Hoffman Edward J

SEC source: 0001062993-24-010677 · form4.xml · derivative · entry 8

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,587

Underlying: Common Stock · 6,293 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 17, 2023.

F9 · price: Not Applicable

F9 · derivative.expiration_date: Not Applicable

SEC source: 0001062993-24-010677 · form4.xml · derivative · entry 7

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,927

Underlying: Common Stock · 6,927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 11, 2022.

F9 · price: Not Applicable

F9 · derivative.expiration_date: Not Applicable

SEC source: 0001062993-24-010677 · form4.xml · derivative · entry 6

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,247 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

F9 · price: Not Applicable

F9 · derivative.expiration_date: Not Applicable

SEC source: 0001062993-24-010677 · form4.xml · nonDerivative · entry 5

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,110

F5 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the distribution of the time-based RSUs granted on May 12, 2021, May 11, 2022, and May 17, 2023, as well as shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 72,740 performance-based RSUs granted May 12, 2021, net of which remain subject to a one year post-vest hold.

F8 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-24-010677 · form4.xml · nonDerivative · entry 4

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Pursuant to the terms of the Company's equity incentive plan, represents the shares distributed to satisfy the tax liability incurred upon the vesting of the performance-based RSU award granted May 12, 2021, which are subject to a one-year post vest holding period.

F8 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-24-010677 · form4.xml · nonDerivative · entry 3

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 17, 2023.

F8 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-24-010677 · form4.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 11, 2022.

F8 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-24-010677 · form4.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

F8 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-24-010330 · form4.xml · derivative · entry 3

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 99,494 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents distribution of shares of common stock related to RSUs that were granted May 13, 2020, which vested on May 13, 2023 and were subject to a one-year post-vest hold.

F4 · price: Not Applicable

F4 · derivative.expiration_date: Not Applicable

SEC source: 0001062993-24-010330 · form4.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,341

F2 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the distribution of the performance-based RSUs granted May 13, 2020, following completion of the one-year hold period after vesting of the RSUs.

SEC source: 0001062993-24-010330 · form4.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents distribution of shares of common stock related to RSUs that were granted May 13, 2020, which vested on May 13, 2023 and were subject to a one-year post-vest hold.

F3 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-23-013067 · form4.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,784

F1 · shares: Pre-arranged sale of common stock pursuant to a 10b5-1 trading plan entered into in March 2023.

SEC source: 0001062993-23-011824 · form4.xml · derivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,620

Underlying: Common Stock · 29,620 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

F5 · price: Not Applicable.

F5 · derivative.expiration_date: Not Applicable.

F4 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on May 15, 2026 (between 0 and 59,240 shares) based on the Company's cumulative growth in "LTI Book Value per Share" and Radian's total stockholder return (TSR) as compared to the average TSR of a designated peer group, in each case over a three-year performance period. Distribution of the shares generally is subject to a one-year post-vest holding period.

F3 · balance_after: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

F4 · balance_after: Vesting of the performance-based RSUs occurs on May 15, 2026 (between 0 and 59,240 shares) based on the Company's cumulative growth in "LTI Book Value per Share" and Radian's total stockholder return (TSR) as compared to the average TSR of a designated peer group, in each case over a three-year performance period. Distribution of the shares generally is subject to a one-year post-vest holding period.

SEC source: 0001062993-23-011824 · form4.xml · derivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,880

Underlying: Common Stock · 18,880 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F5 · price: Not Applicable.

F5 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2023.

F2 · balance_after: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2023.

SEC source: 0001062993-23-011272 · form4.xml · derivative · entry 12

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F6 · shares: Represents distribution of shares of common stock related to RSUs that were granted May 15, 2019, which vested on May 15, 2022 and were subject to a one-year post-vest hold.

F11 · price: Not Applicable

F11 · derivative.expiration_date: Not Applicable

SEC source: 0001062993-23-011272 · form4.xml · derivative · entry 11

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,854

Underlying: Common Stock · 6,926 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F5 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 11, 2022.

F11 · price: Not Applicable

F11 · derivative.expiration_date: Not Applicable

SEC source: 0001062993-23-011272 · form4.xml · derivative · entry 10

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,247

Underlying: Common Stock · 7,247 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

F11 · price: Not Applicable

F11 · derivative.expiration_date: Not Applicable

SEC source: 0001062993-23-011272 · form4.xml · nonDerivative · entry 7

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,784

F7 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the distribution of the time-based RSUs granted on May 12, 2021 and May 11, 2022, as well as the shares withheld by the Company to satisfy the tax liability incurred upon the distribution of the performance-based RSUs granted May 15, 2019, following completion of the one-year hold period after vesting of the RSUs.

SEC source: 0001062993-23-011272 · form4.xml · nonDerivative · entry 6

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents distribution of shares of common stock related to RSUs that were granted May 15, 2019, which vested on May 15, 2022 and were subject to a one-year post-vest hold.

F10 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-23-011272 · form4.xml · nonDerivative · entry 5

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 11, 2022.

F10 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-23-011272 · form4.xml · nonDerivative · entry 4

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

F10 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-23-011272 · form4.xml · derivative · entry 9

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,494

Underlying: Common Stock · 4,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Represents the shares distributed to satisfy the tax liability incurred upon the vesting of the performance-based RSU award granted May 13, 2020, which are subject to a one-year post vest holding period.

F11 · price: Not Applicable

F8 · derivative.exercise_date: Vesting occurred on the third anniversary of the grant date based on satisfaction of performance metrics.

F11 · derivative.expiration_date: Not Applicable

F9 · balance_after: Pursuant to the terms of the Company's equity incentive plan, represents net shares subject to a one-year post vest hold upon vesting of 103,560 performance-based RSUs granted May 13, 2020.

SEC source: 0001062993-23-011272 · form4.xml · derivative · entry 8

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 13, 2020.

F11 · price: Not Applicable

F11 · derivative.expiration_date: Not Applicable

SEC source: 0001062993-23-011272 · form4.xml · nonDerivative · entry 3

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,228

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the distribution of the time-based RSUs granted on May 13, 2020, as well as shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 103,560 performance-based RSUs granted May 13, 2020, net of which remain subject to a one year post-vest hold.

SEC source: 0001062993-23-011272 · form4.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the shares distributed to satisfy the tax liability incurred upon the vesting of the performance-based RSU award granted May 13, 2020, which are subject to a one-year post vest holding period.

F10 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-23-011272 · form4.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 13, 2020.

F10 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-23-005368 · form4.xml · derivative · entry 3

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,990 shares

Expires 2023-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock option exercise of an award expiring on May 13, 2023.

F2 · price: Not Applicable

SEC source: 0001062993-23-005368 · form4.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,534

SEC source: 0001062993-23-005368 · form4.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock option exercise of an award expiring on May 13, 2023.

SEC source: 0001062993-22-019127 · form4.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,534

F1 · shares: Pre-arranged sale of common stock pursuant to a 10b5-1 trading plan entered into in February 2022.

SEC source: 0001062993-22-014457 · form4.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,534

F1 · shares: Pre-arranged sale of common stock pursuant to a 10b5-1 trading plan entered into in February 2022.

SEC source: 0001062993-22-012762 · form4.xml · derivative · entry 10

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,964

Underlying: Common Stock · 1,575 shares

Expires not disclosed

F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F5 · shares: Represents the shares netted for taxes from the vesting of the performance-based RSU award granted May 15, 2019, which are subject to a one-year post vest holding period

F10 · price: Not Applicable.

F7 · derivative.exercise_date: Vesting occurred on the third anniversary of the grant date based on satisfaction of performance metrics.

F10 · derivative.expiration_date: Not Applicable.

F5 · derivative.underlying_shares: Represents the shares netted for taxes from the vesting of the performance-based RSU award granted May 15, 2019, which are subject to a one-year post vest holding period

F8 · balance_after: Pursuant to the terms of the Company???s equity incentive plan, represents net shares subject to a one-year post vest hold upon vesting of 37,964 performance-based RSUs granted May 15, 2019.

SEC source: 0001062993-22-012762 · form4.xml · derivative · entry 9

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 15, 2019.

F10 · price: Not Applicable.

F10 · derivative.expiration_date: Not Applicable.

F4 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 15, 2019.

SEC source: 0001062993-22-012762 · form4.xml · derivative · entry 8

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,567

Underlying: Common Stock · 7,246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

F10 · price: Not Applicable.

F10 · derivative.expiration_date: Not Applicable.

F3 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

SEC source: 0001062993-22-012762 · form4.xml · nonDerivative · entry 6

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,534

F6 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the distribution of the time-based RSUs granted on each of May 15, 2019, May 13, 2020 and May 12, 2021, as well as shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 37,964 performance-based RSUs granted May 15, 2019, net of which remain subject to a one year post-vest hold.

SEC source: 0001062993-22-012762 · form4.xml · nonDerivative · entry 5

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents the shares netted for taxes from the vesting of the performance-based RSU award granted May 15, 2019, which are subject to a one-year post vest holding period

F9 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-22-012762 · form4.xml · nonDerivative · entry 4

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 15, 2019.

F9 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-22-012762 · form4.xml · nonDerivative · entry 3

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

F9 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-22-012762 · form4.xml · derivative · entry 7

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,466

Underlying: Common Stock · 9,609 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 13, 2020.

F10 · price: Not Applicable.

F10 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 13, 2020.

SEC source: 0001062993-22-012762 · form4.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 13, 2020.

F9 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-22-012762 · form4.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,416

F1 · shares: Sale of Common Stock pursuant to a 10b5-1 trading plan.

SEC source: 0001062993-22-012430 · form4.xml · derivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,290

Underlying: Common Stock · 34,290 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

F5 · price: Not Applicable.

F4 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on May 15, 2025 (between 0 and 68,580 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F5 · derivative.expiration_date: Not Applicable.

F4 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on May 15, 2025 (between 0 and 68,580 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F3 · balance_after: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

F4 · balance_after: Vesting of the performance-based RSUs occurs on May 15, 2025 (between 0 and 68,580 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

SEC source: 0001062993-22-012430 · form4.xml · derivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,780

Underlying: Common Stock · 20,780 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F5 · price: Not Applicable.

F2 · derivative.exercise_date: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2022.

F5 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2022.

F2 · balance_after: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2022.

SEC source: 0001062993-22-012011 · form4.xml · derivative · entry 3

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents restricted stock units that were granted May 9, 2018, which vested on May 9, 2021 and were subject to a one-year post-vest hold which was satisfied May 9, 2022.

F4 · price: Not Applicable.

F1 · derivative.exercise_date: Represents restricted stock units that were granted May 9, 2018, which vested on May 9, 2021 and were subject to a one-year post-vest hold which was satisfied May 9, 2022.

F4 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Represents restricted stock units that were granted May 9, 2018, which vested on May 9, 2021 and were subject to a one-year post-vest hold which was satisfied May 9, 2022.

SEC source: 0001062993-22-012011 · form4.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,416

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the distribution of the performance-based RSUs granted May 9, 2018, following completion of the one-year hold period after vesting of the RSUs.

SEC source: 0001062993-22-012011 · form4.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents restricted stock units that were granted May 9, 2018, which vested on May 9, 2021 and were subject to a one-year post-vest hold which was satisfied May 9, 2022.

F2 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-21-009221 · form4.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,272

F1 · shares: Sale of Common Stock pursuant to a 10b5-1 trading plan.

SEC source: 0001062993-21-008329 · form4.xml · derivative · entry 3

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,030 shares

Expires 2022-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of performance-based stock options pursuant to a 10b5-1 trading plan.

F3 · price: Not Applicable.

F1 · derivative.underlying_shares: Exercise of performance-based stock options pursuant to a 10b5-1 trading plan.

SEC source: 0001062993-21-008329 · form4.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,605

F2 · shares: Sale of Common Stock pursuant to a 10b5-1 trading plan.

SEC source: 0001062993-21-008329 · form4.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of performance-based stock options pursuant to a 10b5-1 trading plan.