TapewireFind a company

person · Reporting owner

WILLS STEPHEN T

Disclosed activity across 6 companies

Tapewire entity
29911
SEC CIK
0001103883

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cactus Acquisition Corp. 1 LtdCCTSU · Entity 88589Chief Financial OfficerOctober 28, 2021November 03, 2021
Gamida Cell Ltd.GMDA · Entity 94655DirectorJanuary 31, 2024February 02, 2024
MediWound Ltd.MDWD · Entity 296DirectorMarch 18, 2026March 18, 2026
PALATIN TECHNOLOGIES INCPTN · Entity 7649Executive VP and CFO/COOJuly 15, 2026July 17, 2026
Viskase Holdings, Inc.ENZN · Entity 7040DirectorJanuary 07, 2025January 10, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cactus Acquisition Corp. 1 Ltd

Report date October 28, 2021 · Filed November 03, 2021

This filing explicitly reported no securities owned.

Gamida Cell Ltd.

Report date January 31, 2024 · Filed February 02, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect256,177 Reported balance After 2024-01-31 transaction · row 1
1 source row

Row 1 · 2024-01-31 · Grant · Acquired 200,000 · Balance 256,177

F1: Represents a restricted share unit award, which shall vest on January 31, 2025, subject to the Reporting Person's continuous service through such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a restricted share unit award, which shall vest on January 31, 2025, subject to the Reporting Person's continuous service through such vesting date.

MediWound Ltd.

Report date March 18, 2026 · Filed March 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary sharesSEC Table I · non-derivativeDirect9,679 Reported balance Holding disclosure · report date 2026-03-18 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 9,679

Ordinary sharesSEC Table I · non-derivativeDirect750 Reported balance Holding disclosure · report date 2026-03-18 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 750

F1: The ordinary shares reported in this row consist of shares underlying RSUs that were granted to the Reporting Person on March 4, 2026 and vest 100% on the one-year anniversary of the grant date.

Stock Option (right to buy ordinary shares)SEC Table II · derivative / convertible security · Conversion / exercise price $34.43 · Expires 2029-03-24DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance Not disclosed

Stock Option (right to buy ordinary shares)SEC Table II · derivative / convertible security · Conversion / exercise price $12.25 · Expires 2030-06-29DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance Not disclosed

Stock Option (right to buy ordinary shares)SEC Table II · derivative / convertible security · Conversion / exercise price $37.52 · Expires 2031-06-15DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance Not disclosed

Stock Option (right to buy ordinary shares)SEC Table II · derivative / convertible security · Conversion / exercise price $14.42 · Expires 2032-05-16DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance Not disclosed

Stock Option (right to buy ordinary shares)SEC Table II · derivative / convertible security · Conversion / exercise price $11.89 · Expires 2033-05-30DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance Not disclosed

Stock Option (right to buy ordinary shares)SEC Table II · derivative / convertible security · Conversion / exercise price $12.73 · Expires 2034-02-26DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance Not disclosed

Stock Option (right to buy ordinary shares)SEC Table II · derivative / convertible security · Conversion / exercise price $18.54 · Expires 2035-02-11DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance Not disclosed

Stock Option (right to buy ordinary shares)SEC Table II · derivative / convertible security · Conversion / exercise price $17.60 · Expires 2036-03-04DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance Not disclosed

F2: The options reported in this row were granted to the Reporting Person on March 4, 2026 and vest 100% on the one-year anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: The ordinary shares reported in this row consist of shares underlying RSUs that were granted to the Reporting Person on March 4, 2026 and vest 100% on the one-year anniversary of the grant date.

F2: The options reported in this row were granted to the Reporting Person on March 4, 2026 and vest 100% on the one-year anniversary of the grant date.

PALATIN TECHNOLOGIES INC

Report date July 15, 2026 · Filed July 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect63,792 Ending reported balance After 2026-07-15 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-07-15 · Tax withholding · Disposed 22 · Balance 63,965

F1: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 15, 2026, with the per share value of $11.77 determined as of June 22, 2026, the date of vesting, for a grant of 79 shares less the 22 shares withheld.

Row 2 · 2026-07-15 · Tax withholding · Disposed 79 · Balance 63,886

F2: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 15, 2026, with the per share value of $11.72 determined as of June 20, 2026, the date of vesting, for a grant of 287 shares less the 79 shares withheld.

Row 3 · 2026-07-15 · Tax withholding · Disposed 94 · Balance 63,792

F3: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 15, 2026, with the per share value of $14.34 determined as of June 4, 2026, the date of vesting, for a grant of 345 shares less the 94 shares withheld.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 15, 2026, with the per share value of $11.77 determined as of June 22, 2026, the date of vesting, for a grant of 79 shares less the 22 shares withheld.

F2: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 15, 2026, with the per share value of $11.72 determined as of June 20, 2026, the date of vesting, for a grant of 287 shares less the 79 shares withheld.

F3: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 15, 2026, with the per share value of $14.34 determined as of June 4, 2026, the date of vesting, for a grant of 345 shares less the 94 shares withheld.

Viskase Holdings, Inc.

Report date January 07, 2025 · Filed January 10, 2025

This filing explicitly reported no securities owned.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DERMA SCIENCES, INC.

Report date February 24, 2017 · Filed February 24, 2017

Section 16 reporting ended · disclosed 2017-02-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect27,500 Ending reported balance After 2017-02-24 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-02-24 · Disposition to issuer · Disposed 147,076 · Balance 0

F1: Pursuant to the terms of the Agreement and Plan of Merger, dated January 10, 2017, by and among the Issuer, Integra Derma, Inc. and Integra LifeSciences Holdings Corporation (the "Merger Agreement"), as of the Effective Time (as defined in the Merger Agreement), the shares of the Issuer's common stock were converted into the right to receive $7.00 per share to the reporting person in cash.

Row 2 · 2017-02-24 · Disposition to issuer · Acquired 27,500 · Balance 27,500

F2: Represents shares of the Issuer's common stock received upon the vesting of 27,500 restricted stock units, as described herein.

F4: In connection with the expiration of the Offer and the subsequent closing of the merger pursuant to the terms of the Merger Agreement, all outstanding stock options became fully vested and exercisable on such date. Each stock option held by the reporting person was then cancelled in exchange for a cash payment representing the difference between the exercise price of such option and $7.00 per share, payable without any interest thereon and subject to any required tax withholdings.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.27Direct0 Reported balance After 2017-02-24 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-02-24 · Disposition to issuer · Disposed 29,375 · Balance 0

F3: Represents the weighted average exercise price for in-the-money stock options, as described in a Schedule TO and the Issuer's Schedule 14D-9, each as filed with the Securities and Exchange Commission on January 25, 2017, pursuant to which Integra Derma, Inc. offered to purchase all of the Issuer's common stock for $7.00 per share (the "Offer").

F6: The options were originally granted in consideration of the reporting person's services to the Issuer and without payment of consideration.

F4: In connection with the expiration of the Offer and the subsequent closing of the merger pursuant to the terms of the Merger Agreement, all outstanding stock options became fully vested and exercisable on such date. Each stock option held by the reporting person was then cancelled in exchange for a cash payment representing the difference between the exercise price of such option and $7.00 per share, payable without any interest thereon and subject to any required tax withholdings.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-02-24 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-02-24 · Disposition to issuer · Disposed 27,500 · Balance 0

F5: Upon the Effective Time, the restricted stock units were converted into the right to receive an amount in cash equal to $7.00 with respect to each share of common stock underlying such award, payable without any interest thereon and subject to any required tax withholdings.

F7: The restricted stock units were originally granted in consideration of the reporting person's services to the Issuer and without payment of consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Agreement and Plan of Merger, dated January 10, 2017, by and among the Issuer, Integra Derma, Inc. and Integra LifeSciences Holdings Corporation (the "Merger Agreement"), as of the Effective Time (as defined in the Merger Agreement), the shares of the Issuer's common stock were converted into the right to receive $7.00 per share to the reporting person in cash.

F2: Represents shares of the Issuer's common stock received upon the vesting of 27,500 restricted stock units, as described herein.

F3: Represents the weighted average exercise price for in-the-money stock options, as described in a Schedule TO and the Issuer's Schedule 14D-9, each as filed with the Securities and Exchange Commission on January 25, 2017, pursuant to which Integra Derma, Inc. offered to purchase all of the Issuer's common stock for $7.00 per share (the "Offer").

F4: In connection with the expiration of the Offer and the subsequent closing of the merger pursuant to the terms of the Merger Agreement, all outstanding stock options became fully vested and exercisable on such date. Each stock option held by the reporting person was then cancelled in exchange for a cash payment representing the difference between the exercise price of such option and $7.00 per share, payable without any interest thereon and subject to any required tax withholdings.

F5: Upon the Effective Time, the restricted stock units were converted into the right to receive an amount in cash equal to $7.00 with respect to each share of common stock underlying such award, payable without any interest thereon and subject to any required tax withholdings.

F6: The options were originally granted in consideration of the reporting person's services to the Issuer and without payment of consideration.

F7: The restricted stock units were originally granted in consideration of the reporting person's services to the Issuer and without payment of consideration.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 15, 2026 Filed Jul 17, 2026 20:15 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 Tax withholdingCommon Stock 94 $14.34 $1,347.96
Disclosure

SEC source: 0001493152-26-033742 · ownership.xml · nonDerivative · entry 3

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,792

F3 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 15, 2026, with the per share value of $14.34 determined as of June 4, 2026, the date of vesting, for a grant of 345 shares less the 94 shares withheld.

F3 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 15, 2026, with the per share value of $14.34 determined as of June 4, 2026, the date of vesting, for a grant of 345 shares less the 94 shares withheld.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 20:15 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 Tax withholdingCommon Stock 79 $11.72 $925.88
Disclosure

SEC source: 0001493152-26-033742 · ownership.xml · nonDerivative · entry 2

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,886

F2 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 15, 2026, with the per share value of $11.72 determined as of June 20, 2026, the date of vesting, for a grant of 287 shares less the 79 shares withheld.

F2 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 15, 2026, with the per share value of $11.72 determined as of June 20, 2026, the date of vesting, for a grant of 287 shares less the 79 shares withheld.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 20:15 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 Tax withholdingCommon Stock 22 $11.77 $258.94
Disclosure

SEC source: 0001493152-26-033742 · ownership.xml · nonDerivative · entry 1

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,965

F1 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 15, 2026, with the per share value of $11.77 determined as of June 22, 2026, the date of vesting, for a grant of 79 shares less the 22 shares withheld.

F1 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 15, 2026, with the per share value of $11.77 determined as of June 22, 2026, the date of vesting, for a grant of 79 shares less the 22 shares withheld.

Read SEC document
December 30, 2025 Filed Jan 2, 2026 21:30 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 Tax withholdingCommon Stock 95 $21.38 $2,031.10
Disclosure

SEC source: 0001493152-26-000132 · ownership.xml · nonDerivative · entry 3

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,276

F3 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended December 30, 2025, with the per share value determined as of December 8, 2025, the date of vesting, for a grant of 345 shares less the 95 shares withheld.

F3 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended December 30, 2025, with the per share value determined as of December 8, 2025, the date of vesting, for a grant of 345 shares less the 95 shares withheld.

Read SEC document
December 30, 2025 Filed Jan 2, 2026 21:30 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 Tax withholdingCommon Stock 91 $21.38 $1,945.58
Disclosure

SEC source: 0001493152-26-000132 · ownership.xml · nonDerivative · entry 2

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,371

F2 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended December 30, 2025, with the per share value determined as of December 8, 2025, the date of vesting, for a grant of 330 shares less the 91 shares withheld.

F2 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended December 30, 2025, with the per share value determined as of December 8, 2025, the date of vesting, for a grant of 330 shares less the 91 shares withheld.

Read SEC document
December 30, 2025 Filed Jan 2, 2026 21:30 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 Tax withholdingCommon Stock 26 $21.38 $555.88
Disclosure

SEC source: 0001493152-26-000132 · ownership.xml · nonDerivative · entry 1

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,462

F1 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended December 30, 2025, with the per share value determined as of December 8, 2025, the date of vesting, for a grant of 95 shares less the 26 shares withheld.

F1 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended December 30, 2025, with the per share value determined as of December 8, 2025, the date of vesting, for a grant of 95 shares less the 26 shares withheld.

Read SEC document
December 24, 2025 Filed Dec 29, 2025 21:30 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 SaleCommon Stock 565 $16.74 $9,460.53
Disclosure

SEC source: 0001493152-25-029385 · ownership.xml · nonDerivative · entry 1

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,488

F1 · shares: Sale made for estate planning purposes.

F1 · price: Sale made for estate planning purposes.

Read SEC document
December 09, 2025 Filed Dec 11, 2025 22:00 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 GrantStock Option (Right to Buy) · Derivative 495 $0.00 Strike: $91.50 $0.00
Disclosure

SEC source: 0001493152-25-027272 · ownership.xml · derivative · entry 6

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 122,913

Underlying: Common Stock · 495 shares

Expires 2034-06-04

F6 · derivative.exercise_date: Performance-based stock options granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, upon payment of the exercise price, one share of common stock. The performance condition stock option grant, made June 4, 2024, vested in part on December 9, 2025, upon certification by the Compensation Committee of a defined performance objective as to 100% of the target number of share units for the 18 months ending December 31, 2025.

Read SEC document
December 09, 2025 Filed Dec 11, 2025 22:00 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 GrantStock Option (Right to Buy) · Derivative 518 $0.00 Strike: $109.50 $0.00
Disclosure

SEC source: 0001493152-25-027272 · ownership.xml · derivative · entry 5

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 122,418

Underlying: Common Stock · 518 shares

Expires 2033-06-20

F5 · derivative.exercise_date: Performance-based Stock options granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, upon payment of the exercise price, one share of common stock. The performance condition stock option grant, made June 20, 2023, vested in part on December 9, 2025, upon certification by the Compensation Committee of a defined performance objective as to 100% of the target number of share units for the 18 months ending December 31, 2025.

Read SEC document
December 09, 2025 Filed Dec 11, 2025 22:00 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 GrantStock Option (Right to Buy) · Derivative 142 $0.00 Strike: $362.50 $0.00
Disclosure

SEC source: 0001493152-25-027272 · ownership.xml · derivative · entry 4

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 121,900

Underlying: Common Stock · 142 shares

Expires 2032-06-22

F4 · derivative.exercise_date: Performance-based stock options granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, upon payment of the exercise price, one share of common stock. The performance condition stock option grant, made June 22, 2022, vested in part on December 9, 2025, upon certification by the Compensation Committee of a defined performance objective as to 100% of the target number of share units for the 18 months ending December 31, 2025.

Read SEC document
December 09, 2025 Filed Dec 11, 2025 22:00 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 GrantCommon Stock 345 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-027272 · ownership.xml · nonDerivative · entry 3

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,053

F3 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made June 4, 2024, vested in part on December 9, 2025, upon certification by the Compensation Committee of a defined performance objective as to 100% of the target number of share units for the 18 months ending December 31, 2025. The shares have not been issued as of the date of this Form 4, but will be issued on or before the 60th day following December 9, 2025.

F3 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made June 4, 2024, vested in part on December 9, 2025, upon certification by the Compensation Committee of a defined performance objective as to 100% of the target number of share units for the 18 months ending December 31, 2025. The shares have not been issued as of the date of this Form 4, but will be issued on or before the 60th day following December 9, 2025.

Read SEC document
December 09, 2025 Filed Dec 11, 2025 22:00 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 GrantCommon Stock 330 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-027272 · ownership.xml · nonDerivative · entry 2

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,708

F2 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made June 20, 2023, vested in part on December 9, 2025, upon certification by the Compensation Committee of a defined performance objective as to 100% of the target number of share units for the 18 months ending December 31, 2025. The shares have not been issued as of the date of this Form 4, but will be issued on or before the 60th day following December 9, 2025.

F2 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made June 20, 2023, vested in part on December 9, 2025, upon certification by the Compensation Committee of a defined performance objective as to 100% of the target number of share units for the 18 months ending December 31, 2025. The shares have not been issued as of the date of this Form 4, but will be issued on or before the 60th day following December 9, 2025.

Read SEC document
December 09, 2025 Filed Dec 11, 2025 22:00 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 GrantCommon Stock 95 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-027272 · ownership.xml · nonDerivative · entry 1

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,378

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made June 22, 2022, vested in part on December 9, 2025, upon certification by the Compensation Committee of a defined performance objective as to 100% of the target number of share units for the 18 months ending December 31, 2025. The shares have not been issued as of the date of this Form 4, but will be issued on or before the 60th day following December 9, 2025.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made June 22, 2022, vested in part on December 9, 2025, upon certification by the Compensation Committee of a defined performance objective as to 100% of the target number of share units for the 18 months ending December 31, 2025. The shares have not been issued as of the date of this Form 4, but will be issued on or before the 60th day following December 9, 2025.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 22:18 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 Tax withholdingCommon Stock 95 $5.50 $522.50
Disclosure

SEC source: 0001654954-25-013237 · section16.xml · nonDerivative · entry 4

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,583

F4 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended November 14, 2025, with the per share value determined as of June 4, 20245, the date of vesting, for a grant of 345 shares less the 95 shares withheld.

F4 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended November 14, 2025, with the per share value determined as of June 4, 20245, the date of vesting, for a grant of 345 shares less the 95 shares withheld.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 22:18 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 Tax withholdingCommon Stock 79 $8.00 $632.00
Disclosure

SEC source: 0001654954-25-013237 · section16.xml · nonDerivative · entry 3

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,678

F3 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended November 14, 2025, with the per share value determined as of June 22, 2025, the date of vesting, for a grant of 287 shares less the 79 shares withheld.

F3 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended November 14, 2025, with the per share value determined as of June 22, 2025, the date of vesting, for a grant of 287 shares less the 79 shares withheld.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 22:18 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 Tax withholdingCommon Stock 22 $8.00 $176.00
Disclosure

SEC source: 0001654954-25-013237 · section16.xml · nonDerivative · entry 2

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,757

F2 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended November 14, 2025, with the per share value determined as of June 22, 2025, the date of vesting, for a grant of 79 shares less the 22 shares withheld.

F2 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended November 14, 2025, with the per share value determined as of June 22, 2025, the date of vesting, for a grant of 79 shares less the 22 shares withheld.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 22:18 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 Tax withholdingCommon Stock 33 $8.00 $264.00
Disclosure

SEC source: 0001654954-25-013237 · section16.xml · nonDerivative · entry 1

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,779

F1 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended November 14, 2025, with the per share value determined as of June 20, 2025, the date of vesting, for a grant of 121 shares less the 33 shares withheld.

F1 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended November 14, 2025, with the per share value determined as of June 20, 2025, the date of vesting, for a grant of 121 shares less the 33 shares withheld.

Read SEC document
June 13, 2025 Filed Jun 17, 2025 20:35 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 PurchaseSeries I warrants · Derivative 2,727,272 $0.00 Strike: $0.11 $0.00
Disclosure

SEC source: 0001654954-25-007107 · section16.xml · derivative · entry 2

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,017,838

Underlying: Common Stock · 2,727,272 shares

Expires not disclosed

F1 · price: Each share of Series D Convertible Preferred Stock has a stated value of $100 per share, and is convertible to common stock at an initial conversion price of $0.11 per share, for a total of 1,363,636 shares of common stock. The Series D Preferred Stock and Series I common stock purchase warrants were sold at a combined offering price of $0.11 per share of common stock obtainable upon conversion of the Series D Convertible Preferred Stock.

F2 · derivative.exercise_date: The Series I warrants are exercisable on or after the date that approval is obtained from the Issuer's stockholders as may be required by the NYSE American (or any successor entity) (the "Stockholder Approval Date"), and will expire on the five-year anniversary of the Stockholder Approval Date, subject to the terms and conditions contained in such Series I warrant.

F2 · derivative.expiration_date: The Series I warrants are exercisable on or after the date that approval is obtained from the Issuer's stockholders as may be required by the NYSE American (or any successor entity) (the "Stockholder Approval Date"), and will expire on the five-year anniversary of the Stockholder Approval Date, subject to the terms and conditions contained in such Series I warrant.

Read SEC document
June 13, 2025 Filed Jun 17, 2025 20:35 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 PurchaseSeries D Preferred Stock 1,500 $150,000.00 $225,000,000.00
Disclosure

SEC source: 0001654954-25-007107 · section16.xml · nonDerivative · entry 1

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,640,756

F1 · shares: Each share of Series D Convertible Preferred Stock has a stated value of $100 per share, and is convertible to common stock at an initial conversion price of $0.11 per share, for a total of 1,363,636 shares of common stock. The Series D Preferred Stock and Series I common stock purchase warrants were sold at a combined offering price of $0.11 per share of common stock obtainable upon conversion of the Series D Convertible Preferred Stock.

Read SEC document
August 01, 2024 Filed Aug 2, 2024 21:01 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 SaleCommon Stock 2,500 $1.65 $4,125.25
Disclosure

SEC source: 0001654954-24-009894 · section16.xml · nonDerivative · entry 2

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,456

F1 · shares: Sales made for tax and estate planning purposes.

Read SEC document
August 01, 2024 Filed Aug 2, 2024 21:01 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 SaleCommon Stock 2,499 $1.66 $4,148.34
Disclosure

SEC source: 0001654954-24-009894 · section16.xml · nonDerivative · entry 1

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,956

F1 · shares: Sales made for tax and estate planning purposes.

Read SEC document
July 30, 2024 Filed Jul 31, 2024 20:31 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 Tax withholdingCommon Stock 3,350 $1.88 $6,298.00
Disclosure

SEC source: 0001654954-24-009703 · section16.xml · nonDerivative · entry 8

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,455

F8 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 30, 2024, with the per share value determined as of June 22, 2024, the date of vesting. The grant and vesting of the underlying 12,218 restricted share units was reported on Form 4 filed on July 16, 2024, with a transaction date of June 4, 2024.

F8 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 30, 2024, with the per share value determined as of June 22, 2024, the date of vesting. The grant and vesting of the underlying 12,218 restricted share units was reported on Form 4 filed on July 16, 2024, with a transaction date of June 4, 2024.

Read SEC document
July 30, 2024 Filed Jul 31, 2024 20:31 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 Tax withholdingCommon Stock 3,942 $1.88 $7,410.96
Disclosure

SEC source: 0001654954-24-009703 · section16.xml · nonDerivative · entry 7

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,805

F7 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 30, 2024, with the per share value determined as of June 20, 2024, the date of vesting. The grant of the underlying 14,375 time-based restricted share units which vested on June 20, 2024 was reported on Form 4 filed on June 22, 2023.

F7 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 30, 2024, with the per share value determined as of June 20, 2024, the date of vesting. The grant of the underlying 14,375 time-based restricted share units which vested on June 20, 2024 was reported on Form 4 filed on June 22, 2023.

Read SEC document
July 30, 2024 Filed Jul 31, 2024 20:31 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 Tax withholdingCommon Stock 1,266 $1.89 $2,392.74
Disclosure

SEC source: 0001654954-24-009703 · section16.xml · nonDerivative · entry 6

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,747

F6 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 30, 2024, with the per share value determined as of June 22, 2024, the date of vesting. The grant and vesting of the underlying 4,616 restricted share units was reported on Form 4 filed on July 16, 2024, with a transaction date of June 4, 2024.

F6 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 30, 2024, with the per share value determined as of June 22, 2024, the date of vesting. The grant and vesting of the underlying 4,616 restricted share units was reported on Form 4 filed on July 16, 2024, with a transaction date of June 4, 2024.

Read SEC document
July 30, 2024 Filed Jul 31, 2024 20:31 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 Tax withholdingCommon Stock 1,083 $1.89 $2,046.87
Disclosure

SEC source: 0001654954-24-009703 · section16.xml · nonDerivative · entry 5

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,013

F5 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 30, 2024, with the per share value determined as of June 22, 2024, the date of vesting. The grant of the underlying 3,950 time-based restricted share units which vested on June 22, 2024 was reported on Form 4 filed on June 24, 2022.

F5 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 30, 2024, with the per share value determined as of June 22, 2024, the date of vesting. The grant of the underlying 3,950 time-based restricted share units which vested on June 22, 2024 was reported on Form 4 filed on June 24, 2022.

Read SEC document
July 30, 2024 Filed Jul 31, 2024 20:31 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 Tax withholdingCommon Stock 1,400 $1.89 $2,646.00
Disclosure

SEC source: 0001654954-24-009703 · section16.xml · nonDerivative · entry 4

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,096

F4 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 30, 2024, with the per share value determined as of June 22, 2024, the date of vesting. The grant and vesting of the underlying 5,105 restricted share units was reported on Form 4 filed on July 16, 2024, with a transaction date of June 4, 2024.

F4 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 30, 2024, with the per share value determined as of June 22, 2024, the date of vesting. The grant and vesting of the underlying 5,105 restricted share units was reported on Form 4 filed on July 16, 2024, with a transaction date of June 4, 2024.

Read SEC document
July 30, 2024 Filed Jul 31, 2024 20:31 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 Tax withholdingCommon Stock 1,670 $1.89 $3,156.30
Disclosure

SEC source: 0001654954-24-009703 · section16.xml · nonDerivative · entry 3

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,496

F3 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 30, 2024, with the per share value determined as of June 22, 2024, the date of vesting. The grant of the underlying 6,090 time-based restricted share units, which vested on June 22, 2024, was reported on Form 4 filed on June 24, 2021.

F3 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 30, 2024, with the per share value determined as of June 22, 2024, the date of vesting. The grant of the underlying 6,090 time-based restricted share units, which vested on June 22, 2024, was reported on Form 4 filed on June 24, 2021.

Read SEC document
July 30, 2024 Filed Jul 31, 2024 20:31 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 Tax withholdingCommon Stock 1,933 $1.82 $3,518.06
Disclosure

SEC source: 0001654954-24-009703 · section16.xml · nonDerivative · entry 2

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,166

F2 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 30, 2024, with the per share value determined as of June 16, 2024, the date of vesting. The grant and vesting of the underlying 7,051 restricted share units was reported on Form 4 filed on July 16, 2024, with a transaction date of June 4, 2024.

F2 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 30, 2024, with the per share value determined as of June 16, 2024, the date of vesting. The grant and vesting of the underlying 7,051 restricted share units was reported on Form 4 filed on July 16, 2024, with a transaction date of June 4, 2024.

Read SEC document
July 30, 2024 Filed Jul 31, 2024 20:31 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 Tax withholdingCommon Stock 1,527 $1.82 $2,779.14
Disclosure

SEC source: 0001654954-24-009703 · section16.xml · nonDerivative · entry 1

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,099

F1 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 30, 2024, with the per share value determined as of June 16, 2024, the date of vesting. The grant of the underlying 5,570 time-based restricted share units vested on June 16, 2024, with one-half the total shares reported on Form 4 filed on June 18, 2020, and the remaining one-half of the total shares reported on Form 4 filed on June 25, 2020.

F1 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended July 30, 2024, with the per share value determined as of June 16, 2024, the date of vesting. The grant of the underlying 5,570 time-based restricted share units vested on June 16, 2024, with one-half the total shares reported on Form 4 filed on June 18, 2020, and the remaining one-half of the total shares reported on Form 4 filed on June 25, 2020.

Read SEC document
July 15, 2024 Filed Jul 16, 2024 20:31 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 GrantStock Option (Right to Buy) · Derivative 99,000 $0.00 Strike: $1.83 $0.00
Disclosure

SEC source: 0001654954-24-009000 · section16.xml · derivative · entry 6

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,416

Underlying: Common Stock · 99,000 shares

Expires 2034-06-04

F6 · derivative.exercise_date: Stock options granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, upon payment of the exercise price, one share of common stock, and which vest at the rate of 25% per year, with the initial vesting on June 4, 2025. The options were granted by the Compensation Committee on June 4, 2024, which grant was subject to certification by the Chief Financial Officer that the shareholders had increased the shares reserved under the 2011 Stock Incentive Plan, and that there were no impediments to the grant of the options. The required certification was made on July 15, 2024.

Read SEC document
July 15, 2024 Filed Jul 16, 2024 20:31 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 GrantCommon Stock 69,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-009000 · section16.xml · nonDerivative · entry 1

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,636

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest at the rate of 25% per year, with the initial vesting on June 4, 2025. The restricted share units were granted by the Compensation Committee on June 4, 2024, which grant was subject to certification by the Chief Financial Officer that the shareholders had increased the shares reserved under the 2011 Stock Incentive Plan, and that there were no impediments to the grant of the options. The required certification was made on July 15, 2024.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest at the rate of 25% per year, with the initial vesting on June 4, 2025. The restricted share units were granted by the Compensation Committee on June 4, 2024, which grant was subject to certification by the Chief Financial Officer that the shareholders had increased the shares reserved under the 2011 Stock Incentive Plan, and that there were no impediments to the grant of the options. The required certification was made on July 15, 2024.

Read SEC document
June 04, 2024 Filed Jul 16, 2024 20:31 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 GrantStock Option (Right to Buy) · Derivative 19,125 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0001654954-24-009000 · section16.xml · derivative · entry 10

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 326,501

Underlying: Common Stock · 19,125 shares

Expires 2033-06-20

F10 · derivative.exercise_date: Performance-based stock options granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, upon payment of the exercise price, one share of common stock. The performance condition stock option grant, made June 20, 2023, vested in part on June 4, 2024, upon certification by the Compensation Committee that a defined performance objective as to 85% of the target number of share units for the fiscal year ended June 30, 2024.

Read SEC document
June 04, 2024 Filed Jul 16, 2024 20:31 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 GrantStock Option (Right to Buy) · Derivative 6,866 $0.00 Strike: $7.25 $0.00
Disclosure

SEC source: 0001654954-24-009000 · section16.xml · derivative · entry 9

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,376

Underlying: Common Stock · 6,866 shares

Expires 2032-06-22

F9 · derivative.exercise_date: Performance-based Stock options granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, upon payment of the exercise price, one share of common stock. The performance condition stock option grant, made June 22, 2022, vested in part on June 4, 2024, upon certification by the Compensation Committee that a defined performance objective as to 85% of the target number of share units for the fiscal year ended June 30, 2024.

Read SEC document
June 04, 2024 Filed Jul 16, 2024 20:31 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 GrantStock Option (Right to Buy) · Derivative 12,409 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001654954-24-009000 · section16.xml · derivative · entry 8

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,510

Underlying: Common Stock · 12,409 shares

Expires 2031-06-22

F8 · derivative.exercise_date: Performance-based stock options granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, upon payment of the exercise price, one share of common stock. The performance condition stock option grant, made June 22, 2021, vested in part on June 4, 2024, upon certification by the Compensation Committee that a defined performance objective as to 85% of the target number of share units for the fiscal year ended June 30, 2024.

Read SEC document
June 04, 2024 Filed Jul 16, 2024 20:31 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 GrantStock Option (Right to Buy) · Derivative 11,685 $0.00 Strike: $14.50 $0.00
Disclosure

SEC source: 0001654954-24-009000 · section16.xml · derivative · entry 7

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,101

Underlying: Common Stock · 11,685 shares

Expires 2030-06-16

F7 · derivative.exercise_date: Performance-based stock options granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, upon payment of the exercise price, one share of common stock. The performance condition stock option grant, made June 16, 2020, vested in part on June 4, 2024, upon certification by the Compensation Committee that a defined performance objective as to 85% of the target number of share units for the fiscal year ended June 30, 2024.

Read SEC document
June 04, 2024 Filed Jul 16, 2024 20:31 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 GrantCommon Stock 12,218 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-009000 · section16.xml · nonDerivative · entry 5

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,626

F5 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made June 20, 2023, vested in part on June 4, 2024, upon certification by the Compensation Committee that a defined performance objective as to 85% of the target number of share units for the fiscal year ended June 30, 2024. The shares have not been issued as of the date of this Form 4, but will be issued on or before the 60th day following June 4, 2024.

F5 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made June 20, 2023, vested in part on June 4, 2024, upon certification by the Compensation Committee that a defined performance objective as to 85% of the target number of share units for the fiscal year ended June 30, 2024. The shares have not been issued as of the date of this Form 4, but will be issued on or before the 60th day following June 4, 2024.

Read SEC document
June 04, 2024 Filed Jul 16, 2024 20:31 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 GrantCommon Stock 4,616 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-009000 · section16.xml · nonDerivative · entry 4

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,408

F4 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made June 22, 2022, vested in part on June 4, 2024, upon certification by the Compensation Committee that a defined performance objective as to 85% of the target number of share units for the fiscal year ended June 30, 2024. The shares have not been issued as of the date of this Form 4, but will be issued on or before the 60th day following June 4, 2024.

F4 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made June 22, 2022, vested in part on June 4, 2024, upon certification by the Compensation Committee that a defined performance objective as to 85% of the target number of share units for the fiscal year ended June 30, 2024. The shares have not been issued as of the date of this Form 4, but will be issued on or before the 60th day following June 4, 2024.

Read SEC document
June 04, 2024 Filed Jul 16, 2024 20:31 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 GrantCommon Stock 5,105 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-009000 · section16.xml · nonDerivative · entry 3

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,792

F3 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made June 22, 2021, vested in part on June 4, 2024, upon certification by the Compensation Committee that a defined performance objective as to 85% of the target number of share units for the fiscal year ended June 30, 2024. The shares have not been issued as of the date of this Form 4, but will be issued on or before the 60th day following June 4, 2024.

F3 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made June 22, 2021, vested in part on June 4, 2024, upon certification by the Compensation Committee that a defined performance objective as to 85% of the target number of share units for the fiscal year ended June 30, 2024. The shares have not been issued as of the date of this Form 4, but will be issued on or before the 60th day following June 4, 2024.

Read SEC document
June 04, 2024 Filed Jul 16, 2024 20:31 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 GrantCommon Stock 7,051 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-009000 · section16.xml · nonDerivative · entry 2

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,687

F2 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made June 16, 2020, vested in part on June 4, 2024, upon certification by the Compensation Committee that a defined performance objective as to 85% of the target number of share units for the fiscal year ended June 30, 2024. The shares have not been issued as of the date of this Form 4, but will be issued on or before the 60th day following June 4, 2024.

F2 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made June 16, 2020, vested in part on June 4, 2024, upon certification by the Compensation Committee that a defined performance objective as to 85% of the target number of share units for the fiscal year ended June 30, 2024. The shares have not been issued as of the date of this Form 4, but will be issued on or before the 60th day following June 4, 2024.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 21:48 UTC Gamida Cell Ltd. GMDA · Entity 94655 GrantOrdinary Shares 200,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-002339 · form4-02022024_090217.xml · nonDerivative · entry 1

WILLS STEPHEN T · CIK 0001103883 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,177

F1 · shares: Represents a restricted share unit award, which shall vest on January 31, 2025, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 22:30 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 SaleCommon Stock 2,191 $2.64 $5,784.24
Disclosure

SEC source: 0001654954-23-015301 · section16.xml · nonDerivative · entry 2

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,522

F1 · shares: Sales made for tax and estate planning purposes.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 22:30 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 SaleCommon Stock 2,807 $2.42 $6,778.91
Disclosure

SEC source: 0001654954-23-015301 · section16.xml · nonDerivative · entry 1

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,713

F1 · shares: Sales made for tax and estate planning purposes.

Read SEC document
October 19, 2023 Filed Oct 20, 2023 20:35 UTC Amendment Gamida Cell Ltd. GMDA · Entity 94655 GrantShare Option (Right to Buy) · Derivative 28,300 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001209191-23-053263 · doc4a.xml · derivative · entry 4

WILLS STEPHEN T · CIK 0001103883 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,300

Underlying: Ordinary Shares · 28,300 shares

Expires 2033-10-18

F3 · date: The option grant was approved by the Board of Directors of the Issuer on February 8, 2023, subject to shareholder approval. The Issuer's shareholders approved the grant at the annual general meeting of the shareholders on October 19, 2023.

F4 · derivative.exercise_date: This option vests in equal quarterly installments over a twelve-month period, with the first such installment vesting on May 8, 2023, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
October 19, 2023 Filed Oct 20, 2023 20:35 UTC Amendment Gamida Cell Ltd. GMDA · Entity 94655 GrantShare Option (Right to Buy) · Derivative 56,600 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001209191-23-053263 · doc4a.xml · derivative · entry 3

WILLS STEPHEN T · CIK 0001103883 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,600

Underlying: Ordinary Shares · 56,600 shares

Expires 2033-10-18

F3 · date: The option grant was approved by the Board of Directors of the Issuer on February 8, 2023, subject to shareholder approval. The Issuer's shareholders approved the grant at the annual general meeting of the shareholders on October 19, 2023.

F4 · derivative.exercise_date: This option vests in equal quarterly installments over a twelve-month period, with the first such installment vesting on May 8, 2023, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
October 19, 2023 Filed Oct 20, 2023 20:35 UTC Amendment Gamida Cell Ltd. GMDA · Entity 94655 GrantOrdinary Shares 14,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-053263 · doc4a.xml · nonDerivative · entry 2

WILLS STEPHEN T · CIK 0001103883 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,177

F1 · date: The restricted stock unit ("RSU") award was approved by the Board of Directors of the Issuer on February 8, 2023, subject to shareholder approval. The Issuer's shareholders approved the award at the annual general meeting of the shareholders on October 19, 2023.

F2 · shares: Represents an RSU award, which shall vest on February 8, 2024, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
October 19, 2023 Filed Oct 20, 2023 20:35 UTC Amendment Gamida Cell Ltd. GMDA · Entity 94655 GrantOrdinary Shares 28,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-053263 · doc4a.xml · nonDerivative · entry 1

WILLS STEPHEN T · CIK 0001103883 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,977

F1 · date: The restricted stock unit ("RSU") award was approved by the Board of Directors of the Issuer on February 8, 2023, subject to shareholder approval. The Issuer's shareholders approved the award at the annual general meeting of the shareholders on October 19, 2023.

F2 · shares: Represents an RSU award, which shall vest on February 8, 2024, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 01:00 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 Tax withholdingCommon Stock 455 $2.17 $987.35
Disclosure

SEC source: 0001654954-23-010938 · section16.xml · nonDerivative · entry 8

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332,520

F1 · shares: A certificate of amendment of the articles of incorporation of Palatin Technologies for a 1-for-25 reverse stock split of issued and outstanding common stock (the "Reverse Stock Split") was effective as of 5:00 p.m. Eastern Time on August 30, 2022 (the "Effective Date"). All share and per share numbers herein, including common stock and awards made or vested prior to the Effective Date, have been adjusted to give effect to the Reverse Stock Split.

F9 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 24, 2023, the date of vesting. The grant and vesting of the underlying 1,658 restricted share units was reported on Form 4 filed on June 22, 2023, with a transaction date of June 20, 2023.

F1 · price: A certificate of amendment of the articles of incorporation of Palatin Technologies for a 1-for-25 reverse stock split of issued and outstanding common stock (the "Reverse Stock Split") was effective as of 5:00 p.m. Eastern Time on August 30, 2022 (the "Effective Date"). All share and per share numbers herein, including common stock and awards made or vested prior to the Effective Date, have been adjusted to give effect to the Reverse Stock Split.

F9 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 24, 2023, the date of vesting. The grant and vesting of the underlying 1,658 restricted share units was reported on Form 4 filed on June 22, 2023, with a transaction date of June 20, 2023.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 01:00 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 Tax withholdingCommon Stock 554 $2.17 $1,202.18
Disclosure

SEC source: 0001654954-23-010938 · section16.xml · nonDerivative · entry 7

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332,975

F1 · shares: A certificate of amendment of the articles of incorporation of Palatin Technologies for a 1-for-25 reverse stock split of issued and outstanding common stock (the "Reverse Stock Split") was effective as of 5:00 p.m. Eastern Time on August 30, 2022 (the "Effective Date"). All share and per share numbers herein, including common stock and awards made or vested prior to the Effective Date, have been adjusted to give effect to the Reverse Stock Split.

F8 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 24, 2023, the date of vesting. The grant of the underlying 2,020 time-based restricted share units which vested on June 24, 2023 was reported on Form 4 filed on June 26, 2019.

F1 · price: A certificate of amendment of the articles of incorporation of Palatin Technologies for a 1-for-25 reverse stock split of issued and outstanding common stock (the "Reverse Stock Split") was effective as of 5:00 p.m. Eastern Time on August 30, 2022 (the "Effective Date"). All share and per share numbers herein, including common stock and awards made or vested prior to the Effective Date, have been adjusted to give effect to the Reverse Stock Split.

F8 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 24, 2023, the date of vesting. The grant of the underlying 2,020 time-based restricted share units which vested on June 24, 2023 was reported on Form 4 filed on June 26, 2019.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 01:00 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 Tax withholdingCommon Stock 677 $2.24 $1,516.48
Disclosure

SEC source: 0001654954-23-010938 · section16.xml · nonDerivative · entry 6

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,529

F7 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 22, 2023, the date of vesting. The grant and vesting of the underlying 2,469 restricted share units was reported on Form 4 filed on June 22, 2023, with a transaction date of June 20, 2023.

F7 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 22, 2023, the date of vesting. The grant and vesting of the underlying 2,469 restricted share units was reported on Form 4 filed on June 22, 2023, with a transaction date of June 20, 2023.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 01:00 UTC PALATIN TECHNOLOGIES INC PTN · Entity 7649 Tax withholdingCommon Stock 1,083 $2.24 $2,425.92
Disclosure

SEC source: 0001654954-23-010938 · section16.xml · nonDerivative · entry 5

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,206

F1 · shares: A certificate of amendment of the articles of incorporation of Palatin Technologies for a 1-for-25 reverse stock split of issued and outstanding common stock (the "Reverse Stock Split") was effective as of 5:00 p.m. Eastern Time on August 30, 2022 (the "Effective Date"). All share and per share numbers herein, including common stock and awards made or vested prior to the Effective Date, have been adjusted to give effect to the Reverse Stock Split.

F6 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 22, 2023, the date of vesting. The grant of the underlying 3,950 time-based restricted share units, which vested on June 22, 2023, was reported on Form 4 filed on June 28, 2022.

F1 · price: A certificate of amendment of the articles of incorporation of Palatin Technologies for a 1-for-25 reverse stock split of issued and outstanding common stock (the "Reverse Stock Split") was effective as of 5:00 p.m. Eastern Time on August 30, 2022 (the "Effective Date"). All share and per share numbers herein, including common stock and awards made or vested prior to the Effective Date, have been adjusted to give effect to the Reverse Stock Split.

F6 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 22, 2023, the date of vesting. The grant of the underlying 3,950 time-based restricted share units, which vested on June 22, 2023, was reported on Form 4 filed on June 28, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.