Hoffman Edward J

SEC source: 0000890926-21-000082 · edgar.xml · derivative · entry 3

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,030

Underlying: Common stock · 11,030 shares

Expires 2022-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of performance-based stock options pursuant to a 10b5-1 trading plan.

F2 · price: Not Applicable.

F1 · derivative.underlying_shares: Exercise and sale of performance-based stock options pursuant to a 10b5-1 trading plan.

SEC source: 0000890926-21-000082 · edgar.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,939

F1 · shares: Exercise and sale of performance-based stock options pursuant to a 10b5-1 trading plan.

SEC source: 0000890926-21-000082 · edgar.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of performance-based stock options pursuant to a 10b5-1 trading plan.

SEC source: 0000890926-21-000070 · edgar.xml · derivative · entry 3

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,278

Underlying: Common Stock · 4,151 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

F4 · price: Not Applicable.

F1 · derivative.exercise_date: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

F4 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

SEC source: 0000890926-21-000070 · edgar.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,939

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the distribution of the time-based RSUs granted on each of May 9, 2018, May 15, 2019 and May 13, 2020, as well as for the distribution of the performance-based RSUs granted May 10, 2017, following completion of the one-year hold period after vesting of the RSUs. For each of these awards, shares were distributed on May 17, 2021.

SEC source: 0000890926-21-000070 · edgar.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-21-000059 · edgar.xml · derivative · entry 7

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,511

Underlying: Common Stock · 9,609 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

F7 · price: Not Applicable.

F2 · derivative.exercise_date: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

F7 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

SEC source: 0000890926-21-000059 · edgar.xml · nonDerivative · entry 3

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

F3 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-21-000059 · edgar.xml · derivative · entry 6

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,060

Underlying: Common stock · 11,030 shares

Expires 2022-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of performance-based stock options pursuant to a 10b5-1 trading plan.

F7 · price: Not Applicable.

F1 · derivative.underlying_shares: Exercise and sale of performance-based stock options pursuant to a 10b5-1 trading plan.

SEC source: 0000890926-21-000059 · edgar.xml · derivative · entry 5

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,370

Underlying: Common Stock · 36,370 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F5 · shares: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

F7 · price: Not Applicable.

F6 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on May 15, 2024 (between 0 and 72,740 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F7 · derivative.expiration_date: Not Applicable.

F6 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on May 15, 2024 (between 0 and 72,740 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F5 · balance_after: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

F6 · balance_after: Vesting of the performance-based RSUs occurs on May 15, 2024 (between 0 and 72,740 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

SEC source: 0000890926-21-000059 · edgar.xml · derivative · entry 4

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,740

Underlying: Common Stock · 21,740 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F7 · price: Not Applicable.

F4 · derivative.exercise_date: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2021.

F7 · derivative.expiration_date: Not Applicable.

F4 · derivative.underlying_shares: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2021.

F4 · balance_after: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2021.

SEC source: 0000890926-21-000059 · edgar.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,429

F1 · shares: Exercise and sale of performance-based stock options pursuant to a 10b5-1 trading plan.

SEC source: 0000890926-21-000059 · edgar.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of performance-based stock options pursuant to a 10b5-1 trading plan.

SEC source: 0000890926-21-000045 · edgar.xml · derivative · entry 7

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,361

Underlying: Common Stock · 1,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 45,202 performance-based RSUs granted May 9, 2018, net of which remain subject to a one year post-vest hold.

F7 · price: Not Applicable.

F5 · derivative.exercise_date: Vesting occurred on the third anniversary of the grant date based on satisfaction of performance metrics.

F7 · derivative.expiration_date: Not Applicable.

F3 · derivative.underlying_shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 45,202 performance-based RSUs granted May 9, 2018, net of which remain subject to a one year post-vest hold.

F4 · balance_after: Represents the total shares vested (net of shares withheld for taxes pursuant to our equity plan) based on performance of performance-based RSU awards granted May 9, 2018. These vested shares remain subject to a one-year post-vest holding period.

SEC source: 0000890926-21-000045 · edgar.xml · derivative · entry 6

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,991 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Represents restricted stock units that were granted May 10, 2017, which vested on May 10, 2020 and were subject to a one-year post-vest hold which was satisfied May 10, 2021.

F7 · price: Not Applicable.

F2 · derivative.exercise_date: Represents restricted stock units that were granted May 10, 2017, which vested on May 10, 2020 and were subject to a one-year post-vest hold which was satisfied May 10, 2021.

F7 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Represents restricted stock units that were granted May 10, 2017, which vested on May 10, 2020 and were subject to a one-year post-vest hold which was satisfied May 10, 2021.

SEC source: 0000890926-21-000045 · edgar.xml · derivative · entry 5

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 9, 2018.

F7 · price: Not Applicable.

F7 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 9, 2018.

SEC source: 0000890926-21-000045 · edgar.xml · nonDerivative · entry 4

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,429

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 45,202 performance-based RSUs granted May 9, 2018, net of which remain subject to a one year post-vest hold.

SEC source: 0000890926-21-000045 · edgar.xml · nonDerivative · entry 3

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 45,202 performance-based RSUs granted May 9, 2018, net of which remain subject to a one year post-vest hold.

F6 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-21-000045 · edgar.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents restricted stock units that were granted May 10, 2017, which vested on May 10, 2020 and were subject to a one-year post-vest hold which was satisfied May 10, 2021.

F6 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-21-000045 · edgar.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 9, 2018.

F6 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-21-000005 · edgar.xml · derivative · entry 3

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,429

Underlying: Common Stock · 4,151 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Vesting of one-third of the shares granted on May 15, 2019 occurred on the first anniversary of the grant date.

F4 · price: Not Applicable.

F1 · derivative.exercise_date: Vesting of one-third of the shares granted on May 15, 2019 occurred on the first anniversary of the grant date.

F4 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Vesting of one-third of the shares granted on May 15, 2019 occurred on the first anniversary of the grant date.

SEC source: 0000890926-21-000005 · edgar.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,524

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 4,151 RSUs granted May 15, 2019.

SEC source: 0000890926-21-000005 · edgar.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of one-third of the shares granted on May 15, 2019 occurred on the first anniversary of the grant date.

F2 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-20-000044 · edgar.xml · derivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,780

Underlying: Common Stock · 51,780 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F5 · price: Not Applicable.

F3 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 103,560 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F5 · derivative.expiration_date: Not Applicable.

F3 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 103,560 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F4 · derivative.underlying_shares: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

F3 · balance_after: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 103,560 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F4 · balance_after: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

SEC source: 0000890926-20-000044 · edgar.xml · derivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,120

Underlying: Common Stock · 29,120 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F5 · price: Not Applicable.

F2 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant.

F5 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant.

F2 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant.

SEC source: 0000890926-20-000035 · edgar.xml · derivative · entry 3

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,991

Underlying: Common Stock · 1,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 30,252 Performance based RSUs granted May 10, 2017.

F4 · shares: Vesting occured on the third anniversary of the grant date based on satisfaction of perforrmance metrics, subject to the certification of these results on May 12, 2020.

F5 · price: Not Applicable.

F4 · derivative.exercise_date: Vesting occured on the third anniversary of the grant date based on satisfaction of perforrmance metrics, subject to the certification of these results on May 12, 2020.

F5 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 30,252 Performance based RSUs granted May 10, 2017.

F2 · balance_after: Represents the total shares vested (net of shares withheld for taxes pursuant to our equity plan) based on performance of the May 10, 2017 RSU award. These vested shares are subject to a one year post vest holding period and will be distributed on May 10, 2021. These shares do not have voting rights until the holding period is met.

SEC source: 0000890926-20-000035 · edgar.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-20-000040 · edgar.xml · derivative · entry 3

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,991

Underlying: Common Stock · 1,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 30,252 performance-based RSUs granted May 10, 2017.

F5 · price: Not Applicable.

F4 · derivative.exercise_date: Vesting occurred on the third anniversary of the grant date based on satisfaction of performance metrics, subject to the certification of these results on May 12, 2020.

F5 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 30,252 performance-based RSUs granted May 10, 2017.

F2 · balance_after: Represents the total shares vested (net of shares withheld for taxes pursuant to our equity plan) based on performance of performance-based RSU awards granted May 10, 2017. These vested shares remain subject to a one-year post-vest holding period.

SEC source: 0000890926-20-000040 · edgar.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,280

F1 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 30,252 performance-based RSUs granted May 10, 2017.

SEC source: 0000890926-20-000040 · edgar.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 30,252 performance-based RSUs granted May 10, 2017.

F3 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-20-000011 · edgar.xml · derivative · entry 3

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,090

Underlying: Common stock · 10,000 shares

Expires 2022-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Not applicable

SEC source: 0000890926-20-000011 · edgar.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,648

SEC source: 0000890926-20-000011 · edgar.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000890926-19-000052 · edgar.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by 401K Stock Fund

Disclosed balance after: 0

F1 · shares: Represents share equivalents sold in connection with a reallocation among investments in Company's 401(k) Savings Incentive Plan.

SEC source: 0000890926-19-000037 · edgar.xml · derivative · entry 4

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,650

Underlying: Common Stock · 27,650 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F8 · price: Not Applicable.

F5 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 55,300 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F8 · derivative.expiration_date: Not Applicable.

F5 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 55,300 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F6 · derivative.underlying_shares: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F5 · balance_after: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 55,300 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F6 · balance_after: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

SEC source: 0000890926-19-000037 · edgar.xml · derivative · entry 3

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,580

Underlying: Common Stock · 12,580 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F8 · price: Not Applicable.

F4 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-based RSUs have no voting or dividend rights.

F8 · derivative.expiration_date: Not Applicable.

F4 · derivative.underlying_shares: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-based RSUs have no voting or dividend rights.

F4 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-based RSUs have no voting or dividend rights.

SEC source: 0000890926-19-000037 · edgar.xml · derivative · entry 5

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,789

Underlying: Common Stock · 2,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 62,389 Performance based RSUs granted May 11, 2016.

F8 · price: Not Applicable.

F7 · derivative.exercise_date: Vesting occured on the third anniversary of the grant date based on satisfaction of perforrmance metrics, subject to the certification of these results on May 14, 2019.

F8 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 62,389 Performance based RSUs granted May 11, 2016.

F2 · balance_after: Represents the total shares vested (net of shares withheld for taxes pursuant to our equity plan) based on performance of the May 11, 2016 RSU award. These vested shares are subject to a one year post vest holding period and will be distributed on May 11, 2020. These shares do not have dividend or voting rights until the holding period is met.

SEC source: 0000890926-19-000037 · edgar.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,648

F1 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 62,389 Performance based RSUs granted May 11, 2016.

SEC source: 0000890926-19-000037 · edgar.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-20-000035 · edgar.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,280

F1 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 30,252 Performance based RSUs granted May 10, 2017.

SEC source: 0000890926-19-000035 · edgar.xml · derivative · entry 6

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,414

Underlying: Common Stock · 3,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F7 · price: Not Applicable.

F6 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F6 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

SEC source: 0000890926-19-000035 · edgar.xml · nonDerivative · entry 4

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,648

F4 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of one-third of the time-vested RSUs granted May 10, 2017.

SEC source: 0000890926-19-000035 · edgar.xml · nonDerivative · entry 3

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F5 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-19-000035 · edgar.xml · derivative · entry 5

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,712

Underlying: Common Stock · 3,798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 9, 2018.

F7 · price: Not Applicable.

F6 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 9, 2018.

F6 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

SEC source: 0000890926-19-000035 · edgar.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,857

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of one-third of the time-vested RSUs granted May 9, 2018.

SEC source: 0000890926-19-000035 · edgar.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 9, 2018.

F5 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-18-000044 · edgar.xml · derivative · entry 3

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,985

Underlying: Common Stock · 14,985 shares

Expires 2018-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock option exercise of an award expiring June 9, 2018.

F2 · price: Not Applicable.

SEC source: 0000890926-18-000044 · edgar.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,804

SEC source: 0000890926-18-000044 · edgar.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000890926-18-000037 · edgar.xml · derivative · entry 5

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,727

Underlying: Common Stock · 3,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F7 · price: Not Applicable.

F4 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F4 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.