was preserved with respect to the phantom shares of the Acquiring Fund that Mr. Rieder received in the Reorganization.

F4 · shares: In the Reorganization, Mr. Rieder received phantom shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund phantom shares he held as of the close of business on November 10, 2023, calculated using a conversion ratio equal to the NAV per share of the Target Fund relative to the NAV per Investor K share of the Acquiring Fund as of the close of business on November 10, 2023. As of November 10, 2023, the Target Fund reported a NAV per share of $67.9207 and the Acquiring Fund reported a NAV per Investor K share of $9.06. The conversion ratio for the Target Fund's phantom shares was 7.496766. In the Reorganization, Mr. Rieder received 41,410.7276 phantom shares of the Acquiring Fund in exchange for his 5523.8122 phantom shares of the Target Fund.

F4 · price: In the Reorganization, Mr. Rieder received phantom shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund phantom shares he held as of the close of business on November 10, 2023, calculated using a conversion ratio equal to the NAV per share of the Target Fund relative to the NAV per Investor K share of the Acquiring Fund as of the close of business on November 10, 2023. As of November 10, 2023, the Target Fund reported a NAV per share of $67.9207 and the Acquiring Fund reported a NAV per Investor K share of $9.06. The conversion ratio for the Target Fund's phantom shares was 7.496766. In the Reorganization, Mr. Rieder received 41,410.7276 phantom shares of the Acquiring Fund in exchange for his 5523.8122 phantom shares of the Target Fund.

F2 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: Phantom shares vest in equal installments on each of the first three anniversaries of the award. As previously reported on Form 4 dated February 2, 2021, Richard Rieder was previously granted 13,256.6915 phantom shares of the Target Fund on January 29, 2021, payable in cash upon vesting. As of November 10, 2023, Mr. Rieder held 5523.8122 phantom shares of the Target Fund, which were granted on January 29, 2021 (with one annual vesting installment remaining), as reported on the Form 4 dated February 2, 2021. The annual vesting schedule applicable to Mr. Rieder's Target Fund phantom shares was preserved with respect to the phantom shares of the Acquiring Fund that Mr. Rieder received in the Reorganization.

F2 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: Phantom shares vest in equal installments on each of the first three anniversaries of the award. As previously reported on Form 4 dated February 2, 2021, Richard Rieder was previously granted 13,256.6915 phantom shares of the Target Fund on January 29, 2021, payable in cash upon vesting. As of November 10, 2023, Mr. Rieder held 5523.8122 phantom shares of the Target Fund, which were granted on January 29, 2021 (with one annual vesting installment remaining), as reported on the Form 4 dated February 2, 2021. The annual vesting schedule applicable to Mr. Rieder's Target Fund phantom shares was preserved with respect to the phantom shares of the Acquiring Fund that Mr. Rieder received in the Reorganization.

F3 · derivative.underlying_shares: Phantom shares vest in equal installments on each of the first three anniversaries of the award. As previously reported on Form 4 dated February 2, 2021, Richard Rieder was previously granted 13,256.6915 phantom shares of the Target Fund on January 29, 2021, payable in cash upon vesting. As of November 10, 2023, Mr. Rieder held 5523.8122 phantom shares of the Target Fund, which were granted on January 29, 2021 (with one annual vesting installment remaining), as reported on the Form 4 dated February 2, 2021. The annual vesting schedule applicable to Mr. Rieder's Target Fund phantom shares was preserved with respect to the phantom shares of the Acquiring Fund that Mr. Rieder received in the Reorganization.

F4 · derivative.underlying_shares: In the Reorganization, Mr. Rieder received phantom shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund phantom shares he held as of the close of business on November 10, 2023, calculated using a conversion ratio equal to the NAV per share of the Target Fund relative to the NAV per Investor K share of the Acquiring Fund as of the close of business on November 10, 2023. As of November 10, 2023, the Target Fund reported a NAV per share of $67.9207 and the Acquiring Fund reported a NAV per Investor K share of $9.06. The conversion ratio for the Target Fund's phantom shares was 7.496766. In the Reorganization, Mr. Rieder received 41,410.7276 phantom shares of the Acquiring Fund in exchange for his 5523.8122 phantom shares of the Target Fund.

SEC source: 0000899243-23-020393 · doc4.xml · nonDerivative · entry 1

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Effective as of November 13, 2023, BlackRock Multi-Sector Opportunities Trust II (the "Target Fund") was reorganized into BlackRock Strategic Income Opportunities Portfolio (the "Acquiring Fund"), series of BlackRock Funds V. In the Reorganization, shareholders of the Target Fund received Investor A shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund shares surrendered as determined at the close of business on November 10, 2023, less the costs of the Reorganization. As of November 10, 2023, the Target Fund reported a NAV per share of $67.9207 and the Acquiring Fund reported a NAV per Investor A share of $9.0518. The conversion ratio for the Target Fund's shares was 7.5035573. In the Reorganization, Richard Rieder received 26,724.797 Investor A shares of the Acquiring Fund in exchange for his 3,561.617 shares of the Target Fund.

F1 · price: Effective as of November 13, 2023, BlackRock Multi-Sector Opportunities Trust II (the "Target Fund") was reorganized into BlackRock Strategic Income Opportunities Portfolio (the "Acquiring Fund"), series of BlackRock Funds V. In the Reorganization, shareholders of the Target Fund received Investor A shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund shares surrendered as determined at the close of business on November 10, 2023, less the costs of the Reorganization. As of November 10, 2023, the Target Fund reported a NAV per share of $67.9207 and the Acquiring Fund reported a NAV per Investor A share of $9.0518. The conversion ratio for the Target Fund's shares was 7.5035573. In the Reorganization, Richard Rieder received 26,724.797 Investor A shares of the Acquiring Fund in exchange for his 3,561.617 shares of the Target Fund.

SEC source: 0000950170-23-062904 · ownership.xml · nonDerivative · entry 1

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,730

SEC source: 0000899243-23-017280 · doc4.xml · nonDerivative · entry 1

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,316

SEC source: 0000899243-23-003434 · doc4.xml · derivative · entry 3

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,159.037

Underlying: Common Stock · 5,159.037 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

SEC source: 0000899243-23-003434 · doc4.xml · nonDerivative · entry 2

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

SEC source: 0000899243-23-003434 · doc4.xml · nonDerivative · entry 1

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,159.037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

SEC source: 0000899243-23-003536 · doc4.xml · derivative · entry 4

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,416.6149 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

SEC source: 0000899243-23-003536 · doc4.xml · derivative · entry 3

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,308.1097

Underlying: Common Stock · 5,308.1097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

SEC source: 0000899243-23-003536 · doc4.xml · nonDerivative · entry 2

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

SEC source: 0000899243-23-003536 · doc4.xml · nonDerivative · entry 1

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,724.7246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

SEC source: 0000899243-22-039593 · doc4.xml · nonDerivative · entry 1

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,850

SEC source: 0000899243-22-039591 · doc4.xml · nonDerivative · entry 1

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,384

SEC source: 0000899243-23-003362 · doc4a.xml · nonDerivative · entry 1

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,730

SEC source: 0000899243-23-003361 · doc4a.xml · nonDerivative · entry 1

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,633

SEC source: 0000899243-22-004461 · doc4.xml · derivative · entry 3

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,463.7843

Underlying: Common Stock · 4,731.8921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

SEC source: 0000899243-22-004461 · doc4.xml · nonDerivative · entry 2

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,455.12

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

SEC source: 0000899243-22-004461 · doc4.xml · nonDerivative · entry 1

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,187.0121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

SEC source: 0000899243-22-004459 · doc4.xml · derivative · entry 5

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,782.6224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

SEC source: 0000899243-22-004459 · doc4.xml · derivative · entry 4

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,974.4375

Underlying: Common Stock · 4,974.4375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

SEC source: 0000899243-22-004459 · doc4.xml · derivative · entry 3

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,749.5801

Underlying: Common Stock · 4,874.79 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

SEC source: 0000899243-22-004459 · doc4.xml · nonDerivative · entry 2

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F4 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

SEC source: 0000899243-22-004459 · doc4.xml · nonDerivative · entry 1

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,631.85

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F4 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

SEC source: 0000899243-21-046556 · doc4.xml · nonDerivative · entry 1

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,880

SEC source: 0000899243-21-046382 · doc4.xml · nonDerivative · entry 1

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,890

SEC source: 0000899243-21-046380 · doc4.xml · nonDerivative · entry 1

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,892

SEC source: 0000899243-21-046127 · doc4.xml · nonDerivative · entry 14

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,014

SEC source: 0000899243-21-046127 · doc4.xml · nonDerivative · entry 13

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,605

SEC source: 0000899243-21-046127 · doc4.xml · nonDerivative · entry 12

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,034

SEC source: 0000899243-21-046127 · doc4.xml · nonDerivative · entry 11

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,006

SEC source: 0000899243-21-046127 · doc4.xml · nonDerivative · entry 10

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,978

SEC source: 0000899243-21-046127 · doc4.xml · nonDerivative · entry 9

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,695

SEC source: 0000899243-21-046127 · doc4.xml · nonDerivative · entry 8

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,895

SEC source: 0000899243-21-046127 · doc4.xml · nonDerivative · entry 7

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,867

SEC source: 0000899243-21-046127 · doc4.xml · nonDerivative · entry 6

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,296

SEC source: 0000899243-21-046127 · doc4.xml · nonDerivative · entry 5

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,754

SEC source: 0000899243-21-046127 · doc4.xml · nonDerivative · entry 4

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,983

SEC source: 0000899243-21-046127 · doc4.xml · nonDerivative · entry 3

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,127

SEC source: 0000899243-21-046127 · doc4.xml · nonDerivative · entry 2

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,842

SEC source: 0000899243-21-046127 · doc4.xml · nonDerivative · entry 1

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,757

SEC source: 0000899243-21-040714 · doc4.xml · nonDerivative · entry 1

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,142

SEC source: 0000899243-21-038204 · doc4.xml · nonDerivative · entry 13

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,142

SEC source: 0000899243-21-038204 · doc4.xml · nonDerivative · entry 12

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,356