Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| REGAL REXNORD CORPRRX · Entity 2107 | Director | July 14, 2026 | July 16, 2026 |
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Senior Vice President | December 03, 2018 | December 06, 2018 |
| Zurn Elkay Water Solutions CorpRXN · Entity 3659 | Director | February 16, 2021 | February 18, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
REGAL REXNORD CORP
Report date July 14, 2026 · Filed July 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,495.631 |
Reported balance
After 2026-07-14 transaction · row 1
1 source rowRow 1 · 2026-07-14 · Grant · Acquired 1.53 · Balance 9,495.631 F1: Represents additional restricted stock units credited to the reporting person under the dividend equivalent reinvestment provision of the reporting person's outstanding restricted stock unit awards as a result of a quarterly dividend payment. The additional restricted stock units resulting from the dividend equivalent reinvestment are subject to the same terms and conditions, including vesting, as the outstanding restricted stock unit awards to which they are attributable. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents additional restricted stock units credited to the reporting person under the dividend equivalent reinvestment provision of the reporting person's outstanding restricted stock unit awards as a result of a quarterly dividend payment. The additional restricted stock units resulting from the dividend equivalent reinvestment are subject to the same terms and conditions, including vesting, as the outstanding restricted stock unit awards to which they are attributable.
ROCKWELL AUTOMATION, INC
Report date December 03, 2018 · Filed December 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 95,993.6663 |
Reported balance
After 2018-12-03 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-12-03 · Exercise / conversion · Acquired 11,540 · Balance 95,993.6663 F5: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). |
| Common StockSEC Table I · non-derivative | Direct | 84,293.6663 |
Reported balance
After 2018-12-04 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2018-12-04 · Sale · Disposed 11,700 · Balance 84,293.6663 F6: Sale of shares pursuant to Rule 10b5-1 trading plan dated 11/28/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018. F7: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $174.9850 to $175.9500. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | Direct | 82,573.6663 |
Reported balance
After 2018-12-04 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2018-12-04 · Sale · Disposed 1,720 · Balance 82,573.6663 F6: Sale of shares pursuant to Rule 10b5-1 trading plan dated 11/28/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018. F8: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $176.0100 to $176.0850. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F9: Includes 2,450 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2018-12-03 | Direct | 0 |
Reported balance
After 2018-12-03 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-12-03 · Exercise / conversion · Disposed 11,540 · Balance 0 F5: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan | 53.0827 |
Reported balance
Holding disclosure · report date 2018-12-03 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 53.0827 F1: Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/30/2018. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. |
| Common Stock Share EquivalentsSEC Table II · derivative / convertible security | IndirectNonqual. Savings Plan | 81.4413 |
Reported balance
Holding disclosure · report date 2018-12-03 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 81.4413 F2: Each unit is the economic equivalent of one share of Company common stock. F3: The share equivalents are payable in cash upon retirement or after termination of employment. F4: Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/30/2018. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/30/2018. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
F2: Each unit is the economic equivalent of one share of Company common stock.
F3: The share equivalents are payable in cash upon retirement or after termination of employment.
F4: Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/30/2018. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
F5: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
F6: Sale of shares pursuant to Rule 10b5-1 trading plan dated 11/28/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018.
F7: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $174.9850 to $175.9500. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F8: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $176.0100 to $176.0850. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F9: Includes 2,450 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Zurn Elkay Water Solutions Corp
Report date February 16, 2021 · Filed February 18, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,036 |
Reported balance
After 2021-02-16 transaction · row 1
1 source rowRow 1 · 2021-02-16 · Grant · Acquired 2,883 · Balance 33,036 F1: Restricted stock unit grant, which vested immediately, but is not paid out until six months after the Reporting Person's cessation of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock unit grant, which vested immediately, but is not paid out until six months after the Reporting Person's cessation of service as a director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 05, 2017 Filed May 8, 2017 21:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 3,563 | $156.19 | $556,490.01 |
DisclosureSEC source: 0001246360-17-001766 · form.xml · nonDerivative · entry 3 CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,762.6663 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $156.00 to $156.32. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Includes 4,720 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| May 05, 2017 Filed May 8, 2017 21:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 3,563 | $80.11 | $285,431.93 |
DisclosureSEC source: 0001246360-17-001766 · form.xml · nonDerivative · entry 2 CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,325.6663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2017 Filed May 3, 2017 21:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 100 | $0.00 Strike: $80.11 | $0.00 |
DisclosureSEC source: 0001246360-17-001725 · form.xml · derivative · entry 12 CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,563 Underlying: Common Stock · 100 shares Expires 2022-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2017 Filed May 3, 2017 21:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 100 | $156.00 | $15,600.00 |
DisclosureSEC source: 0001246360-17-001725 · form.xml · nonDerivative · entry 8 CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,762.6663 F4 · ownership.direct: Includes 4,720 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| May 03, 2017 Filed May 3, 2017 21:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 100 | $80.11 | $8,011.00 |
DisclosureSEC source: 0001246360-17-001725 · form.xml · nonDerivative · entry 7 CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,862.6663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2017 Filed May 3, 2017 21:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,237 | $0.00 Strike: $80.11 | $0.00 |
DisclosureSEC source: 0001246360-17-001725 · form.xml · derivative · entry 11 CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,663 Underlying: Common Stock · 16,237 shares Expires 2022-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2017 Filed May 3, 2017 21:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,400 | $0.00 Strike: $69.57 | $0.00 |
DisclosureSEC source: 0001246360-17-001725 · form.xml · derivative · entry 10 CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,400 shares Expires 2020-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2017 Filed May 3, 2017 21:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,300 | $0.00 Strike: $74.14 | $0.00 |
DisclosureSEC source: 0001246360-17-001725 · form.xml · derivative · entry 9 CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,300 shares Expires 2021-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2017 Filed May 3, 2017 21:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 210 | $157.06 | $32,983.61 |
DisclosureSEC source: 0001246360-17-001725 · form.xml · nonDerivative · entry 6 CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,762.6663 F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $157.06 to $157.07. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 02, 2017 Filed May 3, 2017 21:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 18,727 | $156.19 | $2,924,928.93 |
DisclosureSEC source: 0001246360-17-001725 · form.xml · nonDerivative · entry 5 CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,972.6663 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $156.00 to $156.99. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 02, 2017 Filed May 3, 2017 21:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 16,237 | $80.11 | $1,300,746.07 |
DisclosureSEC source: 0001246360-17-001725 · form.xml · nonDerivative · entry 4 CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,699.6663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2017 Filed May 3, 2017 21:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,400 | $69.57 | $97,398.00 |
DisclosureSEC source: 0001246360-17-001725 · form.xml · nonDerivative · entry 3 CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,462.6663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2017 Filed May 3, 2017 21:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,300 | $74.14 | $96,382.00 |
DisclosureSEC source: 0001246360-17-001725 · form.xml · nonDerivative · entry 2 CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,062.6663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 02:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | OtherCommon Stock Share Equivalents · Derivative | 2,497.0629 | $0.00 Strike: $151.26 | $0.00 |
DisclosureSEC source: 0001246360-17-001143 · form.xml · derivative · entry 3 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Nonqual. Savings Plan Disclosed balance after: 0 Underlying: Common Stock · 2,497.0629 shares Expires not disclosed F3 · shares: Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 2/27/2017. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. F4 · derivative.exercise_date: The share equivalents are payable in cash upon retirement or after termination of employment. F4 · derivative.expiration_date: The share equivalents are payable in cash upon retirement or after termination of employment. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 02:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | OtherCommon Stock | 4,188.4798 | $151.26 | $633,549.45 |
DisclosureSEC source: 0001246360-17-001143 · form.xml · nonDerivative · entry 2 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Disclosed balance after: 0 F2 · shares: Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 2/27/2017. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 18:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 24,400 | $0.00 Strike: $74.14 | $0.00 |
DisclosureSEC source: 0001246360-17-000469 · form.xml · derivative · entry 5 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300 Underlying: Common Stock · 24,400 shares Expires 2021-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 18:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 934 | $151.06 | $141,087.71 |
DisclosureSEC source: 0001246360-17-000469 · form.xml · nonDerivative · entry 4 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,762.6663 F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $151.02 to $151.11. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Includes 4,720 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 18:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 23,466 | $150.40 | $3,529,340.37 |
DisclosureSEC source: 0001246360-17-000469 · form.xml · nonDerivative · entry 3 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,696.6663 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $150.00 to $150.99. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 18:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 24,400 | $74.14 | $1,809,016.00 |
DisclosureSEC source: 0001246360-17-000469 · form.xml · nonDerivative · entry 2 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,162.6663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 16:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 23,200 | $0.00 Strike: $136.40 | $0.00 |
DisclosureSEC source: 0001246360-16-007373 · form.xml · derivative · entry 3 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,200 Underlying: Common Stock · 23,200 shares Expires 2026-12-06 F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 16:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 1,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007373 · form.xml · nonDerivative · entry 2 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,762.6663 F2 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F3 · ownership.direct: Includes 4,720 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 15:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 888 | $135.95 | $120,726.62 |
DisclosureSEC source: 0001246360-16-007312 · form.xml · nonDerivative · entry 3 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,332.6663 F6 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/25/2016 to cover taxes due on restricted stock and performance shares that vested on 12/04/2016. F7 · ownership.direct: Includes 3,290 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 04, 2016 Filed Dec 6, 2016 15:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 390 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007312 · form.xml · derivative · entry 5 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 390 shares Expires 2016-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 04, 2016 Filed Dec 6, 2016 15:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 390 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007312 · form.xml · nonDerivative · entry 2 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,220.6663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| November 22, 2016 Filed Nov 22, 2016 23:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,150 | $0.00 Strike: $69.57 | $0.00 |
DisclosureSEC source: 0001246360-16-007223 · form.xml · derivative · entry 8 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Underlying: Common Stock · 9,150 shares Expires 2020-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 22, 2016 23:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 100 | $132.15 | $13,215.00 |
DisclosureSEC source: 0001246360-16-007223 · form.xml · nonDerivative · entry 6 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,830.6663 F4 · ownership.direct: Includes 4,670 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 22, 2016 Filed Nov 22, 2016 23:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 9,050 | $131.62 | $1,191,186.34 |
DisclosureSEC source: 0001246360-16-007223 · form.xml · nonDerivative · entry 5 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,930.6663 F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $131.0900 to $132.0000. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 22, 2016 Filed Nov 22, 2016 23:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 9,150 | $69.57 | $636,565.50 |
DisclosureSEC source: 0001246360-16-007223 · form.xml · nonDerivative · entry 4 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,980.6663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,150 | $0.00 Strike: $69.57 | $0.00 |
DisclosureSEC source: 0001246360-16-007223 · form.xml · derivative · entry 7 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,550 Underlying: Common Stock · 2,150 shares Expires 2020-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 2,150 | $132.16 | $284,148.95 |
DisclosureSEC source: 0001246360-16-007223 · form.xml · nonDerivative · entry 3 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,830.6663 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $132.0000 to $132.4800. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 2,150 | $69.57 | $149,575.50 |
DisclosureSEC source: 0001246360-16-007223 · form.xml · nonDerivative · entry 2 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,980.6663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 20:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,300 | $0.00 Strike: $69.57 | $0.00 |
DisclosureSEC source: 0001246360-16-007143 · form.xml · derivative · entry 5 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,700 Underlying: Common Stock · 11,300 shares Expires 2020-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 20:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 3,674 | $130.71 | $480,212.37 |
DisclosureSEC source: 0001246360-16-007143 · form.xml · nonDerivative · entry 4 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,830.6663 F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $130.5400 to $130.8700. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Includes 4,670 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 20:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 7,626 | $130.14 | $992,457.55 |
DisclosureSEC source: 0001246360-16-007143 · form.xml · nonDerivative · entry 3 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,504.6663 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $129.5200 to $130.5000. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 20:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 11,300 | $69.57 | $786,141.00 |
DisclosureSEC source: 0001246360-16-007143 · form.xml · nonDerivative · entry 2 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,130.6663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 15:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,300 | $0.00 Strike: $69.57 | $0.00 |
DisclosureSEC source: 0001246360-16-007108 · form.xml · derivative · entry 7 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 11,300 shares Expires 2020-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 15:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 2,500 | $126.46 | $316,158.25 |
DisclosureSEC source: 0001246360-16-007108 · form.xml · nonDerivative · entry 6 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,830.6663 F3 · shares: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 8/30/2016. F6 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $126.2750 to $126.7700. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F7 · ownership.direct: Includes 4,670 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 15:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 3,700 | $125.70 | $465,076.68 |
DisclosureSEC source: 0001246360-16-007108 · form.xml · nonDerivative · entry 5 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,330.6663 F5 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $125.2300 to $126.1800. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · shares: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 8/30/2016. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 15:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 4,600 | $124.76 | $573,892.78 |
DisclosureSEC source: 0001246360-16-007108 · form.xml · nonDerivative · entry 4 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,030.6663 F4 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $124.2300 to $125.2200. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · shares: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 8/30/2016. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 15:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 500 | $123.81 | $61,903.00 |
DisclosureSEC source: 0001246360-16-007108 · form.xml · nonDerivative · entry 3 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,630.6663 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $123.0700 to $123.9900. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · shares: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 8/30/2016. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 15:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 11,300 | $69.57 | $786,141.00 |
DisclosureSEC source: 0001246360-16-007108 · form.xml · nonDerivative · entry 2 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,130.6663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 16:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 390 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-006933 · form.xml · derivative · entry 1 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390 Underlying: Common Stock · 390 shares Expires 2016-12-04 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 4, 2013, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was determined on October 3, 2016, resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2016, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.